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Bishop gromov volume comparison

Statement

Assume the inherited Axiom of Countable Choice ACω. Let (M,g) be a complete, connected, boundaryless Riemannian manifold of dimension n≥2 whose Ricci curvature satisfies Ric⁡≥(n−1)k g for a real number k, let p∈M, let vol⁡g be the Riemannian volume measure of Riemannian volume density, let B(p,r)={q∈M:dg(p,q)<r} be the open metric ball, and let Vk⋆ be the saturated model ball volume of Model space radial area and ball volume. Then the Bishop–Gromov ratio Rp(r):=vol⁡g(B(p,r))Vk⋆(r),r>0, is well defined, is nonincreasing on (0,∞), satisfies lim⁡r↓0Rp(r)=1, and, when k>0, is constant on [π/k,∞). In particular vol⁡g(B(p,r))≤Vk⋆(r) for every r>0. No compactness of M is assumed; for k>0 the manifold is in fact compact by Bonnet–Myers, and Vk⋆ is then the model volume Vk(π/k) of the model sphere from the model pole onward. The statement holds for every p∈M and every real k, including k=0; the excluded value r=0 is where both numerator and denominator vanish. No choice beyond the inherited ACω is used.

Facts & Assumptions

Given: The inherited ACω of [A1]; a complete, connected, boundaryless Riemannian manifold (M,g) of dimension n≥2 with Ric⁡≥(n−1)k g for a real number k; a point p∈M; the Riemannian volume measure vol⁡g; the unit sphere SpM={v∈TpM:∣v∣g=1} with its polar surface measure σp; the cut time cp:SpM→(0,+∞]; the radial geodesics γv(t)=exp⁡p(tv); the radial volume Jacobian Jp(t,v); and the model functions sn⁡k, cs⁡k, Ak, Vk and Vk⋆.

[A1]

The countable-choice premise is the inherited ACω (The Axiom of Countable Choice (ACω)), carried by the cut-time, curvature, polar-integration, comparison and convergence suppliers below; no further selection is made.

[F1]

Polar integration (Polar integration may discard the cut locus): (M,g) is complete, connected and boundaryless, σp is a finite Borel measure on SpM obtained by transporting the polar surface measure of the unit sphere by a linear isometry, and for every Borel f:M→[0,∞], ∫Mf dvol⁡g=∫SpM∫0cp(v)f(γv(t))det⁡av(t) dt dσp(v), where av(t) is the matrix of the radial Jacobi fields in a parallel orthonormal frame, with det⁡av(t)>0 for 0<t<cp(v). The right-hand side is an iterated extended nonnegative integral whose inner integral is a measurable function of v; this well-posedness is part of the cited statement and is proved there through Tonelli's theorem for nonnegative measurable functions on a sigma-finite product applied to the product-measurable integrand, whose section integrals are measurable.

[F2]

Radial volume Jacobian (Radial volume jacobian): for 0<t<cp(v) one has Jp(t,v)=det⁡Aˉv(t)>0, where Aˉv is the parallel-frame matrix of the radial Jacobi tensor of γv, the normalisation Jp(t,v)/tn−1→1 holds as t↓0, and Jp is the radial volume-density factor of the polar parametrisation. Consequently Jp(t,v)=det⁡av(t) for 0<t<cp(v), and the polar formula of [F1] may be written with f(γv(t))Jp(t,v) in place of f(γv(t))det⁡av(t).

[F3]

Relative volume density comparison (Relative volume density comparison): let I:=(0,min⁡(cp(v),π/k)) when k>0 and I:=(0,cp(v)) when k≤0. Then the relative volume density qv(t):=Jp(t,v)sn⁡k(t)n−1 is differentiable, nonincreasing and satisfies qv(t)≤1=qv(0+) on I, that is, qv(t)→1 as t↓0; in particular Jp(t,v)≤sn⁡k(t)n−1 there.

[F4]

Model functions and model volumes (Comparison sine, cosine and cotangent functions, Model space radial area and ball volume): the comparison sine sn⁡k vanishes at 0 with sn⁡k′(0)=1 and is positive and smooth on (0,π/k) for k>0 and on (0,∞) for k≤0; the model radial area is Ak(r)=ωn−1sn⁡k(r)n−1, where ωn−1 is the total surface measure of the unit sphere, the model ball volume is Vk(r)=∫0rAk(t) dt, and the saturated model volume is Vk⋆(r)=Vk(min⁡{r,π/k}) for k>0 and Vk⋆(r)=Vk(r) for k≤0. Finiteness of σp gives σp(SpM)=ωn−1, the total surface measure being transported by a bijection.

[F5]

Cut time and minimizing rays (Cut time in a unit tangent direction, Minimizing along a geodesic is an initial interval property): cp(v)=sup⁡{t>0:dg(p,γv(t))=t}∈(0,+∞]; the set Ap(v)={t≥0:dg(p,γv(t))=t} is an initial interval, and if cp(v) is finite then cp(v)∈Ap(v). Hence dg(p,γv(t))=tfor every 0<t<cp(v): when cp(v)<+∞ this is the initial-interval property applied to t≤cp(v), and when cp(v)=+∞ the set Ap(v) is unbounded, so it contains some T>t and the initial-interval property applies to t≤T.

[F6]

Bonnet–Myers (Bonnet myers): the given point p makes M nonempty; if k>0 then diam⁡(M,g)≤π/k and M is compact. A direct consequence, derived in step 1.1 below, is cp(v)≤π/k for every v∈SpM.

[F7]

Finiteness of ball volumes (Riemannian volume is the radon measure of the riemannian density, Hopf–Rinow theorem): vol⁡g is a locally finite Borel measure, and on the complete manifold (M,g) every closed bounded subset of the metric space is compact. Since the open ball B(p,r) is contained in the closed ball of radius r about p, which is bounded and closed and therefore compact, one has vol⁡g(B(p,r))<+∞ for every r>0.

[F8]

Dominated convergence (Dominated convergence): if measurable functions fj satisfy fj→f pointwise and ∣fj∣≤g for a single nonnegative integrable g, then ∫fj dμ→∫f dμ.

Proof

technique · direct: extend the radial volume Jacobian by zero beyond the cut time and divide it by the model density $\operatorname{sn}_k^{n-1}$ extended by zero beyond the model pole, so that the relative volume-density comparison makes the resulting profile nonincreasing with limit one at the origin; the polar formula writes the ball volume as the spherical integral of the model-weighted averages of this profile; weighted averages of a nonincreasing profile are nonincreasing, dominated convergence gives the limit at zero, and the vanishing of the model weight past the pole gives saturation in positive curvature
1.1F2F3F4F5F6given

The extended profile. [F2, F3, F4, F5, F6, given] Extend the model density by zero past the model pole by Wk(t):=sn⁡k(t)n−1  (t in the positive domain of sn⁡k),Wk(t):=0  (t≥π/k, k>0), and extend the radial volume Jacobian by zero past the cut time by J~v(t):=Jp(t,v)  (0<t<cp(v)),J~v(t):=0  (t≥cp(v)). Define the extended profile by Qv(t):=J~v(t)Wk(t)  where Wk(t)>0,Qv(t):=0  where Wk(t)=0. First, the cut time obeys cp(v)≤π/k when k>0: otherwise some t with π/k<t<cp(v) would satisfy dg(p,γv(t))=t by [F5] and hence t>π/k≥diam⁡(M,g) by [F6], contradicting the definition of the diameter as a supremum of distances. Consequently the identity QvWk=J~v holds on all of (0,∞): where Wk>0 it is the definition, and where Wk=0, which for k>0 means t≥π/k, one has t≥π/k≥cp(v) and therefore J~v(t)=0 and Qv(t)=0 by the two definitions. Second, on (0,min⁡(cp(v),π/k)) the profile equals qv, which is nonincreasing with 0<qv≤1 and qv(0+)=1 by [F3, F4]; and for t≥cp(v) one has Qv(t)=0, while Qv(s)≥0 for every s<cp(v). Hence 0≤Qv(t)≤1andQv(t)≤Qv(s)  whenever 0<s<t, so Qv is a nonincreasing [0,1]-valued function on (0,∞), it vanishes identically on [π/k,∞) when k>0, and Qv(t)→1 as t↓0. Finally Wk≥0 is positive exactly on (0,π/k) for k>0 and on all of (0,∞) for k≤0, so ∫0rWk(t) dt>0 for every r>0.

2.1F1F2F4F5F7step 1.1given

Ball volume as a spherical integral of model-weighted means. [F1, F2, F4, F5, F7, step 1.1, given] Fix r>0 and apply the polar formula [F1] to the Borel function f:=1B(p,r). For every v∈SpM and every 0<t<cp(v) one has dg(p,γv(t))=t by [F5], hence 1B(p,r)(γv(t))=1{t<r}; using the identification Jp=det⁡av of [F2] and the definitions of J~v in step 1.1, the inner integral of the polar formula equals, for every v, ∫0cp(v)1B(p,r)(γv(t))det⁡av(t) dt=∫0min⁡(cp(v),r)Jp(t,v) dt=∫0rJ~v(t) dt=∫0rQv(t)Wk(t) dt, the last equality by QvWk=J~v and the vanishing of Wk past the model pole from step 1.1 (if r>cp(v) the first integral stops at cp(v) and the extension by zero of J~v supplies the agreement, and if k>0 and r≥π/k then cp(v)≤π/k≤r by step 1.1). Define the model-weighted mean Av(r):=∫0rQv(t)Wk(t) dt∫0rWk(t) dt, a real number because the denominator is positive [step 1.1] and the numerator is finite and nonnegative. The inner integral of the polar formula is a measurable function of v [F1] and equals the constant ∫0rWk(t) dt times Av(r) for every v; therefore v↦Av(r) is measurable, and pulling the positive constant out of the outer integral gives vol⁡g(B(p,r))=(∫0rWk(t) dt)∫SpMAv(r) dσp(v). Since Vk⋆(r)=ωn−1∫0rWk(t) dt and σp(SpM)=ωn−1 by [F4], and since vol⁡g(B(p,r))<+∞ by [F7], division yields the identity of finite real numbers Rp(r)=1ωn−1∫SpMAv(r) dσp(v),r>0. In particular Rp is a well-defined function on (0,∞), and 0≤Av(r)≤1 because 0≤Qv≤1 and Wk≥0 [step 1.1].

3.1step 1.1step 2.1

Monotonicity in the radius. [step 1.1, step 2.1] Fix v. For 0<r1<r2 put f:=Qv, w:=Wk and N:=∫0r1fw,D:=∫0r1w,M:=∫r1r2fw,E:=∫r1r2w, so that D>0 and E≥0 [step 1.1]. For every s∈(0,r1) and every t∈(r1,r2) one has f(t)≤f(s) by the monotonicity in step 1.1; multiplying by w(s)w(t)≥0 and integrating over s∈(0,r1) gives f(t)w(t)D≤w(t)N, and integrating that over t∈(r1,r2) gives DM≤NE. Hence Av(r2)=N+MD+E≤ND=Av(r1), because D(N+M)≤N(D+E) is exactly DM≤NE; that is, r↦Av(r) is nonincreasing on (0,∞). Since 0≤Av(r)≤1 [step 2.1] and σp is a finite measure, monotonicity of the integral gives Rp(r1)=1ωn−1∫SpMAv(r1) dσp(v)≥1ωn−1∫SpMAv(r2) dσp(v)=Rp(r2), so Rp is nonincreasing on (0,∞).

4.1F1F3F8step 1.1step 2.1step 3.1

Limit at the origin. [F1, F3, F8, step 1.1, step 2.1, step 3.1] Fix v. Since Qv=qv near 0 and qv(0+)=1 [F3, step 1.1], for every ε>0 there is δ>0 with ∣Qv(t)−1∣≤ε for 0<t<δ. Using Wk≥0 and ∫0rWk>0 [step 1.1], for every 0<r<δ, ∣Av(r)−1∣=∣∫0r(Qv(t)−1)Wk(t) dt∣∫0rWk(t) dt≤sup⁡0<t<r∣Qv(t)−1∣≤ε. Hence Av(r)→1 as r↓0 for every v∈SpM, and 0≤Av(r)≤1 [step 2.1]. Let rj↓0. The functions v↦Av(rj) are measurable [step 2.1] and converge pointwise to the constant 1, and ∣Av(rj)∣≤1 for all j and all v, where the constant function 1 is integrable over the finite measure space (SpM,σp) [F1]; dominated convergence [F8] gives Rp(rj)=1ωn−1∫SpMAv(rj) dσp(v)⟶1ωn−1∫SpM1 dσp(v)=σp(SpM)ωn−1=1, using σp(SpM)=ωn−1 [F1, F4]. Since every sequence rj↓0 gives the same limit, lim⁡r↓0Rp(r)=1.

4.2F4F6step 1.1step 2.1step 3.1

Saturation in positive curvature. [F4, F6, step 1.1, step 2.1, step 3.1] Let k>0. By step 1.1 the weight Wk vanishes identically on [π/k,∞), so for every r≥π/k the two integrals ∫0rQvWk and ∫0rWk agree with ∫0π/kQvWk and ∫0π/kWk and are therefore independent of r; hence Av(r)=Av(π/k) for every v∈SpM, and the identity of step 2.1 shows that Rp is constant on [π/k,∞). Consistently, for r>π/k every q∈M satisfies dg(p,q)≤diam⁡(M,g)≤π/k<r by [F6], that is, B(p,r)=M, so the saturated numerator is constant there as well.

5.1step 1.1step 2.1step 3.1step 4.1step 4.2given∎

Conclusion. [step 1.1, step 2.1, step 3.1, step 4.1, step 4.2, given] Collect the properties established for the Bishop–Gromov ratio Rp(r)=vol⁡g(B(p,r))/Vk⋆(r) of a fixed p∈M and a fixed real k: Rp is well defined on (0,∞) by step 2.1, it is nonincreasing by step 3.1, it tends to 1 as r↓0 by step 4.1, and for k>0 it is constant on [π/k,∞) by step 4.2. Being nonincreasing with limit 1 at the origin, it satisfies Rp(r)≤1 for every r>0, that is, vol⁡g(B(p,r))≤Vk⋆(r). The argument is uniform in k∈R: for k=0 the weight is W0(t)=tn−1 with no saturation, for k<0 the weight is positive on all of (0,∞), and for n=2 the dimension enters only through the exponent n−1=1; the hypotheses n≥2, completeness, connectedness and boundarylessness are exactly those carried by the polar formula [F1] and the relative density comparison [F3]. No step selects a direction, an orthonormal basis, a chart, or a sequence of them from a family: the directions are integrated against the fixed finite measure σp supplied by [F1], and every per-direction statement is made for the given v. The only choice principle used is the inherited ACω of [A1], carried by the cut-time, Jacobi, polar, comparison and convergence suppliers.

Source locator

Datar §§27.2 and 28.1, pp.200–209, contains the volume element in polar coordinates, the model radial density sn⁡kn−1, and the monotonicity of the quotient of the ball volume by the model volume with limit one at the origin and saturation after the model pole in positive curvature. Eschenburg §§4–5, pp.15–20, introduces the volume-density quotient q(t)=j(t)/jˉ(t), shows it to be monotone decreasing from the value one at the origin, and uses it for the Bishop–Gromov comparison. The proof above is carried out from the published polar integration formula, the in-run relative volume-density comparison, the model volume definition and the two convergence inputs: the weighted-mean monotonicity of step 3.1 is the two-interval estimate for a nonincreasing profile, and the limit of step 4.1 is dominated convergence on the finite measure space SpM.

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