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Compact connected Lie groups are classified by root data
Statement
Assume the Axiom of Choice. For every compact connected Lie group , multiplication induces a finite central covering where is the simply connected compact group integrating the derived algebra . Isomorphism classes of compact connected Lie groups, equivalently pairs with a maximal torus up to conjugacy, correspond to isomorphism classes of reduced compact root data including the central torus directions (Root datum of a compact connected Lie group).
Facts & Assumptions
Given: The Axiom of Choice; compact connected Lie groups and their maximal tori, and abstract reduced compact root data with the perfect integral pairing specified in Root datum of a compact connected Lie group. Characters are written multiplicatively, with differential imaginary on and real on .
The Axiom of Choice is assumed, and supplies countable choice for the Lie-group interfaces below (The Axiom of Choice).
The adjoint representation has the -character decomposition , and the compact root theorem makes its nonzero weights a reduced crystallographic root system on the semisimple directions, including its coroot real form, root reflections, and vanishing on the central directions (Roots of a compact connected Lie group, Compact roots form a reduced crystallographic root system).
Every reduced crystallographic root system is realized by a compact semisimple group. Its simply connected covering group exists, is compact, and has maximal-torus character lattice (Semisimple compact groups up to isogeny, Connected Lie groups are central quotients of simply connected integrations, Root and weight lattice sandwich).
Lie-algebra homomorphisms from connected simply connected groups integrate uniquely, and connected Lie groups have simply connected covering groups with discrete central kernel (Lie's second fundamental theorem, Connected Lie groups are central quotients of simply connected integrations).
A torus is its Lie algebra modulo the full exponential lattice. Characters differentiate bijectively to complex-linear functionals taking that lattice into , and the character–cocharacter pairing is perfect (Structure of compact connected abelian Lie groups, Characters are the integral weights). Integer inclusion matrices admit Smith diagonal form (Every matrix over a PID has a Smith normal form).
The centralizer of a maximal torus is that torus, maximal tori are conjugate, and compact root homomorphisms have coroot tangent (The compact Weyl group is finite, Conjugacy of maximal tori, Analytic and root-system Weyl groups agree). The last theorem also states that the standard compact conjugation permits simple-root triples normalized by and ; bracket preservation then gives .
Simple-root triples generate a complex semisimple algebra with exactly the Serre relations, depending only on the Cartan matrix (Serre presentation theorem).
Closed subgroups are embedded Lie subgroups, exponentials give local charts and are natural under homomorphisms, and . Closed normal quotients are Lie groups with quotient Lie algebra; continuous Lie-group homomorphisms are smooth (Cartan closed subgroup theorem, The exponential map is a local diffeomorphism at zero, Exponential map is natural for Lie-group homomorphisms, The differential of Ad is ad, Quotient by a closed normal subgroup is a Lie group, Continuous homomorphisms between Lie groups are smooth).
A compact Lie algebra has an invariant positive-definite inner product; complete reducibility of its adjoint module is equivalent to a decomposition as its centre plus a semisimple derived algebra, and semisimple algebras are centerless (Compact Lie groups admit bi-invariant metrics, Equivalent characterizations of reductive Lie algebras, Semisimple Lie algebras are centerless and perfect).
Proof
The center is closed, being the intersection of the closed centralizers of individual elements. By [L7] its identity component is a compact connected abelian Lie group. Its Lie algebra is : differentiation gives one inclusion; conversely if is central in , then by [L7], and naturality shows these exponentials commute with every exponential of . Exponential neighborhoods generate connected (the generated subgroup is open and so are all its cosets), so . Hence [L4] gives . Only this identity component is asserted to be a torus; the whole center can be disconnected. For the adjoint module, the invariant inner product of [L8] gives every invariant subspace an invariant orthogonal complement; finite-dimensional induction makes the adjoint module completely reducible. Thus [L8] yields The product is a compact connected abelian subgroup, hence a torus by [L4]; maximality of gives and therefore . Decomposing each under the displayed direct sum gives with and hence . Consequently for .
We establish the finite-kernel duality used below. If is a full-rank finite-index sublattice of a torus character lattice, Smith form [L4] supplies bases in which , with . The torus coordinate characters of this basis identify U with by the exponential-lattice description in [L4]. Its common kernel is and is finite. A character vanishes on exactly when each coordinate exponent is divisible by , so the pullback character lattice of is exactly M. For rank zero both groups are trivial. This also shows that characters recover the full exponential lattice: in lattice coordinates the condition that all differentiated characters take values in forces each coordinate to be integral.
For an abstract root datum, put . The paired reflections preserve X, the root set, the dual lattice and the root–coroot correspondence by the defining axioms. On V the group they generate is finite, since it acts faithfully on its spanning finite root set. Average any positive inner product on V over that finite group. Each is now an orthogonal reflection negating and fixing , so for . In particular . The full reflection group W on is also finite: an element fixing all roots fixes their paired coroots, while and all its coroot pairings vanish, hence . Thus W injects into the finite permutation group of the roots. This argument includes empty roots with and .
Average a rational positive inner product on over W. The common fixed subspace Z is the common annihilator of the coroots, and orthogonally: orthogonal complements of the reflecting hyperplanes are precisely the root lines. The projection to V is rational, for it equals , and has the same coroot pairings as x. On V, the roots span, are finite and reflection-invariant, and have integral Cartan numbers by the datum. They are reduced in the ordinary real sense: if is another root, and are integers, so is or 2; the first and last are excluded by the integer-multiple reducedness axiom, applied in the appropriate direction. Thus they form a reduced crystallographic root system with the prescribed coroot functionals.
Integrate by [L3] from its simply connected compact group of [L2], writing the map as j. Multiplication from is a homomorphism because the first factor is central. Its differential is the direct-sum isomorphism established in step 1.1, hence it is a local diffeomorphism by exponential charts [L7]. Its image is open, so equals connected G. Its kernel is closed and discrete, hence finite in the compact domain. For a kernel element, conjugation by the connected domain is a continuous map into that discrete kernel and thus constant, proving centrality. Translates of a sufficiently small identity chart by kernel elements give disjoint sheets over the same target neighborhood, proving the covering assertion.
To prove uniqueness, let an isomorphism of root data be given contravariantly as . Its real dual, in differentiated-character coordinates, defines by . It maps exponential lattices bijectively by step 1.2. It maps the central annihilators of all roots to one another, and maps compact coroot tangents to one another by compatibility with the perfect pairing. Choose simple roots in the first system and the corresponding base in the second. In each semisimple complexification choose their triples with , as in [L5]. The Cartan matrices agree, so [L6] gives a complex isomorphism sending the first triples to the second. It commutes with compact conjugation on every generator and hence on the generated algebra, so restricts to a real semisimple isomorphism. On the Cartan it agrees with L because the span its semisimple part. Extend by L on the central summand from step 1.1; this is a real Lie-algebra isomorphism restricting to L. No unproved lifting of a diagram automorphism is used.
For the abstract datum put . It is saturated: implies for . Smith form [L4] then shows is free, with rank . Projection from step 2.1 gives , since its coroot pairings are those of x and are integral. The map , , is injective: a kernel element is in and has zero projection to V. The ranks are equal, so Smith form makes its image finite index. By [L2] take with a maximal torus whose character lattice is P and whose roots and coroots are identified with those in V. Let ; a basis of Y makes this a torus with character lattice Y by [L4]. Thus embeds X in and sends a root to .
Write , with additive vector-group first factor. The natural map is the composite of with the covering in step 2.2, and is a surjective local-diffeomorphism homomorphism. Its domain is simply connected: loops in the vector factor contract by scalar multiplication and loops in the second factor contract by its defining simple connectivity. Choose a maximal torus in the semisimple factor so that the Lie algebra of maps to . This is possible since the inverse image of in is maximal abelian, and its exponential closure is a maximal torus. Naturality and surjectivity of torus exponentials give . Conversely if , its adjoint action on is trivial, so the semisimple component of u centralizes by naturality and lies in it by [L5]. Hence . If , exponential surjectivity on therefore gives .
In let C be the common kernel of all characters in . Step 1.2 makes C finite. Each element of C has all its root characters equal to one, so it acts trivially on every root space and on the Cartan algebra of by [L1]. Its adjoint action is therefore the identity; naturality and connected generation by exponentials show it is central in . Consequently is a compact connected Lie group by [L7]. Its torus is maximal: its Lie algebra is maximal abelian, and a containing torus with the same Lie algebra is equal by exponential charts and connectedness. The quotient has the same Lie algebra, its characters on this torus are exactly by step 1.2, and its roots are . The coroot paired with evaluates as , so perfect duality [L4] identifies its cocharacters and paired coroots with the prescribed . This realizes the entire datum, including the torus case V=0.
Integrate from step 2.3 by [L3] to an isomorphism : integrate its inverse as well, and uniqueness makes both compositions the identity. Its restriction on torus Lie algebras is L, which carries to . Naturality and the kernel formula of step 3.2 give . It consequently descends to a group isomorphism . The descended maps in both directions are smooth locally by the covering charts, so this is a Lie-group isomorphism. Conversely a group isomorphism takes maximal tori to maximal tori; [L5] conjugates the image to any chosen target torus. Differentiation, conjugation of root spaces and the compact coroot construction preserve the paired root datum. Thus root-data isomorphism is equivalent to group isomorphism. Together with realization in step 4.1 and the finite cover in step 2.2 this proves the statement.
Depends on
- Root datum of a compact connected Lie group
- Roots of a compact connected Lie group
- Semisimple compact groups up to isogeny
- Root and weight lattice sandwich
- Compact Lie groups admit bi-invariant metrics
- Equivalent characterizations of reductive Lie algebras
- Semisimple Lie algebras are centerless and perfect
- Structure of compact connected abelian Lie groups
- Connected Lie groups are central quotients of simply connected integrations
- Lie's second fundamental theorem
- The Axiom of Choice
- Compact roots form a reduced crystallographic root system
- Characters are the integral weights
- The compact Weyl group is finite
- Analytic and root-system Weyl groups agree
- Conjugacy of maximal tori
- Serre presentation theorem
- Every matrix over a PID has a Smith normal form
- Cartan closed subgroup theorem
- The exponential map is a local diffeomorphism at zero
- Exponential map is natural for Lie-group homomorphisms
- The differential of Ad is ad
- Quotient by a closed normal subgroup is a Lie group
- Continuous homomorphisms between Lie groups are smooth
Used by
- Orthogonality identifies the Weyl numerator Lemma
- Weyl denominator and anti-invariant orbit sums Lemma
- Central quotients and intermediate character lattices Proposition
- Differentiation and integration of highest weights Proposition
- Highest weights for compact connected groups Theorem
- Weyl character formula for compact connected groups Theorem
Dependency tree · two levels
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Sources
- Brian Conrad and Aaron Landesman, Compact Lie Groups (standard reference, not scraped)
- Pavel Etingof, Lie Groups and Lie Algebras (standard reference, not scraped)