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Point blowups of regular surfaces stay regular, with rational exceptional curves at two-dimensional local rings

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let S be a regular surface: a locally Noetherian scheme of pure dimension two all of whose local rings are regular (embedding dimension and regular local ring). Let p∈S be a closed point and let π:S′→S be the blowup of S in p (Blowup of a scheme along an ideal sheaf), with exceptional curve E=π−1(p) (Exceptional subscheme of a blowup). Then S′ is regular of pure dimension two, and E is an effective Cartier divisor on S′. Moreover:

  1. if dim⁡OS,p=2, there is an isomorphism E≅Pκ(p)1 over κ(p);
  2. if dim⁡OS,p=1, the morphism π is an isomorphism and E is the reduced point Spec⁡κ(p);

and in either case π restricts to an isomorphism S′∖E→S∖{p}. In particular the blowup creates no new singular one-dimensional component: the only new one-dimensional component is E, which is a regular curve in case 1.

No smoothness over any ground field is asserted: over a non-perfect residue field extension the blowup can be regular without being smooth over the ground field (Smooth morphism of schemes), and this lemma claims regularity only.

Facts & Assumptions

[F1]

Local algebra of the regular local ring A=OS,p in the case dim⁡A=2: A is a Noetherian regular local ring of dimension two, hence an integral domain and a unique factorization domain; its maximal ideal m=(x,y) is generated by a regular system of parameters. The polynomial ring A[T] is regular and dim⁡A[T]=3, localizations of a regular ring are regular, and for z∈m∖m2 the quotient A/(z) is regular local of dimension one less; in a regular local ring a generating list of the maximal ideal with as many entries as the dimension is a regular system of parameters, whose classes form a basis of the cotangent space (regular local domain induction, Regular local rings are unique factorization domains, localisation and polynomial extension of regular rings, localisations of regular local rings are regular, regular local quotient by parameter is regular, A Noetherian polynomial ring has dimension one larger, regular system of parameters equivalent basis).

[F2]

If A is a regular local ring of dimension two with residue field κ, then any cotangent basis induces a graded κ-algebra isomorphism gr⁡mA≅κ[X,Y] with standard grading (associated graded ring of a regular local ring).

[F3]

A one-dimensional regular local ring is a discrete valuation ring: its maximal ideal is principal, generated by a uniformizer (one dimensional regular local rings are dvrs, embedding dimension and regular local ring).

[F4]

The Axiom of Choice is assumed for the cited local-algebra theorems ([F1], [F2]) as stated there; no further selection is made in this proof (The Axiom of Choice).

Proof

Given: AC, a regular surface S, a closed point p∈S, the blowup π:S′=Bl⁡pS→S and the exceptional curve E=π−1(p).

1.1F1F3given

Take a Noetherian affine neighbourhood U=Spec⁡R of p, with center ideal n, and put A=Rn=OS,p. The blowup restricts to the blowup on U (Blowups restrict to open subschemes of the base). Flat base change along R→A identifies its further pullback with Bl⁡mSpec⁡A, where m=nA (Flat base change for blowups, and failure without flatness). The local ring of any point above p is unchanged by this localization, because every element of R∖n is already a unit there. Thus regularity above p can be checked over A. Its dimension is one or two: p cannot be a zero-dimensional irreducible component of the pure two-dimensional regular scheme, and the dimension is at most two. The two dimensions are treated separately below.

2.1F1step 1.1algebra

Suppose dim⁡A=2 and choose regular parameters x,y generating m. The standard charts are A[m/x] and A[m/y] (Affine blowup standard charts and overlaps). By the power-torsion presentation of Affine blowup algebras: normal form, nonzerodivisors, reducedness, domains, the first is the quotient of B′=A[T]/(xT−y) by its x-power torsion. This torsion is zero. Indeed A/(x) is a regular one-dimensional local domain and y is nonzero modulo x by [F1]. If xg=(xT−y)h in A[T], reduction modulo x gives y‾ h‾=0 in the domain (A/(x))[T], so h=xh1; cancelling x in the domain A[T] gives g=(xT−y)h1. Thus multiplication by x is injective on B′, and A[m/x]=B′. It is a domain because it embeds into A[1/x]. The other chart is symmetrically A[U]/(yU−x).

2.2F3step 1.1

In the case dim⁡A=1, the one-dimensional regular local ring A is a discrete valuation ring [F3], so m is principal generated by a uniformizer, the center ideal is invertible on a neighbourhood of p, and the blowup of an invertible ideal is an isomorphism: π is an isomorphism (Blowing up an effective Cartier divisor does nothing). Then E=π−1(p) is the closed point p with its reduced structure Spec⁡κ(p), and it is an effective Cartier divisor.

3.1F1step 2.1casesalgebra

Consider a prime Q of B=A[T]/(xT−y) whose contraction q in A is not m. If x∉q, the localized chart is B⊗AAq=Aq by solving T=y/x. If x∈q, then y∉q; in the localized chart y=xT is a unit, so x is a unit and the chart is Aq[1/x]. In either case BQ is a localization of the regular ring Aq and is regular. This includes contraction q=(0), where the local ring is a field.

3.2F1step 2.1algebra

For a prime Q of B over m, its preimage P in C=A[T] is either mC or (x,y,h(T)), where h lifts a monic irreducible polynomial of κ[T]. The regular local ring CP has dimension two in the first case and three in the second: the prime chains (0)⊊(x)⊊mC and, in the second case, mC⊊P give the lower bounds, while the displayed two or three maximal-ideal generators give the upper bounds on dimension. Consequently x,y, or x,y,h, form a cotangent basis by [F1]. The class of xT−y in PCP/(PCP)2 is the residue of T times the class of x minus the class of y, and is nonzero because the coefficient of y is −1. The parameter-quotient lemma therefore makes BQ=CP/(xT−y) regular. Its dimension is one for P=mC (the generic point of the exceptional curve), and two for P=(x,y,h).

4.1F1step 1.1step 2.2step 3.1step 3.2

Steps 3.1 and 3.2 prove regularity on the x-chart, and the symmetric proof proves it on the y-chart; step 1.1 transfers these local rings to all points above p. Away from p the blowup is an isomorphism (The blowup is an isomorphism off the center), so S′ is regular everywhere. It is pure of dimension two as well. In the dimension-one case this follows from the identity in step 2.2. In the dimension-two case the local charts above p are domains of dimension two: all their prime-local dimensions are at most two, and step 3.2 exhibits dimension-two closed local rings. The exceptional divisor is not an irreducible component, since its chart equation x (or y) is a nonzerodivisor. Thus every component meeting the exceptional divisor is the strict transform of the corresponding component through p and has dimension two; every other component is unchanged. The components of the original regular surface all have dimension two, so the same holds for S′. The dimension-one local ring at the generic point of E does not contradict pure dimension two.

5.1F2step 4.1

The exceptional curve is effective Cartier: the pulled-back center ideal IpOS′ is invertible with nonzerodivisor local generators, and E=V(IpOS′) is the associated effective Cartier divisor (The pulled-back center ideal is the relative twist; the exceptional divisor is Cartier). In the case dim⁡A=2, the normal cone theorem identifies E with Proj⁡Z(gr⁡IpOS) over Z={p} (The exceptional divisor is the projectivized normal cone); on the one-point scheme Z=Spec⁡κ(p) its graded pieces are mn/mn+1, so E≅Proj⁡(gr⁡mA) and [F2] gives E≅Proj⁡κ(p)[X,Y]=Pκ(p)1 over κ(p). In particular E is a regular curve, so the blowup creates no new singular one-dimensional component.

6.1F4step 4.1step 5.1step 2.2∎

Collecting: S′ is regular of pure dimension two and E is effective Cartier by steps 4.1 and 5.1; in the two-dimensional case E≅Pκ(p)1 by step 5.1; in the one-dimensional case π is an isomorphism and E=Spec⁡κ(p) by step 2.2; and π restricts to an isomorphism off E by step 4.1. Only regularity of S and of the local charts was used, never smoothness over a field, so no smoothness claim is made.

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