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Bishop gromov ratio is constant in the model space

Example

Assume the inherited Axiom of Countable Choice ACω. Let n≥2 and k∈R, and let (M,g) be a complete, connected, simply connected Riemannian n-manifold of constant sectional curvature k; when k>0 take (M,g) to be the round sphere S1/kn, the simply connected space form of positive curvature k. Then for every p∈M and every radius r>0 the open metric ball B(p,r) has the saturated model volume vol⁡g(B(p,r))=Vk⋆(r), and consequently the Bishop–Gromov ratio Rp(r)=vol⁡g(B(p,r))/Vk⋆(r) is equal to 1 at every positive radius. The ratio is thus constant in r; for k>0 this constancy continues past the spherical endpoint r=π/k, where the numerator and the saturated denominator both saturate. The standard realizations are the round sphere for k>0, Euclidean n-space for k=0 and hyperbolic n-space for k<0; for k≤0 the computation below applies to every complete, connected, simply connected constant-curvature-k manifold, not only to the named realization.

Facts & Assumptions

Given: The inherited ACω of [A1]; the dimension n≥2; the curvature k∈R; a complete, connected, simply connected Riemannian n-manifold (M,g) of constant sectional curvature k, equal to the round sphere S1/kn when k>0; a point p∈M; a radius r>0; the unit sphere SpM={v∈TpM:∣v∣gp=1}; the polar surface measure σp; the radial geodesics γv(t)=exp⁡p(tv) with cut times cp(v); the radial Jacobi tensor A(t) of γv and the radial volume Jacobian Jp(t,v); and the model functions sn⁡k, Ak, Vk and Vk⋆.

[A1]

The countable-choice premise is the inherited ACω (The Axiom of Countable Choice (ACω)), carried by the cut-time, polar-integration, Cartan–Hadamard and Hopf–Rinow interfaces below; no further selection is made.

[F1]

Polar integration (Polar integration may discard the cut locus): (M,g) is complete, connected and boundaryless, σp is the finite Borel measure on SpM obtained by transporting the polar surface measure of the unit sphere, and for every Borel f:M→[0,∞], ∫Mf dvol⁡g=∫SpM∫0cp(v)f(γv(t))det⁡av(t) dt dσp(v), where av(t) is the matrix of the radial Jacobi fields in a parallel orthonormal frame, with det⁡av(t)>0 for 0<t<cp(v).

[F2]

Radial Jacobi tensor and radial volume Jacobian (Radial Jacobi tensor, Radial volume jacobian): for w in the normal space N0={X∈TpM:gp(X,v)=0} the map t↦A(t)w is the unique Jacobi field along γv with A(0)w=0 and Dt(Aw)(0)=w; in the parallel identification Aˉv(t)=Pt−1∘A(t) one has Jp(t,v)=det⁡Aˉv(t)>0 for 0<t<cp(v), and det⁡av(t)=Jp(t,v) in the notation of [F1]. Moreover dim⁡N0=n−1.

[F3]

Model fields and comparison functions (Model jacobi fields in positive zero and negative curvature, Model functions solve the constant curvature jacobi equation, Comparison sine, cosine and cotangent functions, Constant sectional curvature and space form): on a Riemannian manifold of constant sectional curvature k, the Jacobi field with J(0)=0, DtJ(0)=E∈N0 satisfies J(t)=sn⁡k(t)PtE for every t, so the radial Jacobi tensor is A(t)=sn⁡k(t)Pt and its parallel-frame matrix is Aˉv(t)=sn⁡k(t)⋅idN0. The comparison sine is given by sn⁡0(t)=t, sn⁡−a2(t)=sinh⁡(at)/a for a>0 and sn⁡k(t)=sin⁡(k t)/k for k>0, it is positive on its positive domain (0,π/k) for k>0 and (0,∞) for k≤0, and it satisfies sn⁡k′′+ksn⁡k=0.

[F4]

Cut time and minimizing initial intervals (Cut time in a unit tangent direction, Minimizing along a geodesic is an initial interval property): cp(v)=sup⁡{t>0:dg(p,γv(t))=t}∈(0,+∞], the set Ap(v)={t≥0:dg(p,γv(t))=t} is an initial interval, and if cp(v) is finite then cp(v)∈Ap(v). Hence dg(p,γv(t))=t for every 0<t<cp(v): if t<cp(v)=sup⁡Ap(v) there is t′∈Ap(v) with t′>t, and the initial-interval property gives t∈Ap(v).

[F5]

Cartan–Hadamard (Cartan hadamard): a connected, boundaryless, finite-dimensional Riemannian manifold that is complete and has sectional curvature K≤0 everywhere has exp⁡p:TpM→M a smooth covering map, and if it is in addition simply connected then exp⁡p is a diffeomorphism for every p; in particular exp⁡p is then injective.

[F6]

Hopf–Rinow (Hopf–Rinow theorem): for a nonempty, connected, boundaryless Riemannian manifold, metric completeness, geodesic completeness and Ep=TpM are equivalent, and then every x,y∈M are joined by a minimizing geodesic: there is w∈TxM with exp⁡x(w)=y and ∣w∣gx=dg(x,y).

[F7]

The round sphere (The round sphere has positive constant sectional curvature, Round sphere model geometry): for k>0 and R=1/k, the round sphere SRn with its induced metric is complete, has constant sectional curvature 1/R2=k, and for every p∈SRn and every unit v∈TpSRn the cut time is cp(v)=πR=π/k.

[F8]

Model volumes and the sphere measure (Model space radial area and ball volume, The polar surface set function on the unit sphere): with ωn−1 the total surface measure of the unit sphere Sn−1⊆Rn, the model radial area is Ak(s)=ωn−1sn⁡k(s)n−1, the model ball volume is Vk(r)=∫0rAk(t) dt, and the saturated model volume is Vk⋆(r)=Vk(min⁡{r,π/k}) for k>0 and Vk⋆(r)=Vk(r) for k≤0. The measure σp of [F1] is the transport of the polar surface measure of Sn−1 by a linear isometry, hence σp(SpM)=ωn−1, the total surface measure being preserved by the bijection.

[F9]

Borel indicator (The Borel sigma-algebra of a topological space): the open ball B(p,r) is an open subset of M, hence a Borel set, and the indicator of a Borel set is a Borel function: the preimage of an open subset of R under 1B(p,r) is one of ∅, B(p,r), M∖B(p,r) or M, according to whether the open set contains neither, only 1, only 0, or both of the values 0,1. All four sets are Borel.

[F10]

Ricci curvature of a space form of curvature k (Distance hessian and laplacian in space forms): such a manifold satisfies Ric⁡=(n−1)k g; in particular the Ricci lower bound Ric⁡≥(n−1)k g holds with equality.

[F11]

Bishop–Gromov comparison (Bishop gromov volume comparison): for a complete, connected, boundaryless (M,g) of dimension n≥2 with Ric⁡≥(n−1)k g, the ratio Rp(r)=vol⁡g(B(p,r))/Vk⋆(r) is nonincreasing on (0,∞) with lim⁡r↓0Rp(r)=1, it is constant on [π/k,∞) when k>0, and vol⁡g(B(p,r))≤Vk⋆(r) for every r>0.

Verification

Proof technique: direct: the radial Jacobi tensor of a constant-curvature k manifold is sn⁡k(t) times parallel transport, so the polar integration formula writes the ball volume as ωn−1 times the integral of the model density cut off at the cut time; the cut time is +∞ for k≤0 by Cartan–Hadamard and π/k for the round sphere, and the saturated model volume reproduces exactly this cutoff.

1.1F2F3given

The radial density of the model. [F2, F3, given] Fix v∈SpM. By [F3], for every w∈N0 the radial field is A(t)w=sn⁡k(t)Ptw, so the parallel-frame matrix of A(t) is the scalar matrix Aˉv(t)=sn⁡k(t)⋅idN0. Since dim⁡N0=n−1 by [F2], its determinant is det⁡Aˉv(t)=sn⁡k(t)n−1,0<t<cp(v), and [F2] identifies this determinant with the radial volume Jacobian, det⁡av(t)=Jp(t,v)=sn⁡k(t)n−1, in the notation of [F1].

1.2F4F5F6F7given

The cut time of the model in each curvature regime. [F4, F5, F6, F7, given] Let v∈SpM. Suppose first that k≤0. Then (M,g) is complete, connected, boundaryless and simply connected with constant sectional curvature k≤0, so [F5] makes exp⁡p:TpM→M a diffeomorphism, in particular injective. Let t>0 and q:=γv(t)=exp⁡p(tv). By [F6] there is w∈TpM with exp⁡p(w)=q and ∣w∣gp=dg(p,q). Injectivity gives w=tv, so dg(p,q)=∣w∣gp=t; since t>0 was arbitrary, the set Ap(v) of [F4] contains every positive time, hence cp(v)=+∞. Suppose now that k>0, so that (M,g)=S1/kn by the hypothesis of the example; then [F7] gives cp(v)=π/k for every unit v. Consequently min⁡{cp(v),r}=r when k≤0 and min⁡{cp(v),r}=min⁡{r,π/k} when k>0, for every r>0.

2.1F1F4F8F9step 1.1step 1.2given

The ball volume as the model integral. [F1, F4, F8, F9, step 1.1, step 1.2, given] Fix the point p and the radius r>0. By [F9] the ball B(p,r) is Borel and 1B(p,r) is a Borel function, so the polar formula [F1] applies to f=1B(p,r): vol⁡g(B(p,r))=∫SpM∫0cp(v)1B(p,r)(γv(t))det⁡av(t) dt dσp(v). For 0<t<cp(v) the minimizing property of [F4] gives dg(p,γv(t))=t, hence 1B(p,r)(γv(t))=1{t<r}, while step 1.1 gives det⁡av(t)=sn⁡k(t)n−1. Therefore the inner integral equals the extended nonnegative integral ∫0min⁡{cp(v),r}sn⁡k(t)n−1 dt, a finite real number. By step 1.2 this number depends on v only through the case distinction: it equals ∫0rsn⁡k(t)n−1dt when k≤0 and ∫0min⁡{r,π/k}sn⁡k(t)n−1dt when k>0. Write I(r) for this common value. The outer integrand of the polar formula is then the constant I(r), and σp is a finite measure with σp(SpM)=ωn−1 by [F8], so vol⁡g(B(p,r))=ωn−1I(r).

3.1F8step 1.2step 2.1given

The volume is the saturated model volume. [F8, step 1.2, step 2.1, given] Put m:={r,k≤0,min⁡{r,π/k},k>0. By step 2.1 the ball volume is ωn−1I(r), and by step 1.2 the inner integral I(r) is exactly ∫0msn⁡k(t)n−1dt in both cases. Since Ak(t)=ωn−1sn⁡k(t)n−1 by [F8], vol⁡g(B(p,r))=∫0mAk(t) dt=Vk(m)=Vk⋆(r), the last equality being the case distinction defining the saturated model volume in [F8]. Moreover Vk⋆(r)>0: the integrand Ak is continuous and positive on the nondegenerate interval (0,m), by the positivity of sn⁡k on its positive domain. The value r=π/k for k>0 is included, since the definition of Vk⋆ cuts off at that endpoint.

4.1F8F10F11step 1.2step 3.1given∎

Unit ratio, saturation and sharpness of the comparison. [F8, F10, F11, step 1.2, step 3.1, given] By step 3.1, vol⁡g(B(p,r))=Vk⋆(r)>0 for every p∈M and every r>0, so the Bishop–Gromov ratio is Rp(r)=1 at every positive radius: it is a constant function of r. When k>0 and r≥π/k, step 1.2 makes the cutoff m=π/k independent of r, so both vol⁡g(B(p,r)) and Vk⋆(r)=Vk(π/k) are constant there; this is the saturation clause of [F8] and of the comparison [F11]. Finally, by [F10] the model space satisfies Ric⁡=(n−1)k g, so the hypotheses of the Bishop–Gromov comparison [F11] hold, and its general conclusion Rp(r)≤1 with limit 1 at the origin is attained with equality at every radius: the model space is an equality case of the comparison, and the comparison is sharp. The cases n=2, where Ak=2πsn⁡k, and r below, equal to, or above π/k (for k>0) are all covered by the single cutoff m; the value r=0 is excluded, as in the definition of Rp. No choice beyond the inherited [A1] is used: the point, the radial direction v, the minimizing geodesic of [F6] and the sphere realization of [F7] are fixed or explicit, and the polar, cut-time, Jacobi, Cartan–Hadamard and Hopf–Rinow interfaces carry exactly ACω.

Source locator

Datar §§27.2 and 28.1, pp.200–209, computes the polar volume element with the model radial density sn⁡kn−1 and the model ball volume that the Bishop–Gromov quotient compares with; Eschenburg §§4–5, pp.15–20, introduces the model radial density and its integral. The computation above is carried out on the model space itself: the radial Jacobi tensor is sn⁡k(t) times parallel transport, the cut time is +∞ in nonpositive curvature by Cartan–Hadamard and π/k on the round sphere, and the polar formula turns the ball volume into the saturated model volume Vk⋆(r).

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