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Sutured instanton knot homology detects the unknot

Statement

Assume full AC. For every smooth knot K⊂S3, the rational sutured instanton knot homology KHI(K;Q) is finite-dimensional and has dimension at least one; it has dimension one if and only if K is the unknot. Moreover, excision gives an isomorphism I♮(K;Q)≅KHI(K;Q).

Facts & Assumptions

Given: Full AC, a smooth classical knot K⊂S3, its two oppositely oriented meridional sutures, and the chosen admissible closure from the preceding definition. Remaining established gauge-theoretic inputs below are explicitly imported under the run-specific permission in CLAUDE.md §12, not claimed as locally reconstructed proofs.

[F1]

The local singular analytic construction gives the finite integral earring complex, its square-zero differential and continuation independence with the declared relative grading and overall sign convention. Analytic foundations for the singular instanton knot complex

[F2]

The local integral unknot calculation gives I♮(U;Z)≅Z, hence dim⁡QI♮(U;Q)=1. Its generator is specified only up to orientation sign. Singular earring instanton homology of the unknot is integrally rank one

[F3]

External ordinary determinant-w surface input. For a closed oriented three-manifold Y and a Hermitian line bundle w with odd pairing on an integral surface class, use the determinant-one gauge group of a U(2) lift with fixed determinant w. Its admissible instanton homology and commuting operators μ(R),μ(y) are defined. For S1×R, g(R)≥1, with c1(w) dual to S1, the ordinary-w product calculation has the spectrum in Kronheimer–Mrowka, Knots, sutures and excision, Proposition 7.1; the common extreme eigenspace I∗(S1×R∣R)w is one-dimensional by Proposition 7.4. On the ordinary point-+2 kernel the extreme surface factor is simple: the paragraph immediately after Proposition 7.4 explicitly states, for every N≥1, ker⁡(μ(y)−2)∩ker⁡(μ(R)−(2g(R)−2))N=ker⁡(μ(y)−2)∩ker⁡(μ(R)−(2g(R)−2)). This holds for the admissible Y,R,w of Definition 7.3, not only product manifolds; no general diagonalizability is asserted. Corollary 7.2 and Proposition 7.5 give the surface bounds on a general admissible Y, including the case where w pairs evenly with the other surface; Corollary 7.6 gives the simultaneous generalized-eigenspace decomposition. These are imported published all-genus ordinary-w results, not consequences inferred here from an altered u or uw module. Locators: arXiv:0807.4891v2, §§7.1–7.2, PDF pp. 52–56.

[F4]

External excision and closure input. Theorem 7.7 of the same source gives excision for two oriented embedded positive-equal-genus surfaces, with equal odd c1(w) evaluations, an orientation-compatible gluing diffeomorphism and its chosen determinant-bundle lift; when Y is connected the two surfaces are required not to be homologous, and for two components one lies in each. The disconnected group is interpreted as a tensor product. Definition 7.10 and the closure-independence argument following it establish that the sutured group is independent, up to isomorphism, of the allowed auxiliary surface and marked gluing choices. The closure has c1(w) dual to the standard circle through the fixed auxiliary point. Genus one is permitted. In the meridional knot case Definition 7.13 identifies the annular-auxiliary closure with the torus closure; its group is the generalized surface-0 subspace of the ordinary point-+2 kernel used in the repaired Definition. By the exact extreme-surface identity in [F3], with g(Rˉ)=1, it is also precisely the ordinary simultaneous (μ(Rˉ),μ(y))=(0,2) eigenspace. Definition 7.13's following paragraph identifies this group with the ordinary point-+2 half, not the doubled full Floer group. Locators: arXiv:0807.4891v2, Theorem 7.7, Definition 7.10 and its following argument, Definition 7.13, PDF pp. 56–61. The source works over C for convenience; the rational version is explicitly allowed in the detector paper's §1.1, PDF p. 3.

[F5]

External decomposition, nonvanishing and genus/rank input. For a balanced sutured manifold decomposed along a surface S with no closed components, and with the closed components of S∩V parallel oriented boundary-coherent simple closed curves for each component V of R(γ), Proposition 7.11 gives the decomposed sutured instanton group as a direct summand (the precise hypotheses of Theorem 6.8, PDF p. 48); Theorem 7.12 states that a taut balanced sutured manifold has nonzero sutured instanton homology. For a classical genus-g knot, Proposition 7.16 gives KHI(K,g)≠0, with the genus decomposition and its opposite extreme as in §7.6. In particular a nontrivial classical knot has dim⁡KHI(K)>1. Locators: arXiv:0807.4891v2, §§7.5–7.6, PDF pp. 59–64, and Kronheimer–Mrowka, Khovanov homology is an unknot-detector, §1.1, PDF p. 3, which explicitly records this rank consequence and permits Q coefficients. These decomposition/nonvanishing conclusions are imported established results; no local cap/module or taut-hierarchy proof is asserted here.

[F6]

External rational singular-to-sutured bridge. For a based smooth knot in S3, Proposition 1.4 of Khovanov homology is an unknot-detector states I♮(K;Q)≅KHI(K;Q). Its §5.4, Proposition 5.7, uses the actual earring link K∪L and its connecting w2 arc; the two tubular-boundary tori are glued exchanging meridians and longitudes and matching the arc endpoints. The excision has a Hopf-link factor Z and the complementary torus closure. The determinant-one group and the larger gauge quotient are distinguished there: the full ordinary knot group has twice the rank, and the point-+2 summand is KHI. The stated rational bridge includes this normalization. Locators: Proposition 1.4, PDF p. 3, and §5.4, Proposition 5.7 and its following paragraphs, PDF pp. 74–75. No integral bridge or distinguished canonical vector is inferred.

Proof

Given: The local singular constructions [F1]–[F2] and the explicitly imported published results [F3]–[F6].

1.1F3F4

In the chosen closure, the standard marked circle meets Rˉ once, so c1(w) evaluates oddly on Rˉ. The ordinary admissible theory in [F3] therefore applies. The torus has genus one, so the extreme-surface identity in [F3] gives ker⁡(μ(y)−2)∩ker⁡μ(Rˉ)N=ker⁡(μ(y)−2)∩ker⁡μ(Rˉ) for every N≥1. Taking the union over N therefore identifies the Definition's generalized surface-0/ordinary point-+2 subspace with the source's ordinary simultaneous (0,2) eigenspace I∗(Yˉ∣Rˉ)w. This is the exact torus convention in [F4], rather than an assumption of semisimplicity. It is finite-dimensional, and [F4] identifies the allowed closures up to isomorphism. This proves well-definedness of the rational group used here, without choosing a canonical basis or confusing it with the doubled full ordinary group.

2.1F1F6step 1.1

Apply [F6] with the same based earring, connecting arc and determinant normalization. It gives the required rational isomorphism I♮(K;Q)≅KHI(K;Q). The local complex in [F1] is exactly its source.

2.2F5step 1.1

For a nontrivial smooth classical knot, the published genus/rank consequence in [F5] gives dim⁡QKHI(K;Q)>1. This is the established nonvanishing/decomposition input, explicitly imported rather than deduced from the already resolved singular complex or integral cube.

3.1F2step 2.1

For the unknot U, combine [F2] with step 2.1 to obtain dim⁡QKHI(U;Q)=1. This retains the local integral unknot calculation; the external input is the excision bridge, not a replacement for that calculation.

4.1step 1.1step 2.1step 3.1step 2.2∎

The unknot and nontrivial cases exhaust the knots in the statement. Steps 3.1, 2.2 show that the finite-dimensional group always has dimension at least one and has dimension one exactly for the unknot. Step 2.1 supplies the additional isomorphism claimed in the statement.

Source boundary

The original Statement is retained. Its previously missing ordinary surface, closure/excision and taut/genus inputs are now explicitly supplied as published external results under this run's expanded permission. They are not locally reconstructed gauge-theoretic proofs or new reviews of preserved suppliers. The singular analytic and integral unlink computations remain the existing local results. All coefficient and half-group conventions above are rational; no sign-independent canonical element, arbitrary integral eigenspace splitting or surgery theorem follows from this proof.

Depends on

Used by

Cited to discharge well-definedness by Singular instanton knot and sutured closure data.

Dependency tree · two levels

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