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Torus-knot Alexander polynomial and genus formulas

Statement

Assume the full Axiom of Choice. Let p,q be coprime nonzero integers, let K=T(p,q), and put a=∣p∣, b=∣q∣. For Λ=Z[t±1], define δa,b(t)=(tab−1)(t−1)(ta−1)(tb−1). Then δa,b(t) is a polynomial in Z[t], the Alexander polynomial ΔK defined as a generator of the zeroth elementary ideal of the positive-meridian infinite-cyclic-cover module satisfies ΔK(t)≐δa,b(t), and the knot genus is g(K)=(a−1)(b−1)/2. Here f≐g means f=±tkg for some integer k.

Facts & Assumptions

Given: Full AC, coprime nonzero integers p,q, and K=T(p,q).

[A1]

Full AC means every family of nonempty sets has a choice function (The Axiom of Choice).

[L1]

Full AC implies Countable Choice, the hypothesis of the spanning-surface and genus definitions (AC implies DC implies countable choice, The Axiom of Countable Choice (ACω)).

[F1]

Coprime torus knot defines the oriented primitive-slope knot T(p,q) and identifies sign changes with the stated mirror and orientation conventions.

[F2]

Torus-knot exterior group and peripheral system gives π1(EK)=⟨x,y∣xp=yq⟩ with the positive meridian word determined by pα+qβ=1.

[F3]

Alexander polynomial from the torus-knot group presentation proves that the positive-meridian Alexander module is cyclic with order δp,q(t)=(tpq−1)(t−1)/((tp−1)(tq−1)), a Laurent polynomial, and hence ΔK≐δp,q.

[F4]

Unit-slope torus knots are unknots says T(p,q) is ambient isotopic to the standard unknot whenever ∣p∣=1 or ∣q∣=1.

[F5]

Sign changes of torus-knot parameters give mirror and reversal identifies the mirror and reversed-orientation curves obtained by changing parameter signs; Knot genus is invariant under mirroring and reversal proves that these operations preserve genus.

[F6]

A positive Hopf-plumbed surface for a torus knot constructs a positive Hopf-plumbed Seifert surface of genus (a−1)(b−1)/2 for T(a,b) when a,b≥2.

[F7]

Seifert surfaces and smooth knot genus defines g(K) as the minimum genus of a connected compact oriented spanning surface under Countable Choice.

[F8]

The Seifert determinant is the knot Alexander polynomial identifies the Alexander polynomial with the Seifert determinant under the positive-push convention; Knot Alexander normalization, symmetry, and genus bound gives width⁡(ΔK)≤2g(K).

Proof

Given: The data in the Statement and [A1].

1.1A1F1F2F3givenconstruct

Apply [F2] to identify the exterior group presentation and its positive-meridian homomorphism. The Fox-module calculation [F3] applied to that presentation gives ΔK≐δp,q and proves δp,q∈Λ.

1.2L1F1F5givenalgebra

Suppose a,b≥2. For the four possible sign patterns, T(p,q) is obtained from T(a,b) by no operation, the mirror, orientation reversal, or both, according to [F5]. The genus invariance in [F5] therefore gives g(K)=g(T(a,b)).

2.1F3step 1.1algebra

For every positive integer n, t−n−1=−t−n(tn−1), so each signed factor tp−1, tq−1, and tpq−1 differs from its absolute-exponent factor by a unit of Λ. Therefore δp,q is a unit multiple of δa,b as a rational function. By [F3] this places δa,b in Λ. Its defining rational function is finite at t=0, because numerator and denominator both have constant term 1; a Laurent polynomial finite at 0 has no negative powers. Thus δa,b∈Z[t], and ΔK≐δa,b.

2.2L1F6F7step 1.2choose

By [F6], T(a,b) bounds a connected oriented surface of genus g0=(a−1)(b−1)/2, so the minimum in [F7] satisfies g(K)=g(T(a,b))≤g0.

3.1L1F4F7step 2.1algebraconstruct

If a=1 or b=1, the quotient defining δa,b cancels to 1. By [F4], K is ambient isotopic to the standard unknot, which bounds a disk; an ambient isotopy carries spanning surfaces to spanning surfaces of the same genus in both directions. Since genus is nonnegative by [F7], the minimum is g(K)=0=(a−1)(b−1)/2.

3.2step 2.1step 2.2algebra

Since δa,b∈Z[t], its degree is ab+1−a−b=(a−1)(b−1): the numerator and denominator have leading coefficient 1, and the quotient is polynomial by step 2.1. Its constant coefficient is 1, since the numerator and denominator both have constant term 1. Hence its exponent width is (a−1)(b−1)=2g0, and multiplication by a unit does not change width.

4.1F8step 2.1step 3.1step 2.2step 3.2algebra∎

By the Seifert-determinant theorem and the genus-bound corollary [F8], width⁡(ΔK)≤2g(K). Step 2.1 gives width⁡(ΔK)=2g0, so 2g0≤2g(K). Together with step 2.2 this yields g(K)=g0. The formulas hold in the nonunit case, and step 3.1 handles the unit case.

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