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Point blowups of regular surfaces stay regular, with rational exceptional fibre over the residue field

Statement

Assume the Axiom of Choice. Let S be a regular finite-type k-scheme of pure dimension two, let p be a closed point, put κ=κ(p) and r=[κ:k], and let π ⁣:S′=Bl⁡pS→S be the blowup of S at p with exceptional subscheme E. Then S′ is regular of pure dimension two, E is an effective Cartier divisor canonically isomorphic to Pκ(mp/mp2), hence isomorphic to Pκ1 after choosing regular parameters, and OE(E)=OPκ1(−1). For A=OS,p and regular parameters x,y, the base change to Spec⁡A has charts Spec⁡A[T]/(xT−y)=Spec⁡A[y/x] and Spec⁡A[U]/(yU−x)=Spec⁡A[x/y], glued by inverting T and U with U=T−1. Their local rings at the generic point of E have dimension one and at its closed points dimension two. If S is smooth over k and p is k-rational, S′ is smooth over k; literal affine-plane charts occur in the model S=Ak2, p=0. No smoothness over an imperfect k is asserted for a general inseparable closed point. Regularity is a property of these local rings and does not require a κ-algebra structure on S′.

Facts & Assumptions

Given: The Axiom of Choice, a regular finite-type k-scheme S of pure dimension two, a closed point p∈S with residue field κ=κ(p), the blowup S′=Bl⁡pS with exceptional subscheme E, and regular parameters x,y of A=OS,p.

[A1]

Choice. The Axiom of Choice is assumed, as in the statement; the cited suppliers used below are stated under it.

[F1]

Affine blowup standard charts and overlaps: Let A be a ring, I=(f0,…,fr), S=R(I) and Bi=A[I/fi]. The standard opens Ui=D+(fit)=Spec⁡Bi cover Bl⁡ISpec⁡A, and on overlaps the identifications are D(uij) in Ui with uij=(fjt)/(fit), sending uij to uji−1 and preserving the structure maps to Spec⁡A.

[F2]

Affine blowup algebras: normal form, nonzerodivisors, reducedness, domains: For a ring A, an ideal I and a∈I, the affine blowup algebra A[I/a]:=(R(I))(a) satisfies: the image of a is a nonzerodivisor, I A[I/a]=a A[I/a], and (A[I/a])a=Aa. If I=(a0,…,ar) and a=a0, then A[x1,…,xr]/(axi−ai)→A[I/a], xi↦ai/a, is surjective; if A is a domain and a≠0, then A[I/a] is a domain.

[F3]

Flat base change for blowups, and failure without flatness: For a flat base change X′→X, the blowup of X along a quasi-coherent ideal sheaf of finite type base-changes to the blowup of X′ along the pulled-back ideal; in particular the base change of Bl⁡(x,y)Spec⁡A to Spec⁡A over S is the blowup of Spec⁡A at its closed point.

[F5]

Maximal ideals of an affine domain have full height: Let k be a field, B a finite-type k-domain and m⊆B maximal. Then ht⁡(m)=dim⁡B.

[F6]

regular local rings are domains and cohen macaulay: A regular local ring R of dimension d is a domain and Cohen-Macaulay. For every regular system (x1,…,xd), the tuple is R-regular and R/(x1,…,xc) is regular local of dimension d−c for all 0≤c≤d.

[F7]

localisation and polynomial extension of regular rings: Localizations and finite polynomial extensions of a commutative regular Noetherian ring are regular.

[F8]

localisations of regular local rings are regular: Every prime localization Rp of a regular local ring R is regular, and edim⁡Rp=ht⁡p.

[F9]

regular local quotient by parameter is regular: Let (R,m,k) be regular local of dimension d and x∈m∖m2. Then R/(x) is regular local of dimension and embedding dimension d−1.

[F10]

embedding dimension and regular local ring: For a nonzero commutative Noetherian local ring (R,m,k), edim⁡R=dim⁡k(m/m2); R is regular local when edim⁡R=dim⁡R.

[F11]

dimension at most embedding dimension: Every nonzero commutative Noetherian local ring R satisfies dim⁡R≤edim⁡R<∞.

[F12]

associated graded ring of a regular local ring: If (R,m,k) is regular local of dimension d, any cotangent basis induces a graded isomorphism k[X1,…,Xd]≅gr⁡mR.

[F13]

The exceptional divisor is the projectivized normal cone: For Z=V(I) cut out by a quasi-coherent ideal sheaf I of finite type, there is a canonical isomorphism of Z-schemes E→Proj⁡Z(gr⁡IOX) from the exceptional subscheme of the blowup.

[F14]

The pulled-back center ideal is the relative twist; the exceptional divisor is Cartier: For the blowup of I with exceptional subscheme E=V(IOBl⁡): O(1) is invertible, the natural map π∗I→O(1) is surjective with image IOBl⁡, so IOBl⁡ is invertible and E is an effective Cartier divisor with OBl⁡(−E)=IOBl⁡=O(1) and OBl⁡(E)=O(−1).

[F15]

Smooth morphism of schemes: A morphism f ⁣:X→S is smooth at x when it is locally of finite presentation at x, flat at x, and the scheme-theoretic fibre Xf(x) is geometrically regular at x (regular after every field extension of κ(f(x))); f is smooth when this holds everywhere.

[F16]

Smoothness survives base change and composition: Smooth morphisms are stable under arbitrary base change.

[F17]

Every vector space has a basis: Assuming the Axiom of Choice, every vector space over a field has a basis.

[F18]

Under the stated choice boundary, free modules are projective and hence flat: Every free module over a commutative ring is flat.

[F19]

Affine-domain dimension equals transcendence degree: For any field k and any finite-type k-domain B, dim⁡B=trdeg⁡kFrac⁡(B).

[F20]

Projective bundle in the quotient convention: For a finite locally free sheaf V, P(V)=Proj⁡(Sym⁡V), with its standard positive twist.

Proof

1.1A1F5F6F10

The component through p is open: regular local rings are domains, so distinct irreducible components of the Noetherian regular scheme cannot meet. Choose a domain affine neighborhood of p in that component. Its dimension is two, and the maximal-ideal height theorem gives dim⁡A=2 for A=OS,p. Choose regular parameters x,y. They form a regular sequence; A/(x) and A/(y) are one-dimensional regular local domains.

2.1F1F2F3step 1.1

Flat localization of the base identifies the part over Spec⁡A with the blowup of (x,y). On the x-chart, put C=A[T]/(xT−y). If xg=(xT−y)h, reduction modulo x gives yˉhˉ=0 in the domain (A/(x))[T], so h=xh1; cancellation of x gives g=(xT−y)h1. Hence C has no x-power torsion, and the chart algebra theorem identifies C=A[y/x]. It has Cx=Ax, exceptional ideal xC and quotient C/xC=κ[T]. The second chart is A[U]/(yU−x) by the same argument, with overlap U=T−1. Localization of the base does not change local rings at points over p.

3.1F7F8F9F10F11step 2.1

Outside V(x) the local rings of C are prime localizations of A, hence regular. A prime of A[T] lying over a point of V(x) in C is either Q=mA[T] or Q=(m,h), where hˉ is a monic irreducible polynomial over κ. The ambient local ring A[T]Q is regular. Its maximal ideal is generated respectively by x,y or by x,y,h. The prime chains (0)⊊(x)⊊mA[T] and, in the second case, their extension by Q, together with the embedding-dimension bound, give dimensions two and three. These generators therefore form a cotangent basis. The class of xT−y is Tˉxˉ−yˉ, which is nonzero because the coefficient of yˉ is −1, even when Tˉ=0. Quotienting by this parameter gives regular local rings of dimension one at the generic exceptional point and two at its closed points. The same proof works in the y-chart. These computations also show the local chart rings have dimension two, without asserting dim⁡Ax=2.

4.1F1F2F6F19step 3.1

Away from p the structural morphism is an isomorphism: on the complement of the exceptional ideal in each standard chart its denominator is inverted and the chart becomes the corresponding base principal open, compatibly with the ratio transitions. Thus all local rings of S′ are regular. Its charts over finite-type affine bases are finitely generated algebras, so S′ is finite type over k. Its irreducible components are disjoint and open, as for S. No component has generic point in E, since the local rings computed there have positive dimension, while a component's generic local ring has dimension zero. Every component consequently meets the unchanged open S∖{p} and shares the function field of a two-dimensional component of S. By the affine-domain dimension formula every nonempty affine open in it has dimension two. This gives dimension two for the component itself: any finite strict chain of irreducible closed subsets remains strict after intersecting an affine open meeting its smallest member, since such an open contains every member's generic point. Therefore S′ is pure of dimension two.

4.2F12F13F14F20step 3.1

The exceptional subscheme is canonically Proj⁡κgr⁡mA. The multiplication map Sym⁡κ(m/m2)→gr⁡mA is an isomorphism: choose any cotangent basis and apply the associated-graded theorem. Thus E is canonically Pκ(m/m2); the chosen basis x,y identifies it with Pκ1. The center ideal is O(−E)≅O(1), so E is effective Cartier and its normal line bundle is the restricted negative twist, OPκ1(−1). The projective-line coordinate identification depends on the chosen basis.

5.1F3F15F16F17F18step 4.1step 4.2∎

If S is smooth over k and p is rational, then for every field extension K/k, SK is smooth, regular and pure of dimension two, and pK is a rational closed point. Steps 1.1–4.2 apply over K. Flat base change identifies (S′)K with this point blowup, so it is regular for every K. The finite-type k-algebras of the charts are finitely presented, and they are flat over k because vector spaces are free. Hence the geometric-regularity definition proves smoothness. In the affine-plane model the quotients eliminate y or x, giving literal affine planes. For general p only regularity is asserted; only E, not the whole blowup, carries the indicated residue-field structure.

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