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Knot Alexander normalization, symmetry, and genus bound

Statement

Assume the full Axiom of Choice and let K⊂S3 be a smooth oriented knot. For a nonzero Laurent polynomial f(t)=∑jcjtj, define deg⁡f=max⁡{j:cj≠0}−min⁡{j:cj≠0}; this is its exponent width and is unchanged by multiplication by a unit ±tk. Let g(K) be the minimum genus of a connected compact smooth oriented embedded surface in S3 with oriented boundary K, and let ΔK be any generator of the zeroth elementary ideal of its one-variable Alexander module. Then every such generator satisfies

ΔK(1)=±1,ΔK(t−1)≐ΔK(t),deg⁡ΔK≤2g(K),

where ≐ means equality up to a unit ±tk. Consequently, there is a unique associate ΔK#(t) with ΔK#(1)=1 and ΔK#(t−1)=ΔK#(t); its exponent support is centered in [−g(K),g(K)]. Under the existing convention the knot-normalized fraction DK(t)=ΔK(t)/(1−t) is distinct from the polynomial ΔK; because ΔK(1)=±1, it has a simple pole at t=1.

Facts & Assumptions

Given: Full AC and a smooth oriented knot K⊂S3 with its one-variable Alexander module and Alexander polynomial.

[A1]

Full AC is the choice-function axiom assumed by the Alexander-module and Seifert-matrix conventions. (The Axiom of Choice)

[F1]

For every connected Seifert surface F of genus g(F) and every ordered basis, the positive-meridian Alexander module is presented by V−tVT, and det⁡(V−tVT)≐ΔK(t). (A Seifert matrix presents the one-variable Alexander module, The Seifert determinant is the knot Alexander polynomial)

[F2]

The one-variable Alexander module has zeroth elementary ideal E0(AK), the square presentation gives E0(AK)=(det⁡(V−tVT)), and det⁡(V−VT)=±1. (The one-variable Alexander module of an oriented link, The square Seifert presentation generates the knot Alexander polynomial)

[F3]

The entries of V are the positive-push linking numbers Vij=lk⁡(ai+,aj). (Seifert pairing and matrix of an oriented knot)

[F4]

The smooth knot genus g(K) is the least genus among all connected compact smooth oriented spanning surfaces; the minimum is attained by a surface in the defining set. (Seifert surfaces and smooth knot genus)

[F5]

For a knot surface, χ(F)=1−2g(F). (Oriented Seifert surfaces in the three-sphere)

[F6]

The Laurent ring is a domain with units exactly ±tk, and distinct powers tm,tn are unequal when m≠n; ΔK is a gcd generator of E0(AK) and DK=ΔK/(1−t) is the separate one-component convention. (The Laurent polynomial ring as the principal localisation of Z[t] at t, Units, powers and the domain property of the Laurent polynomial ring, The Alexander polynomial from the zeroth elementary ideal)

[F7]

An ambient isotopy transports the Seifert matrix by unimodular basis congruence and preserves the Alexander polynomial up to a unit. (Seifert matrices of ambient-isotopic pairs are S-equivalent, The Alexander polynomial is an oriented link invariant)

[F8]

Full AC implies the Axiom of Countable Choice, the hypothesis in the knot-genus definition and the Seifert-surface supplier. (AC implies DC implies countable choice, The Axiom of Countable Choice (ACω))

Proof

1.1A1F1F2F6F8given

By [A1] and [F8], the countable-choice hypotheses of the surface and genus suppliers hold. Fix any connected Seifert surface F for K, of genus g(F), and put n=2g(F) and p(t)=det⁡(V−tVT). By [F1] and [F2], p(1)=det⁡(V−VT)=±1 and any generator ΔK is a unit associate of p. Thus ΔK(1)=±1.

2.1F1F3F6step 1.1algebra

Set M(t)=V−tVT. Directly, M(t)T=VT−tV=−tM(t−1). Taking determinants and using n=2g(F) even gives p(t)=det⁡M(t)=det⁡M(t)T=(−t)np(t−1)=tnp(t−1). Therefore t−g(F)p(t) is invariant under t↦t−1. Since ΔK is a unit associate of p, it is reciprocal up to a unit, and multiplying the centered representative by the sign of p(1) makes its value at one equal to 1.

3.1A1F1F3F4F5F6F8step 2.1choosealgebra

Choose a surface F attaining g(F)=g(K) by [F4]; [A1] and [F8] discharge its countable-choice hypothesis. Set n=2g(K), M(t)=V−tVT, and p(t)=det⁡M(t) for its matrix; [F3] gives the n×n size. Each entry of M(t) is a polynomial of degree at most one with exponents in {0,1}. Every determinant term is a product of n entries, so the exponents of p lie between 0 and n; hence deg⁡p≤n=2g(K). By [F1], p is a unit associate of ΔK, and [F6] makes degree invariant under that shift, so deg⁡ΔK≤2g(K). Applying the centering calculation of step 2.1 to this minimum-genus surface gives a symmetric representative supported in [−g(K),g(K)].

3.2F6step 1.1step 2.1algebra

Suppose two unit associates q and q~=εtkq, with ε∈{±1}, both satisfy the exact equalities q(t−1)=q(t) and q~(t−1)=q~(t), and both have value 1 at t=1. Their exact symmetry gives εt−kq(t)=εtkq(t). Since q≠0 and the Laurent ring is a domain, t2k=1; distinct Laurent monomials are unequal, so k=0. Evaluation at one then gives ε=1. Thus the normalized symmetric representative is unique. Since ΔK(1)≠0, the denominator 1−t has a simple zero at one that does not cancel, so DK is a proper fraction with a simple pole there.

4.1F7step 2.1step 3.1step 3.2algebra∎

The properties in the Statement are unchanged by a unit multiple: evaluation at one changes at most by sign, reciprocity is stated up to units, and exponent width is shift-invariant. By [F7], the Alexander polynomial and transported Seifert determinant class are unchanged up to units by orientation-preserving ambient isotopy. Hence the conclusions depend only on the oriented knot type.

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