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Compact connected Lie groups are classified by root data

Statement

Assume the Axiom of Choice. For every compact connected Lie group G, multiplication induces a finite central covering Z(G)0×GderscG, where Gdersc is the simply connected compact group integrating the derived algebra [g,g]. Isomorphism classes of compact connected Lie groups, equivalently pairs (G,T) with a maximal torus up to conjugacy, correspond to isomorphism classes of reduced compact root data including the central torus directions (Root datum of a compact connected Lie group).

Facts & Assumptions

Given: The Axiom of Choice; compact connected Lie groups and their maximal tori, and abstract reduced compact root data with the perfect integral pairing specified in Root datum of a compact connected Lie group. Characters are written multiplicatively, with differential imaginary on t and real on it.

[A1]

The Axiom of Choice is assumed, and supplies countable choice for the Lie-group interfaces below (The Axiom of Choice).

[L1]

The adjoint representation has the T-character decomposition gC=tCαΦgα, and the compact root theorem makes its nonzero weights a reduced crystallographic root system on the semisimple directions, including its coroot real form, root reflections, and vanishing on the central directions (Roots of a compact connected Lie group, Compact roots form a reduced crystallographic root system).

[L2]

Every reduced crystallographic root system is realized by a compact semisimple group. Its simply connected covering group exists, is compact, and has maximal-torus character lattice P (Semisimple compact groups up to isogeny, Connected Lie groups are central quotients of simply connected integrations, Root and weight lattice sandwich).

[L3]

Lie-algebra homomorphisms from connected simply connected groups integrate uniquely, and connected Lie groups have simply connected covering groups with discrete central kernel (Lie's second fundamental theorem, Connected Lie groups are central quotients of simply connected integrations).

[L4]

A torus is its Lie algebra modulo the full exponential lattice. Characters differentiate bijectively to complex-linear functionals taking that lattice into 2πiZ, and the character–cocharacter pairing is perfect (Structure of compact connected abelian Lie groups, Characters are the integral weights). Integer inclusion matrices admit Smith diagonal form (Every matrix over a PID has a Smith normal form).

[L5]

The centralizer of a maximal torus is that torus, maximal tori are conjugate, and compact root SU(2) homomorphisms have coroot tangent ihα (The compact Weyl group is finite, Conjugacy of maximal tori, Analytic and root-system Weyl groups agree). The last theorem also states that the standard compact conjugation σ(U+iV)=UiV permits simple-root triples normalized by σ(ei)=fi and σ(fi)=ei; bracket preservation then gives σ(hi)=hi.

[L6]

Simple-root triples generate a complex semisimple algebra with exactly the Serre relations, depending only on the Cartan matrix (Serre presentation theorem).

[L7]

Closed subgroups are embedded Lie subgroups, exponentials give local charts and are natural under homomorphisms, and dAd=ad. Closed normal quotients are Lie groups with quotient Lie algebra; continuous Lie-group homomorphisms are smooth (Cartan closed subgroup theorem, The exponential map is a local diffeomorphism at zero, Exponential map is natural for Lie-group homomorphisms, The differential of Ad is ad, Quotient by a closed normal subgroup is a Lie group, Continuous homomorphisms between Lie groups are smooth).

[L8]

A compact Lie algebra has an invariant positive-definite inner product; complete reducibility of its adjoint module is equivalent to a decomposition as its centre plus a semisimple derived algebra, and semisimple algebras are centerless (Compact Lie groups admit bi-invariant metrics, Equivalent characterizations of reductive Lie algebras, Semisimple Lie algebras are centerless and perfect).

Proof

technique · direct
1.1

The center Z(G) is closed, being the intersection of the closed centralizers of individual elements. By [L7] its identity component Z(G)0 is a compact connected abelian Lie group. Its Lie algebra is z: differentiation gives one inclusion; conversely if X is central in g, then Ad(exp(tX))=I by [L7], and naturality shows these exponentials commute with every exponential of G. Exponential neighborhoods generate connected G (the generated subgroup is open and so are all its cosets), so exp(tX)Z(G)0. Hence [L4] gives Z(G)0=exp(z). Only this identity component is asserted to be a torus; the whole center can be disconnected. For the adjoint module, the invariant inner product of [L8] gives every invariant subspace an invariant orthogonal complement; finite-dimensional induction makes the adjoint module completely reducible. Thus [L8] yields g=zs,s=[g,g] semisimple. The product Z(G)0T is a compact connected abelian subgroup, hence a torus by [L4]; maximality of T gives Z(G)0T and therefore zt. Decomposing each Ht under the displayed direct sum gives H=Z+S with Zzt and hence S=HZts. Consequently t=zts for ts=ts.

L4L7L8
1.2

We establish the finite-kernel duality used below. If MX(U) is a full-rank finite-index sublattice of a torus character lattice, Smith form [L4] supplies bases in which M=d1ZdnZZn, with di>0. The torus coordinate characters of this basis identify U with (S1)n by the exponential-lattice description in [L4]. Its common kernel CM is iμdi and is finite. A character vanishes on CM exactly when each coordinate exponent is divisible by di, so the pullback character lattice of U/CM is exactly M. For rank zero both groups are trivial. This also shows that characters recover the full exponential lattice: in lattice coordinates the condition that all differentiated characters take values in 2πiZ forces each coordinate to be integral.

L4
1.3

For an abstract root datum, put V=spanRΦXR. The paired reflections sα preserve X, the root set, the dual lattice and the root–coroot correspondence by the defining axioms. On V the group they generate is finite, since it acts faithfully on its spanning finite root set. Average any positive inner product on V over that finite group. Each sαV is now an orthogonal reflection negating α and fixing ker,αV, so v,α=2(v,α)/(α,α) for vV. In particular Vαker,α=0. The full reflection group W on XR is also finite: an element fixing all roots fixes their paired coroots, while wxxV and all its coroot pairings vanish, hence wx=x. Thus W injects into the finite permutation group of the roots. This argument includes empty roots with V=0 and W=1.

givenalgebra
2.1

Average a rational positive inner product on XQ over W. The common fixed subspace Z is the common annihilator of the coroots, and XR=VZ orthogonally: orthogonal complements of the reflecting hyperplanes are precisely the root lines. The projection xs to V is rational, for it equals xW1wWwx, and has the same coroot pairings as x. On V, the roots span, are finite and reflection-invariant, and have integral Cartan numbers by the datum. They are reduced in the ordinary real sense: if cα is another root, 2c and 2/c are integers, so c is 1/2,1 or 2; the first and last are excluded by the integer-multiple reducedness axiom, applied in the appropriate direction. Thus they form a reduced crystallographic root system with the prescribed coroot functionals.

step 1.3algebra
2.2

Integrate sg by [L3] from its simply connected compact group Gdersc of [L2], writing the map as j. Multiplication μ(z,x)=zj(x) from Z(G)0×Gdersc is a homomorphism because the first factor is central. Its differential is the direct-sum isomorphism established in step 1.1, hence it is a local diffeomorphism by exponential charts [L7]. Its image is open, so equals connected G. Its kernel is closed and discrete, hence finite in the compact domain. For a kernel element, conjugation by the connected domain is a continuous map into that discrete kernel and thus constant, proving centrality. Translates of a sufficiently small identity chart by kernel elements give disjoint sheets over the same target neighborhood, proving the covering assertion.

L2L3L7step 1.1
2.3

To prove uniqueness, let an isomorphism of root data be given contravariantly as F:X(T2)X(T1). Its real dual, in differentiated-character coordinates, defines L:t1t2 by dχ(LH)=d(Fχ)(H). It maps exponential lattices bijectively by step 1.2. It maps the central annihilators of all roots to one another, and maps compact coroot tangents to one another by compatibility with the perfect pairing. Choose simple roots in the first system and the corresponding base in the second. In each semisimple complexification choose their triples with σ(ei)=fi, σ(hi)=hi as in [L5]. The Cartan matrices agree, so [L6] gives a complex isomorphism sending the first triples to the second. It commutes with compact conjugation on every generator and hence on the generated algebra, so restricts to a real semisimple isomorphism. On the Cartan it agrees with L because the ihi span its semisimple part. Extend by L on the central summand from step 1.1; this is a real Lie-algebra isomorphism :g1g2 restricting to L. No unproved lifting of a diagram automorphism is used.

L4L5L6step 1.1step 1.2
3.1

For the abstract datum put XV=XV. It is saturated: nxV implies xV for n0. Smith form [L4] then shows Y=X/XV is free, with rank rankXdimV. Projection from step 2.1 gives xsP, since its coroot pairings are those of x and are integral. The map jX:XPY, x(xs,x+XV), is injective: a kernel element is in XV and has zero projection to V. The ranks are equal, so Smith form makes its image finite index. By [L2] take Gsc with a maximal torus Tsc whose character lattice is P and whose roots and coroots are identified with those in V. Let A=Hom(Y,S1); a basis of Y makes this a torus with character lattice Y by [L4]. Thus jX embeds X in X(Tsc×A) and sends a root α to (α,0).

L2L4step 2.1
3.2

Write Ui=zi×Gder,isc, with additive vector-group first factor. The natural map pi:UiGi is the composite of exp:ziZ(Gi)0 with the covering in step 2.2, and is a surjective local-diffeomorphism homomorphism. Its domain is simply connected: loops in the vector factor contract by scalar multiplication and loops in the second factor contract by its defining simple connectivity. Choose a maximal torus in the semisimple factor so that the Lie algebra of T^i=zi×Tsc,i maps to ti. This is possible since the inverse image of ti in si is maximal abelian, and its exponential closure is a maximal torus. Naturality and surjectivity of torus exponentials give pi(T^i)=Ti. Conversely if pi(u)Ti, its adjoint action on ti is trivial, so the semisimple component of u centralizes Tsc,i by naturality and lies in it by [L5]. Hence pi1(Ti)=T^i. If Λi=ker(expTi), exponential surjectivity on T^i therefore gives kerpi=expUi((dpi)1Λi).

L4L5L7step 2.2
4.1

In T~=Tsc×A let C be the common kernel of all characters in jX(X). Step 1.2 makes C finite. Each element of C has all its root characters equal to one, so it acts trivially on every root space and on the Cartan algebra of Gsc by [L1]. Its adjoint action is therefore the identity; naturality and connected generation by exponentials show it is central in Gsc×A. Consequently GX=(Gsc×A)/C is a compact connected Lie group by [L7]. Its torus T~/C is maximal: its Lie algebra is maximal abelian, and a containing torus with the same Lie algebra is equal by exponential charts and connectedness. The quotient has the same Lie algebra, its characters on this torus are exactly jX(X) by step 1.2, and its roots are jX(Φ). The coroot paired with jX(x) evaluates as xs,α=x,α, so perfect duality [L4] identifies its cocharacters and paired coroots with the prescribed X,Φ. This realizes the entire datum, including the torus case V=0.

L1L4L5L7step 1.2step 3.1
5.1

Integrate from step 2.3 by [L3] to an isomorphism ~:U1U2: integrate its inverse as well, and uniqueness makes both compositions the identity. Its restriction on torus Lie algebras is L, which carries Λ1 to Λ2. Naturality and the kernel formula of step 3.2 give ~(kerp1)=kerp2. It consequently descends to a group isomorphism G1G2. The descended maps in both directions are smooth locally by the covering charts, so this is a Lie-group isomorphism. Conversely a group isomorphism takes maximal tori to maximal tori; [L5] conjugates the image to any chosen target torus. Differentiation, conjugation of root spaces and the compact coroot construction preserve the paired root datum. Thus root-data isomorphism is equivalent to group isomorphism. Together with realization in step 4.1 and the finite cover in step 2.2 this proves the statement.

A1L3L5L7step 2.3step 4.1step 3.2

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