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JSJ decomposition of compact knot exteriors

Statement

Assume full AC. Let K:S1→S3 be a smooth oriented knot with a chosen compact exterior EK. There exists a finite inclusion-minimal collection T of pairwise disjoint incompressible tori in the interior of EK such that every component of EK cut along T is atoroidal or Seifert-fibered. Any two such inclusion-minimal collections are ambient isotopic in EK. Atoroidal pieces in this statement are not asserted to be hyperbolic.

Facts & Assumptions

Given: Full AC, the smooth oriented knot and its chosen compact exterior EK.

[F2]

The chosen tube and exterior are those of Knot exterior. The oriented normal plane bundle has a smooth global frame by The oriented normal bundle of a knot is trivial, Statement and full finite-frame proof. Under countable choice the exterior is irreducible by A smooth knot exterior is irreducible, Statement.

[F3]

The compact smooth exterior admits a supplied finite compatible whole-star manifold triangulation, taking the empty interior surface family. Compatible whole-star triangulations of smooth three-manifold pairs

[F4]

For that very compatible triangulation, with t triangular faces and β=dim⁡F2H2(EK;F2), every finite incompressible torus family with no T2×I cut component has at most 4t+β−1 members. Haken torus bound for a supplied compatible smooth triangulation

[F5]

Cutting along a finite incompressible smooth torus family preserves smooth irreducibility and injects every cut-piece group into the original group, including for nonseparating cuts. Smooth incompressible torus cuts inject groups and preserve irreducibility

[F6]

Geometric smooth incompressibility is fundamental-group injectivity. Compact embedded paths admit finite supported transversality relative to their endpoint neighborhoods. Smooth Loop theorem and the smooth incompressibility criterion Choice-free relative transversality for a compact smooth embedding

[F7]

In a compact connected orientable irreducible smooth manifold with nonempty torus boundary, any two finite inclusion-minimal good torus systems are carried to one another by a jointly smooth ambient isotopy fixed near the original boundary. Its full proof treats the exceptional product and twisted-Klein-bundle overlaps and the final disjoint-system comparison. Uniqueness of minimal smooth torus splittings

[F8]

Incompressibility, atoroidality, the Seifert models and inclusion-minimal good systems have the conventions of Incompressibility, Seifert fibrations, and JSJ systems.

Proof

1.1F1F2F6givenconstruct

The exterior is a compact oriented smooth manifold with torus boundary. To verify the last assertion, orthonormalize the global normal frame of [F2] in the metric used for the tube's disk subbundle. Its chosen tube is then smoothly parametrized by S1×D2, so its boundary is T2. The exterior is connected as well: any two distinct points in it are joined by an embedded great-circle arc in S3 (choose a half great circle in the antipodal case). Apply [F6]'s compact relative transversality to this arc and the knot, fixing its endpoint neighborhoods. A transverse one-dimensional arc cannot meet the one-dimensional knot in a three-manifold, so it avoids the knot. There is a continuous retraction S3∖K→EK, equal to the identity outside the tube and sending a nonzero normal vector of length r≤ϵ radially to the vector of length ϵ in the same direction. It is continuous at the tube boundary and fixes both endpoints. The retracted arc is a path in the exterior. The coincident-endpoint case is constant. Thus EK is connected, and it is irreducible by [F1]–[F2].

2.1F3F5F8step 1.1construct

Choose the finite compatible triangulation of [F3] once. If EK itself is atoroidal or Seifert, the empty family proves existence and is minimal. Otherwise start with the empty family, and whenever a current component C is neither atoroidal nor Seifert, choose an incompressible torus not boundary-parallel in C, by [F8]'s definition of failure of atoroidality. It is two-sided: the torus and ambient orientations orient its normal line, and a finite normal-field flow gives a smooth product neighborhood. Every cut component has nonempty torus boundary. Indeed a boundaryless cut component would have no cutting face and no original boundary, hence would give a closed component of the original connected exterior, impossible by step 1.1. Irreducibility of the successive pieces will follow from [F5]. This construction is needed only for a bounded finite number of steps, as established below.

3.1F5F6step 2.1constructalgebra

Suppose a finite accumulated family is incompressible in EK. By [F5] its cut pieces inject into EK and are irreducible. A new torus chosen in C injects into C by [F6], and then into EK by composition. It is therefore incompressible in EK by [F6]. The empty family starts this induction. Thus every finite stage consists of incompressible tori in the original exterior and has irreducible cut pieces, and all applications of [F4]–[F5] are within their smooth categories.

4.1F4F8step 2.1step 3.1construct

No finite stage has a product cut component. Initially the exterior is not good, hence is not T2×I. If a product first appears after a new cut along T⊂C, it must be one of the new components and must contain a boundary copy of T. If its other end is an old boundary face of C, the displayed product makes T boundary-parallel in C, contradicting its choice. If both ends are the two copies of T, regluing them makes the entire connected old component C a closed torus bundle; this contradicts the nonempty boundary of C verified in step 2.1. Components unaffected by this cut were already nonproducts. This finite induction proves the no-product condition required by [F4], without assuming that selected tori separate.

5.1F4step 2.1step 3.1step 4.1constructalgebra

Put B=4t+β−1, a fixed finite integer from [F4]. If no stage had become good after at most B cuts, the construction could be extended through B+1 cuts by finite induction: at each of these finitely many stages use step 2.1. Steps 3.1 and 4.1 would then give an incompressible torus family with no product cut component and B+1 members, contradicting [F4]. Thus a finite good family exists. This argument selects only a bounded finite list of cuts, rather than postulating an infinite sequence of independent choices. The zero-cut empty family in the nongood initial case also satisfies [F4], so B≥0 there.

6.1F8step 5.1constructchoose

Among the subfamilies of that particular finite good family, take a good subfamily of least cardinality. There is at least one, and its finite power set suffices for the selection. No proper subfamily can be good, so it is inclusion-minimal in exactly [F8]'s sense. This proves existence with all the original hypotheses and no additional condition on the knot.

7.1F1F7F8step 1.1step 6.1∎

Finally let two finite inclusion-minimal systems as in the Statement be given. Step 1.1 verifies that their ambient exterior is compact, connected, orientable and irreducible with nonempty torus boundary. Their tori and good cut pieces have exactly [F7]'s smooth hypotheses. Apply that full uniqueness supplier to obtain a jointly smooth ambient isotopy of EK, even fixed near its boundary, carrying one system to the other. The underlying convention is the ordinary smooth ambient isotopy of the knot definitions; no homeomorphism isotopy has replaced it. The conclusion asserts only atoroidal or Seifert pieces and introduces no hyperbolicity assertion.

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