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Homology and preferred longitude of a knot exterior

Statement

Assume countable choice. Let K:S1→S3 be a smooth oriented embedding and write its quotient normal bundle as νK=K∗TS3/dK(TS1). Choose an orientation-preserving trivialization νK≅S1×R2 and a tubular map Φ:Ω→S3, meaning a smooth embedding from an open neighbourhood Ω⊆νK of the zero section onto an open neighbourhood of K(S1) with Φ(s,0)=K(s), such that in these product coordinates Ω contains S1×D2ϵ2 for some ϵ>0. Here Dr2={z∈R2:∥z∥≤r} uses the product Euclidean norm induced by the chosen trivialization. Set N(K)=Φ(S1×Dϵ2), EK=S3∖int⁡N(K), TK=∂EK, and let i:TK↪EK be inclusion, p:TK→S1 the product projection, and μ the positive boundary of a normal disk, using the normal-plane orientation determined by the orientations of K and S3. A class is primitive if it is not m times another class for any integer ∣m∣>1. Then H1(EK;Z)≅Z is generated by [μ]. The kernel of i∗:H1(TK;Z)→H1(EK;Z) is a primitive rank-one direct summand generated by a unique class [λ] with p∗[λ]=1∈H1(S1;Z). It has a simple closed representative, is the preferred longitude, and ([μ],[λ]) is a basis of H1(TK;Z).

Facts & Assumptions

Given: Countable choice, a smooth oriented knot K:S1→S3, an oriented normal trivialization, a product tubular map on a disk neighbourhood of radius greater than 2ϵ, and the resulting closed product tube, exterior, and boundary torus.

[A1]

Countable choice, written ACω, is The Axiom of Countable Choice (ACω).

[F1]

Oriented links in the three-sphere and ambient isotopy defines K as a smooth embedding of an oriented circle in the standard oriented S3.

[F2]

Normal and conormal bundles of an embedded submanifold defines the quotient normal bundle νK.

[F3]

Knot exterior defines the closed tube using a chosen smooth fibre norm, and fixes EK=S3∖int⁡N(K), TK=∂EK, and the ambient orientation.

[F4]

Meridian and preferred longitude defines the positive meridian as the oriented boundary of a normal disk and a preferred longitude as a degree-one parallel curve with zero image in H1(EK;Z).

[F5]

Tubular exterior and boundary torus supplies a product tubular map on a slightly larger disk bundle, the exterior retraction, and the product torus coordinates.

[F6]

Homology of spheres gives H1(S1;Z)≅Z and H1(S3;Z)=H2(S3;Z)=0.

[F7]

Homotopic maps induce the same map on singular homology gives homotopy invariance of singular homology.

[F8]

The knot exterior has a peripheral torus basis gives H1(TK;Z)≅Z2 with product meridian and section basis.

[F9]

Mayer–Vietoris sequence in singular homology gives the exact homology sequence for an open cover.

Proof

technique · direct
1.1A1F5givenchoose

Under countable choice [A1], [F5] supplies a product tubular map and a closed product disk tube with the stated norm and radius data for every smooth oriented knot.

1.2F1F5construct

Write Dr2={z∈R2:∣z∣≤r} in the product coordinates and set U=Φ(S1×{∣z∣<3ϵ/2}) and V=S3∖Φ(S1×Dϵ/22). The set U is open because its source is open in the tubular domain and Φ maps that domain diffeomorphically onto an open set. The removed disk image is compact, hence closed in Hausdorff S3, so V is open. They cover S3, and U∩V=Φ(S1×{ϵ/2<∣z∣<3ϵ/2}).

2.1F3step 1.2construct

Radial homotopies retract U onto N(K) by replacing each fibre radius r with (1−t)r+tmin⁡(r,ϵ), fixing the zero vector; retract V onto EK by replacing r with (1−t)r+tmax⁡(r,ϵ) for ϵ/2<r≤2ϵ and fixing points outside the closed radius-2ϵ product tube; and retract U∩V onto TK by replacing r with (1−t)r+tϵ. Each formula remains within its domain, agrees with the identity at the relevant boundary, and fixes its target. Thus these are deformation retractions.

3.1F7step 2.1construct

On the overlap, composing its inclusion into U with the first retraction gives radius min⁡(r,ϵ), while retracting first to TK and including into N(K) gives radius ϵ; linear interpolation stays in N(K). For the inclusion into V, the corresponding radii are max⁡(r,ϵ) and ϵ, and their interpolation stays in EK. Hence, after the deformation-retraction identifications, the two maps in Mayer–Vietoris are the maps induced by TK↪N(K) and TK↪EK. By [F7], homotopic maps induce the same homomorphism on homology.

4.1F6F7F9step 1.2step 2.1step 3.1

By [F9], the Mayer–Vietoris sequence for the open cover of step 1.2 has the segment H2(S3;Z)→H1(U∩V;Z)→H1(U;Z)⊕H1(V;Z)→H1(S3;Z). The outer groups vanish by [F6], so the middle map is an isomorphism. Under the identifications of step 3.1, it is induced by the two boundary inclusions.

5.1F5F6F7F8step 2.1step 4.1algebra

By [F8], H1(TK;Z)≅Z2 with basis ([μ],[σ]). The product tube N(K)≅S1×D2 retracts to its core S1 by contraction in each disk fibre, so homotopy invariance [F7] and [F6] give H1(N(K);Z)≅Z. Put H=H1(EK;Z). Steps 2.1, 3.1, 4.1 give Z2≅Z⊕H. The isomorphism embeds H as a subgroup of Z2. Every subgroup of Z2 is free of rank at most two: projection to one coordinate has cyclic image; if nonzero, choose a preimage of its positive generator to split it off, and the kernel is a subgroup of Z; if zero, the subgroup already lies in Z. Since the complementary Z has rank one and the total rank is two, H has rank one. Therefore H≅Z.

6.1F4F5F8step 4.1step 5.1algebra

Choose c to be the first component of the Mayer–Vietoris image of [σ]; it is a generator of H1(N(K);Z) because the product section projects with degree one to the core of the product tube [F5, F8]. Choose a generator h of H1(EK;Z), which exists by step 5.1. The meridian maps to zero in the N(K) component because it bounds its fibre disk. In the bases ([μ],[σ]) and (c,h), the Mayer–Vietoris isomorphism of step 4.1 has first column (0,a) for some integer a and second column whose first coordinate is 1. Its determinant is therefore ±a; since the map is an isomorphism over Z, a=±1. Thus [μ] generates H1(EK;Z).

7.1F4F8step 6.1algebraconstruct∎

Let k∈Z be the unique integer with i∗[σ]=k[μ], and put [λ]=[σ]−k[μ]. Then i∗[λ]=0, p∗[λ]=1, and the change from the basis ([μ],[σ]) to ([μ],[λ]) has determinant 1. In the new basis, i∗(a[μ]+b[λ])=a[μ], so the kernel is exactly Z[λ], a primitive rank-one direct summand. Every degree-one class is [σ]+a[μ] and maps to zero exactly when a=−k, proving uniqueness. The curve t↦(e2πit,e−2πikt) is embedded in S1×S1 because its first coordinate is injective on S1; it represents [λ] and is a preferred longitude.

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