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Cartan subalgebras are exactly maximal toral subalgebras

Statement

Assume the Axiom of Choice. In a finite-dimensional complex semisimple Lie algebra g, the Cartan subalgebras (Cartan subalgebra) are precisely the maximal toral subalgebras (Toral and maximal toral subalgebras).

Facts & Assumptions

Given: The Axiom of Choice and a finite-dimensional complex semisimple Lie algebra g with Killing form B.

[A1]

The Axiom of Choice is The Axiom of Choice; it is inherited through [L1] and [L4].

[L1]

Under AC, every maximal toral subalgebra of g is a Cartan subalgebra (Existence of Cartan subalgebras).

[L2]

Let hg be nilpotent. Its generalized weight spaces gα with respect to h give g=αgα, each gα is adh-stable, [gα,gβ]gα+β, and hg0 (Generalized weight spaces of a nilpotent subalgebra).

[L3]

A Cartan subalgebra is nilpotent and equals its normalizer, and the normalizer is Ng(h)={x:[x,h]h} (Cartan subalgebra, Normalizer of a Lie subalgebra).

[L4]

Under AC, every element xg has an abstract Jordan decomposition whose adjoints are the additive Jordan–Chevalley parts of adx (Jordan decomposition lies inside a complex semisimple Lie algebra); the semisimple additive part is p(adx) for a polynomial p, while the other part is nilpotent (Over a perfect field, every endomorphism has a unique commuting semisimple-plus-nilpotent decomposition, polynomial in the endomorphism).

[L5]

A nilpotent Lie algebra is solvable and all its adjoint operators are nilpotent (Engel's theorem, Nilpotent Lie algebras are solvable); a finite-dimensional solvable Lie algebra over C has a common eigenvector in every nonzero finite-dimensional module (Lie's theorem).

[L7]

ad[u,v]=[adu,adv] and adx(y)=[x,y] (Derivations form a Lie algebra and inner derivations an ideal, Derivations of Lie algebras).

[L8]

A toral subalgebra is abelian with all adjoint operators semisimple, and it is maximal toral when maximal by inclusion (Toral and maximal toral subalgebras).

Proof

technique · direct
1.1

The implication "maximal toral Cartan" is [L1]. For the converse, let h be a Cartan subalgebra; by [L3] it is nilpotent and Ng(h)=h. Let g=αgα be its generalized weight decomposition from [L2], so that g0={xg:(adH)kx=0 for all Hh and large k}.

A1L1L2L3L8
1.2

We have g0=h: [L2] gives hg0; conversely every XNg(h) lies in g0, because (adH)kX=(adH)k1[H,X] with [H,X]h and adH nilpotent on h by [L5]; so Ng(h)g0. If g0h, then g0/h is a nonzero module for the solvable algebra h, so by [L5] there is Xh whose image in g0/h is a common eigenvector for all adH; the diagonal functional has value 0 on every H, because adH is nilpotent on g0, so [H,X]h for all H and XNg(h)h, contradicting Ng(h)=h. Hence g0=h.

L2L3L5algebra
1.3

For xh we have xs,xnh and adxs acts on each gα as the scalar α(x): by [L4] write adxs=p(adx); on gα the operator adx is α(x) plus a commuting nilpotent operator, so p(adx)=p(α(x)) plus a commuting nilpotent operator, while adxs restricts semisimply to the invariant subspace gα; hence adxsgα=p(α(x))1, and since xs=xxn with adxn nilpotent on gα, comparison of scalar parts gives p(α(x))=α(x). In particular adxs commutes with every adH, Hh, so by [L7] [xs,H]=0 and, g being centerless [L6], xsCg(h)Ng(h)=h; then xn=xxsh as well.

L2L3L4L6L7algebra
2.1

h is abelian: apply the common-eigenvector assertion in [L5] first to g and then to each successive nonzero quotient by the invariant subspaces already obtained. Each quotient has smaller dimension, so this constructs a full invariant flag in finitely many steps. In a basis adapted to the flag, the solvable algebra h acts triangularly, and for upper triangular matrices A,B,C one has tr(ABC)=tr(BAC) since both equal the sum of diagonal products; hence B([H1,H2],H)=tr(ad[H1,H2]adH)=0 for all H1,H2,Hh. For Xgα with α0, the operator adHadX maps gβ into gβ+α by [L2], hence has zero trace because it has no diagonal blocks; therefore B(H,X)=0 for all Hh, α0, Xgα. Combining the two orthogonality statements with g0=h from step 1.2 gives B([H1,H2],g)=0, and nondegeneracy of B [L6] forces [H1,H2]=0.

L2L5L6step 1.2algebra
3.1

No nonzero element of h has nilpotent adjoint operator: if xh has adx nilpotent, then for yh the operators adx,ady commute by step 2.1, so adxady is nilpotent and B(x,y)=0; and for Xgα with α0 we have B(x,X)=0 by the trace argument of step 2.1 with H=x. Hence B(x,g)=0 and [L6] gives x=0.

L5L6step 2.1algebra
4.1

By steps 1.3 and 3.1 every xh has xn=0, that is, x=xs is semisimple; with step 2.1 this makes h a toral subalgebra by [L8]. It is maximal: if th is toral, then t is abelian with [t,h]=0, so tCg(h)Ng(h)=h and t=h. Hence h is maximal toral, which is the converse implication. The zero algebra is covered by the convention that its zero subalgebra is both Cartan and maximal toral. The Axiom of Choice was inherited through [L1] and [L4].

A1L3L4L8step 2.1step 1.3step 3.1

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