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Resolution of normal surface singularities

Statement

Assume the Axiom of Choice and Dependent Choice, inherited from the completion and commutative-algebra suppliers. Let k be a field of arbitrary characteristic and let Y be a normal integral scheme (every local ring is an integrally closed domain) of finite type over k of dimension two. There is a finite sequence Yn→⋯→Y1→Y0=Y such that each Yi→Yi−1 is the blowup at a closed point lying above a singular point of Y followed by finite normalization, each Yi is normal and proper over Y, and Yn is regular. Consequently the composite π:Yn→Y is a proper birational morphism, is an isomorphism over the regular locus of Y, and resolves all singularities of Y. Regularity is the conclusion over an arbitrary field; smoothness over k follows if k is perfect. No properness of Y over k is required.

Facts & Assumptions

Given: A field k of arbitrary characteristic and a normal integral scheme Y of finite type over k of dimension two.

[F1]

def-axiom-of-choice. The Axiom of Choice (AC) is the following statement. > Every family of nonempty sets has a choice function > (def-choice-function). Written out: for every set F all of whose members are nonempty, there exists a function g with domain F satisfying g(S)∈S for all S∈F. (The Axiom of Choice)

[F2]

def-dependent-choice. Let X be a set and let R⊆X×X be a binary relation on X. Call R entire on X when for every x∈X there is y∈X with xRy. The Axiom of Dependent Choice, written DC, is the following statement. (The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain)

[F3]

thm-complete-equicharacteristic-normal-surface-resolution-by-normalized-point-blowups. Assume AC and DC. Every complete equicharacteristic Noetherian normal local domain A of dimension two admits a regular resolution by finitely many normalized point blowups at singular closed points. All normalizations are finite and the resulting morphism is projective, birational, and an isomorphism off the original closed point. (Complete equicharacteristic normal surfaces resolve by normalized point blowups)

[F4]

lem-normalized-surface-point-blowup-resolution-descends-from-completion. Assume AC and DC. For A as in the preceding normalization-completion lemma, every finite sequence of normalized point blowups over Spec⁡A^ has a uniquely corresponding finite sequence over Spec⁡A with isomorphic base-changed models. Each centre lies over the closed point. (Normalized point sequences and resolutions descend from completion)

[F5]

lem-normal-surface-normalization-commutes-with-base-completion. Assume AC and DC. Let A be a normal local surface domain essentially of finite type over a field or a complete equicharacteristic local base, with normal completion A^. (lem-normal-surface-normalization-commutes-with-base-completion)

[F6]

lem-proper-surface-regularity-transfers-to-and-from-completion. Assume AC. Let (A,m) be a Noetherian local ring and X→Spec⁡A locally of finite type. Set Y=X×AA^. For y∈Y with image x∈X, regularity of OY,y implies regularity of OX,x. If y lies on the closed fibre, the two local rings are regular simultaneously. (Regularity of a proper scheme transfers to and from local-base completion)

[F7]

lem-surface-open-regular-locus. Assume AC and DC. Every finite-type algebra over a field or a complete equicharacteristic Noetherian local ring has open regular locus. Thus the regular locus of any scheme locally of finite type over one of these bases is open. (Surface open regular locus)

[F8]

lem-normal-finite-type-surface-resolution-globalizes-from-complete-local-points. Assume AC and DC. Let Y be a normal integral finite-type surface over any field. If each completed local ring at a singular closed point has a regular resolution by finitely many normalized point blowups at singular centres, then Y has such a finite global sequence, proper and birational over Y and an isomorphism on the regular locus. (Surface resolution globalizes from complete local point resolutions)

[F9]

lem-surface-finite-type-normalization-finite. Assume AC and DC. Every integral finite-type algebra over a field or a complete equicharacteristic Noetherian local base has finite normalization, and so do its localizations. Integral schemes of finite type over these bases consequently have finite scheme normalization. (Surface finite type normalization finite)

[F10]

lem-surface-regular-fibres-preserve-normality. Assume AC and DC. A flat map of Noetherian rings with regular fibres carries normality of the base to normality of the target. Consequently a normal essentially finite-type local ring over a field or complete equicharacteristic Noetherian local base has normal maximal-adic completion, which is a domain. (Surface regular fibres preserve normality)

[F11]

thm-regular-equals-smooth-over-perfect-field. Assume the Axiom of Choice (The Axiom of Choice). Let k be a perfect field and let X be a finite-type k-scheme. Here regular means that X is locally Noetherian and every local ring OX,x is regular local; smooth over k means that X→Spec⁡k is smooth under the classical local-standard-smooth convention. (Regular equals smooth over a perfect field)

[F12]

def-normal-surface-modification-and-normalized-point-blowup. Normal schemes. A locally Noetherian scheme is normal if every local ring OX,x is an integrally closed domain (normal noetherian ring). This is a local condition on the local rings and is checked on an affine open cover; it does not require the global section ring to be a domain. The empty scheme is normal vacuously. (Normal scheme modifications and normalized point blowups)

[F13]

def-proper-morphism. A morphism of schemes f:X→S is proper if and only if it is separated, of finite type, and universally closed. Here separatedness has the meaning of def-separated-morphism-schemes, finite type has the meaning of def-locally-finite-type-and-finite-type-morphism, and universally closed has the meaning of def-universally-closed-morphism. (Proper morphisms)

[F14]

def-birational-morphism-schemes. Let k be a field and let X and Y be integral k-schemes of finite type (def-integral-scheme, def-locally-finite-type-and-finite-type-morphism). (Birational morphisms of integral finite-type schemes)

[F15]

thm-stalk-structure-sheaf-prime-localization. For p∈Spec⁡A, there is a canonical isomorphism OSpec⁡A,p≅Ap. (The stalk of the affine structure sheaf at a prime is A_p)

Proof

1.1F3F10F12F15given

At a singular closed point y∈Y the local ring OY,y, the stalk of the structure sheaf, is a normal two-dimensional Noetherian local domain, essentially of finite type over k, with normal completion by the regular-fibre normality result; the complete equicharacteristic resolution theorem applies to that completion and produces a finite sequence of normalized point blowups at singular closed points ending in a regular local ring.

2.1F4F5F6step 1.1

Normalization commutes with base completion, so the finite normal chart algebra remains normal and finite birational over the base-changed unnormalized chart, and matching closed-fibre points let the finite normalized sequence descend to the original local ring; its terminal regularity descends by proper completion transfer.

3.1F7F8F9step 2.1

A normal surface is regular in codimension one and has open regular locus, so its singular set is a finite set of closed points; the local-to-global spreading helper integrates the finitely many local sequences to a finite sequence of global normalized point blowups, and the normalizations are finite by the finite-type normalization supplier.

4.1F12F13F14step 3.1

The terminal surface Yn is normal and proper over Y, the resulting composite is a proper birational morphism, and each blowup is an isomorphism off its centre, so the composite is an isomorphism over the original regular locus; since Y is already normal, Y0=Y.

5.1F11F3step 4.1

Over a perfect field regular finite-type k-schemes are smooth, while over an imperfect field the conclusion is the stated regularity; the local proof covers every characteristic, using polynomial square and root identities without dividing by 2 or 3 and the triple-cubic normality unit alternative, with the exact charts recorded in the durable square-conic-closure argument, and importing no arbitrary-Noetherian alteration equivalence or ADE classification.

6.1F1F2step 5.1∎

The Axiom of Choice and the Axiom of Dependent Choice are inherited from the cited completion and commutative-algebra suppliers, and no properness of Y over k is used.

Remarks

  • The local resolutions are produced on completions and descended, so no excellence theorem is substituted.
  • Smoothness is claimed only over a perfect field; over an imperfect field the conclusion is regularity.

Depends on

Used by

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Sources