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Semisimple compact groups up to isogeny

Statement

Assume the Axiom of Choice. Reduced crystallographic root systems classify compact connected semisimple Lie groups up to finite central isogeny: two such groups with isomorphic root systems are centrally isogenous, and conversely a finite central isogeny preserves the Lie algebra and the root system. Here a finite central isogeny is a surjective Lie-group homomorphism with finite central kernel, and two groups are centrally isogenous when they admit a common connected covering group mapping to both by such isogenies. Every reduced crystallographic root system is realized, with the empty system corresponding to the trivial group.

Facts & Assumptions

Given: Assume the Axiom of Choice, two compact connected semisimple Lie groups G1,G2 with maximal tori Ti and root systems Φi=Φ(Gi,Ti).

[A1]

The Axiom of Choice is assumed (The Axiom of Choice); it supplies the countable choice used by integration and the other cited Lie-group interfaces.

[L1]

Φi are reduced crystallographic root systems on the semisimple parts of Lie(Ti) (Compact roots form a reduced crystallographic root system).

[L2]

Every reduced crystallographic root system is realized by a complex semisimple Lie algebra, and two such algebras with isomorphic based root systems are isomorphic. Bases can be matched by the Weyl group; Cartan subalgebras are conjugate (Existence theorem for complex semisimple Lie algebras, Isomorphism theorem for complex semisimple Lie algebras, Simple transitivity on Weyl chambers, Conjugacy of Cartan subalgebras).

[L3]

The Lie functor from connected simply connected real Lie groups to finite-dimensional real Lie algebras is an equivalence, and integration of a Lie-algebra homomorphism from a simply connected group is unique (Equivalence of simply connected Lie groups and real Lie algebras, Lie's second fundamental theorem).

[L4]

For a compact connected semisimple group the character lattice satisfies QX(T)P, and the simply connected compact form has X(T)=P (Root and weight lattice sandwich). Every connected Lie group is the quotient of its simply connected integration by a discrete central subgroup (Connected Lie groups are central quotients of simply connected integrations).

[L5]

Simple-root triples generate a complex semisimple algebra with exactly the Serre relations (Serre presentation theorem). For the complexification of a compact semisimple algebra, Analytic and root-system Weyl groups agree states that the compact conjugation can be normalized on each simple-root triple by σ(ei)=fi and σ(fi)=ei; then bracket preservation gives σ(hi)=σ([ei,fi])=hi.

[L6]

The Killing form is symmetric and invariant, and it is preserved by every automorphism. A characteristic-zero Lie algebra with nondegenerate Killing form is semisimple; for a semisimple algebra all derivations are inner and the adjoint map is injective (Killing form, Trace forms are symmetric and invariant, Cartan's semisimplicity criterion, Derivations of semisimple Lie algebras are inner).

[L7]

Closed subgroups of real Lie groups are embedded Lie subgroups, exponentials are local diffeomorphisms at zero and natural under homomorphisms, and closed bounded subsets of finite-dimensional Euclidean space are compact (Cartan closed subgroup theorem, The exponential map is a local diffeomorphism at zero, Exponential map is natural for Lie-group homomorphisms, Heine-Borel in Rn: with the Euclidean metric a subset of Rn is compact if and only if it is closed and bounded, and the proof by bisection uses no choice principle; the same holds on the real line).

[L8]

Quotients by closed normal subgroups are Lie groups with quotient Lie algebra, and continuous homomorphisms between real Lie groups are smooth (Quotient by a closed normal subgroup is a Lie group, Continuous homomorphisms between Lie groups are smooth).

[L9]

Every root space of a complex semisimple Lie algebra is one-dimensional. The adjoint action of each simple-root sl2 is a direct sum of the explicitly described finite-dimensional irreducible modules. Every root has unique simple-root coordinates of one sign (Root spaces of a complex semisimple Lie algebra are one-dimensional, Finite-dimensional representations of sl_2, Simple roots form a signed integral basis).

Proof

technique · direct
1.1

Suppose Φ1Φ2. By the hypothesis that the groups are semisimple, their Lie algebras and complexifications are semisimple. Match bases using the given root-system isomorphism and [L2], and in each complexification choose simple-root triples normalized for its compact conjugation σi as in [L5]. The Cartan matrices agree, so the Serre theorem in [L5] gives a complex isomorphism ψ:(g1)C(g2)C sending every ei,fi,hi to the corresponding generator. On these generators ψσ1=σ2ψ; because they generate, the equality holds everywhere. The fixed algebra of σi(U+iV)=UiV is gi, so ψ restricts to a real Lie-algebra isomorphism g1g2.

L1L2L5algebra
1.2

We construct the compact real algebra needed for realization without using later real-form theory. Let Φ be a nonempty reduced crystallographic root system, choose a base with Cartan matrix A, and let l=g(A) with simple generators ei,fi,hi be the Serre algebra of [L5]; [L2] identifies its root system with Φ. The conjugate-linear assignment κ(ei)=fi,κ(fi)=ei,κ(hi)=hi preserves every defining relation: it exchanges the two Serre families, exchanges the [hi,ej] and [hi,fj] relations, and preserves [ei,fj]=δijhi. It therefore descends to a conjugate-linear involutive automorphism of l. Its fixed algebra k is a real form, since every Zl has the unique decomposition Z=Z+κZ2+iZκZ2i into two fixed vectors.

L2L5algebra
1.3

Let B be the Killing form of l and put X,Y=B(X,κY). On hR=iRhi, the root decomposition gives B(H,H)=αΦα(H)2>0(H0), because the roots take real values on the hi and span h. Invariance gives B(hi,hi)=2B(ei,fi), hence B(ei,fi)>0. Put Ei=adei and Fi=adfi. By [L9], the adjoint action of the simple-root triple is a direct sum of finite-dimensional sl2-modules, so Ei,Fi are nilpotent on each summand and wi=exp(Ei)exp(Fi)exp(Ei) is a well-defined Lie-algebra automorphism. Directly from the sl2 brackets, wi sends hi to hi, fixes kerαih, and sends lα to lsiα. On an irreducible module of highest weight m, use the basis vk=Fikv0/k!, for which Eivk=(mk+1)vk1 and Fivk=(k+1)vk+1; the finite binomial expansion on these basis vectors gives exp(Fi)exp(Ei)exp(Fi)=exp(Ei)exp(Fi)exp(Ei). Since κEiκ=Fi, this identity gives κwiκ=wi. If a positive nonsimple root α=njαj had (α,αj)0 for every j with nj>0, then (α,α)=nj(α,αj)0; hence some such j has (α,αj)>0, and the root-string property encoded by that finite-dimensional sl2-module makes sjα positive of smaller height. Induction, and sign change for negative roots, shows that a product of the wi carries every root to a simple root. Preservation of B and commutation with κ now give X,X>0 on every nonzero root vector, reducing by the one-dimensionality in [L9] to cei,cei=c2B(ei,fi)>0. On the Cartan algebra, H,H=B(H,H)>0 by the first displayed formula. Distinct Cartan/root summands and distinct root spaces are orthogonal for this Hermitian form, because B(h,lα)=0 and B(lα,lβ)=0 unless α+β=0, while κ(lβ)=lβ. Thus  ,  is positive definite. For Xk it equals B(X,X), so Bk is negative definite and k is compact.

L6L9step 1.2algebra
2.1

For the groups in step 1.1 take the simply connected covering G~1G1. By [L4] this covering group is compact and the covering has finite central kernel. By [L3] the real algebra isomorphism integrates to F:G~1G2. Its differential is invertible, so local exponential charts in [L7] make F a local diffeomorphism, and its image an open subgroup; connectedness makes the image all of G2. Its kernel is closed and discrete, and is central because conjugation of each kernel element gives a continuous map from connected G~1 into that discrete kernel. Compactness of G~1 makes the kernel finite. A surjective local-diffeomorphism homomorphism is a covering: choose an identity neighborhood on which it is a diffeomorphism and whose pairwise quotients meet the kernel only in the identity; its kernel translates give disjoint sheets, and translation gives the same description over every point. Thus the two maps from G~1 give the claimed common finite central cover.

L3L4L7step 1.1
2.2

The algebra k is semisimple by [L6], and Der(k)=ad(k). Every automorphism preserves its negative-definite Killing form, so Aut(k) is the subset of the corresponding orthogonal group cut out by the finitely many closed equations A[x,y]=[Ax,Ay]. It is therefore compact and, by [L7], an embedded Lie subgroup. Its Lie algebra is Der(k): differentiation gives one inclusion, while etD preserves brackets for every derivation D. Hence K=Aut(k)0 is a compact connected Lie group with Lie algebra ad(k)k. A maximal torus has a complexified Cartan subalgebra; the compact-root/Lie-root identification in [L5], followed by Cartan conjugacy in [L2], identifies its root system with that of l, hence with Φ. For the empty root system take the trivial group. This proves realization for every root system.

L2L5L6L7step 1.2step 1.3algebra
3.1

Conversely let f:G1G2 be a finite central isogeny with kernel D. By [L8], G1/D is a Lie group with Lie algebra g1/Lie(D)=g1. The induced bijection f:G1/DG2 is continuous, and it is a homeomorphism because its domain is compact and its target Hausdorff. Both it and its inverse are continuous homomorphisms, hence smooth by [L8]. Thus its differential is a Lie-algebra isomorphism, and so is df. A maximal toral algebra corresponds to a maximal toral algebra under this isomorphism, and [L1, L2] identify the complexified Cartan root systems. Therefore f preserves the root system, though it need not identify character lattices or root data. This also holds along a common finite central cover. Combining this converse with steps 2.2 and 2.1 proves the classification, including the trivial group.

A1L1L2L8step 2.2step 2.1

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