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Cheng maximal diameter rigidity

Statement

Assume the inherited Axiom of Countable Choice ACω. Let (M,g) be a complete, connected, boundaryless Riemannian manifold of dimension n≥2, let k>0, and suppose Ric⁡≥(n−1)k ganddiam⁡(M,g)=πk. Then M is isometric to the round n-sphere of sectional curvature k, that is, to S1/kn={x∈Rn+1:∣x∣=1/k} with the metric induced from Rn+1, which has constant sectional curvature k (The round sphere has positive constant sectional curvature). No simple connectedness of M is assumed and no choice beyond the inherited ACω is used.

Facts & Assumptions

Given: The inherited ACω of [A1]; a complete, connected, boundaryless Riemannian manifold (M,g) of dimension n≥2 with Ric⁡≥(n−1)k g for a fixed real number k>0 and diam⁡(M,g)=π/k; the radii R:=π/k and r0:=R/2=π/(2k); the Riemannian volume measure vol⁡g and open balls B(p,r); the cut time cp; the radial geodesics γv(t)=exp⁡p(tv); the model functions sn⁡k,ct⁡k and the model volumes Vk,Vk⋆ of Model space radial area and ball volume; the round sphere Sρn of radius ρ:=1/k with its pole N and antipode S=−N; and the tangent-space comparison maps built below.

[A1]

The countable-choice premise is the inherited ACω (The Axiom of Countable Choice (ACω)), carried by the cut-time, geodesic, polar-integration and sphere-exponential interfaces below; no further selection is made.

[F1]

Bonnet–Myers (Bonnet myers): under the hypotheses on (M,g) with k>0, one has diam⁡(M,g)≤π/k, and M is compact; consequently every closed bounded subset of M is compact.

[F2]

Bishop–Gromov comparison (Bishop gromov volume comparison, Model space radial area and ball volume): the ratio Rp(s)=vol⁡g(B(p,s))/Vk⋆(s) is well defined and nonincreasing on (0,∞), satisfies lim⁡s↓0Rp(s)=1, is constant on [R,∞), and vol⁡g(B(p,s))≤Vk⋆(s) for every s>0. For 0<s≤R one has Vk⋆(s)=Vk(s)=ωn−1∫0ssn⁡kn−1 and for s≥R one has Vk⋆(s)=Vk(R), the whole model sphere volume.

[F3]

Polar integration and the volume measure (Polar integration may discard the cut locus, Riemannian volume density, Riemannian volume is the radon measure of the riemannian density): vol⁡g is the Radon measure of the Riemannian density and for every Borel f:M→[0,∞], ∫Mf dvol⁡g=∫SpM∫0cp(v)f(γv(t))det⁡av(t) dt dσp(v), with det⁡av(t)>0 for 0<t<cp(v); hence the volume of a Borel subset may be computed in polar coordinates about any centre, and the cut locus may be discarded.

[F4]

Comparison functions and model volumes (Comparison sine, cosine and cotangent functions, Quarter-turn values and shifts by pi/2 and pi, In one dimension the compact-Jordan formula is substitution over the unoriented image interval with the absolute derivative): sn⁡k(s)=sin⁡(k s)/k for k>0, so sn⁡k(R−t)=sn⁡k(t) for all real t, because sin⁡(π−x)=sin⁡x; consequently the substitution u=R−t gives Vk(t)+Vk(R−t)=Vk(R)for 0≤t≤R, and in particular Vk(R)=2Vk(R/2).

[F5]

Rigidity in Bishop–Gromov (Rigidity in bishop gromov on an interval): let p∈M and let 0<R′<R with R′<π/k. If Rp(r)=Rp(R′) for some 0<r<R′, and if cp(v)≥R′ for every v∈SpM, then exp⁡p is a diffeomorphism from B0(R′)={x∈TpM:∣x∣<R′} onto B(p,R′), and (exp⁡p∗g)x(a,b)=⟨a,b⟩+(sn⁡k(t)2t2−1)⟨a⊥,b⊥⟩ for x=tv, ∣v∣=1, a,b∈TpM, a⊥=a−⟨a,v⟩v. Call hk the metric on the open tangent ball given by this formula.

[F6]

Cut time and minimizing rays (Cut time in a unit tangent direction, Minimizing along a geodesic is an initial interval property): cp(v)=sup⁡{t>0:dg(p,γv(t))=t} and dg(p,γv(t))=t for 0<t<cp(v); if cp(v) is finite then the cut point γv(cp(v)) is at distance cp(v) from p.

[F7]

Length-minimizing curves (Length minimizers are constant-speed geodesics up to reparametrization): a nonconstant piecewise smooth curve that minimizes length between its endpoints reparametrizes by arclength to a smooth unbroken unit-speed geodesic; a zero-length minimizer is constant.

[F8]

Minimizing geodesics exist between any two points of a complete manifold, and geodesics are uniquely determined by their initial data (Hopf–Rinow theorem, Existence uniqueness and smooth dependence of geodesics).

[F9]

Local isometries and geodesics (Riemannian isometry and local isometry, Local isometries send geodesics to geodesics): a local isometry is a smooth local diffeomorphism with F∗h=g; it intertwines the Levi-Civita connections, so it carries geodesics to geodesics and preserves the length of every curve. In particular, if F is a local isometry and γ(s)=exp⁡x(sv) a radial geodesic with s∣v∣ small, then F(exp⁡x(sv))=exp⁡F(x)(s dFx(v)) wherever both sides are defined, by [F8].

[F10]

Extreme values and diameter (A continuous real-valued function on a nonempty compact metric space is bounded and attains a greatest and a least value, Bounded subset, diameter, distance from a point to a set, and distance between two sets in a metric space): a continuous real function on a nonempty compact metric space attains its maximum and minimum, and diam⁡(A)=sup⁡{d(a,b):a,b∈A} for nonempty bounded A.

[F11]

The model sphere (Round sphere model geometry, Great circles as round-sphere geodesics, The exponential map is a diffeomorphism on the open tangent cut domain, The round sphere has positive constant sectional curvature): for the unit sphere S1n and p∈S1n one has exp⁡p(v)=cos⁡∣v∣ p+sin⁡∣v∣∣v∣v(v≠0),exp⁡p(0)=p, the exponential map is defined on all of TpS1n, is injective on Bπ(0p), and exp⁡p(πu)=−p for every unit u∈TpS1n; the cut locus of p is the antipode −p with cp(v)=π for every unit v. For n≥2 the round sphere Sρn={x∈Rn+1:∣x∣=ρ} has constant sectional curvature 1/ρ2=k.

[F12]

Linear algebra of isometries (For an endomorphism in finite dimension, preserving lengths, preserving inner products, carrying orthonormal bases to orthonormal bases, and T∗T=I are equivalent, Linear isometries, and orthogonal or unitary operators on finite-dimensional inner product spaces): for two finite-dimensional real inner product spaces of the same dimension and orthonormal bases (ei), (fi), the linear map ei↦fi is a linear isometry; equivalently a linear map sending some orthonormal basis to an orthonormal basis is an isometry. Hence linear isometries TpM→TNSρn exist and are invertible, and orthogonal maps of Rn+1 restrict to isometries of Sρn.

[F13]

Positive volume of balls (Positive open-set and metric-ball volume): every nonempty open subset of M has strictly positive vol⁡g measure; in particular vol⁡g(B(x,ε))>0 for every x and every ε>0.

Proof

1.1A1F1F10given

Endpoints and the diameter pair. By [F1], M is compact and diam⁡(M,g)≤R; the hypothesis gives diam⁡(M,g)=R. Define Φ(x):=sup⁡{dg(x,y):y∈M} for x∈M. By [F10] applied to the continuous function y↦dg(x,y) on the nonempty compact space M the supremum is a maximum, so Φ(x)=max⁡ydg(x,y); the triangle inequality gives ∣Φ(x)−Φ(x′)∣≤dg(x,x′), so Φ is continuous; and sup⁡xΦ(x)=diam⁡(M,g)=R. By [F10] again, Φ attains its maximum at some p∈M, and then choosing q∈M with dg(p,q)=Φ(p) gives dg(p,q)=sup⁡xΦ(x)=R.

1.2F4F11

The model sphere exponential is an isometry onto the punctured sphere. Keep R=π/k and put ρ=1/k, so R=πρ. For the pole N∈Sρn and v=tu∈TNSρn, ∣u∣=1, the scaled sphere formula of [F11] is exp⁡~N(tu)=cos⁡(t/ρ)N+ρsin⁡(t/ρ)u. For a=a⊥+⟨a,u⟩u its differential at tu, 0<t<R, is d(exp⁡~N)tu(a)=⟨a,u⟩(−sin⁡(t/ρ)N/ρ+cos⁡(t/ρ)u)+ρsin⁡(t/ρ)ta⊥. The radial vector in parentheses has unit length and is perpendicular to a⊥. Since sn⁡k(t)=ρsin⁡(t/ρ), polarization gives exp⁡~N∗gSρn=hk; at zero the same identity holds by the identity differential. By the sphere model [F11], this exponential is a diffeomorphism from BR(0N) onto Sρn∖{S}, where S=−N, and exp⁡~N(Ru)=S for every unit u. Thus it is a Riemannian isometry from (BR(0N),hk) onto the punctured sphere.

1.3F8F9

Agreement lemma for local isometries. Agreement lemma. Let U be a connected smooth manifold and let F,G:U→M′ be local isometries into a Riemannian manifold M′ with F(x0)=G(x0) and dFx0=dGx0 at some x0∈U. Then F=G. Proof. Let A={x∈U:F(x)=G(x) and dFx=dGx}. It is nonempty and closed, because smooth maps and their differentials are continuous. It is open: if x∈A, put y=F(x)=G(x), use Existence of normal neighborhoods to choose a normal neighbourhood U0 of x in the common source metric, small enough for both maps. Write its points as exp⁡x(w) for w near zero. For z=exp⁡x(w)∈U0 with w small, [F9] and the uniqueness in [F8] give F(z)=exp⁡y(dFxw) and G(z)=exp⁡y(dGxw), which are equal because dFx=dGx; and then dFz=dGz by the chain rule applied to these expressions. Hence U0⊆A, and A is open. In the connected space U, the only nonempty open and closed subset is U, so F=G. This proves the lemma.

2.1F3F6F13step 1.1

Cut times are at most R and the radius-R balls have full volume. Let v∈SpM and 0<t<cp(v). By [F6], dg(p,γv(t))=t; since t≤diam⁡(M,g)=R we get cp(v)≤R for every v∈SpM. Now for a Borel-measurable f and the centre p, the polar formula of [F3] reads ∫Mf dvol⁡g=∫SpM∫0cp(v)f(γv(t))det⁡av(t) dt dσp(v). Taking f=1B(p,R): for 0<t<cp(v) the identity dg(p,γv(t))=t shows f(γv(t))=1 exactly when t<R, so the inner integral is over (0,min⁡{cp(v),R}), and cp(v)≤R makes this (0,cp(v)). Hence vol⁡g(B(p,R))=vol⁡g(M), and the same argument with q in place of p gives vol⁡g(B(q,R))=vol⁡g(M)>0.

2.2F12step 1.3

Extension of spherical isometries. Extension of spherical isometries. Let U⊆Sρn be a connected nonempty open subset and let F:U→Sρn be a local isometry. Then there is an orthogonal map U^∈O(n+1) of Rn+1 with F=U^∣U. Indeed, fix x0∈U, let (e1,…,en) be an orthonormal basis of Tx0Sρn and set fi:=dFx0(ei); then (x0/ρ,e1,…,en) and (F(x0)/ρ,f1,…,fn) are orthonormal bases of Rn+1, and the linear map sending the first basis to the second is a linear isometry of Rn+1 by [F12], hence restricts to an isometry U^ of Sρn with U^(x0)=F(x0) and dU^x0=dFx0 (the tangent space of Sρn at a point is the orthogonal complement of that point, transported by the orthogonal map). By the agreement lemma of step 1.3, F=U^∣U. This proves the claim.

3.1F2F4step 1.1step 2.1

The half-balls are disjoint and the volume ratio is constant on [R/2,R]. The balls B(p,R/2) and B(q,R/2) are disjoint: a common point z would give dg(p,q)≤dg(p,z)+dg(z,q)<R, contradicting step 1.1. Write α:=vol⁡g(M)/Vk(R); by [F2], Rp(s)=vol⁡g(B(p,s))/Vk⋆(s) is nonincreasing with Rp(R)=vol⁡g(B(p,R))/Vk(R)=α by [F2] and step 2.1, so Rp(R/2)≥α,equivalentlyvol⁡g(B(p,R/2))≥α Vk(R/2), and the same inequality holds with q. The sequence of inequalities vol⁡g(M) ≥ vol⁡g(B(p,R/2))+vol⁡g(B(q,R/2)) ≥ 2αVk(R/2) = αVk(R) = vol⁡g(M) uses disjointness, then the two displayed bounds, then Vk(R)=2Vk(R/2) from [F4]. Every inequality is therefore an equality: the two balls have equal volume αVk(R/2)=vol⁡g(M)/2 and Rp(R/2)=Rq(R/2)=α. By monotonicity of Rp and Rq and Rp(R)=Rq(R)=α [F2, step 2.1], this forces Rp(s)=Rq(s)=αfor every s∈[R/2,R].

4.1F2F4step 1.1step 3.1

The volume ratio is identically one. Let 0<s<R/2. Then B(p,s) and B(q,R−s) are disjoint, since a common point would give dg(p,q)≤dg(p,z)+dg(z,q)<s+(R−s)=R; and R−s∈(R/2,R), so step 3.1 applies at R−s and gives vol⁡g(B(q,R−s))=αVk(R−s). Hence vol⁡g(M) ≥ vol⁡g(B(p,s))+αVk(R−s) = vol⁡g(B(p,s))+α(Vk(R)−Vk(s)) = vol⁡g(B(p,s))+vol⁡g(M)−αVk(s), using Vk(s)+Vk(R−s)=Vk(R) from [F4]. Therefore vol⁡g(B(p,s))≤αVk(s), that is, Rp(s)≤α; monotonicity [F2] and step 3.1 give Rp(s)≥Rp(R/2)=α, so Rp(s)=αfor every s∈(0,R), and the same holds for Rq. Letting s↓0 and using lim⁡s↓0Rp(s)=1 from [F2] gives α=1. Consequently Rp(s)=Rq(s)=1,vol⁡g(B(p,s))=Vk(s)=vol⁡g(B(q,s))(0<s<R), and vol⁡g(M)=Vk(R).

5.1F4step 4.1

Complementarity of the ball volumes at every radius. For 0≤s≤R the two balls B(p,s) and B(q,R−s) are disjoint (same triangle-inequality argument as in step 4.1, with s=0 or s=R trivial), and step 4.1 gives vol⁡g(B(p,s))+vol⁡g(B(q,R−s))=Vk(s)+Vk(R−s)=Vk(R)=vol⁡g(M).

6.1A1F13step 1.1step 5.1

Equal complementary half-balls. We claim that dg(p,x)+dg(q,x)=Rfor every x∈M. Suppose not. Then dg(p,x)+dg(q,x)>R, and since dg(p,x)=:t is finite we may choose ε>0 with dg(p,x)+dg(q,x)>R+2ε and ε<t. Put t′:=t−ε≥0. The three balls B(p,t′), B(q,R−t′) and B(x,ε) are pairwise disjoint: a point z of the first two would give dg(p,q)≤dg(p,z)+dg(z,q)<t′+(R−t′)=R; while dg(p,z)≥dg(p,x)−dg(x,z)>t−ε=t′,dg(q,z)≥dg(q,x)−ε>R+2ε−t−ε=R−(t−ε)=R−t′ for z∈B(x,ε), so such a z lies in neither of the first two balls. Hence, using R−t′∈[0,R] and step 5.1, vol⁡g(M) ≥ vol⁡g(B(p,t′))+vol⁡g(B(q,R−t′))+vol⁡g(B(x,ε)) = vol⁡g(M)+vol⁡g(B(x,ε)), so vol⁡g(B(x,ε))≤0, contradicting [F13]. Therefore the claimed identity holds.

7.1F6F7F8step 2.1step 6.1

Cut time equals the diameter. We claim that cp(v)=R for every v∈SpM, and likewise with q in place of p. Let v∈SpM and suppose t:=cp(v)<R. Put x:=γv(t)=exp⁡p(tv). By [F6], dg(p,x)=t; by step 6.1, dg(q,x)=R−t>0. By [F8] choose a unit-speed minimizing geodesic γ~:[0,R−t]→M from x to q, and define σ:[0,R]→M by σ(s)=γv(s) for 0≤s≤t and σ(s)=γ~(s−t) for t≤s≤R. Then σ is piecewise smooth from p to q and has length R=dg(p,q); by [F7] its arclength reparametrization is a smooth unbroken geodesic whose trace contains the common trace of σ on [0,R]. The two pieces have unit speed, so arclength reparametrization leaves the parameter s unchanged; by geodesic uniqueness, the resulting geodesic agrees with γv on [0,R]. Every subsegment of a minimizing curve minimizes, hence dg(p,γv(s))=s for 0≤s≤R. Hence cp(v)≥R, contradicting t=cp(v)<R. Therefore cp(v)≥R, and cp(v)≤R by step 2.1, so cp(v)=R. The argument with p and q interchanged gives cq(w)=R for every w∈SqM.

8.1F5step 4.1step 6.1step 7.1

The exponential maps are isometries onto the punctured manifolds. Fix 0<R′<R and 0<r<R′. By step 4.1, Rp(r)=Rp(R′)=1; by step 7.1, cp(v)=R≥R′ for every v∈SpM; and R′<R=π/k. So the rigidity proposition [F5] applies and yields, for every such R′: exp⁡p:B0(R′)→B(p,R′) is an isometry onto with (exp⁡p∗g)=hk. Taking the union over all R′<R and using B(p,R)={x:dg(p,x)<R}=M∖{q}, which follows from step 6.1 (dg(p,x)=R−dg(q,x)<R exactly when x≠q), the metric identity holds on all of B0(R), the map exp⁡p is an isometry from (B0(R),hk) onto the open ball B(p,R) of M, and exp⁡p(B0(R))=M∖{q} because every point of B(p,R) lies in some B(p,R′) with R′<R and exp⁡p(B0(R′))=B(p,R′). In particular Φ0:=exp⁡p:(B0(R),hk)⟶(M∖{q},g) is an isometry onto, and by the same argument at the centre q Ψ0:=exp⁡q:(B0(R),hk)⟶(M∖{p},g) is an isometry onto (the tangent balls are identified with TpM and TqM respectively, each carrying hk defined by the formula of [F5] with the respective centre).

9.1F12step 1.2step 8.1

Two chart isometries and the transition. Choose linear isometries L1:TpM→TNSρn and L2:TqM→TNSρn, which exist by [F12], and define Ψ1:=exp⁡~N∘L1∘exp⁡p−1:M∖{q}⟶Sρn∖{S},Ψ2:=exp⁡~N∘L2∘exp⁡q−1:M∖{p}⟶Sρn∖{S}. By step 8.1 and step 1.2 each factor is an isometry onto its target, so Ψ1 and Ψ2 are isometries onto Sρn∖{S}. In particular Ψ1(p)=N,Ψ2(q)=N,Ψ1(M∖{p,q})=Ψ2(M∖{p,q})=Sρn∖{S,N}=:P. The transition map T:=Ψ2∘Ψ1−1:P⟶P is an isometry of P onto itself. The set P is path-connected, hence connected: via the diffeomorphism exp⁡N−1, it corresponds to BR(0N)∖{0N}. Radial segments connect every point of this punctured ball to a fixed radius r∈(0,R), and the sphere of radius r is path-connected for n≥2; thus the punctured ball, and hence P, is path-connected.

10.1step 1.2step 2.2step 8.1step 9.1

The transition is a global orthogonal map swapping the poles. By step 2.2 applied to the local isometry T on the connected open set P, there is U^∈O(n+1) with T=U^∣P. We claim U^(N)=S,U^(S)=N. For x∈P with x→N: (exp⁡~N−1)(x)→0, so Ψ1−1(x)=exp⁡p(L1−1(exp⁡~N−1(x)))→exp⁡p(0)=p; and for z∈M∖{p} with z→p one has dg(q,z)→dg(q,p)=R, so L2(exp⁡q−1(z)) is a tangent vector of norm dg(q,z)→R and exp⁡~N of such vectors tends to S by the formula exp⁡~N(Ru)=S (step 1.2). Hence T(x)=Ψ2(Ψ1−1(x))→S as x→N, and continuity of U^ gives U^(N)=lim⁡x→NU^(x)=lim⁡x→NT(x)=S. The identity U^(S)=N follows by the same computation with p and q interchanged.

11.1step 8.1step 1.2step 9.1step 10.1∎

Gluing to the global isometry Θ. [step 1.2, step 8.1, step 9.1, step 10.1] Define Θ:M→Sρn by Θ(x)=Ψ1(x)  (x≠q),Θ(x)=U^−1(Ψ2(x))  (x≠p). The two formulas agree on M∖{p,q}: there Ψ2=T∘Ψ1=U^∘Ψ1 by step 10.1, so U^−1Ψ2=Ψ1. Hence Θ is well defined, and it is smooth: near any point different from p and q both expressions agree and are compositions of smooth maps, near p (where p≠q) the first expression Ψ1 is smooth, and near q the second expression U^−1∘Ψ2 is smooth. Being locally one of the two isometries onto an open set, Θ is a local isometry. It is bijective: on M∖{q} it equals Ψ1 and maps onto Sρn∖{S}; moreover Θ(q)=U^−1(Ψ2(q))=U^−1(N)=U^−1(U^(S))=S by step 10.1 and Ψ2(q)=N from step 9.1, so Θ is onto. If Θ(x)=Θ(y)=w with w≠S, then x≠q and y≠q, so Ψ1(x)=w=Ψ1(y) and x=y by injectivity of Ψ1; and if w=S then x=q=y because Ψ1 takes values in Sρn∖{S} on M∖{q}. Hence Θ is a bijective local isometry between boundaryless manifolds of the same dimension, so Θ is a diffeomorphism with Θ∗gSρn=g: a Riemannian isometry, and M is isometric to the round sphere Sρn of curvature 1/ρ2=k.

Source locator

Ved Datar, Lectures on Riemannian Geometry (2025): Theorem 28.2.1 with Shiohama's proof, printed pp.210-212 (PDF pp.218-220), supplies the equal volumes of the complementary balls, the identity d(p,x)+d(q,x)=π, the exclusion of cut points before π by concatenation with a minimal segment to q, the index computation on the minimizing radial geodesic, and the local isometry obtained there "as in the proof of Theorem 24.0.1" (that theorem and its proof are printed pp.178-180, PDF pp.186-188), by two normal charts plus agreement of local isometries on a connected overlap. The present proof replaces Datar's implicit lemma on coincident local isometries by the agreement lemma 1.3, replaces his extension step by the explicit extension 2.2, and derives the model-side metric (step 1.2 above) from the published normal-coordinate formula of Datar, Example 17.1.3, printed p.128. Eschenburg, Comparison Theorems in Riemannian Geometry, sections 12.6-12.7, printed pp.59-62, treats the same maximal-diameter rigidity through the equality discussion of the comparison estimates.

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