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Cartan Subalgebras and Root Space Decompositions
1 · Prerequisites
- Abelian Categories
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- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Exponential Function
- The Fundamental Group
- The Fundamental Theorem of Finite Abelian Groups
- The Fundamental Theorems of Calculus
- The Galois Correspondence
- The Group Algebra and Representations of Finite Groups
- The Inverse and Implicit Function Theorems
- The Inverse Function Theorem Completed
- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Spectral Theorem, Positive Operators and Singular Value Decomposition
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Uniform Spaces: the Three Definitions
- Vector Fields Flows and Lie Derivatives
- Vector Spaces, Linear Subspaces, Span and Direct Sums
2 · Summary
This page develops Cartan subalgebras and root-space decompositions for finite-dimensional complex semisimple Lie algebras. It begins with the abstract Jordan decomposition inside the adjoint representation, then introduces normalizers, Cartan subalgebras, toral and maximal toral subalgebras, and regular elements, and proves that the centralizer of a regular semisimple element is Cartan, that Cartan subalgebras exist and are exactly the maximal toral subalgebras, and that any two Cartan subalgebras are conjugate by an inner automorphism in the connected adjoint group.
The second half fixes a Cartan subalgebra, proves the root-space decomposition and the Killing-form orthogonality of root spaces, constructs the root triples and coroots, and derives the integrality of Cartan integers, the root-string property, one-dimensionality and reducedness of the root spaces, and reflection invariance of the root set, concluding that the roots form a reduced crystallographic root system. The final items record the dimension formula, the centre as the common kernel of the roots, the centralizer dimension from vanishing roots, and the density of the regular locus. Every theorem that uses the additive Jordan–Chevalley decomposition declares the Axiom of Choice and identifies that use. The root-space decomposition, Killing-form, root-triple, coroot, root-string, reflection, regular-locus, and classification chain likewise states its Choice hypothesis explicitly. Coordinate computations that do not invoke those general interfaces remain choice-free; examples that identify their calculations with the Choice-scoped chain state the same hypothesis.
3 · Logical flowchart
4 · Definitions, theorems and proofs
The additive Jordan–Chevalley supplier
Remark
The operator theorem used by the Jordan-decomposition items on this page is Over a perfect field, every endomorphism has a unique commuting semisimple-plus-nilpotent decomposition, polynomial in the endomorphism: over a perfect field every endomorphism of a finite-dimensional vector space has a unique commuting semisimple-plus-nilpotent decomposition , and both parts are polynomials in . Its published contract assumes the Axiom of Choice (The Axiom of Choice); every use of it below inherits that assumption, and the items that use it declare the dependence explicitly.
On this page the theorem is applied only in the following special case: the field is , which is perfect, and for an element of a finite-dimensional complex Lie algebra . The theorem then produces with semisimple, nilpotent, , and both and polynomials in . No further operator theory is imported: the passage from these operator parts to elements of is the content of Jordan–Chevalley parts agree under the adjoint representation and Jordan decomposition lies inside a complex semisimple Lie algebra.
The cited theorem is published with the Axiom of Choice in its statement but without The Axiom of Choice in its published dependency list. That metadata defect is recorded for the canonical published-defect ledger; it does not block this page, because the assumption is declared here and propagated through every consumer.
Jordan–Chevalley parts under the adjoint representation
Remark
The compatibility between the abstract Jordan decomposition of Abstract Jordan decomposition and the operator decomposition supplied by The additive Jordan–Chevalley supplier is proof-bearing. It is therefore not imported as a convention or as part of a definition: it is proved in Jordan–Chevalley parts agree under the adjoint representation, which precedes every consumer of the compatibility on this page, and the internal existence and uniqueness theorem Jordan decomposition lies inside a complex semisimple Lie algebra then rests on it rather than on an appeal to the operator theorem alone.
Abstract Jordan decomposition
Definition
Let be a finite-dimensional Lie algebra over a field (Lie algebras over a field) and let . An abstract Jordan decomposition of is a pair of elements with
such that the endomorphism of is semisimple and is nilpotent, in the sense of Semisimple endomorphisms as endomorphisms diagonalisable over an algebraic closure, and nilpotent endomorphisms. One then calls a semisimple part and a nilpotent part of .
Existence and uniqueness of such a decomposition are not part of the definition. For a finite-dimensional complex semisimple Lie algebra they are proved below in Jordan decomposition lies inside a complex semisimple Lie algebra; for an arbitrary Lie algebra neither is asserted here, and a pair displaying the two proposed parts is not claimed to exist.
Jordan–Chevalley parts agree under the adjoint representation
Statement
Assume the Axiom of Choice. Let be a finite-dimensional complex semisimple Lie algebra and let .
(i) If is an abstract Jordan decomposition of , then the additive Jordan–Chevalley parts of are and .
(ii) Conversely, if is the additive Jordan–Chevalley decomposition of , then there are unique with and . They satisfy , , with semisimple and nilpotent; consequently is an abstract Jordan decomposition of , and it is the only one.
Facts & Assumptions
Given: The Axiom of Choice, a finite-dimensional complex semisimple Lie algebra , and an element .
The Axiom of Choice is the principle of The Axiom of Choice; it is used in this lemma only through [L1].
Every endomorphism of a finite-dimensional vector space over a perfect field has a unique commuting semisimple-plus-nilpotent decomposition , and are polynomials in (Over a perfect field, every endomorphism has a unique commuting semisimple-plus-nilpotent decomposition, polynomial in the endomorphism).
Every derivation of a finite-dimensional semisimple Lie algebra in characteristic zero is inner, and the representing element is unique (Derivations of semisimple Lie algebras are inner).
A finite-dimensional semisimple complex Lie algebra is centerless and perfect, so is injective (Semisimple Lie algebras are centerless and perfect).
An abstract Jordan decomposition of is a decomposition with , semisimple and nilpotent (Abstract Jordan decomposition).
Proof
Suppose is an abstract Jordan decomposition. Then by linearity of , the two summands commute because , and by [L4] the first is semisimple while the second is nilpotent. The uniqueness assertion of [L1] therefore identifies them with the additive Jordan–Chevalley parts of . This proves (i).
Now let be the additive Jordan–Chevalley decomposition of the derivation ; by [L1] there are polynomials with and . We show that is a derivation and that acts on the generalized eigenspace of for as multiplication by . The generalized eigenspaces satisfy and : the second claim follows from the binomial expansion . Each is invariant under , hence under . On the operator equals plus a commuting nilpotent operator, so there; since is semisimple and restricts semisimply to the invariant subspace , this forces . On the other hand is a difference of two commuting nilpotent operators on , hence nilpotent; comparing with the scalar operator gives . Therefore , and for , one has because . Thus is a derivation; is a derivation by the Jacobi identity, so is a derivation too.
By [L2] there are unique with and . Then , so by injectivity of [L3]; also , so by [L3]; and is semisimple while is nilpotent. Hence is an abstract Jordan decomposition by [L4].
If is any abstract Jordan decomposition, then is a commuting semisimple-plus-nilpotent decomposition of by step 1.1's computation, so uniqueness in [L1] gives and ; injectivity of [L3] gives and . Hence the decomposition of (ii) is unique. If then and every assertion holds with the zero endomorphism, which is both semisimple and nilpotent; no nonempty choice is made anywhere in this argument, the Axiom of Choice being used only through the appeal to [L1].
Jordan decomposition lies inside a complex semisimple Lie algebra
Statement
Assume the Axiom of Choice. Every element of a finite-dimensional complex semisimple Lie algebra has a unique abstract Jordan decomposition , and , are the additive Jordan–Chevalley parts of .
Facts & Assumptions
Given: The Axiom of Choice, a finite-dimensional complex semisimple Lie algebra , and an element .
The Axiom of Choice is The Axiom of Choice; it is inherited through [L1] and [L2], with [L2] itself using the operator theorem [L1].
Under the Axiom of Choice, every endomorphism of a finite-dimensional vector space over a perfect field has a unique additive Jordan–Chevalley decomposition into commuting semisimple and nilpotent parts (Over a perfect field, every endomorphism has a unique commuting semisimple-plus-nilpotent decomposition, polynomial in the endomorphism).
Under the Axiom of Choice, if is that additive decomposition, there are unique with and ; they give the unique abstract Jordan decomposition of . Conversely, any abstract Jordan decomposition has adjoints (Jordan–Chevalley parts agree under the adjoint representation).
An abstract Jordan decomposition is a decomposition with commuting parts whose adjoints are semisimple, respectively nilpotent (Abstract Jordan decomposition).
Proof
The endomorphism of the finite-dimensional complex vector space has an additive Jordan–Chevalley decomposition by [L1]. Applying clause (ii) of [L2] to it produces elements such that , , is semisimple and is nilpotent, and such that , are the additive parts of . By [L3] this is an abstract Jordan decomposition of .
Let be any abstract Jordan decomposition. Clause (i) of [L2] identifies and with the additive Jordan–Chevalley parts of , which are the parts and produced in step 1.1; uniqueness of the abstract decomposition in [L2] then gives and . For the only element is and the decomposition satisfies the definition vacuously; the Axiom of Choice enters only through [L1] and [L2].
Normalizer of a Lie subalgebra
Definition
Let be a Lie algebra and let be a Lie subalgebra (Lie subalgebras, ideals, and center). The normalizer of in is
It is a Lie subalgebra containing : for and , Jacobi gives , a difference of two elements of ; and because is a subalgebra. Moreover is an ideal of by the defining condition.
Cartan subalgebra
Definition
Let be a finite-dimensional Lie algebra over a field. A Cartan subalgebra of is a Lie subalgebra which is nilpotent (Lower central series and nilpotent Lie algebras) and satisfies for the normalizer of Normalizer of a Lie subalgebra.
This definition is stated for arbitrary finite-dimensional Lie algebras and carries no semisimplicity hypothesis. In particular the zero subalgebra of the zero Lie algebra is a Cartan subalgebra, since the zero algebra is nilpotent and its normalizer is again zero; in a nonzero Lie algebra the zero subalgebra is not a Cartan subalgebra, because its normalizer is the whole algebra.
Toral and maximal toral subalgebras
Definition
Let be a finite-dimensional complex Lie algebra. A Lie subalgebra (Lie subalgebras, ideals, and center) is toral if it is abelian and is a semisimple endomorphism of for every , semisimplicity being understood in the sense of Semisimple endomorphisms as endomorphisms diagonalisable over an algebraic closure, and nilpotent endomorphisms (Derivations of Lie algebras supplies the notation ). Because is abelian, is the zero endomorphism of and is therefore semisimple automatically: the requirement must be placed on itself, and requiring only that be semisimple would merely repeat abelianness.
The coordinates on are irrelevant to this notion: the choice of an algebraic closure in Semisimple endomorphisms as endomorphisms diagonalisable over an algebraic closure, and nilpotent endomorphisms makes semisimplicity of an endomorphism a basis-free property, and restricting a semisimple endomorphism to an invariant subspace is again semisimple. A toral subalgebra is maximal toral if it is maximal by inclusion among toral subalgebras of .
Regular element and rank
Definition
Let be a finite-dimensional complex Lie algebra (Lie algebras over a field), and for write using from Derivations of Lie algebras. The numbers are natural numbers bounded by , so the set of values attained has a least element; it is denoted .
An element is regular if , and regular semisimple if in addition is a semisimple endomorphism in the sense of Semisimple endomorphisms as endomorphisms diagonalisable over an algebraic closure, and nilpotent endomorphisms. Thus every regular semisimple element is regular and has semisimple adjoint operator, and for the single element is regular semisimple with .
Centralizer of a regular semisimple element is Cartan
Statement
Let be a finite-dimensional complex semisimple Lie algebra and let be regular semisimple (Regular element and rank). Then is a Cartan subalgebra of in the sense of Cartan subalgebra.
Facts & Assumptions
Given: Such a Lie algebra and a regular semisimple element ; write .
Regularity of means for every (Regular element and rank).
Semisimplicity of means that is semisimple, and then is the direct sum of its eigenspaces and (Semisimple endomorphisms as endomorphisms diagonalisable over an algebraic closure, and nilpotent endomorphisms). Also (Derivations form a Lie algebra and inner derivations an ideal).
A Cartan subalgebra is a nilpotent subalgebra equal to its normalizer (Cartan subalgebra, Normalizer of a Lie subalgebra).
A finite-dimensional Lie algebra on which every adjoint operator is nilpotent is nilpotent (Engel's theorem).
Proof
is a Lie subalgebra: for , Jacobi and [L5] give .
equals its normalizer. Let . Since , we have , so . Decompose in the eigenspaces of the semisimple operator [L2]. Then and ; the summands lie in distinct eigenspaces, so , and since the field is we get for . Hence , so .
Every acts by zero on . Since , the operators and commute [L2], and is semisimple [L2], so with and each is -invariant. For put . For an element with is killed by exactly when for every , so , where is the multiplicity of the eigenvalue of the endomorphism and therefore vanishes for all but finitely many . Choosing outside this finite exceptional set and using [L1] at the element gives , hence and ; by definition .
Since was arbitrary, step 1.3 shows that for every , so is abelian and in particular nilpotent; alternatively, every adjoint operator of is nilpotent on and [L4] applies. By step 1.2, equals its normalizer, so [L3] makes a Cartan subalgebra. When we have , , and the zero subalgebra is a Cartan subalgebra of the zero algebra; no nonempty choice occurs.
Existence of Cartan subalgebras
Statement
Assume the Axiom of Choice. Every finite-dimensional complex semisimple Lie algebra has a Cartan subalgebra (Cartan subalgebra). Indeed every maximal toral subalgebra (Toral and maximal toral subalgebras) of such an algebra is a Cartan subalgebra.
Facts & Assumptions
Given: The Axiom of Choice and a finite-dimensional complex semisimple Lie algebra with Killing form .
The Axiom of Choice is The Axiom of Choice; it is inherited through [L1] and [L9].
Under AC, every element has an abstract Jordan decomposition , and , are the additive Jordan–Chevalley parts of (Jordan decomposition lies inside a complex semisimple Lie algebra).
A finite-dimensional Lie algebra is nilpotent if and only if all its adjoint operators are nilpotent (Engel's theorem), and a nilpotent Lie algebra is solvable (Nilpotent Lie algebras are solvable).
Over an algebraically closed field of characteristic zero, a finite-dimensional solvable Lie algebra has a common eigenvector in every nonzero finite-dimensional module, by Lie's theorem (Lie's theorem).
A pairwise commuting family of diagonalisable endomorphisms of a finite-dimensional space is simultaneously diagonalisable, so a sum of commuting semisimple endomorphisms is semisimple (A family of diagonalisable endomorphisms of a finite-dimensional space is simultaneously diagonalisable if and only if its members commute pairwise).
The Killing form is symmetric and invariant: ; it is nondegenerate because is semisimple (Killing form, Trace forms are symmetric and invariant, Cartan's semisimplicity criterion).
The algebra is centerless and perfect: and (Semisimple Lie algebras are centerless and perfect); semisimplicity means vanishing of the radical (Simple, semisimple, and reductive Lie algebras); and (Derivations form a Lie algebra and inner derivations an ideal).
A toral subalgebra is an abelian subalgebra all of whose adjoint operators are semisimple, and it is maximal toral when maximal by inclusion (Toral and maximal toral subalgebras); a Cartan subalgebra is nilpotent and equal to its normalizer (Cartan subalgebra, Normalizer of a Lie subalgebra).
Under AC, the additive Jordan–Chevalley parts of an endomorphism of a finite-dimensional vector space over a perfect field are polynomials in that endomorphism (Over a perfect field, every endomorphism has a unique commuting semisimple-plus-nilpotent decomposition, polynomial in the endomorphism).
Proof
If , the zero subalgebra is nilpotent and equals its own normalizer, hence is a Cartan subalgebra. Assume now . There is a nonzero semisimple element: if every element of had nilpotent adjoint operator, then [L2] would make nilpotent, hence solvable, so its radical would be , contradicting semisimplicity [L6]. Choose an element whose adjoint operator is not nilpotent and let be its decomposition from [L1]; if then is nilpotent, contrary to the choice of , so is semisimple.
A toral subalgebra of maximal dimension exists and is maximal by inclusion. Let be any maximal toral subalgebra; it is nonzero since the zero subalgebra is contained in from step 1.1. By [L7] the subalgebra is abelian, so the operators , , are pairwise commuting, and each is semisimple by [L7]; hence by [L4] and [L8] they are simultaneously diagonalisable and Put .
For the Jordan parts lie in : by [L1] and [L9] there is a polynomial with , and for [L6, L8], so and therefore , that is, ; thus , and as well. Moreover is toral: it is a subalgebra because , it is abelian, and each of its elements has semisimple adjoint operator by [L4] since and the commuting operators are semisimple. By the maximality of we get .
Invariance of gives for , and ; if some has , so .
For we have , because centralises ; by [L1] the operator is nilpotent, so every adjoint operator of is nilpotent on and [L2] makes nilpotent.
The algebra is abelian. It is nilpotent by step 4.1, hence solvable, so [L3] supplies a common eigenvector in the nonzero module . Its line is invariant. Apply [L3] to the quotient by that line and then to successive nonzero quotients; the dimension drops at each step, and lifting the resulting invariant flag gives a basis of in which all , , are upper triangular. For the operator is a sum of commutators of upper triangular operators, hence strictly upper triangular, hence nilpotent; consequently for every , since a strictly upper triangular operator times an upper triangular operator stays strictly upper triangular.
The restriction is nondegenerate: if satisfies , then for every nonzero weight we have by step 3.2, and by hypothesis, so and [L5] gives . Applying this to step 5.1 yields .
Every element of is semisimple: for we have by step 3.1, and for every because and ; hence commutes with and the product is nilpotent, so for all . Nondegeneracy from step 6.1 forces . Thus is abelian and consists of semisimple elements, i.e. is toral; since , maximality gives .
Finally : if and is its decomposition from step 2.1, then for every we have Uniqueness of the direct weight-space decomposition forces every nonzero-weight component of this sum to vanish. For each , choose with ; then . Therefore . Since is abelian and hence nilpotent and equals its normalizer, [L7] makes it a Cartan subalgebra. The Axiom of Choice was inherited through [L1] and [L9].
Generalized weight spaces of a nilpotent subalgebra
Statement
Let be a finite-dimensional complex Lie algebra and let be a nilpotent Lie subalgebra (Lower central series and nilpotent Lie algebras, Lie subalgebras, ideals, and center). For put
with as in Derivations of Lie algebras. Then:
(i) each is a linear subspace of stable under for every , and for all but finitely many ; (ii) ; (iii) ; (iv) for all .
Facts & Assumptions
Given: A finite-dimensional complex Lie algebra and a nilpotent Lie subalgebra .
A finite-dimensional Lie algebra is nilpotent if and only if every adjoint operator of it is nilpotent (Engel's theorem); applied to , the endomorphism is nilpotent for every .
A nilpotent Lie algebra is solvable (Nilpotent Lie algebras are solvable), and every nonzero finite-dimensional module of a solvable complex Lie algebra has a flag lowered by every represented operator, by Lie's theorem (Lie's theorem).
For an endomorphism of a finite-dimensional complex vector space and , the generalized eigenspaces are -invariant and (Primary decomposition: the irreducible-power factors of split into their invariant kernels).
Proof
Let and . By [L3] applied to , the spaces are -invariant and . Moreover : for , [L1] gives for some , so because the condition defining is vacuous at . This is (iii).
We claim each is stable under for every . By [L1] the operator is nilpotent on , so there is with ; put , so that for by the definition of and [L3]. The operator identity holds for every by induction on , because is a derivation: the case is trivial and the induction step applies to both sides and uses Pascal's rule. Taking , every summand vanishes, since either , so , or , so . Hence and . As was arbitrary, every is stable under .
Fix a basis of ; iterating step 1.2 over the pairwise compatible decompositions refines the direct sum decomposition to , and each summand is stable under for every . For a tuple with nonzero summand let be the linear functional with . By [L2], the solvable algebra acts triangularly on in a suitable basis ; the diagonal entries of such a triangular form are eigenvalues of on for each , and since the only eigenvalue of there is , so every diagonal entry equals . Hence each satisfies for all , and therefore . In particular only finitely many are nonzero.
Since each is a linear subspace by definition and stable under every by step 1.2, and since an element of satisfies the generalized eigenvalue condition for each with value , we have ; combined with step 2.1 and the injectivity of the map on the dual basis, this gives and the direct sum decomposition (ii), with only finitely many nonzero terms. This proves (i) and (ii).
For , and , the binomial expansion gives ; choosing where bounds the two vanishing exponents for and , so that for every either or , every summand is zero, hence , which is (iv). If all spaces are zero and every assertion is vacuous.
Cartan subalgebras are exactly maximal toral subalgebras
Statement
Assume the Axiom of Choice. In a finite-dimensional complex semisimple Lie algebra , the Cartan subalgebras (Cartan subalgebra) are precisely the maximal toral subalgebras (Toral and maximal toral subalgebras).
Facts & Assumptions
Given: The Axiom of Choice and a finite-dimensional complex semisimple Lie algebra with Killing form .
The Axiom of Choice is The Axiom of Choice; it is inherited through [L1] and [L4].
Under AC, every maximal toral subalgebra of is a Cartan subalgebra (Existence of Cartan subalgebras).
Let be nilpotent. Its generalized weight spaces with respect to give , each is -stable, , and (Generalized weight spaces of a nilpotent subalgebra).
A Cartan subalgebra is nilpotent and equals its normalizer, and the normalizer is (Cartan subalgebra, Normalizer of a Lie subalgebra).
Under AC, every element has an abstract Jordan decomposition whose adjoints are the additive Jordan–Chevalley parts of (Jordan decomposition lies inside a complex semisimple Lie algebra); the semisimple additive part is for a polynomial , while the other part is nilpotent (Over a perfect field, every endomorphism has a unique commuting semisimple-plus-nilpotent decomposition, polynomial in the endomorphism).
A nilpotent Lie algebra is solvable and all its adjoint operators are nilpotent (Engel's theorem, Nilpotent Lie algebras are solvable); a finite-dimensional solvable Lie algebra over has a common eigenvector in every nonzero finite-dimensional module (Lie's theorem).
is symmetric, invariant, and nondegenerate, and is centerless (Killing form, Trace forms are symmetric and invariant, Cartan's semisimplicity criterion, Semisimple Lie algebras are centerless and perfect).
A toral subalgebra is abelian with all adjoint operators semisimple, and it is maximal toral when maximal by inclusion (Toral and maximal toral subalgebras).
Proof
The implication "maximal toral Cartan" is [L1]. For the converse, let be a Cartan subalgebra; by [L3] it is nilpotent and . Let be its generalized weight decomposition from [L2], so that .
We have : [L2] gives ; conversely every lies in , because with and nilpotent on by [L5]; so . If , then is a nonzero module for the solvable algebra , so by [L5] there is whose image in is a common eigenvector for all ; the diagonal functional has value on every , because is nilpotent on , so for all and , contradicting . Hence .
For we have and acts on each as the scalar : by [L4] write ; on the operator is plus a commuting nilpotent operator, so plus a commuting nilpotent operator, while restricts semisimply to the invariant subspace ; hence , and since with nilpotent on , comparison of scalar parts gives . In particular commutes with every , , so by [L7] and, being centerless [L6], ; then as well.
is abelian: apply the common-eigenvector assertion in [L5] first to and then to each successive nonzero quotient by the invariant subspaces already obtained. Each quotient has smaller dimension, so this constructs a full invariant flag in finitely many steps. In a basis adapted to the flag, the solvable algebra acts triangularly, and for upper triangular matrices one has since both equal the sum of diagonal products; hence for all . For with , the operator maps into by [L2], hence has zero trace because it has no diagonal blocks; therefore for all , , . Combining the two orthogonality statements with from step 1.2 gives , and nondegeneracy of [L6] forces .
No nonzero element of has nilpotent adjoint operator: if has nilpotent, then for the operators commute by step 2.1, so is nilpotent and ; and for with we have by the trace argument of step 2.1 with . Hence and [L6] gives .
By steps 1.3 and 3.1 every has , that is, is semisimple; with step 2.1 this makes a toral subalgebra by [L8]. It is maximal: if is toral, then is abelian with , so and . Hence is maximal toral, which is the converse implication. The zero algebra is covered by the convention that its zero subalgebra is both Cartan and maximal toral. The Axiom of Choice was inherited through [L1] and [L4].
Conjugacy of Cartan subalgebras
Statement
Assume the Axiom of Choice. Any two Cartan subalgebras (Cartan subalgebra) of a finite-dimensional complex semisimple Lie algebra are carried to one another by an inner automorphism in the connected adjoint group, that is, by an element of the image of the adjoint map of a connected Lie group with Lie algebra . In particular all Cartan subalgebras have the same dimension.
Facts & Assumptions
Given: The Axiom of Choice, a finite-dimensional complex semisimple Lie algebra , and two Cartan subalgebras .
The Axiom of Choice is The Axiom of Choice; a countable family of nonempty sets is a family of nonempty sets, so AC supplies the countable-choice hypothesis of [L6] and [L7], whose statement is The Axiom of Countable Choice ().
In the Cartan subalgebras are exactly the maximal toral subalgebras; hence a Cartan subalgebra is abelian with every semisimple, satisfies , and therefore (Cartan subalgebras are exactly maximal toral subalgebras, Cartan subalgebra, Normalizer of a Lie subalgebra, Toral and maximal toral subalgebras).
Every element has an abstract Jordan decomposition , and is the additive Jordan–Chevalley part of ; these parts commute, the first is semisimple and the second nilpotent (Jordan decomposition lies inside a complex semisimple Lie algebra, Over a perfect field, every endomorphism has a unique commuting semisimple-plus-nilpotent decomposition, polynomial in the endomorphism).
A pairwise commuting family of semisimple endomorphisms is simultaneously diagonalisable, so for a Cartan subalgebra there is a weight decomposition with (A family of diagonalisable endomorphisms of a finite-dimensional space is simultaneously diagonalisable if and only if its members commute pairwise) by [L1].
The Killing form is symmetric, invariant, and nondegenerate, and is centerless with (Killing form, Trace forms are symmetric and invariant, Cartan's semisimplicity criterion, Semisimple Lie algebras are centerless and perfect, Derivations form a Lie algebra and inner derivations an ideal).
Under countable choice there is a connected simply connected real Lie group with Lie algebra , viewed as a real Lie algebra (Lie's third fundamental theorem, The Axiom of Countable Choice ()).
Under countable choice the image of a smooth Lie-group homomorphism is an immersed Lie subgroup with Lie algebra the image of its differential (Images are immersed Lie subgroups, The Axiom of Countable Choice ()). For from [L6], the adjoint map is a smooth group homomorphism (Adjoint is a smooth Lie-group representation); each value is the differential of the Lie-group automorphism , and therefore preserves the Lie bracket by Differential of a Lie-group homomorphism is a Lie-algebra homomorphism, so its values are real Lie-algebra automorphisms (Conjugation and the adjoint representation of a Lie group). Moreover (The differential of Ad is ad). The image is complex-linear: by Adjoint exponential identity, commutes with multiplication by , since does; this also follows by uniqueness in the defining linear ODE. By The exponential map is a local diffeomorphism at zero, exponentials contain an identity neighborhood. The subgroup they generate is open, with open complement (a union of cosets), hence is all of connected . Thus every is complex-linear. All the countable-choice premises here are supplied by [A1].
The action of a Lie group on a manifold is smooth, its orbit maps are smooth, and a smooth map that is a submersion at a point carries neighbourhoods of that point onto neighbourhoods of its image (Smooth left actions of Lie groups, Orbits, stabilizers, and orbit maps of smooth actions, Immersions, submersions, and constant-rank maps, Local normal form for submersions, Every submersion is an open map).
Proof
For let be the multiplicity of as an eigenvalue of , i.e. the dimension of its generalized kernel, and let . Writing , the coefficients are polynomial functions of and , so and the strongly regular locus equals , the complement of the zero set of the nonzero polynomial .
Let be a Cartan subalgebra. By [L3] there are finitely many nonzero weights with and , and for one has . Hence the set is the complement in of the finitely many proper subspaces , which cannot exhaust : the product of their nonzero defining linear forms is a nonzero polynomial and cannot vanish on all of the complex vector space (induct on the number of coordinates, using that a nonzero one-variable polynomial has finitely many roots). For an empty family this product is . Thus .
Define on when some satisfies . This is an equivalence relation because is a group: reflexivity uses , symmetry uses , and transitivity uses the product of the two group elements.
The complement of the zero set of a nonzero complex polynomial on a finite-dimensional complex vector space is path-connected and dense: density holds because a polynomial vanishing on a nonempty open set vanishes identically, and for the one-variable polynomial has finitely many zeros, so the line through and with finitely many points removed is path-connected and avoids the zero set of . Applying this to and , the locus of step 1.1 is nonempty, dense and path-connected, hence connected.
For the orbit has as the direct sum , because is semisimple. Consider the smooth map , , for the group and its immersed image of [L6], [L7]. Its differential at is for and , by in [L7] and the bilinear evaluation map; its image is . Hence by [L8] the image of contains a neighbourhood of , and by [L7] it equals the set , which is therefore open in and nonempty.
Every element of is semisimple, and has -value : automorphisms preserve the adjoint action, so has the same generalized nullity as , and for by step 1.2; semisimplicity is preserved because the operator is conjugate to a semisimple one. Since is nonempty open and is dense by step 2.1, meets ; at such a point , so . Consequently , and this holds for every Cartan subalgebra.
Let and put , where and are the commuting semisimple and nilpotent parts from [L2]. Decompose into the eigenspaces of . Commutation makes each invariant under . On , is nilpotent. On for , is invertible, with inverse if . Thus the generalized zero-eigenspace of is exactly , proving . The line is toral. Choose a toral subalgebra containing it of largest possible dimension; dimensions are bounded by , so such a subalgebra exists and is maximal toral. By [L1] it is Cartan. Then , and both have dimension , the former by step 3.1 and the latter by the equality just proved.
Consequently is a Cartan subalgebra. This conclusion uses the dimension equality in step 4.1 and the maximal-toral characterization; it does not infer equality merely from a lower bound on generalized nullity.
Every is semisimple and is a Cartan subalgebra: by step 5.1 applied to we get that is a Cartan subalgebra, and by [L1] it is maximal toral, hence consists of semisimple elements; since , we have , so is semisimple. Now is abelian and contains , so . Since is semisimple, , whence is Cartan.
Each class of the relation of step 1.3 is open in . Let and put . By step 6.1 the subalgebra is a Cartan subalgebra and is semisimple, so ; hence is a regular element of in the sense of step 1.2, and satisfies the hypotheses of step 2.2. Therefore is open in by step 2.2. Moreover is exactly the class of : every with has centralizer , which is conjugate to ; conversely if has , then has centralizer , so and . As classes of an equivalence relation are pairwise disjoint and by step 2.1, every class is a nonempty open subset of .
The classes of step 1.3 are pairwise disjoint nonempty open subsets of the connected set of step 2.1, so there is exactly one class by step 7.1. Hence and are conjugate for all ; by step 6.1 they are Cartan subalgebras, and every Cartan subalgebra arises in this way, since for (nonempty by step 1.2) step 3.1 gives , so and . Therefore and are conjugate by an element of , an inner automorphism in the connected adjoint group, and conjugate subalgebras have the same dimension. If both Cartan subalgebras are zero and the identity conjugates them. The Axiom of Choice supplies the hypotheses of [L1] and [L2] and, via [A1], the countable-choice hypotheses in [L6] and [L7].
Root and root space
Definition
Let be a finite-dimensional complex semisimple Lie algebra and let be a Cartan subalgebra of (Cartan subalgebra). For define the root space
using from Derivations of Lie algebras.
A root of with respect to is a nonzero functional with . The set of roots is written , or simply . By convention, when a functional is neither zero nor a root.
Root-space decomposition
Statement
Assume the Axiom of Choice. Let be a finite-dimensional complex semisimple Lie algebra, let be a Cartan subalgebra, and let be the set of roots of Root and root space. Then is finite and is a direct sum of with the nonzero root spaces.
Facts & Assumptions
Given: The Axiom of Choice, such a Lie algebra , and a Cartan subalgebra .
The Axiom of Choice is The Axiom of Choice; it is inherited here through [L1].
Cartan subalgebras of are exactly the maximal toral subalgebras; a Cartan subalgebra is nilpotent and equals its normalizer (Cartan subalgebras are exactly maximal toral subalgebras, Cartan subalgebra, Normalizer of a Lie subalgebra, Toral and maximal toral subalgebras).
A pairwise commuting family of diagonalisable endomorphisms of a finite-dimensional vector space is simultaneously diagonalisable (A family of diagonalisable endomorphisms of a finite-dimensional space is simultaneously diagonalisable if and only if its members commute pairwise).
For , the root space is , and a root is a nonzero with (Root and root space).
Proof
By [L1] the subalgebra is abelian and is semisimple for every ; the family is therefore pairwise commuting and [L2] makes it simultaneously diagonalisable. Hence with the of [L3].
The zero weight space is . Since is abelian we have , and by [L1]; hence .
Consequently where the sum runs over all nonzero functionals, and deleting the zero summands leaves precisely the sum over the roots; the decomposition is direct because it is a subsum of a direct sum. Only finitely many root spaces are nonzero, because is finite-dimensional and the summands are linearly independent nonzero subspaces, so is finite. The Axiom of Choice was inherited from [L1].
Brackets of root spaces
Statement
Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra , and let be the root spaces of Root and root space for , with whenever is not a root or . Then for all .
Facts & Assumptions
Given: Such and functionals .
For , the operator of Derivations of Lie algebras is a derivation: (Derivations form a Lie algebra and inner derivations an ideal).
The root spaces are the eigenspaces and the root-space decomposition holds (Root and root space, Root-space decomposition).
Proof
Let , and . By [L1], .
Since the functional acts on by the scalar for every , step 1.1 says whenever is a root or , and says when is neither, which is the convention of the statement; this covers all and , so . The case says that is a subalgebra, which it is.
Orthogonality of root spaces and nondegeneracy on the Cartan subalgebra
Statement
Assume the Axiom of Choice. Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra with Killing form , and let be the root set (Root and root space).
(i) If and , then . (ii) The restriction is nondegenerate.
Facts & Assumptions
Given: The Axiom of Choice, such and roots .
The Axiom of Choice is The Axiom of Choice; it licenses the root-space decomposition in [L2].
The Killing form is the trace form of the adjoint representation, and trace forms of finite-dimensional representations are symmetric and invariant: (Killing form, Trace forms are symmetric and invariant).
The root spaces are the simultaneous weight spaces of , is a direct sum, and (Root and root space, Root-space decomposition, Brackets of root spaces).
A Cartan subalgebra of a complex semisimple Lie algebra is maximal toral, and a toral subalgebra is abelian (Cartan subalgebras are exactly maximal toral subalgebras, Toral and maximal toral subalgebras).
is nondegenerate because is semisimple (Cartan's semisimplicity criterion).
Proof
We first justify the zero-weight convention in (i). By [L3], is abelian, so . Conversely, if , write by [L2]. For every , the equality and directness of the decomposition give for every and every . Since each root is a nonzero functional, this forces every , so and . Now let and . Invariance [L1] gives . If , some has , whence . This proves (i).
For (ii) let satisfy . By (i) every with is orthogonal to , so for all as well, and by [L2] . Nondegeneracy [L4] gives .
Opposite root spaces pair nondegenerately
Statement
Assume the Axiom of Choice. Let be a root of the finite-dimensional complex semisimple Lie algebra with respect to a Cartan subalgebra (Root and root space). Then is a root, and the Killing form restricts to a nondegenerate pairing ; in particular and is nonzero on .
Facts & Assumptions
Given: The Axiom of Choice, such and a root .
The Axiom of Choice is The Axiom of Choice; it licenses the orthogonality and root-space decomposition used in [L1] and [L2].
whenever , and is nondegenerate (Orthogonality of root spaces and nondegeneracy on the Cartan subalgebra).
is a direct sum (Root-space decomposition), and is nondegenerate on the semisimple algebra (Cartan's semisimplicity criterion).
Proof
Let . By nondegeneracy of there is with ; write according to [L2]. By [L1] all summands vanish in the pairing with except possibly , whose weight space would make a root; hence , so is a root and .
The restriction of to is nondegenerate: if pairs to zero with all of , then it pairs to zero with every weight space and with by [L1], hence with , so ; the same argument applies to . Since by definition of a root, this nondegenerate pairing is nonzero.
Killing-dual vector of a root
Definition
Assume the Axiom of Choice. Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra , with root set (Root and root space), and let be the Killing form (Killing form). Since is nondegenerate by Orthogonality of root spaces and nondegeneracy on the Cartan subalgebra, the map , , is a linear isomorphism; for the unique vector
is the Killing-dual vector of the root . For it is nonzero, since a nonzero functional cannot be represented by the zero vector under an isomorphism.
The bracket of opposite root spaces is the root line
Statement
Assume the Axiom of Choice. Let be a root of the finite-dimensional complex semisimple Lie algebra with respect to a Cartan subalgebra , and let be its Killing-dual vector (Killing-dual vector of a root). Then
Facts & Assumptions
Given: The Axiom of Choice, such and a root , with Killing form .
The Axiom of Choice is The Axiom of Choice; it licenses the root decomposition, Killing-dual vector, and opposite-root pairing in [L1]--[L3].
, where is the simultaneous zero-weight space, and is a direct sum (Root and root space, Brackets of root spaces, Root-space decomposition).
is invariant and is nondegenerate; for all (Trace forms are symmetric and invariant, Orthogonality of root spaces and nondegeneracy on the Cartan subalgebra, Killing-dual vector of a root, Killing form).
The pairing given by is nondegenerate (Opposite root spaces pair nondegenerately).
A Cartan subalgebra of a complex semisimple Lie algebra is maximal toral, and a toral subalgebra is abelian (Cartan subalgebras are exactly maximal toral subalgebras, Toral and maximal toral subalgebras).
Proof
We first prove that the zero-weight space in [L1] is . By [L4], is abelian, so . Conversely, if , write by [L1]. For every , directness and imply for every root . Since each is a nonzero functional, every vanishes; hence and . In particular [L1] gives .
Let , and . By step 1.1, , and invariance [L2] together with gives . Nondegeneracy of yields , so every such bracket lies in . By [L3] some have ; then their bracket is nonzero because by Killing-dual vector of a root. Therefore the bracket is exactly .
The Killing length of a root is nonzero
Statement
Assume the Axiom of Choice. Let be a root of the finite-dimensional complex semisimple Lie algebra with respect to a Cartan subalgebra , with Killing-dual vector (Killing-dual vector of a root). Then
Facts & Assumptions
Given: The Axiom of Choice, such and the Killing form .
The Axiom of Choice is The Axiom of Choice; it licenses the Killing-dual, opposite-root, and root-decomposition facts used in [L1] and [L2].
for all , and is nondegenerate; the pairing is nondegenerate (Killing-dual vector of a root, Orthogonality of root spaces and nondegeneracy on the Cartan subalgebra, Opposite root spaces pair nondegenerately).
, and the root spaces are the eigenspaces of (The bracket of opposite root spaces is the root line, Root and root space).
Cartan subalgebras are maximal toral, so every element of has semisimple adjoint operator (Cartan subalgebras are exactly maximal toral subalgebras, Toral and maximal toral subalgebras).
Every nonzero finite-dimensional module for a solvable finite-dimensional complex Lie algebra has a common eigenvector, and a nilpotent Lie algebra is solvable (Lie's theorem, Nilpotent Lie algebras are solvable); (Derivations form a Lie algebra and inner derivations an ideal, Derivations of Lie algebras).
The algebra is centerless (Semisimple Lie algebras are centerless and perfect) and (Killing form, Trace forms are symmetric and invariant).
Proof
By [L1] choose and with and put . By [L2], . For every , invariance from [L5] gives . Nondegeneracy of from [L1] therefore gives . Also and , while .
Suppose . Then , so , the span is a Lie subalgebra with and central in ; in particular is nilpotent and hence solvable by [L4]. Apply the common-eigenvector assertion of [L4] to the adjoint -module : it gives a one-dimensional invariant subspace . Applying it again to the induced action on , and successively to each quotient by the invariant subspaces already obtained, constructs a full invariant flag . In a basis adapted to this flag every , , is upper triangular. Hence is upper triangular with zero diagonal, because the diagonal of a product of upper triangular matrices is the product of their diagonals and scalar diagonal entries commute. Thus is strictly upper triangular and nilpotent.
But , and by [L3] the operator is semisimple; an operator that is both semisimple and nilpotent is zero, so and lies in the center. By [L5] the center is zero, so , contradicting step 1.1, and therefore ; because by [L1], this is the claim.
Coroot of a Lie-algebra root
Definition
Assume the Axiom of Choice. Let be a root of a finite-dimensional complex semisimple Lie algebra with respect to a Cartan subalgebra , and let be its Killing-dual vector (Killing-dual vector of a root). By The Killing length of a root is nonzero the number equals and is nonzero, so the following element of is well defined:
It is called the coroot of . It satisfies for all , and .
The special linear Lie algebra sl_2
Definition
Write for the Lie algebra of complex matrices under the commutator bracket (Representations of Lie algebras, Lie algebras over a field). The special linear Lie algebra is the Lie subalgebra (Lie subalgebras, ideals, and center) of traceless matrices
which is closed under the bracket because . Put
Direct matrix multiplication gives , and , that is,
Since is a basis of the space of traceless matrices, these relations determine the bracket completely, is three-dimensional, and spans a one-dimensional abelian subalgebra. A Lie algebra over is called a copy of if it has a basis satisfying exactly these three bracket relations.
The root sl_2 triple
Statement
Assume the Axiom of Choice. Let be a root of a finite-dimensional complex semisimple Lie algebra with respect to a Cartan subalgebra , with coroot as in Coroot of a Lie-algebra root. Then there are and with
Consequently the span of is a copy of inside (The special linear Lie algebra sl_2).
Facts & Assumptions
Given: The Axiom of Choice, such and the Killing form .
The Axiom of Choice is The Axiom of Choice; it licenses the Killing-dual, coroot, and opposite-root pairing facts in [L1]--[L3].
The pairing , , is nondegenerate (Opposite root spaces pair nondegenerately).
(The bracket of opposite root spaces is the root line); the Killing form is invariant and its restriction to is nondegenerate (Trace forms are symmetric and invariant, Orthogonality of root spaces and nondegeneracy on the Cartan subalgebra).
for , and with , so (Coroot of a Lie-algebra root, Killing-dual vector of a root).
The root spaces are the eigenspaces of (Root and root space), and (Brackets of root spaces).
Proof
Choose , which is possible because is a root. By [L1] the linear functional on the nonzero space is not identically zero, hence surjective onto ; choose with , a nonzero number by [L3].
For every , invariance and the root-space identity give . Both and lie in by [L2], so nondegeneracy of yields . By [L4] and [L3], and . Thus all three bracket relations of The special linear Lie algebra sl_2 hold for .
Since and lie in distinct root spaces while , the three elements are linearly independent, so their span is three-dimensional and by step 2.1 is closed under the bracket with the relations of ; by The special linear Lie algebra sl_2 it is a copy of . Setting and proves the statement.
Finite-dimensional representations of sl_2
Statement
Let be the three-dimensional Lie algebra of The special linear Lie algebra sl_2 with its basis , and let be a finite-dimensional module over it (Representations of Lie algebras).
(i) is a direct sum of irreducible submodules. (ii) If is irreducible, there is an integer with and with acting diagonalisably with eigenvalues , each on a one-dimensional subspace. (iii) For arbitrary finite-dimensional , the operator acts diagonalisably on with integer eigenvalues.
Facts & Assumptions
Given: The Lie algebra with , , , and a finite-dimensional module .
The bracket relations and the three-dimensionality of are those of The special linear Lie algebra sl_2; in particular a module is a bilinear action with (Representations of Lie algebras).
Every endomorphism of a nonzero finite-dimensional complex vector space has an eigenvalue (Every endomorphism of a nonzero finite-dimensional vector space over an algebraically closed field has an eigenvalue); commuting operators preserve each other's eigenspaces (Commuting endomorphisms preserve each other's eigenspaces).
Every finite-dimensional module of a finite-dimensional semisimple Lie algebra over a characteristic-zero field is completely reducible (Weyl's complete reducibility theorem, Irreducible, completely reducible, and faithful representations).
A finite-dimensional characteristic-zero Lie algebra is semisimple if and only if its Killing form is nondegenerate (Cartan's semisimplicity criterion, Killing form).
Proof
The algebra is semisimple: in the basis one computes , and , whence , and the remaining pairings vanish; that matrix has nonzero determinant, so the Killing form is nondegenerate and [L4] makes semisimple. Consequently [L3] gives (i): every finite-dimensional is a direct sum of irreducible submodules.
Let be irreducible. Since is an endomorphism of a nonzero finite-dimensional complex vector space, [L2] gives an eigenvalue and eigenvector with ; because and by [L1], the sum of all eigenspaces of in is a nonzero submodule, so ; thus acts diagonalisably on an irreducible module.
Let be irreducible, choose among its finitely many eigenvalues of one with maximal real part, say , and choose with . Then : otherwise is an eigenvector of with eigenvalue , contradicting maximality of the real part. Put for ; induction on using gives and for .
The vectors of step 2.1 cannot all be nonzero: nonzero are eigenvectors of with the distinct eigenvalues , hence linearly independent, and is finite-dimensional. Let be the least index with ; then . Applying step 2.1's formula for at gives , so because the field has characteristic zero. The span of is a nonzero submodule by the same formulas, hence equals by irreducibility; it has dimension and its -eigenvalues are , each with a one-dimensional eigenspace. This proves (ii).
Finally, an arbitrary nonzero finite-dimensional is a direct sum of irreducibles by (i), and on each summand is diagonalisable with the integer eigenvalues of (ii); hence is diagonalisable on all of with integer eigenvalues, which is (iii). If all three statements are vacuous.
The root-string property
Statement
Assume the Axiom of Choice. Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra , let with and , and put whenever is neither a root nor . Then the set is a nonempty interval of consecutive integers with , , and
Facts & Assumptions
Given: The Axiom of Choice, such as in the statement, with coroot and root decomposition .
The Axiom of Choice is The Axiom of Choice; it licenses the root triple and root-space decomposition in [L1], [L2], and [L4].
There are , with , , , so that is a copy of (The root sl_2 triple, The special linear Lie algebra sl_2).
With and when is neither a root nor zero, the bracket of weight spaces satisfies for all functionals (Brackets of root spaces, Root-space decomposition).
Every finite-dimensional module over a copy of is a direct sum of irreducibles whose -weights are for some integer , each on a one-dimensional weight space (Finite-dimensional representations of sl_2).
Root spaces are eigenspaces of and the sum is direct (Root and root space, Root-space decomposition).
Proof
The subspace is finite-dimensional. By [L2], maps its -th summand into its -st summand and maps it into its -st summand, including any case in which the target is ; preserves every summand. Thus is a finite-dimensional module over the copy of in [L1]. On , has eigenvalue by [L5], and these eigenvalues are distinct as varies. Hence the nonzero summands are exactly the -weight spaces of .
Decompose into irreducibles as in [L3]. If is one irreducible summand, its -weights are with integer. Thus the indices for which form an interval of integers determined by and . Consequently for every irreducible summand .
The intervals in step 2.1 all have centre , so they are nested and their finite union is the interval with . This union is exactly by step 1.1. It contains , because for and ; hence . Put and . Then the index set is and .
Cartan integers are integers
Statement
Assume the Axiom of Choice. Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra with root set (Root and root space). For roots the Cartan integer is an integer.
Facts & Assumptions
Given: The Axiom of Choice, such and roots .
The Axiom of Choice is The Axiom of Choice; it licenses the root-string and coroot facts in [L1] and [L2].
The set is a nonempty interval of consecutive integers with (The root-string property).
The coroot and the Killing-dual vector are as in Coroot of a Lie-algebra root (Root and root space supplies the root set).
Proof
By [L1] applied to the roots there are nonnegative integers with .
Since and are integers, their difference is an integer; this is the claimed integrality. The displayed formula for the Cartan integer is the definition of and from [L2].
Root spaces of a complex semisimple Lie algebra are one-dimensional
Statement
Assume the Axiom of Choice. Let be a root of a finite-dimensional complex semisimple Lie algebra with respect to a Cartan subalgebra (Root and root space). Then .
Facts & Assumptions
Given: The Axiom of Choice, such and a root .
The Axiom of Choice is The Axiom of Choice; it licenses the root triple, coroot, opposite-bracket, and root-decomposition facts in [L1]--[L3].
There is a triple , , with and (The root sl_2 triple, Coroot of a Lie-algebra root).
with for neither a root nor , and (Brackets of root spaces, Root-space decomposition).
for the corresponding dual vector (The bracket of opposite root spaces is the root line).
A trace of a commutator of finite-dimensional endomorphisms vanishes, (For and , ).
Proof
Put , a finite-dimensional subspace of containing . It is stable under by [L2] together with and from [L1]; it is stable under because with either or a negative multiple, by [L3], and ; and it is stable under because and , .
Since , the restriction of to the invariant subspace is a commutator of the restrictions of and , so its trace vanishes by [L4].
On the other hand acts on by the scalar , on by , and on the eigenspace , , by the scalar ; hence , that is, . As the summands are nonnegative integers, and for .
The argument is symmetric in and : the triple satisfies the same relations with in place of by [L1], and all the facts [L2]–[L4] are unchanged. Applying step 3.1 with therefore gives and for , which proves the statement.
The only scalar multiples of a root that are roots are plus or minus the root
Statement
Assume the Axiom of Choice. Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra and let be roots, where is the root set of Root and root space. Then .
Facts & Assumptions
Given: The Axiom of Choice, such and roots and .
The Axiom of Choice is The Axiom of Choice; it licenses the Killing-dual, coroot, root-triple, and opposite-bracket facts in [L1]--[L4].
For every root , its coroot is with the Killing-dual vector and (Coroot of a Lie-algebra root, Killing-dual vector of a root).
Cartan integers are integral: and for roots (Cartan integers are integers).
For every root there are , , and satisfying the relations (The root sl_2 triple).
Root-space brackets add their weights, and the opposite bracket is the line (Brackets of root spaces, The bracket of opposite root spaces is the root line).
The trace of a commutator of finite-dimensional endomorphisms is zero (For and , ).
Proof
Since by the defining equation , the coroots satisfy .
We first prove that twice a root is never a root. For a root , put . This is a finite direct sum because the root spaces are joint eigenspaces for distinct functionals in the finite-dimensional space . It is stable under the adjoint action of the triple in [L3]: and shift the root-space index by and , respectively, the exceptional opposite bracket lands in by [L4], and preserves every displayed summand.
By [L2] applied to the pair we get , and applied to the pair we get .
On one has , so [L5] makes its trace zero. Its eigenvalues on the displayed direct sum are on , on , and on . Therefore , so . Hence for every . Applying the same argument to the root gives for every ; in particular is not a root.
The two integrality statements say for some integer and , so divides and .
Now and , since and are not roots by step 2.2; and , since then would be twice the root , again contradicting step 2.2. Hence .
Root reflection defined by a coroot
Definition
Assume the Axiom of Choice. Let be a root of a finite-dimensional complex semisimple Lie algebra with respect to a Cartan subalgebra (Root and root space) and let be its coroot (Coroot of a Lie-algebra root). The root reflection defined by is the linear map
It is linear and involutive: because , and fixes every with . In particular is an automorphism of the vector space with , since .
Root reflections preserve the root set
Statement
Assume the Axiom of Choice. Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra with root set (Root and root space). For roots , the reflected functional (Root reflection defined by a coroot) is again a root.
Facts & Assumptions
Given: The Axiom of Choice, such and roots .
The Axiom of Choice is The Axiom of Choice; it licenses the root-string, coroot, and reflection facts in [L1] and [L2].
The set of indices with a root or zero is a nonempty interval of consecutive integers with (The root-string property).
The reflection is , and (Root reflection defined by a coroot, Cartan integers are integers, Coroot of a Lie-algebra root).
Proof
By [L1] applied to the pair there are integers with and such that for every with .
By [L2] we may rewrite , and the index satisfies because . Hence with , so by step 1.1.
Finally : if then is a scalar multiple of , so would mean ; but then and are proportional roots and the reflection of a nonzero functional is nonzero because is an involutive linear automorphism of (Root reflection defined by a coroot) with . Hence , as claimed.
Root reflections are induced by inner automorphisms
Statement
Assume the Axiom of Choice. Let be a root of the finite-dimensional complex semisimple Lie algebra with respect to a Cartan subalgebra (Root and root space), let be the triple of The root sl_2 triple, and let be a connected simply connected real Lie group with Lie algebra . Then
is an inner automorphism of with , , for , and for every root ; thus induces the reflection of Root reflection defined by a coroot on the root system.
Facts & Assumptions
Given: The Axiom of Choice, such , a root , the triple , and a connected simply connected group with Lie algebra .
The Axiom of Choice is The Axiom of Choice; it implies the countable choice used by [L3] and [L4] through The Axiom of Countable Choice ().
The triple satisfies , , , and (The root sl_2 triple, Coroot of a Lie-algebra root).
The root spaces are the eigenspaces of , , and is a maximal toral subalgebra, in particular abelian (Root and root space, Brackets of root spaces, Root-space decomposition, Cartan subalgebras are exactly maximal toral subalgebras, Toral and maximal toral subalgebras).
Under countable choice, a connected simply connected real Lie group with Lie algebra exists (Lie's third fundamental theorem, The Axiom of Countable Choice ()).
Under countable choice, is a smooth homomorphism with , , values in the automorphisms of , and , where denotes the unique solution of , ; moreover (Adjoint exponential identity, The differential of Ad is ad, Adjoint is a smooth Lie-group representation, Conjugation and the adjoint representation of a Lie group, The Axiom of Countable Choice ()).
Linear initial-value problems have unique solutions (Linear matrix ODEs have unique global solutions on a fixed interval).
Proof
First, a vanishing criterion: if satisfy , then . Indeed the curve is a homomorphism in with derivative satisfying , by [L4] and the chain rule, and ; hence solves with , and so does the constant curve because . Uniqueness [L5] gives .
Similarly, if is nilpotent and , then Indeed the polynomial curve satisfies and by termwise differentiation. Uniqueness [L5] therefore identifies it with , and setting gives the displayed formula.
is an inner automorphism: by [L4] each factor , is an automorphism of , and is multiplicative, so for .
If , then and by [L2], so step 1.1 applied to gives .
The operator is nilpotent on : indeed and by [L1]; likewise is nilpotent on . Using step 1.2 we compute , then from and , and finally ; hence .
Consequently preserves : it fixes pointwise by step 2.1 and negates by step 2.2. For a root and , the element satisfies for ; since is the identity on and negation on , the functional agrees with on and takes the value at , hence equals because and vanishes on . Therefore , and since is an automorphism and is an involution, dimensions agree and equality holds; the Axiom of Choice was used only through [L3] and [L4], that is, through [A1].
Roots of a complex semisimple Lie algebra form a reduced crystallographic root system
Statement
Assume the Axiom of Choice. Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra , with root set (Root and root space) and Cartan integers (Cartan integers are integers). Then:
(i) is finite and with ; (ii) spans , and the common kernel is zero; (iii) is reduced and central: if for a scalar , then , and whenever ; (iv) for all , for the reflections of Root reflection defined by a coroot; (v) for all .
Put and . Then , restriction identifies with the real dual of , and the Killing form induces a positive-definite inner product on for which the displayed maps are orthogonal reflections. Consequently is a reduced crystallographic root system. Under the Killing-form identification , its Euclidean coroot corresponds to the Lie-algebra coroot .
Facts & Assumptions
Given: The Axiom of Choice, such and , and the root set .
The Axiom of Choice is The Axiom of Choice; it is inherited through [L1] and [L6].
is finite and is a direct sum of eigenspaces, with for each root (Root-space decomposition, Root and root space, Root spaces of a complex semisimple Lie algebra are one-dimensional).
If then ; in particular the scalar multiples of a root that are roots are (The only scalar multiples of a root that are roots are plus or minus the root).
for all roots (Root reflections preserve the root set, Root reflection defined by a coroot).
for all roots (Cartan integers are integers, Coroot of a Lie-algebra root).
whenever , and pairs nondegenerately with under the Killing form (Opposite root spaces pair nondegenerately).
The algebra is centerless (Semisimple Lie algebras are centerless and perfect).
The restriction of the Killing form to is nondegenerate, so every root has a unique Killing-dual vector with ; moreover (Orthogonality of root spaces and nondegeneracy on the Cartan subalgebra, Killing-dual vector of a root, Coroot of a Lie-algebra root).
Proof
Properties (i) and (v) are [L1] and [L4]; property (iii) is [L2] together with [L5], which also shows ; and (iv) is [L3].
For (ii): if has for every , then for every root and because is abelian; by the direct sum of [L1] this gives , so is central and by [L6]. Hence the common kernel is zero, and therefore spans : a finite set of functionals spans the dual space exactly when no nonzero vector is annihilated by all of them, applied to the dual pairing between and .
Let . The coroots span over : by step 1.2 the roots span , their Killing-duals therefore span , and [L7] says that each is a nonzero complex multiple of . For every root value is real, because it is a real linear combination of the integers from [L4]. If also , every is both real and purely imaginary, hence zero; step 1.2 gives . The complex spanning and this zero intersection prove as real vector spaces.
For , the root-space decomposition and one-dimensionality in [L1] give . Thus , and equality forces every , hence by step 1.2. Therefore is positive definite. In particular , so is a positive real multiple of . It follows that the Killing-dual map sends isomorphically onto . Transporting across that map defines a positive-definite inner product on .
For the inner product of step 3.1, . Hence the map of [L3] is precisely the orthogonal reflection in , and the Euclidean coroot maps to . Together with finiteness and spanning by the definition of , [L2] gives reducedness, [L3] reflection stability, and [L4] crystallographic integrality. Thus satisfies every reduced crystallographic root-system axiom, not merely properties (i)–(v). The Axiom of Choice is inherited through [L1], [L6], and [L7].
Dimension formula from roots
Statement
Assume the Axiom of Choice. Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra with root set (Root and root space). Then Moreover all Cartan subalgebras of have the same dimension, so the right-hand side is independent of the chosen Cartan subalgebra, and this common dimension is the quantity of Regular element and rank.
Facts & Assumptions
Given: The Axiom of Choice and such and , with root set .
The Axiom of Choice is The Axiom of Choice and supplies the countable choice (The Axiom of Countable Choice ()) used in [L3].
is a direct sum with finite and for every root (Root-space decomposition, Roots of a complex semisimple Lie algebra form a reduced crystallographic root system, Root and root space).
Any two Cartan subalgebras of are conjugate, hence of the same dimension (Conjugacy of Cartan subalgebras).
Under countable choice, viewed as a real Lie algebra integrates to a connected Lie group; its adjoint representation is smooth with differential , and a smooth submersion is open (Lie's third fundamental theorem, Adjoint is a smooth Lie-group representation, The differential of Ad is ad, Every submersion is an open map).
Proof
By [L1] the vector space is the direct sum of and one one-dimensional space for each of the roots; dimensions are additive over direct sums, so .
Let be the complement in of the finitely many root hyperplanes . A finite union of proper linear subspaces cannot cover a complex vector space, so is nonempty (and equals when ). For , [L1] gives , because acts by the nonzero scalar on every .
Let be the connected real Lie group supplied by [L3] for the underlying real Lie algebra of , and define by . At its differential is by [L3]. The root decomposition [L1] and the inequalities give , so this differential is onto. Translation in and composition with show the same at every ; hence is a submersion. By [L3] its image is a nonempty open subset of , and every point of has centralizer dimension by step 1.2 and conjugation invariance.
Put and . In a fixed basis the entries of depend linearly on . Choose with and an minor nonzero at . The nonvanishing set of this minor is a nonempty dense open subset of the complex vector space ; at every point of , the adjoint map has rank at least , and maximality of forces kernel dimension exactly . Thus consists of regular elements. Since is dense and from step 2.1 is nonempty open, choose . Then .
By [L2], all Cartan subalgebras have this same dimension; step 3.1 identifies it with . Substituting in step 1.1 yields , including the zero algebra.
The center is the common kernel of the roots inside the Cartan subalgebra
Statement
Assume the Axiom of Choice. Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra , with root set (Root and root space). Then In particular the roots span , and the description of the zero common-root-kernel as the center is an equality inside .
Facts & Assumptions
Given: The Axiom of Choice and such and .
The Axiom of Choice is The Axiom of Choice; it licenses the structural suppliers [L1] and [L2].
is a direct sum over the root spaces (Root-space decomposition, Roots of a complex semisimple Lie algebra form a reduced crystallographic root system, Root and root space).
Proof
If has for every , then for every root, and by [L2]; by [L1] , so and by [L3].
Conversely every central element of is annihilated by all roots, since is the eigenvalue of on and for central . Hence the common kernel equals ; and because no nonzero annihilates all roots, the finite set spans .
Regular root hyperplanes
Definition
Assume the Axiom of Choice (The Axiom of Choice). Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra with finite root set (Root and root space, Roots of a complex semisimple Lie algebra form a reduced crystallographic root system). For each root the root hyperplane is , a proper subspace of because . The regular set of is the complement
It is the complement in of a finite union of hyperplanes. Elements of are called regular elements of .
Centralizer dimension from vanishing roots
Statement
Assume the Axiom of Choice. Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra with root set (Root and root space). For , and consequently In particular exactly for the regular elements of Regular root hyperplanes.
Facts & Assumptions
Given: The Axiom of Choice, such and an element .
The Axiom of Choice is The Axiom of Choice; it licenses [L1] and the regular-set definition [L2].
is a direct sum, each is the eigenspace of with eigenvalue , and is one-dimensional (Root-space decomposition, Root and root space, Root spaces of a complex semisimple Lie algebra are one-dimensional).
Proof
Write with and , using the direct sum [L1]. Then because is abelian, and this vanishes exactly when for every root.
Hence and its dimension is plus the number of roots vanishing at , by the direct sum of [L1]. By [L2] that number is zero exactly when , in which case .
Regular elements form a dense Zariski-open subset of a Cartan subalgebra
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a Cartan subalgebra of a finite-dimensional complex semisimple Lie algebra with root set (Root and root space). Then the regular set of Regular root hyperplanes is nonempty and is a dense Zariski-open subset of ; it consists exactly of the elements whose centralizer in equals , and these are the elements of whose centralizer has minimal dimension among elements of .
Facts & Assumptions
Given: The Axiom of Choice; such and its finite root set .
is the complement in of the finite union of the root hyperplanes , and for (Regular root hyperplanes, Centralizer dimension from vanishing roots).
Proof
Each is a nonzero functional, so each is a proper subspace, and by [L1] is the complement of finitely many proper subspaces. Induct on the number of proper subspaces . For the assertion is immediate. For , choose by induction and choose . For each the line meets for at most one scalar , since two such parameters would imply first and then ; the same line meets for at most one , since two parameters would imply . Because is infinite, some avoids all exceptional values. Thus a finite union of proper subspaces cannot cover , and .
Being the complement of a finite union of zero sets of nonzero linear functionals, is Zariski-open. It is the principal open set defined by the nonzero polynomial (with empty product ); a nonempty principal open subset of an affine space is dense because its coordinate ring is an integral domain.
By [L1] an element has exactly when no root vanishes at , that is, exactly for ; all other elements have strictly larger centralizer dimension. Hence the regular set is the set of elements of with minimal centralizer dimension, and it is nonempty, Zariski-open and dense.
A Cartan subalgebra of an arbitrary Lie algebra means a maximal abelian subalgebra
Statement
In an arbitrary Lie algebra, "Cartan subalgebra" means a maximal abelian subalgebra, the two notions being interchangeable.
Facts & Assumptions
Given: The two-dimensional complex Lie algebra with , which is a Lie algebra because the bracket is alternating and, on a basis with a single nonzero product, all Jacobi identities reduce to and its alternating variants. A Cartan subalgebra is nilpotent and equal to its normalizer (Cartan subalgebra, Normalizer of a Lie subalgebra), and nilpotence for the one-dimensional subalgebra is the vanishing of the lower central series (Lower central series and nilpotent Lie algebras, Lie algebras over a field).
Refutation
The subalgebra is maximal abelian: it is one-dimensional, hence abelian, and itself is not abelian, so no abelian subalgebra strictly contains it.
But is not a Cartan subalgebra: equals , because and ; a Cartan subalgebra would have to equal its normalizer, and .
The definition is nevertheless not vacuous: is a Cartan subalgebra of , since forces , so , and is abelian and therefore nilpotent. Thus a maximal abelian subalgebra of an arbitrary Lie algebra need not be a Cartan subalgebra, and the proposed identification fails.
Every element of a complex semisimple Lie algebra is semisimple
Statement
Every element of a complex semisimple Lie algebra is semisimple.
Facts & Assumptions
Given: An element of a Lie algebra is called semisimple when its adjoint operator is a semisimple endomorphism as defined in Semisimple endomorphisms as endomorphisms diagonalisable over an algebraic closure, and nilpotent endomorphisms; the same convention underlies Regular element and rank. In of The special linear Lie algebra sl_2 the brackets are , , .
The Killing form of is nondegenerate, and a finite-dimensional characteristic-zero Lie algebra is semisimple exactly when its Killing form is nondegenerate (Killing form of sl_2, Cartan's semisimplicity criterion).
Refutation
The element is nonzero, and [L1] shows that is a complex semisimple Lie algebra.
Its adjoint operator is nilpotent and nonzero: on the basis one has , and , so while .
A nonzero nilpotent endomorphism is not semisimple: over its only eigenvalue is , so if it were diagonalisable it would be the zero operator; hence is not semisimple and the element is not semisimple. This refutes the statement that every element is semisimple.
Root spaces can have arbitrary dimension in a complex semisimple Lie algebra
Statement
Assume AC (The Axiom of Choice). The root spaces of a complex semisimple Lie algebra relative to a Cartan subalgebra can have arbitrary dimension, so no uniform bound on holds.
Facts & Assumptions
Given: AC; root spaces are the eigenspaces of Root and root space, and for a root the theorem Root spaces of a complex semisimple Lie algebra are one-dimensional asserts . In (The special linear Lie algebra sl_2) the Cartan subalgebra has a root with , and the root triple of The root sl_2 triple realizes the roots (Coroot of a Lie-algebra root).
Refutation
Take with the Cartan subalgebra . Its roots are the nonzero functionals with ; since and , the functional with is a root with and is a root with .
Both root spaces are one-dimensional, so in this example the dimension is and not, say, .
More generally, the cited theorem gives for every root of every finite-dimensional complex semisimple Lie algebra, so no root space has dimension or any other value different from . The statement that root spaces can have arbitrary dimension is therefore false.
If alpha and beta are roots then alpha plus beta is always a root
Statement
Assume AC (The Axiom of Choice). If and are roots of a complex semisimple Lie algebra relative to a Cartan subalgebra, then is again a root.
Facts & Assumptions
Given: AC; roots are nonzero functionals with (Root and root space), and with for neither a root nor (Brackets of root spaces). The set of indices with is a nonempty interval (The root-string property). For every root , the opposite is a root (Opposite root spaces pair nondegenerately), and the only scalar multiples of that are roots are (The only scalar multiples of a root that are roots are plus or minus the root).
Refutation
Let be any root and put , which is a root because the opposite root space is nonzero. Then , and is not a root by definition, since a root is required to be nonzero.
A second, nontrivial failure occurs with : then , and is not a root because the only scalar multiples of the root that are roots are .
Neither failure contradicts the bracket inclusion of the given facts, which only asserts and therefore says that the bracket vanishes when is not a root or . Hence the claim that is always a root is false.
All integer multiples of a root are roots
Statement
Assume AC (The Axiom of Choice). If is a root of a complex semisimple Lie algebra, then every integer multiple with is again a root.
Facts & Assumptions
Given: AC; for a root the only scalar multiples of that are roots are , so in particular is not a root (The only scalar multiples of a root that are roots are plus or minus the root); the root-string property describes the roots of the form (The root-string property). The root spaces are the eigenspaces of Root and root space, and is the Lie algebra of The special linear Lie algebra sl_2.
Refutation
Take with Cartan subalgebra and the root determined by . Then the root spaces are and , and there are no other roots.
The integer multiple is not a root: would be the eigenspace of with eigenvalue , whereas the eigenvalues of on are ; alternatively is a scalar multiple of the root other than .
Likewise is not a root for every integer with , while is not a root either because roots are nonzero by definition. Hence not all integer multiples of a root are roots, and the statement is false.
The root-space decomposition classifies real semisimple Lie algebras with no extra data
Statement
The root-space decomposition of the complexification of a real semisimple Lie algebra determines that real Lie algebra up to isomorphism, with no further data.
Facts & Assumptions
Given: The complexification of a real Lie algebra is with the complex-bilinear bracket; an element is nilpotent when is a nilpotent endomorphism, as in Semisimple endomorphisms as endomorphisms diagonalisable over an algebraic closure, and nilpotent endomorphisms with from Derivations of Lie algebras; a real Lie algebra is semisimple when its radical vanishes (Simple, semisimple, and reductive Lie algebras); and is the algebra of The special linear Lie algebra sl_2, whose root-space decomposition over the Cartan subalgebra is the one supplied by Root-space decomposition.
In the basis the Killing form of satisfies , , and all other basis pairings vanish; over a characteristic-zero field, a finite-dimensional Lie algebra is semisimple if and only if its Killing form is nondegenerate (Killing form of sl_2, Cartan's semisimplicity criterion).
Refutation
Define the two real Lie algebras and , each under the commutator bracket. Both are closed under the bracket and are three-dimensional over : has basis as in the special linear case, while the general element of is with , .
Both real algebras are semisimple. For , the adjoint matrices in the real basis give the Killing matrix from [L1], whose determinant is nonzero. For , use the real basis . The same bracket computation gives the diagonal Killing matrix in this basis. Thus both Killing forms are nondegenerate, and [L1] makes both algebras semisimple.
Both complexify to . For this is clear from the real basis . For , the three real matrices , , belong to and are linearly independent over , so the complex span of is the three-dimensional space of traceless complex matrices. Hence both real algebras have the same complexification and therefore the same root-space decomposition over .
They are not isomorphic: an isomorphism of real Lie algebras preserves nilpotent elements, since it conjugates adjoint operators. The element is a nonzero nilpotent element of , because is nilpotent and nonzero. On the other hand has no nonzero nilpotent element: every is normal, hence diagonalisable over with purely imaginary eigenvalues , and the eigenvalues of on the complexification are the differences ; if all of them vanished then , so would be a scalar multiple of the identity and then forces .
Consequently the common complexification and its root-space decomposition do not determine the real semisimple Lie algebra: and are non-isomorphic real semisimple Lie algebras with the same complexification , whose root decomposition is that of the previous facts. Real forms therefore require extra data, and the statement is false.
5 · Examples, counterexamples and false statements
Diagonal Cartan subalgebra and roots of sl_n
Example
For let be the Lie algebra of traceless complex matrices under the commutator, so that recovers The special linear Lie algebra sl_2. Let be the diagonal traceless subalgebra, and let be the restriction of the coordinate functional . Then is a Cartan subalgebra of , the roots are the functionals with , and the corresponding root spaces are the lines so has elements.
Facts & Assumptions
Given: The integers , the Lie algebra of traceless matrices under the commutator, its diagonal traceless subalgebra , and the matrix units ; root spaces are those of Root and root space, and nilpotence and normalizers are those of Cartan subalgebra and Normalizer of a Lie subalgebra.
The Killing form of is and is nondegenerate for ; a finite-dimensional characteristic-zero Lie algebra is semisimple if and only if its Killing form is nondegenerate (Classical simple Lie algebras and their Killing forms, Cartan's semisimplicity criterion).
Verification
By [L1], is semisimple.
is a Cartan subalgebra: it is abelian, hence nilpotent, and its normalizer is itself. Indeed if satisfies for every diagonal traceless , take , whose diagonal entries are pairwise distinct; then has no off-diagonal component, so and hence whenever . Thus is diagonal, and being in it lies in .
For and a matrix unit one computes ; note depends only on , so the functional on is well defined and is a nonzero eigenvector for the eigenvalue .
By steps 1.1 and 1.2, the root-space decomposition of Root-space decomposition applies. Step 1.3 exhibits, for every pair , the nonzero vector ; conversely every simultaneous -eigenvector is a linear combination of those whose indices give that functional, and the functionals for distinct ordered pairs are distinct while the diagonal matrices give the zero weight. Hence the roots are exactly the functionals , , with one-dimensional root spaces .