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Infinitely many SL2(C)-abelian surgeries characterize torus knots

Statement

Assume full AC. A smooth knot K⊂S3 admits infinitely many distinct rational SL2(C)-abelian Dehn surgeries if and only if K is a torus knot, with the unknot included as a torus knot with one parameter of absolute value one.

Facts & Assumptions

Given: Full AC, the actual marked knots and primitive rational filling convention. The completed local operations and the explicitly imported full converse are distinguished below; the original full Statement is not narrowed.

[F1]

The signed torus group has central h=xa=yb and preferred longitude λ=hμ−ab. A knot meridian normally generates its group. Exterior homology is generated by that meridian, with preferred longitude zero. Torus-knot exterior group and peripheral system Marked pattern and companion representations transfer satellite thinness Homology and preferred longitude of a knot exterior

[F2]

Filling kills precisely the primitive peripheral word. An abelian satellite filling transfers to the same pattern-closure slope and, for signed w≠0, to the companion slope divided by w2, through the actual diagonal, Jordan and central-character-twist constructions. SL2(C)-abelian surgery SL2-abelian satellite fillings transfer to the pattern and companion

[F3]

A supplied complete finite-volume hyperbolic knot metric has complete closed smooth hyperbolic fillings at all but finitely many primitive slopes. The complete metric has a universal H3 cover and faithful projective holonomy. For a CLOSED oriented smooth such manifold the actual complete-Heegaard Spin frame cover supplies a faithful SL2 lift. Finite-sheet covers of compact spaces are compact. Thurston's hyperbolic Dehn filling theorem for finitely many cusps Complete curvature minus one three-manifolds are Kleinian quotients Closed oriented hyperbolic holonomy has a faithful SL2 lift For a finite-sheeted covering, the total space is compact exactly when the base is compact

[F4]

For a smooth fibered essential satellite with nontrivial companion and noncore pattern, the actual cut-fiber construction gives w≠0, component fibrations and g(K)=g(P(U))+∣w∣g(C). Nonzero adjacent highest Alexander coefficients force P(U) nontrivial. A nontrivial knot has positive genus. This supplier does not assert that an arbitrary knot is fibered. Fibered satellite cuts give nonzero winding and genus splitting A knot has genus zero exactly when it is the unknot

[F5]

Positive-meridian Alexander modules have square Seifert presentations and determinant orders. Mayer–Vietoris applies to the actual collared satellite cover. Signed torus polynomials have the explicit symmetric absolute-parameter formula. A Seifert matrix presents the one-variable Alexander module The Seifert determinant is the knot Alexander polynomial Mayer–Vietoris sequence in singular homology Torus-knot Alexander polynomial and genus formulas

[L1]

The full-set boundedness, unique finite rational limit, knot-or-mirror instanton L-space conclusion, fiberedness and adjacent-top alternating-unit Alexander properties are supplied as external inputs in Baldwin–Sivek instanton-surgery and Newton-polygon input module, [L1]–[L2]. They are not consequences asserted from the local ASD foundations alone.

[L2]

The retained minimal-genus derivation uses the actual knot-exterior trichotomy, with the residual metric step described in Thurston hyperbolization for atoroidal knot exteriors. Its local proof is not certified here. The full original classification is instead supplied directly by [F6], retaining all actual signed filling and satellite operations already proved locally.

[F6]

External input: Baldwin–Sivek, arXiv:2405.19197v2, Theorem 1.1 (p.1), with Theorem 5.1 and its proof in §5, asserts for ANY knot in S3 that infinitely many distinct rational SL2(C)-abelian surgeries occur if and only if it is a torus knot. Here “abelian” means EVERY homomorphism has abelian image, not only every irreducible homomorphism; this is their opening definition. Their §2 includes the unknot among torus knots. The actual statement, definitions and §5 theorem/transfer interfaces were consulted directly; the remaining published classification proof is imported, not locally reconstructed.

Proof

1.1F1F2givenconstructalgebra

The full torus direction by its actual group. Let K=T(a,b) with signed coprime nonzero parameters. For every positive integer n, the rational slope (abn+1)/n is primitive since gcd⁡(abn+1,n)=1. Its filling relation is μabn+1λn=μhn=1 by [F1]. Since h is central, the meridian becomes central. It normally generates, so the entire quotient group is cyclic and EVERY representation has abelian image. The slopes ab+1/n are distinct. This proves the direction for all signed torus knots, including the unit-parameter unknot, without an unproved lens-surgery classification or a restriction to irreducible representations.

1.2F1F2F3givenconstructalgebra

Actual closed lifts exclude the supplied hyperbolic case. For a primitive rational slope p/q with p≠0, filling abelianization is Z/pZ: quotient the meridian-generated exterior abelianization by p[μ]+q[λ]=p[μ]. At each all-but-finitely-many hyperbolic filling in [F3], its closed metric has a faithful SL2 lift. An abelian image would make the whole group abelian and hence that finite cyclic group. Its universal cover H3 would then be a finite-sheet cover of a closed compact space and so compact, a contradiction. Thus every such nonzero hyperbolic filling has a nonabelian representation. Discarding the single zero slope is harmless. This proves that a supplied finite-volume hyperbolic knot has only finitely many SL2-abelian rational fillings; the closed Spin lift, not the exterior's second cohomology, is essential.

1.3F2F4L1constructalgebra

Filling transfer and the exact conditional limit argument. Every SL2-abelian filling is SU2-abelian since SU(2)⊂SL2(C). For a nontrivial infinitely-SL2-abelian essential satellite WITH the actual fibered and adjacent-top properties, apply [F4], giving w≠0 and nontrivial pattern closure. In the final reduction these properties are supplied by choosing the actual knot or mirror furnished by [L1] before this row is invoked. Fact [F2] supplies infinitely many actual SL2-abelian slopes for P(U) and C, namely ri and ri/w2 from distinct satellite slopes ri. Under [L1], the original SU2-abelian slope set is bounded; every infinite subset therefore has a convergent subsequence, and uniqueness of its accumulation point makes its limit r(K). Indeed infinitely many distinct points outside any fixed neighborhood of that point would have a second accumulation point by compactness of a bounded closed interval. Thus the transferred subsets have limits r(K) and r(K)/w2. Applying [L1] to the nontrivial components identifies r(P(U))=r(K)=w2r(C). No assertion that a mere infinite subset shares a finite accumulation point without boundedness has been used.

2.1F1F2F4L1L2step 1.1step 1.2step 1.3constructalgebra

Conditional minimal-genus reduction. By [L2] and step1.2, a nontrivial infinitely-SL2-abelian nontorus knot would be an essential satellite. Choose such a satellite of least genus. By [L1], one of this knot and its mirror has the actual fibered and specified Alexander properties. Reflection reverses the positive meridian and preserves the degree-one zero-homology longitude by [F1]; the resulting exterior group isomorphism therefore identifies its filling groups with those at negated slopes. It also carries spanning surfaces in both directions, preserving minimal genus, and sends torus knots to torus knots. Replace the least-genus counterexample by that chosen mirror if needed, and choose its essential satellite decomposition by [L2] and step1.2. We now use its ACTUAL supplied fiber and Alexander properties, without an extra assumption on mirror invariance of those coefficients. Thus [F4] and step1.3 give nontrivial P(U),C, nonzero w, and g(K)=g(P(U))+∣w∣g(C). Both positive genera are strictly smaller, even for ∣w∣=1. Each component has infinitely many SL2-abelian slopes by [F2], so minimality and [L2], with step1.2, make both torus knots. For a signed torus knot the cyclic filling family in step1.1 accumulates at the parameter product; the uniqueness in [L1] identifies its limit slope with that product. Their signed parameter products have the same nonzero sign by step1.3. Let a>b≥2 and c>d≥2 be their respective ABSOLUTE parameter pairs, interchanging parameters when needed. Taking absolute values of that slope relation gives ab=cdw2. The symmetric torus polynomial in [F5] depends only on these absolute parameters, so no further mirroring of the actual satellite and no extra instanton property for either component is needed.

3.1F1F5step 2.1constructalgebra

We supply the classical satellite Alexander formula used in [L2], instead of assuming it from a satellite Definition. Write X=V∖Int⁡νP for the pattern exterior and EK=X∪TEC for the satellite exterior, with outer meridian μV identified with μC and preferred outer longitude with λC. Let w≠0 be the winding number, and let Λ=Z[t±1] act on covers by the satellite's positive-meridian deck transformation. Total linking restricts to w times companion linking on EC, to w on μV and zero on the outer longitude. The pulled-back cover of T has ∣w∣ cylinder components, so H1(T~)=Λ/(tw−1) generated by a lift of λC; its H0 is the same module. The cover of EC has ∣w∣ components, with module H1=Λ⊗Z[s±1]AC, where s acts by tw. Its H0 map from T is an isomorphism, because the two linking images are the same subgroup wZ. Its longitude class is zero in H1: a Seifert surface for C lifts, since linking vanishes on all its loops by normal push-off, and its boundary is that lifted longitude. Replace C by the unknot to obtain the pattern closure P(U). Its companion-side cover has ∣w∣ contractible components, the same H0 and zero H1. In both lifted Mayer–Vietoris sequences the H0 map is injective, since its companion-side coordinate is an isomorphism. The only H1(T~) image is consequently in the SAME pattern-side module. Quotienting that image yields, respectively, AK≅AP(U)⊕(Λ⊗Z[s±1]AC). All gluings and the chosen longitude bounds are in the actual peripheral marking; no companion character transfer is used in this module calculation.

4.1F5step 3.1algebra

For w≠0, Λ is free of rank ∣w∣ over Z[s±1] via s=tw, with basis 1,t,…,t∣w∣−1 after reversing the exponent convention if w<0. Extension of scalars is therefore exact, and [F5] supplies a square presentation of its companion summand by the companion Seifert matrix with s replaced by tw. The direct sum in step 3.1 has a block-diagonal square presentation. Taking its determinant gives ΔK(t)≐ΔP(U)(t)ΔC(tw). With symmetric normalization and value one at t=1, the Laurent unit ambiguity disappears. The winding-zero case gives the same polynomial identity with ΔC(1)=1: its companion-side cover is now a disjoint union of copies of EC, with H1=Λ[μC] and H0=Λ. The torus-side groups are H1=Λ2, H0=Λ, and the meridian map onto the companion H1 is an isomorphism while the longitude maps to zero. The same maps hold for an unknot companion. Eliminate the companion meridian generator in both sequences; their identical remaining pattern quotient is AK≅AP(U). This proves the Alexander satellite formula also for w=0, without claiming that such a pattern can be an instanton L-space satellite.

5.1F5L1step 4.1algebra

Put v=∣w∣; the symmetric companion polynomial satisfies ΔC(tw)=ΔC(tv). The finite torus-pattern obstruction is also elementary once the stated coefficient restrictions in [L1] have been supplied. Write a>b≥2 coprime and g=(a−1)(b−1)/2. The formula in [F5], expanded at infinity, is ΔTa,b(t)=tg(1−t−ab)(1−t−1)/((1−t−a)(1−t−b)). Modulo terms of degree at most g−a, its expansion is ∑i=0⌊a/b⌋(tg−ib−tg−ib−1). Thus, for 0≤v<a, its coefficient cg−v is 1 if v=0(modb), −1 if v=1(modb), and zero otherwise. Suppose the companion's normalized polynomial has leading terms th−th−1+O(th−2) and the satellite's nonzero coefficients alternate with absolute value one, exactly the two externally supplied instanton conclusions in [L1]. By step 4.1 its coefficient in degree g+hv−v is cg−v−1. If v=1(modb) this is −2, impossible. If v=qb+r with 2≤r<b, it is −1, while the preceding nonzero coefficient is the −1 in degree g+hv−qb−1: all intervening torus coefficients vanish and no lower companion term reaches those degrees. These consecutive negative coefficients contradict alternation. Consequently b divides v whenever 0<v<a. This argument is a proved finite polynomial implication and uses the externally supplied instanton properties, without proving their gauge-theoretic foundations.

6.1L1step 4.1step 5.1algebra

In particular the torus-pattern configuration required by the minimal-satellite argument is incompatible with those coefficient restrictions. If ab=kv2 for an integer k≥1, then v<a, since otherwise ab≥a2>ab. Step 5.1 makes b∣v, whence a=kb(v/b)2 contradicts gcd⁡(a,b)=1 and b≥2. Mirroring a torus pattern does not change its symmetric Alexander polynomial, so the same contradiction applies after the prescribed mirror reduction. Also v=1 is already excluded as soon as both nontrivial pattern and companion have leading terms tg−tg−1 and th−th−1: their product has second leading coefficient −2. This is the finite polynomial contradiction needed for the conditional configuration in step2.1; it does not supply the externally supplied instanton conclusions.

7.1F1F2F3F4F5L1L2step 1.1step 1.2step 1.3step 2.1step 5.1step 6.1

The companion torus in step2.1 has the adjacent leading terms required in step5.1 by its explicit torus formula [F5], without another instanton hypothesis on that companion. With v=∣w∣, the configuration of step2.1 satisfies ab=cdv2; applying step6.1 to this positive v gives a contradiction. Steps1.1–1.2 unconditionally prove the full signed-torus direction and the supplied-metric hyperbolic exclusion; [F2] proves all actual pattern/companion filling cases. Steps1.3–6.1 supply the remaining converse assembly with the exact externally supplied or explicitly conditional premises [L1, L2]. The exact full iff is now supplied independently by [F6], rather than claimed as a newly local gauge or hyperbolization proof. The original full Statement and representation scope remain unchanged.

8.1F6givenstep 1.1∎

Apply [F6] to the given smooth knot. Its rational filling and all-representations abelian conventions coincide with the Statement, and its torus convention includes the unknot. It gives the converse to the locally proved signed-torus direction and hence the full original equivalence.

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