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Euler characteristic and normalization defect under a point blowup

Statement

Assume the Axiom of Choice. Let k be a field, let S be a regular surface proper over k with an ample invertible sheaf, let C⊆S be a reduced curve (an effective Cartier divisor), let p be a closed point of S with residue degree r=[κ(p):k] and let m=ord⁡mp(f)≥1 be the order of a local equation f of C in OS,p, namely f∈mpm∖mpm+1. This is the intrinsic multiplicity, agreeing with Multiplicity of a hypersurface equation at a rational point in its affine rational-point setting. Let π ⁣:S′→S be the blowup of p with exceptional curve E and let C′ be the strict transform of C. Then π∗C=C′+mE as effective Cartier divisors on S′, and writing χk(OX):=χk(X,OX) for the Euler characteristic of the structure sheaf (Euler characteristic of a coherent sheaf), one has χk(OC′)=χk(OC)+r(m2). Consequently, for the normalization defect δk of Normalization defect delta of a reduced curve, δk(C′)=δk(C)−r(m2).

Facts & Assumptions

Given: A field k, a regular surface S proper over k with an ample invertible sheaf, a reduced effective Cartier divisor C⊆S, a closed point p with residue field K=κ(p) of degree r over k, the multiplicity m=mult⁡p(C)≥1, the blowup π ⁣:S′→S of p with exceptional curve E, and the strict transform C′. The Axiom of Choice is assumed as in the statement, inherited from the Proj and cohomology constructions (The Axiom of Choice).

[F1]

Total transform equals strict transform plus multiplicity times the exceptional divisor: For a reduced curve C on a regular surface, a point blowup gives π∗C=C′+mE with C′ the strict transform, and C′ meets E in the 0-cycle of degree m over K cut out by the degree-m leading form. Both C and C′ are effective Cartier divisors (Cartier divisor).

[F2]

Point blowups of regular surfaces stay regular, with rational exceptional fibre over the residue field: S′ is regular of pure dimension two, E is an effective Cartier divisor isomorphic to PK1, and OE(E)≅OPK1(−1).

[F3]

Blowups of finite type ideals are locally H-projective, and proper and Strict transform of a closed subscheme: The blowup is proper over S, hence proper over k; C and C′ are closed subschemes of S and S′ respectively, hence proper over k; C′ is reduced because C is reduced; and properness makes all these schemes of finite type over k (Proper morphisms). Their affine coordinate rings are Noetherian because k is Noetherian (Every algebra of finite type over a Noetherian ring is a Noetherian ring); thus their structure sheaves, and all finite locally free sheaves on them, are coherent (Coherent module sheaves).

[F4]

Pushforward and vanishing for point blowups on a surface: π∗OS′=OS and Rqπ∗OS′=0 for all q>0.

[F5]

Projection formula for invertible twists and Cohomology comparison when higher direct images vanish: For an invertible sheaf L on S the projection formula identifies Rqπ∗(π∗L)≅Rqπ∗OS′⊗L, so by [F4] the sheaf π∗L has vanishing higher direct images and π∗(π∗L)=L; the vanishing-direct-image comparison gives Hq(S′,π∗L)≅Hq(S,L) for all q, whence χk(S′,π∗L)=χk(S,L) since S,S′ are proper over k and the sheaves are coherent.

[F6]

Twisting the exact sequence of an effective Cartier divisor and Effective Cartier divisors give a short exact sequence: For an effective Cartier divisor D on a scheme X with closed immersion i ⁣:D→X and an invertible sheaf L there is a short exact sequence 0⟶L(−D)⟶L⟶i∗(L∣D)⟶0, where L(−D)=L⊗OX(−D) is again invertible; for L=OX this is the standard sequence 0→OX(−D)→OX→i∗OD→0.

[F7]

Euler characteristic is additive in short exact sequences: On a scheme proper over k, the Euler characteristic of coherent sheaves is additive in short exact sequences.

[F8]

Closed immersion preserves cohomology and coherent pushforward: For a closed immersion i ⁣:Z→X and a quasi-coherent OZ-module F there are isomorphisms Hq(Z,F)≅Hq(X,i∗F) for all q≥0, and i∗F is coherent when X is locally Noetherian and F is coherent.

[F9]

Euler characteristic of line bundles on a projective line over a finite field extension: For an invertible sheaf M of degree d over K on E≅PK1 one has χk(E,M)=r(1+d); in particular a line bundle of degree −j has k-Euler characteristic r(1−j).

[F10]

Normalization defect delta of a reduced curve, The normalization defect is an Euler characteristic and a weighted sum of local lengths, Normalization is unchanged under finite birational maps of reduced curves, A proper quasi-finite morphism is finite and Morphisms from a proper scheme to a separated one are proper: For a reduced proper curve X over k with normalization X~ one has δk(X)=χk(OX~)−χk(OX); a finite birational morphism of reduced curves induces an isomorphism of normalizations; and a morphism from a proper k-scheme to a separated k-scheme is proper, while a proper quasi-finite morphism is finite.

[F11]

The blowup is an isomorphism off the center: π restricts to an isomorphism over S∖{p}.

Proof

1.1F1F2F3

The curve C is an effective Cartier divisor on the regular surface S, so [F1] gives the divisor identity π∗C=C′+mE and shows that C′ is again an effective Cartier divisor, meeting E in a finite 0-cycle of degree m over K. By [F2] the exceptional curve is E≅PK1 with OE(E)≅OPK1(−1), and by [F3] the schemes S,S′,C,C′ are proper and locally Noetherian of finite type over k with coherent structure sheaves; r=[K:k] is finite because S is of finite type over k.

2.1F6F7F8step 1.1

For j=0,1,…,m put Lj:=OS′(−π∗C+jE):=OS′(−π∗C)⊗OS′(E)⊗j, an invertible sheaf with Lm=OS′(−C′) by the divisor identity of step 1.1. For j≥1 apply the twisted sequence of [F6] on S′ to the effective Cartier divisor E and the invertible sheaf Lj: since Lj(−E)=Lj−1 and writing i ⁣:E→S′ for the closed immersion and Qj:=Lj∣E, one gets the short exact sequence 0→Lj−1→Lj→i∗Qj→0, whose three terms are coherent because S′ is locally Noetherian. Additivity [F7] gives χk(S′,Lj)−χk(S′,Lj−1)=χk(S′,i∗Qj), and [F8] identifies the last term with χk(E,Qj).

2.2F6F7F8step 1.1

Apply the untwisted sequence of [F6] to the effective Cartier divisor C on S and to the effective Cartier divisor C′ on S′, whose structure sheaves are coherent by step 1.1: 0→OS(−C)→OS→i∗OC→0 and 0→OS′(−C′)→OS′→i∗′OC′→0. Additivity [F7] and the identification Hq(C,OC)≅Hq(S,i∗OC), respectively Hq(C′,OC′)≅Hq(S′,i∗′OC′), from [F8], give χk(S,OS)=χk(S,OS(−C))+χk(OC) and χk(S′,OS′)=χk(S′,OS′(−C′))+χk(OC′).

3.1F2F9algebrastep 2.1

The restriction Qj=Lj∣E is computed as follows. First, OS′(jE)∣E=OE(E)⊗j is isomorphic to OPK1(−j) by [F2]. Second, (π∗OS(−C))∣E≅OE: the morphism π∣E ⁣:E→S factors as E→Spec⁡K→S, and the restriction of the invertible sheaf OS(−C) to the residue point is a free rank-one K-module, whose pullback along E→Spec⁡K is free of rank one. Hence Qj≅OPK1(−j), a line bundle of degree −j over K, and [F9] gives χk(E,Qj)=r(1−j).

4.1step 2.1step 3.1algebra

Summing the identities of step 2.1 over j=1,…,m and substituting step 3.1 gives χk(S′,Lm)−χk(S′,L0)=∑j=1mr(1−j)=−r(m2), that is, χk(S′,OS′(−C′))=χk(S′,π∗OS(−C))−r(m2) because L0=π∗OS(−C).

5.1F4F5step 4.1

By [F5] applied to the invertible sheaf OS(−C) the Euler characteristics agree: χk(S′,π∗OS(−C))=χk(S,OS(−C)), and likewise χk(S′,OS′)=χk(S′,π∗OS)=χk(S,OS). Combining with step 4.1, χk(S′,OS′(−C′))=χk(S,OS(−C))−r(m2).

6.1step 1.1step 2.2step 5.1

Subtracting the two identities of step 2.2 and substituting step 5.1 yields χk(OC′)−χk(OC)=[χk(S′,OS′)−χk(S′,OS′(−C′))]−[χk(S,OS)−χk(S,OS(−C))]=χk(S′,OS′)−χk(S,OS)+r(m2)=r(m2), since χk(S′,OS′)=χk(S,OS). This proves χk(OC′)=χk(OC)+r(m2) and, together with the divisor identity π∗C=C′+mE of step 1.1, the first assertions.

7.1F10F11step 1.1step 6.1

The morphism C′→C induced by π is proper: C′ is a closed subscheme of the proper k-scheme S′, hence proper over k, and C is separated over k as a closed subscheme of the separated scheme S; by [F10] a morphism from a proper k-scheme to a separated one is proper. It is quasi-finite: by [F11] it is an isomorphism over C∖{p}, and over p its fibre is the finite 0-cycle C′∩E⊆E of step 1.1. It is birational: it is an isomorphism over the dense open C∖{p}, p being a closed point of the reduced curve C. Hence C′→C is finite by [F10], and [F10] identifies the normalizations of C and C′ over C.

8.1F10step 6.1step 7.1∎

By step 1.1 both C and C′ are reduced proper curves over k, so [F10] computes their defects on the common normalization C~: δk(C)=χk(OC~)−χk(OC) and δk(C′)=χk(OC~)−χk(OC′). Subtracting and using step 6.1, δk(C′)−δk(C)=χk(OC)−χk(OC′)=−r(m2). Thus π∗C=C′+mE, χk(OC′)=χk(OC)+r(m2) and δk(C′)=δk(C)−r(m2).

Remarks

  • The factor r=[κ(p):k] records the residue degree of the blown-up point: the successive quotients of the filtration are line bundles of degree −j on a projective line over κ(p), and their k-Euler characteristic is measured through r.
  • Summing the identity over the singular points of a reduced curve on a regular surface gives the strictly decreasing invariant that drives the resolution algorithm; for m=1 the correction vanishes, matching the fact that blowing up a regular point of a reduced curve does not change χk(OC).

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