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Representability and smoothness of concentrator subschemes

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let X be a separated k-scheme of finite type with a locally affine action of Gm and let Z⊆X be a Gm-stable closed subscheme (Limits of one-parameter orbits and concentrator subschemes). Then the concentrator functor R↦{x∈X(R):lim⁡t→0tx exists and lies in Z(R)} is representable by a scheme X(Z); its realization morphism i:X(Z)→X is a local immersion and the limit morphism p:X(Z)→Z is affine. If X and Z are smooth, then X(Z) is smooth and i identifies its geometric points with the indicated limit locus. If X is affine, i is a closed immersion; if X and Z are also smooth, X(Z) is the unique smooth closed subscheme with that locus. The construction and the pair (X(Z),p) commute with extension of the base field and with Gm-equivariant morphisms, and for the conjugation action of Gm on a smooth affine group G the scheme G({g:lim⁡t→0t⋅g=e}) is a normal algebraic subgroup of PG(λ).

Facts & Assumptions

Given: AC, a separated finite-type k-scheme X with a locally affine Gm-action, and a Gm-stable closed subscheme Z⊆X.

[F1]

Limits, the affine gradation and the concentrator subscheme X(Z) are as in Limits of one-parameter orbits and concentrator subschemes; for X=Spec⁡A affine with gradation A=⨁nAn and a=ker⁡(A→A(Z)), the concentrator is cut out by the ideal generated by a∩A0+∑n<0An (Affine schemes and their coordinate rings).

[F2]

Morphisms Y→Spec⁡A correspond to k-algebra homomorphisms A→Γ(Y,OY), so a closed subscheme Spec⁡(A/b) represents the points of X killing b (Global functions on Spec A recover A, Morphisms to an affine scheme and global sections).

[F3]

Graded Nakayama and the Hesselink regularity comparison (Graded Nakayama and the Hesselink regularity comparison): M=mM, Mm=0 and M=0 are equivalent for finitely generated graded modules, and if Am and (A/a)m are regular then so is (A/b)m for b generated by a∩A0+∑n<0An.

[F4]

A finite-type scheme is smooth if and only if all its geometric points are regular (Milne, A.54). Over an algebraically closed field, its nonregular locus is closed: the smooth locus is the union of the open invertible-Jacobian-minor loci of Relative Jacobian criterion with its presentation hypothesis. Two reduced closed subschemes with the same geometric points are equal, because their radical ideals are determined by those points (Milne, A.30; reduction is The reduction of a scheme).

Proof

1.1F1F2givenalgebra

Suppose first that X=Spec⁡A is affine, with gradation A=⨁n∈ZAn induced by the action, and let b be the ideal generated by a∩A0+∑n<0An, so that X(Z)=Spec⁡(A/b) in the sense of [F1]. For a k-algebra R and a point x∈X(R), identified with a homomorphism x:A→R by [F2], the orbit map corresponds to A→R[T,T−1], ∑nfn↦∑nx(fn)Tn; the limit exists exactly when x(An)=0 for all n<0, and then the limit point is the composite f↦x(f0) together with the point of Z. The limit lies in Z(R) exactly when this composite kills a, that is, when x(a∩A0)=0; combining, x satisfies the defining property of the concentrator functor exactly when x kills b, i.e. exactly when x factors through A/b. Hence the affine concentrator represents the functor and the inclusion is a closed immersion.

2.1F1F3F4step 1.1

Keep X affine and suppose X and Z smooth. Work over an algebraic closure and let x be a geometric point of X(Z), with fixed limit y. Localize A by A0∖m0, where m0 is the ideal of y in A0. Evaluation at the fixed point y kills every nonzero-degree piece, so m=m0⊕⨁n≠0An is now a homogeneous maximal ideal. The local rings of X and Z at y are regular, so [F3] shows that the local ring of X(Z) at y is regular. The quotient A/b has only nonnegative degrees, giving an A1-action that contracts x to y. The nonregular locus of this finite-type scheme is closed and Gm-stable; if it contained x, its closedness would also put y in it, a contradiction. Hence every geometric point x is regular and X(Z) is smooth. In the affine case uniqueness as a smooth closed subscheme follows from reducedness and equality of geometric point sets.

3.1F1F2F4step 1.1step 2.1

Choose a finite cover by invariant affine opens Xi and put Zi=Z∩Xi. The limit functor is local on the test scheme, because orbit extensions glue uniquely by separatedness. Its subfunctor consisting of extensions landing in Xi is open: it is the condition that the limit morphism to Z lands in Zi. Indeed, an invariant closed complement X∖Xi contains the limit of any orbit starting in it; hence a limit in Xi forces the entire orbit extension into Xi, checked on geometric fibers. The affine schemes Xi(Zi) of step 1.1 therefore glue along these open subfunctors and cover the representing scheme X(Z). On each such open the realization is a closed immersion into Xi, making it a local immersion. Also p−1(Zi)=Xi(Zi) is affine, so p is affine. Smoothness follows locally from step 2.1, and representability supplies uniqueness of the scheme and both realization morphisms.

4.1F1step 1.1step 3.1givenalgebra∎

Base change: for a field extension k′/k the graded description of step 1.1 is stable under A↦A⊗kk′ and limits of R⊗kk′-points are computed after this base change, so X(Z)k′=Xk′(Zk′) compatibly with i and p; for a Gm-equivariant morphism f:X→X′ carrying Z into Z′ the same functorial description shows f(X(Z))⊆X′(Z′), giving the morphism of pairs. For the conjugation action of Gm on a smooth affine group G with cocharacter λ, let H=G({g:lim⁡t→0t⋅g=e}). The defining condition is closed and its points form a subgroup of G(R) for every R, because conjugation is a group homomorphism, (gh)t=tgt−1 tht−1, and the limit of a product is the product of the limits; hence H is an algebraic subgroup. It is normal in PG(λ): for g∈PG(λ)(R) the limit q=lim⁡t→0t⋅g is defined, and for h∈H(R) the conjugates ghg−1 have limit qeq−1=e, so gHg−1⊆H, and symmetry gives gHg−1=H. AC is used only through the geometric suppliers named in the deps.

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