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These labels describe origin, not correctness: citations and verification chips remain separate evidence.

Split Reductive Root Systems, Bruhat Cells, and Parabolics

1 · Prerequisites

2 · Summary

This page develops the structure theory of split reductive groups over a field k: maximal tori, root data, root groups, the Weyl group, the Bruhat decomposition and the theory of parabolic subgroups with their Levi decompositions. The base field is arbitrary, and where an argument passes to the algebraic closure that passage is explicit; the split hypothesis is kept throughout, so that the root datum is defined over k rather than only over a finite extension.

The algebraic-group foundations are the theory of diagonalizable and multiplicative-type groups, the representability of homogeneous spaces, and the machinery of linearly reductive actions. The page records the structure of connected nilpotent and solvable groups in Structure of connected nilpotent groups and the maximal-torus criterion and Solvable subgroups, the radical, and the Borel intersection: the radical and unipotent radical of Radical, unipotent radical, semisimple and reductive algebraic groups, the largest torus in a connected nilpotent group, the Borel intersection formula R(G)=(⋂BB)red∘, and Chevalley's theorem Ru(G)=(⋂B⊇TBu)red∘ in Chevalley's centralizer theorem and reductive centralizers, which also shows that centralizers of tori in reductive groups are reductive. Fixed subgroups of torus automorphism actions on smooth connected affine groups, including torus centralizers, are smooth and connected (Fixed loci and centralizers of torus actions are connected), building on the smoothness of fixed-point schemes of linearly reductive actions (Fixed-point schemes and centralizers of linearly reductive actions).

The dynamic method is developed first. Limits of Gm-orbits and concentrator subschemes are defined in Limits of one-parameter orbits and concentrator subschemes; the representability and smoothness theorem Representability and smoothness of concentrator subschemes proves that concentrators exist and are the unique smooth models, using the graded Nakayama lemma Graded Nakayama and the Hesselink regularity comparison in the affine case. From these come the cocharacter limit subgroups PG(λ), ZG(λ) and UG(λ) with their Levi decomposition and open-cell properties (Cocharacter limit subgroups), the Luna map and the Bialynicki-Birula decomposition (The Luna map and the Bialynicki-Birula decomposition), and the weight-subgroup theorem Weight subgroups of a torus action, which attaches a connected subgroup to every subsemigroup of weights. The Lie functor is used throughout through The Lie functor: exactness, fixed points and generation, and the rank-one theory is built from the explicit structure of SL2 in Structure of SL_2 and root coordinates and the classification of homogeneous curves in Homogeneous curves and automorphisms of P^1.

For a split reductive pair (G,T), the adjoint action of T on g decomposes into weight spaces, and the nonzero weights are the roots: Roots and root groups of a split reductive group and Root subgroups of a split reductive group show that each root group is a Ga with one-dimensional Lie algebra, that the root system is reduced with a unique coroot, and that the abstract root datum axioms hold. The Weyl group W(G,T)=NG(T)/T, its action on the character lattice and its simple transitivity on the Borel subgroups containing T are the content of The Weyl group, Borel subgroups and chambers and Borel subgroups and the opposition of root groups; the resulting root datum is recorded in The root datum of a split reductive group, and its combinatorics in Abstract root data and their Weyl groups and Combinatorics of a reduced root datum.

The Bruhat decomposition is the main structural theorem (Bruhat decomposition for a split reductive group): the double cosets BwB are the locally closed cells of G, the multiplication map Uw×B→BwB, (u,b)↦unwb, is an isomorphism, the big cell U−TB is open and dense, and the cells of the flag variety are affine spaces of dimension the length n(w). The tool is the Tits system on G(k) established in The simple-reflection double-coset rule and the Tits system and the coordinate description of the cells in Root coordinate cells and generation. Finally, smooth parabolic subgroup varieties containing B are classified by subsets of the base, with unipotent radical the product of the root groups outside the corresponding subsystem and Levi factor the standard Levi subgroup: this is Parabolic subgroups and Levi decomposition, with the Levi subgroups described in Standard Levi subgroups of a split reductive group. The example companion split-reductive-root-systems-bruhat-cells-and-parabolics-examples carries the explicit computations for SL2 and GLn.

The Axiom of Choice is used only where the geometric suppliers named in the individual items use it, principally for the fixed-point, density and representability results imported from the earlier pages; the combinatorial lemmas Character and cocharacter lattices of a split torus, Combinatorics of a reduced root datum and the elementary Nakayama equivalences in Graded Nakayama and the Hesselink regularity comparison are choice-free; the latter item’s supplemental regularity assertion inherits AC from its regular-local suppliers.

3 · Logical flowchart

4 · Definitions, theorems and proofs

DefinitionDefinition: Literature-sourcedProof: Not applicablejudge pass (gpt-6.1-sol)Open item page →

Radical, unipotent radical, semisimple and reductive algebraic groups

Definition

Let k be a field and let G be a smooth connected affine algebraic group of finite type over k (Group schemes of finite type over a field). Its radical R(G) is the largest smooth connected normal solvable closed subgroup scheme, and its unipotent radical Ru(G) is the largest smooth connected normal unipotent closed subgroup scheme (The derived subgroup, the derived series and solvable algebraic groups, Unipotent algebraic groups and unipotent representations). These are subgroup varieties: arbitrary infinitesimal normal subgroups are not included in the maximization. One has Ru(G)⊆R(G), because unipotent groups are solvable.

The group is semisimple if R(Gka)=1, and reductive if Ru(Gka)=1. The smoothness, connectedness and affineness requirements are part of these terms. Over a perfect field, and in particular an algebraically closed field, reductivity is equivalent to Ru(G)=1. Over an imperfect field the condition Ru(G)=1 alone is weaker; such a smooth connected affine group is called pseudo-reductive, and pseudo-reductivity does not imply reductivity.

Assume the Axiom of Choice for the following field-extension and rank assertions and their cited geometric suppliers (The Axiom of Choice). Formation of both radicals commutes with separable algebraic field extensions (Milne Propositions 19.1 and 19.9). Consequently, if k is perfect, Ru(G)ka=Ru(Gka) and the analogous equality holds for R(G). These equalities are not asserted for general purely inseparable extensions. The geometric definition of reductivity is retained precisely to handle that distinction.

The rank of G is the dimension of a maximal torus (Borel subgroups, maximal tori and Borel pairs), and its semisimple rank here is the rank of the smooth connected affine quotient G/R(G). Maximal tori exist, remain maximal under field extension, and are geometrically conjugate, so their dimensions are independent of the choice. If k is perfect, G/R(G) is semisimple; this also holds over every field when G is reductive, because then R(G) is the largest central torus and commutes with every base extension (Centre, radical and semisimple quotient of a reductive group ↗). No assertion that G/R(G) is geometrically semisimple for every nonreductive G over an imperfect field is made.

The largest-subgroup property gives uniqueness. Existence follows by taking products of smooth connected normal subgroups with the relevant property: such products are again smooth connected normal, and remain solvable, respectively unipotent; a strict increase of a connected subgroup variety increases dimension, so a finite product attains the maximum dimension and contains every such subgroup. Over an algebraically closed field the radical is also the reduced identity component of the intersection of all Borel subgroups, as proved in Solvable subgroups, the radical, and the Borel intersection ↗. All representation-theoretic statements below concern affine groups, so the rational-representation/comodule dictionary applies (Rational representations and comodules of an affine group scheme).

LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-6.1-sol)Open item page →

Character and cocharacter lattices of a split torus

Statement

Let T be a split torus over k, so that T≅Dk(M) for a free abelian group M of finite rank (Groups of multiplicative type and tori, Diagonalizable groups and their character modules). Then the character group X(T)=Hom⁡k(T,Gm) is canonically isomorphic to M, the cocharacter group X∗(T)=Hom⁡k(Gm,T) is canonically isomorphic to the dual lattice M∨=Hom⁡(M,Z), and the pairing X(T)×X∗(T)→Z, (χ,λ)↦⟨χ,λ⟩, defined by χ∘λ∈Hom⁡k(Gm,Gm)=Z, is a perfect Z-bilinear pairing identifying X∗(T) with X(T)∨. Both lattices are free of finite rank equal to dim⁡T, and the identifications and the pairing commute with extension of scalars. In particular X(T)⊗ZQ and X∗(T)⊗ZQ are Q-vector spaces in perfect duality.

Facts & Assumptions

Given: A field k, a free abelian group M of finite rank, and a split torus T with an isomorphism T≅Dk(M) over k.

[F1]

The diagonalizable group Dk(M)=Spec⁡k[M] has Dk(M)(R)=Hom⁡(M,R×) and Gm=Dk(Z), and characters are the homomorphisms X(G)=Hom⁡k-groups(G,Gm) (Diagonalizable groups and their character modules).

[F2]

For abelian groups M,N there are natural identifications X(Dk(M))=M, via m↦em, and Hom⁡k(Dk(M),Dk(N))=Hom⁡(N,M) (Split diagonalizable groups are dual to abelian groups).

[F3]

A torus is split when it is isomorphic over k to Gmr for some r≥0 (Groups of multiplicative type and tori). Its coordinate ring is k[t1,…,tr,(t1⋯tr)−1]; it has dimension r by A polynomial ring in n variables over a field has dimension n: localization cannot increase prime-chain length, and the chain (0)⊊(t1−1)⊊⋯⊊(t1−1,…,tr−1) survives this localization.

Proof

1.1F1F2F3algebra

By [F3] the split torus T is isomorphic over k to Gmr with r=dim⁡T, and Gmr=Dk(Zr) by [F1]; the given isomorphism T≅Dk(M) and [F2] therefore identify M with Zr. Applying [F2] to M and to Z gives X(T)=Hom⁡k(Dk(M),Dk(Z))=Hom⁡(Z,M)≅M and X∗(T)=Hom⁡k(Dk(Z),Dk(M))=Hom⁡(M,Z)=M∨. Both are free abelian of rank r=dim⁡T; the identifications are induced by the anti-equivalence and are compatible with any change of the splitting isomorphism, which only renames M by the induced automorphism.

2.1F1F2step 1.1algebra

For χ∈X(T) and λ∈X∗(T) the composite χ∘λ:Gm→Gm is a homomorphism, and [F1] identifies Hom⁡k(Gm,Gm)=Hom⁡k(Dk(Z),Dk(Z))=Hom⁡(Z,Z)=Z by [F2]; so ⟨χ,λ⟩:=χ∘λ is an integer and composition of homomorphisms is Z-bilinear. Under the identifications of step 1.1, an element of X(T) is an element m∈M and an element of X∗(T) is a homomorphism μ:M→Z, and the corresponding composite is μ(m): χ∘λ is evaluation of the character at the cocharacter. Therefore the map X∗(T)→X(T)∨, λ↦(χ↦⟨χ,λ⟩), is exactly the identity Hom⁡(M,Z)→Hom⁡(M,Z) and hence an isomorphism, so the pairing is perfect and identifies X∗(T) with X(T)∨.

3.1F2step 1.1step 2.1algebra∎

Let k′⊇k be a field extension. Base change of group algebras identifies Dk′(M)=Dk(M)k′, and [F2] applied over the field k′ gives X(Tk′)=X(Dk′(M))=M and X∗(Tk′)=M∨ with the same evaluation pairing, so the two identifications of step 1.1 commute with extension of scalars. For free lattices of finite rank the dual of a base change is the base change of the dual, so tensoring the perfect pairing of step 2.1 with Q exhibits (X(T)⊗Q)∨=X∗(T)⊗Q and gives a perfect Q-bilinear pairing of X(T)⊗Q with X∗(T)⊗Q.

DefinitionDefinition: Literature-sourcedProof: Not applicablejudge pass (gpt-6.1-sol)Open item page →

Split reductive groups

Definition

A split reductive group over k is a pair (G,T) consisting of a reductive algebraic group G over k (Radical, unipotent radical, semisimple and reductive algebraic groups) and a maximal torus T⊆G that is split, i.e. isomorphic over k to Gmr for some r (Groups of multiplicative type and tori, Borel subgroups, maximal tori and Borel pairs).

The following supplemental existence and field-invariance facts assume the Axiom of Choice (The Axiom of Choice) through their cited suppliers. Since maximal tori exist, any torus lies in one, and maximality is preserved by field extension (Maximal tori, field extensions, normal subgroups and derived groups), the rank dim⁡T and the semisimple rank rk⁡(G/R(G)) are well defined. A homomorphism of split reductive groups (G,T)→(G′,T′) is a homomorphism of algebraic groups carrying T into T′. Because G is affine of finite type, the adjoint representation Ad⁡:G→GL⁡g (The adjoint representation of an affine group scheme, The Lie bracket from infinitesimals and the adjoint action) restricts to a rational representation of T on g=Lie⁡(G), to which the eigenspace decomposition of diagonalizable groups applies (Representations of diagonalizable groups split into character eigenspaces). We write X=X(T), X∨=X∗(T) for the lattices of Character and cocharacter lattices of a split torus. Every reductive group splits over a finite separable extension of the base field; the split hypothesis is kept throughout.

Under this same assumption, the rank of (G,T) is the common dimension of its maximal tori and the semisimple rank is the rank of the semisimple quotient G/R(G); both are additive invariants of the pair. The split hypothesis is exactly the requirement that the geometric character lattice X∗(T)=Hom⁡ks(Tks,Gm) have trivial Gal⁡(ks/k)-action; it is always a free Z-module of finite rank, and X(T)=X∗(T)Gal⁡(ks/k). The equivalence with splitting is Multiplicative type groups and Galois character modules, which is why the root datum of (G,T) is defined over k rather than only over a finite extension. A homomorphism of split reductive groups need not carry T isomorphically onto T′; the induced map on character lattices is then only a homomorphism. An isogeny carrying T onto T′ induces an injective character-lattice map with finite cokernel, by the split character anti-equivalence (Split diagonalizable groups are dual to abelian groups); it need not induce an isomorphism even if the two groups have the same abstract root datum. For example, the isogeny t↦tp of Gm in characteristic p induces multiplication by p on its character lattice Z.

LemmaStatement: Literature-sourcedProof: AI-adaptedOpen item page →

Centre, radical and semisimple quotient of a reductive group

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a reductive algebraic group over k (Split reductive groups) and let T be a maximal torus of G. Then: (a) Z(G)⊆T for every maximal torus T, and Z(G) is of multiplicative type (Groups of multiplicative type and tori); (b) R(G)=Z(G)t is the largest subtorus of Z(G) (not the full possibly nonreduced neutral component), its formation commutes with every extension of the base field, and the quotient G/R(G) is semisimple; (c) G/Z(G) has trivial centre; (d) the semisimple rank of G equals rk⁡G−dim⁡Z(G); (e) with G′ the derived subgroup (The derived subgroup, the derived series and solvable algebraic groups), Z(G)t∩G′ is finite, G=Z(G)t⋅G′ and the multiplication map Z(G)t×G′→G is surjective with finite kernel, and G′ is semisimple; (f) G is semisimple iff R(G)=1 iff Z(G) is finite. The quotient G/R(G) is the represented normal affine quotient (Quotients of affine group schemes by normal subgroup schemes are affine); it is smooth and connected by Affine smooth and connected properties in exact sequences of algebraic groups.

Facts & Assumptions

Given: AC, reductive G over arbitrary k, and a maximal torus T; Z(G)t denotes the largest torus subgroup of the scheme-theoretic centre.

[F1]

Reductive means smooth connected affine with trivial geometric unipotent radical. The radical and unipotent radical are the largest smooth connected normal solvable and unipotent subgroup varieties. Smooth connected solvable groups over an algebraically closed field have a decomposition Bu⋊T. (Radical, unipotent radical, semisimple and reductive algebraic groups, Split reductive groups, Maximal tori of a smooth connected solvable group are conjugate)

[F2]

Derived subgroups of smooth connected groups are smooth connected and characteristic, and their quotients are commutative. Normal affine quotients are represented affine fppf quotients; quotients and homomorphic images of smooth connected groups are smooth connected. Reductions of normal subgroups in a smooth group over a perfect field are subgroup varieties, with normal reduced neutral component. (Properties of the derived subgroup of an algebraic group, The derived subgroup, the derived series and solvable algebraic groups, Quotients of affine group schemes by normal subgroup schemes are affine, Affine smooth and connected properties in exact sequences of algebraic groups, Group images are exact kernel quotients and preserve affine smooth connected properties, Reduced identity components over perfect fields)

[F3]

Maximal tori remain maximal under any field extension. In a reductive group the centralizer of a maximal torus is that torus, and centralizers commute with field extension. (Maximal tori, field extensions, normal subgroups and derived groups, Chevalley's centralizer theorem and reductive centralizers)

[F4]

A closed subgroup of a torus is of multiplicative type. The largest subtorus of a multiplicative-type group with geometric character module M corresponds to M/Mtors; it commutes with every field extension, and its quotient has finite character group. Diagonalizable character duality and the Galois character-module correspondence give these assertions also for nonsplit groups. (Multiplicative type groups and Galois character modules, Split diagonalizable groups are dual to abelian groups, Groups of multiplicative type and tori)

[F5]

Multiplicative-type rigidity: a connected group acts trivially by group automorphisms on a torus. More generally if N is central in H and N,H/N are of multiplicative type, every action of a connected group on H preserving N is trivial (Milne12.36–12.41). The proof first fixes both factors; h−1(g⋅h) then descends to a homomorphism H/N→N, whose family is constant in g by rigidity, hence the identity. A commutative extension of multiplicative-type groups is of multiplicative type (Milne12.22).

[F6]

The precise extra source input for the product assertion is semisimple perfectness (Milne21.49–21.50), used as in12.46(b). Over algebraically closed k, the source root groups generate a semisimple group: the rank-one identities express coroot torus elements as products of root-group elements, and the roots span the rational character space. Each root subgroup lies in a perfect rank-one subgroup (source20.24), so their generated group equals its derived subgroup. Perfectness descends by field extension and is equivalent to having no nontrivial commutative quotient. This source-backed input preserves the full product statement without a cycle through its later local semisimple-perfectness consumer.

[F7]

Under AC affine finite-type groups have faithful finite-dimensional representations. A split torus decomposes such a representation into finitely many character-weight spaces, each with arbitrary finite multiplicity; for a nonsplit torus this decomposition is used only after passage to an algebraic closure. A character of a group kills its derived subgroup, because its commutator morphism is trivial. (Affine finite-type group schemes have faithful finite-dimensional representations, Representations of diagonalizable groups split into character eigenspaces, The derived subgroup, the derived series and solvable algebraic groups)

Proof

Given: AC and reductive G over k.

1.1F3F4F1F5

By [F3], CG(T)=T for every maximal torus, and the scheme centre lies in each such centralizer. Hence Z(G)⊆T. By [F4] the centre is of multiplicative type, proving (a). Its largest torus Z(G)t is central, smooth connected normal and solvable, so lies in R(G). Conversely pass to algebraic closure. The unipotent radical of the smooth connected solvable group R(G)ka is characteristic there and normal in Gka: conjugation preserves it on points by uniqueness, and smoothness makes this pointwise inclusion scheme-theoretic. Reductivity forces it to be trivial. Solvable splitting [F1] therefore makes R(G)ka a torus, so R(G) is a torus. Rigidity [F5] makes it central, hence R(G)⊆Z(G)t. Thus R(G)=Z(G)t.

1.2F4F7choosealgebra

Put G′=DG. We prove R(G)∩G′ finite without asserting smoothness of this intersection. Over algebraic closure take a faithful representation W of G and its central-torus weight decomposition W=⨁χWχ. Since R(G) is central, each weight block is G-stable. Its determinant is a character of G, hence trivial on G′; on R(G) it is χdχ, where dχ=dim⁡Wχ>0. Faithfulness makes the finitely many χ generate the character lattice of R(G) by [F4]. The subgroup generated by their multiples dχχ has finite index: a common positive multiple of all dχ times the full lattice lies in it. Hence the subgroup killed by all these determinant characters is finite, and contains R(G)∩G′. This proves finiteness over k, including infinitesimal kernels.

2.1F4F2F1step 1.1

The centre is defined by commuting equations and commutes with field extension. By [F4], so does its largest torus, and therefore so does R(G) by step1.1. For Q=G/R(G), a smooth connected normal solvable subgroup in Qka pulls back to a smooth connected normal solvable subgroup of Gka: its kernel is the smooth central torus R(G)ka, and solvability is closed under extensions by pulling back derived series. Radical maximality forces the inverse image to equal R(G)ka, so the subgroup in Qka is trivial. Thus Q is semisimple. Existence, affineness, smoothness and connectedness of this quotient follow from [F2]. This proves (b).

3.1F2F4F1step 1.1step 2.1

A finite central quotient of a smooth connected semisimple group is semisimple. Indeed over algebraic closure, the inverse image of its radical is an extension of a solvable group by a finite central commutative group, hence solvable. Its smooth connected reduced neutral component is normal in the semisimple source by [F2] and is therefore trivial. The finite quotient morphism preserves dimension, so the radical in the quotient has dimension zero and is trivial because smooth connected. Apply this to G/R(G)→G/Z(G), whose kernel Z(G)/R(G) is finite by [F4]. Thus G/Z(G) is semisimple, in particular reductive, and its centre is of multiplicative type by step1.1 applied to this quotient.

3.2F5F3F4step 1.1step 2.1

Since R(G)⊆T, its quotient T/R(G) is a torus in G/R(G). If a larger torus existed, its inverse image would be a smooth connected extension of tori with central kernel R(G). Rigidity [F5] makes this extension commutative and of multiplicative type, hence a torus properly containing T, a contradiction. Thus T/R(G) is maximal. Consequently the semisimple rank is dim⁡T−dim⁡R(G)=rk⁡G−dim⁡Z(G), since Z(G)/R(G) is finite. This proves (d).

3.3F2F6F1step 2.1step 1.2

Over algebraic closure the radical R(G′) is preserved by conjugation from G by uniqueness, and this gives scheme normality because G and R(G′) are smooth. Thus it lies in R(G)∩G′, finite by step 1.2. Smooth connectedness then forces R(G′)=1. The derived subgroup is smooth connected by [F2], so it is semisimple over k. Now G/R(G) is semisimple and perfect by [F6]. The closed normal image of G′ in this quotient has commutative quotient, because commutators lift fppf-locally to G and land in G′. Perfectness makes that image the entire quotient. Therefore G=R(G)G′ and multiplication R(G)×G′→G is a surjective homomorphism with kernel {(z,z−1):z∈R(G)∩G′}, finite by step 1.2. This proves all of (e).

4.1F5step 1.1step 3.1

Let Z′ be the inverse image in G of Z(G/Z(G)). It is normal, with central kernel Z(G) and multiplicative-type quotient by step 3.1. The conjugation action of connected G on Z′ is trivial by [F5], so Z′⊆Z(G). Its quotient is therefore trivial: G/Z(G) has trivial scheme centre, proving (c).

5.1F4F1step 1.1step 2.1∎

By definition, semisimplicity means the geometric radical is trivial. Step2.1 identifies it with R(G)ka, so this is equivalent to R(G)=1. By step1.1 and [F4] this occurs exactly when Z(G) has dimension zero, equivalently is finite. Thus (f) holds. The distinction from the full neutral centre is essential: in characteristic p, SLp is semisimple with centre μp, connected and nonreduced, while its largest central torus and radical are trivial.

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The Lie functor: exactness, fixed points and generation

Statement

Let G be an algebraic group over k with Lie algebra g (The Lie algebra of a group scheme), and let H,H1,H2 be algebraic subgroups. (a) For a finite inverse system (Gi) of algebraic groups, Lie⁡(lim←⁡Gi)≅lim←⁡Lie⁡(Gi); in particular Lie⁡ is left exact on exact sequences and Lie⁡(H1×GH2)=Lie⁡(H1)×Lie⁡(G)Lie⁡(H2), so if H1,H2⊆G then Lie⁡(H1∩H2)=Lie⁡(H1)∩Lie⁡(H2) (The tangent space at the identity is a vector space, and Lie is a functor). (b) Assume the Axiom of Choice for the geometric subgroup-generation assertions (The Axiom of Choice). If Lie⁡(H)=Lie⁡(G), H is smooth and G is connected, then H=G; if the Lie algebras of smooth subgroups H1,…,Hn generate g as a Lie algebra and G is connected, then the Hi generate G. (c) If H acts on G by conjugation, then Lie⁡(CG(H))=gH and Lie⁡(NG(H))/Lie⁡(H)=(g/Lie⁡(H))H; in particular dim⁡CG(H)≤dim⁡gH, with equality iff CG(H) is smooth.

Facts & Assumptions

Given: An algebraic group G over k with Lie algebra g, algebraic subgroups H,H1,H2⊆G, and the conjugation action of H on G; its adjoint action on g is constructed in [F1], without assuming G affine.

[F1]

For the Lie algebra as a functor of points, Lie⁡(G)(R)=g(R)=ker⁡(G(R[ε])→G(R)) naturally in G and R (The Lie algebra of a group scheme, The tangent space at the identity is a vector space, and Lie is a functor). Conjugation by h∈H(R) preserves this kernel and commutes with ε↦aε for every a∈R; it therefore gives an R-linear adjoint action on g⊗kR, natural in R. These actions glue on affine charts of test schemes. Since g is finite-dimensional, its automorphism functor is represented by GL⁡g (The general linear group scheme and its coordinate ring; if g=0, use the trivial group). The contravariant Yoneda lemma (For a presheaf P, Nat⁡(C(−,a),P)≅P(a) naturally in a and P) thus makes this a group-scheme representation of H. For affine G it agrees with The adjoint representation of an affine group scheme.

[F2]

For every finite-type group K, dim⁡Lie⁡(K)≥dim⁡K, with equality exactly when K is smooth (Milne, Proposition 1.37, printed p.18, proved by the smoothness criterion at the rational identity and translation). A smooth connected group is geometrically integral; therefore a closed smooth subgroup of the same dimension is the whole group. Under AC, a geometrically reduced finite-type group is smooth (Connected finite-type groups are geometrically connected). The generated-subgroup construction from geometrically reduced sources is Milne, Proposition 2.51, printed p.56; its geometric reducedness is also explained in step 2.1.

Proof

1.1F1given

On every k-algebra R, the functor of points of a group-scheme limit is the limit of the point functors. The Lie functor is the kernel of the reduction map from R[ε] to R, and kernels commute with limits: a compatible tuple reduces to the identity exactly when each component does. Hence Lie⁡(lim←⁡Gi)=lim←⁡Lie⁡(Gi). Applying this to a kernel or a fiber product gives left exactness and the displayed fiber-product equality. For subgroup inclusions their fiber product is their scheme intersection, and the vector-space fiber product is the intersection of the Lie subspaces.

1.2F1F2

Put h=Lie⁡(H). By [F1], eεX lies in the centralizer precisely when it commutes with H(S) for every k[ε]-algebra S. This is equivalent to X being invariant in the rational adjoint representation: invariance tested on any k-algebra R gives heε′Xh−1=eε′X in G(R[ε′]) for all h∈H(R); taking R=S and specializing ε′ to the given nilpotent ε∈S proves the centralizer condition. Conversely take S=R[ε] and h∈H(R) to recover invariance. Thus Lie⁡(CG(H))=gH. The tangent dimension criterion [F2] gives the stated dimension inequality and equality case.

2.1F2F1step 1.1algebra

Assume AC for part (b). Suppose Lie⁡(H)=Lie⁡(G) with H smooth. Since H⊆G we have dim⁡H≤dim⁡G, and by [F2] dim⁡G≤dim⁡Lie⁡(G)=dim⁡Lie⁡(H)=dim⁡H, so equality holds throughout; thus G is smooth and dim⁡G=dim⁡H. A closed subgroup of the connected smooth group G of dimension dim⁡G equals G by [F2], so H=G. Now let H1,…,Hn be smooth subgroups whose Lie algebras generate g, and let H be the algebraic subgroup they generate, which is the scheme-theoretic closure of the union of finite product maps from the Hi. The product maps and their inverses are stable under multiplication and inversion, so their closure is a subgroup. These maps have geometrically reduced sources and are schematically dominant as a family onto that closure, hence the closure is geometrically reduced and therefore smooth as a finite-type group scheme; by functoriality of Lie⁡, Lie⁡(H) is a Lie subalgebra of g containing each Lie⁡(Hi), hence containing the subalgebra they generate, which is all of g; so Lie⁡(H)=g=Lie⁡(G) and the first part gives H=G.

3.1F1step 1.1step 2.1step 1.2∎

For the normalizer, the same calculation gives eεXhe−εXh−1=eε(X−Ad⁡(h)X). If eεX normalizes H, then for every R and h∈H(R) this commutator lies in H(R[ε]) and reduces to the identity; by [F1] this means X−Ad⁡(h)X∈hR. Hence the class of X in g/h is H-invariant. Conversely, if that class is invariant, take any k[ε]-algebra S and h∈H(S). The vector X−Ad⁡(h)X lies in hS, so the corresponding dual-number point of H(S[ε′]) specializes to the displayed commutator in H(S) under ε′↦ε. This proves conjugation by eεX maps H(S) into itself; applying the argument to −X gives equality, so eεX normalizes H. Thus Lie⁡(NG(H)) is the inverse image of (g/h)H, and its quotient by h is that invariant space. This is a quotient of Lie algebras; it is not a claim about Lie⁡(NG(H)/H) for nonsmooth H. These calculations prove all assertions.

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Limits of one-parameter orbits and concentrator subschemes

Definition

Let X be a separated k-scheme of finite type with an action of Gm (Algebraic group actions, orbit maps, orbit subschemes and scheme-theoretic stabilizers), and let Z⊆X be a Gm-stable closed subscheme. For a morphism φ:Gm×kX0→X, the limit lim⁡t→0φ(t) exists if φ extends to a morphism A1×X0→X, in which case the extension and its value at 0 are unique by separatedness; for a point x∈X(R) one writes tx for the orbit map and asks that t↦tx extend over AR1. When X=Spec⁡A is affine, the action is a Z-gradation A=⨁n∈ZAn and lim⁡t→0tx exists iff fn(x)=0 for all fn∈An with n<0; the concentrator subscheme X(Z) is the closed subscheme defined by the ideal generated by A0∩a+∑n<0An, where a=ker⁡(A→A(Z)) is the graded ideal of Z. The associated functor sends R to the set of x∈X(R) with lim⁡t→0tx∈Z(R).

The uniqueness in the first sentence follows from separatedness (Separated S-scheme): the equalizer of two extensions is closed in A1×X0 and contains Gm×X0. This open is schematically dense, since on every affine chart of X0 the map R[t]→R[t,t−1] is injective. The equalizer is therefore the whole source, also when X0 is nonreduced; the affine description is the gradation induced by the coaction of k[t,t−1] on A when X is affine (Affine schemes and their coordinate rings), and the closed subscheme structure is that of the ideal sheaf generated by the listed homogeneous pieces (Ideal sheaves). The functor-of-points description of X(Z) is stated here and proved in Representability and smoothness of concentrator subschemes; no representability is asserted by the definition itself.

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Representability and smoothness of concentrator subschemes

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let X be a separated k-scheme of finite type with a locally affine action of Gm and let Z⊆X be a Gm-stable closed subscheme (Limits of one-parameter orbits and concentrator subschemes). Then the concentrator functor R↦{x∈X(R):lim⁡t→0tx exists and lies in Z(R)} is representable by a scheme X(Z); its realization morphism i:X(Z)→X is a local immersion and the limit morphism p:X(Z)→Z is affine. If X and Z are smooth, then X(Z) is smooth and i identifies its geometric points with the indicated limit locus. If X is affine, i is a closed immersion; if X and Z are also smooth, X(Z) is the unique smooth closed subscheme with that locus. The construction and the pair (X(Z),p) commute with extension of the base field and with Gm-equivariant morphisms, and for the conjugation action of Gm on a smooth affine group G the scheme G({g:lim⁡t→0t⋅g=e}) is a normal algebraic subgroup of PG(λ).

Facts & Assumptions

Given: AC, a separated finite-type k-scheme X with a locally affine Gm-action, and a Gm-stable closed subscheme Z⊆X.

[F1]

Limits, the affine gradation and the concentrator subscheme X(Z) are as in Limits of one-parameter orbits and concentrator subschemes; for X=Spec⁡A affine with gradation A=⨁nAn and a=ker⁡(A→A(Z)), the concentrator is cut out by the ideal generated by a∩A0+∑n<0An (Affine schemes and their coordinate rings).

[F2]

Morphisms Y→Spec⁡A correspond to k-algebra homomorphisms A→Γ(Y,OY), so a closed subscheme Spec⁡(A/b) represents the points of X killing b (Global functions on Spec A recover A, Morphisms to an affine scheme and global sections).

[F3]

Graded Nakayama and the Hesselink regularity comparison (Graded Nakayama and the Hesselink regularity comparison): M=mM, Mm=0 and M=0 are equivalent for finitely generated graded modules, and if Am and (A/a)m are regular then so is (A/b)m for b generated by a∩A0+∑n<0An.

[F4]

A finite-type scheme is smooth if and only if all its geometric points are regular (Milne, A.54). Over an algebraically closed field, its nonregular locus is closed: the smooth locus is the union of the open invertible-Jacobian-minor loci of Relative Jacobian criterion with its presentation hypothesis. Two reduced closed subschemes with the same geometric points are equal, because their radical ideals are determined by those points (Milne, A.30; reduction is The reduction of a scheme).

Proof

1.1F1F2givenalgebra

Suppose first that X=Spec⁡A is affine, with gradation A=⨁n∈ZAn induced by the action, and let b be the ideal generated by a∩A0+∑n<0An, so that X(Z)=Spec⁡(A/b) in the sense of [F1]. For a k-algebra R and a point x∈X(R), identified with a homomorphism x:A→R by [F2], the orbit map corresponds to A→R[T,T−1], ∑nfn↦∑nx(fn)Tn; the limit exists exactly when x(An)=0 for all n<0, and then the limit point is the composite f↦x(f0) together with the point of Z. The limit lies in Z(R) exactly when this composite kills a, that is, when x(a∩A0)=0; combining, x satisfies the defining property of the concentrator functor exactly when x kills b, i.e. exactly when x factors through A/b. Hence the affine concentrator represents the functor and the inclusion is a closed immersion.

2.1F1F3F4step 1.1

Keep X affine and suppose X and Z smooth. Work over an algebraic closure and let x be a geometric point of X(Z), with fixed limit y. Localize A by A0∖m0, where m0 is the ideal of y in A0. Evaluation at the fixed point y kills every nonzero-degree piece, so m=m0⊕⨁n≠0An is now a homogeneous maximal ideal. The local rings of X and Z at y are regular, so [F3] shows that the local ring of X(Z) at y is regular. The quotient A/b has only nonnegative degrees, giving an A1-action that contracts x to y. The nonregular locus of this finite-type scheme is closed and Gm-stable; if it contained x, its closedness would also put y in it, a contradiction. Hence every geometric point x is regular and X(Z) is smooth. In the affine case uniqueness as a smooth closed subscheme follows from reducedness and equality of geometric point sets.

3.1F1F2F4step 1.1step 2.1

Choose a finite cover by invariant affine opens Xi and put Zi=Z∩Xi. The limit functor is local on the test scheme, because orbit extensions glue uniquely by separatedness. Its subfunctor consisting of extensions landing in Xi is open: it is the condition that the limit morphism to Z lands in Zi. Indeed, an invariant closed complement X∖Xi contains the limit of any orbit starting in it; hence a limit in Xi forces the entire orbit extension into Xi, checked on geometric fibers. The affine schemes Xi(Zi) of step 1.1 therefore glue along these open subfunctors and cover the representing scheme X(Z). On each such open the realization is a closed immersion into Xi, making it a local immersion. Also p−1(Zi)=Xi(Zi) is affine, so p is affine. Smoothness follows locally from step 2.1, and representability supplies uniqueness of the scheme and both realization morphisms.

4.1F1step 1.1step 3.1givenalgebra∎

Base change: for a field extension k′/k the graded description of step 1.1 is stable under A↦A⊗kk′ and limits of R⊗kk′-points are computed after this base change, so X(Z)k′=Xk′(Zk′) compatibly with i and p; for a Gm-equivariant morphism f:X→X′ carrying Z into Z′ the same functorial description shows f(X(Z))⊆X′(Z′), giving the morphism of pairs. For the conjugation action of Gm on a smooth affine group G with cocharacter λ, let H=G({g:lim⁡t→0t⋅g=e}). The defining condition is closed and its points form a subgroup of G(R) for every R, because conjugation is a group homomorphism, (gh)t=tgt−1 tht−1, and the limit of a product is the product of the limits; hence H is an algebraic subgroup. It is normal in PG(λ): for g∈PG(λ)(R) the limit q=lim⁡t→0t⋅g is defined, and for h∈H(R) the conjugates ghg−1 have limit qeq−1=e, so gHg−1⊆H, and symmetry gives gHg−1=H. AC is used only through the geometric suppliers named in the deps.

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Graded Nakayama and the Hesselink regularity comparison

Statement

Let A=⨁n∈ZAn be a Noetherian graded commutative ring whose degree-zero part A0 is local with maximal ideal m0, and assume that m=m0⊕⨁n≠0An is an ideal of A. It is then a homogeneous maximal ideal, since A/m=A0/m0. For a finitely generated graded A-module M, the following are equivalent: (a) M=mM; (b) Mm=0; (c) M=0. More generally, if N⊆M are finitely generated graded A-modules, then M=N+mM iff Mm=Nm iff M=N. For the following regularity assertion assume the Axiom of Choice (The Axiom of Choice), as required by its regular-local suppliers. If moreover a≠A is a graded ideal and b is the ideal generated by a0+∑n<0An, then regularity of Am and (A/a)m implies regularity of (A/b)m.

Facts & Assumptions

Given: A Noetherian graded commutative ring A=⨁n∈ZAn with A0 local of maximal ideal m0, the assumed homogeneous maximal ideal m=m0⊕⨁n≠0An, a finitely generated graded A-module M and a graded ideal a≠A.

[F1]

A Noetherian means every ideal is finitely generated; A0 local means it has the unique maximal ideal m0 (Left and right Noetherian rings, A local ring is a nonzero commutative ring with a unique maximal ideal).

[F2]

The Krull dimension of a local ring is the supremum of the lengths of its chains of prime ideals, and a Noetherian local ring R is regular when its maximal ideal is generated by dim⁡R elements, equivalently when dim⁡R/nn/n2=dim⁡R (Krull dimension of a nonzero ring, embedding dimension and regular local ring).

[F3]

Assuming AC, a cotangent basis in a regular local ring lifts to regular parameters (regular system of parameters equivalent basis); repeated application of regular local quotient by parameter is regular makes a quotient by part of those parameters regular of complementary dimension. Its associated graded ring is the polynomial ring on the cotangent basis (associated graded ring of a regular local ring). The intersection of the powers of a Noetherian local ring's maximal ideal is zero (The Krull intersection is the (1−a)-torsion submodule, and it vanishes in the Jacobson-radical case): by that theorem's choice-free first clause each element in the intersection is killed by some 1−a, with a in the maximal ideal, and such 1−a is a unit.

Proof

1.1F1givenalgebra

Assume (a), M=mM. Localization is exact and commutes with the action, so Mm=mMm; the ring Am is local with maximal ideal mAm and Mm is finitely generated over it. If Mm≠0, choose a minimal generating tuple x1,…,xk; then xk=∑i=1kaixi with all ai∈mAm, whence (1−ak)xk=∑i<kaixi, and 1−ak is a unit, contradicting minimality. So Mm=0 and (a) implies (b). Conversely assume (b) and let x∈M be homogeneous. Since x/1=0 in Mm, there is a∈A∖m with ax=0. Write a=∑nan; comparing homogeneous components of ax gives anx=0 for every n. As a∉m we have a0∉m0, so a0 is a unit of the local ring A0, and a0x=0 forces x=0. A finitely generated graded module is generated by homogeneous elements, so M=0, which is (c); (c) trivially implies (a).

2.1F1step 1.1algebra

Let N⊆M be finitely generated graded modules. The quotient M/N is a graded A-module, finitely generated because A is Noetherian, and localization is exact, so (M/N)m=Mm/Nm. Applying step 1.1 to M/N translates the three conditions: M/N=m(M/N) is M=N+mM, while Mm/Nm=0 is Mm=Nm and M/N=0 is M=N.

3.1F2F3step 2.1algebra

Assume AC for this and the next step, and suppose Am regular of dimension d and (A/a)m regular of dimension d−r, where a⊆m because a is graded and proper. Put n=(a+m)/a, the maximal ideal of A/a, so that (A/a)m is the localization of A/a at n. The exact sequence of κ-vector spaces 0→(a+m2)/m2→m/m2→n/n2→0, together with dim⁡κm/m2=d and dim⁡κn/n2=d−r from regularity [F2], gives dim⁡κ(a+m2)/m2=r. These spaces are spanned by images of homogeneous elements, so choose homogeneous x1,…,xr∈a whose images form a κ-basis of (a+m2)/m2, and extend by homogeneous xr+1,…,xd∈m whose images complete a κ-basis of m/m2. Since Am is regular of dimension d, the images of x1,…,xd generate mAm minimally and form a regular system of parameters there; hence a0:=(x1,…,xr)⊆a has Am/a0Am regular of dimension d−r by [F3], and it surjects onto the regular local ring (A/a)m of the same dimension d−r. A surjective local homomorphism of regular local rings of equal dimension is an isomorphism: it induces a surjection of cotangent spaces of equal dimension, hence an isomorphism of associated graded rings, and its kernel lies in ⋂i(mAm)i=0 by Krull's intersection theorem [F3]. Therefore aAm=a0Am, and step 2.1 applied to the finitely generated graded modules a0⊆a gives a=a0. The same local argument with m in place of a shows mAm=(x1,…,xd)Am, so step 2.1 gives m=(x1,…,xd).

4.1F3step 2.1step 3.1algebra∎

Let b be the ideal generated by L=a0+∑n<0An (with a0=a∩A0) and let b0 be the ideal generated by those xi lying in L, that is, by the xi with deg⁡xi<0, together with x1,…,xr of degree ≤0. Then b0 is generated by a subset of the regular system of parameters x1,…,xd of Am, so (A/b0)m is regular by [F3]. Every element of L lies in b0+mb: if b∈An with n<0, then b∈m=(x1,…,xd) by step 3.1, so b=∑iaixi with ai homogeneous, and for each i either deg⁡xi<0, whence xi∈b0 and aixi∈b0, or deg⁡xi≥0, whence deg⁡ai<0, so ai∈∑n<0An⊆b and aixi∈mb; if b∈a∩A0, then b∈a=(x1,…,xr) and b=∑i≤rxibi with bi homogeneous and for each i either deg⁡xi≤0, whence xi∈b0, or deg⁡xi>0, whence deg⁡bi<0 and bi∈b, so xibi∈b0∪mb. Since L generates b, this gives b⊆b0+mb, that is, b/b0=m(b/b0); step 2.1 applied to b0⊆b yields b=b0. Hence (A/b)m=(A/b0)m is regular.

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Fixed-point schemes and centralizers of linearly reductive actions

Statement

Assume the Axiom of Choice where the geometric suppliers of the named items use it. Let G be a linearly reductive affine group variety over k acting on a smooth variety X. Then the fixed-point subscheme XG is smooth (Milne, Ch. 13); if S⊆G(k) is Zariski-dense then XS=XG and both are smooth (13.5-13.7); if k is algebraically closed and g∈G(k) is semisimple, then the closure of the subgroup generated by g is linearly reductive and Xg=XG0 is smooth (13.8). In particular, if a linearly reductive group H acts on a smooth algebraic group G, then the fixed subgroup GH is smooth; when H⊆G acts by conjugation this is CG(H) (13.9), and for a subgroup H⊆G of multiplicative type the centralizer CG(H) and normalizer NG(H) are smooth, with no smoothness assumption on H. If H is smooth, its geometric points are schematically dense, and these are also the unique smooth closed subgroup schemes whose geometric points are the centralizer and normalizer of H(ka) (13.10-13.11). The pointwise identification is not asserted for nonsmooth H: for H=μp embedded by t↦diag⁡(t,1) in GL2 in characteristic p, H(ka)=1 but CG(H) is the diagonal torus.

Facts & Assumptions

Given: AC, a linearly reductive affine group variety G over k acting on a smooth variety X, a Zariski-dense subset S⊆G(k), and for the last part a subgroup H⊆G of multiplicative type acting on G by conjugation.

[F1]

Actions are as in Algebraic group actions, orbit maps, orbit subschemes and scheme-theoretic stabilizers. For a group H acting on separated X, the fixed functor consists of x∈X(R) fixed by every h∈H(R′) after every R-algebra extension R′; it is represented by a closed subscheme XH (Milne, Theorem 7.1, printed pp.138–139). For a set S of rational automorphisms, XS is the intersection of their closed equalizers with the identity. Under subgroup conjugation the fixed functor is CG(H). Smoothness is the property of Smooth morphism of schemes.

[F2]

A linearly reductive group has completely reducible representations, so a finite-dimensional representation is a direct sum of simple subrepresentations; for H of multiplicative type this holds because H is linearly reductive (Groups of multiplicative type are linearly reductive) and the eigenspace decomposition realises the semisimplicity for diagonalizable groups (Representations of diagonalizable groups split into character eigenspaces).

[F3]

Under AC, in a regular local ring a cotangent basis lifts to regular parameters, and its associated graded ring is the polynomial ring on that basis. Conversely a Noetherian local ring with this polynomial associated graded is regular. Maximal-ideal completion is exact on finite modules and injective by Krull intersection. (regular system of parameters equivalent basis, associated graded ring of a regular local ring, Adic completion is exact on finite modules over a Noetherian ring, The Krull intersection is the (1−a)-torsion submodule, and it vanishes in the Jacobson-radical case)

[F4]

Multiplicative-type homomorphism families parameterized by a connected scheme are constant. After a splitting extension this is the rigidity of diagonalizable character lattices; it includes nonsmooth multiplicative-type groups and nonreduced parameter schemes. Milne12.36–12.40 prove this and apply it to conjugation by the connected normalizer. Smooth schemes over an algebraically closed field have schematically dense rational points. (Rational points of smooth finite-type schemes over a separably closed field are schematically dense, The reduction of a scheme)

[F5]

Affine finite-type groups admit faithful closed matrix representations. A semisimple element in such a representation diagonalizes over the algebraic closure; its reduced cyclic subgroup closure is contained in the diagonal group and is a smooth diagonalizable group. (Affine finite-type group schemes have faithful finite-dimensional representations, Groups of multiplicative type are linearly reductive)

Proof

Given: AC and the data of the Statement; all smoothness calculations may be made after algebraic closure.

1.1F1F2F3

Let a linearly reductive algebraic group H fix x∈X(kˉ), write A=OXkˉ,x with maximal ideal m, and let V=m/m2. Each jet m/mn is a finite-dimensional rational H-module. Complete reducibility [F2] makes the projection between successive jets split equivariantly. Starting with the identity on V, choose compatible equivariant lifts V→m/mn recursively; the existing AC premise permits this countable choice. Their inverse limit gives equivariant formal parameters in A^. A cotangent basis identifies A^ with kˉ[ ⁣[V] ⁣]: the associated-graded polynomial isomorphism [F3] lifts degree by degree to a unique complete coordinate isomorphism. Thus the formal H-action is linear on these chosen parameters. This uses the full scheme action on finite jets, not merely H(kˉ), and allows nonsmooth linearly reductive H.

2.1F1F2F3step 1.1

Decompose V=V0⊕V1 into its trivial and nontrivial simple summands. The formal fixed ideal is generated by all coefficients of the differences between the action coaction and identity on parameters. These coefficients span V1: their quotient is the largest trivial quotient of V, which is exactly V0 by complete reducibility. On the quotient power-series ring in V0 every parameter is fixed, so all higher differences vanish too. Hence the completed fixed local ring is kˉ[ ⁣[V0] ⁣]. Exactness of completion [F3] identifies it with completion of the actual fixed local ring. Its associated graded is polynomial, and the converse regularity criterion [F3] makes that local ring regular. This proves smoothness at every geometric fixed point, and therefore smoothness of XH. Its tangent space is the invariant tangent space by the same linear coefficient equations. In particular it applies both to smooth linearly reductive G and to arbitrary multiplicative-type H.

3.1F1F4step 2.1

For smooth G and dense S⊆G(k), the subset is schematically dense and remains so after field extension. The closed stabilizer of every geometric point of XS contains S, hence contains G scheme-theoretically. On each finite jet the action-coefficient equations vanish on S exactly when they vanish on G, by the same schematic density after tensoring with the coefficient algebra. Thus the fixed ideals are equal, giving XS=XG as schemes, not only as geometric point sets. step 2.1 proves their smoothness.

3.2F1F2F4step 2.1

For a linearly reductive H acting by automorphisms on smooth G, step 2.1 makes GH smooth. For conjugation this fixed functor is precisely the scheme centralizer CG(H). Now let H be of multiplicative type, possibly nonsmooth. Its linear reductivity [F2] proves smoothness of C=CG(H). Put N=NG(H). Its connected identity component acts on H by conjugation; rigidity [F4] makes that action the identity on every base algebra, since its value at the identity is the identity. Thus N∘⊆C, giving N∘=C∘ as subgroup schemes. The smoothness of C∘, and translation of the neutral component after algebraic closure, prove that N is smooth. No statement that normalizing H∘ is the same as centralizing H is used.

4.1F2F5step 2.1step 3.1

If g is semisimple over algebraically closed k, [F5] places the reduced closure G0 of its powers in a diagonal matrix group. It is a smooth diagonalizable subgroup, hence linearly reductive. Its powers are dense, so step 3.1 gives Xg=XG0, and step 2.1 gives smoothness. The conclusion is independent of the chosen faithful representation.

5.1F1F4step 3.2∎

If H is smooth, its geometric points are schematically dense by [F4]. Commuting with, or conjugating onto itself, those points is then exactly the corresponding geometric centralizer or normalizer condition for the subgroup variety H; a closed smooth subgroup with that geometric point set is unique, since smoothness gives reducedness and reduced closed subschemes with equal geometric points coincide. These are the last pointwise identifications in the Statement. For nonsmooth H they are omitted: the displayed μp example has trivial geometric point set but its two distinct weight characters on the standard module give diagonal scheme centralizer. Thus all scheme-smoothness claims are preserved while the pointwise boundary is exact.

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Fixed loci and centralizers of torus actions are connected

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let a torus S act by group automorphisms on a smooth connected group variety G over k. Its fixed subgroup GS is smooth and Lie⁡(GS)=gS. If G is affine, GS is also connected. In particular, the centralizer CG(S) of a torus subgroup S⊆G is smooth and connected when G is smooth connected affine. For a maximal torus T of such an affine G, the Cartan subgroup CG(T) is smooth connected nilpotent and satisfies CG(T)=NG(CG(T))∘. If S⊆B for a Borel subgroup B of a smooth connected affine G (Borel subgroups, maximal tori and Borel pairs), then CG(S)∩B is a Borel subgroup of CG(S). For an external action, GS denotes the fixed subgroup; the notation CG(S) is reserved for subgroup conjugation.

Facts & Assumptions

Given: AC, a torus S acting by group automorphisms on smooth connected G; G is affine for the connectedness and Borel/Cartan conclusions.

[F1]

A torus acting on a smooth variety has a smooth scheme-theoretic fixed locus. Its tangent space at a fixed point is the invariant tangent subspace; this follows either from the fixed-scheme theorem or by testing the fixed condition on dual numbers. (Fixed-point schemes and centralizers of linearly reductive actions, The Lie functor: exactness, fixed points and generation, Groups of multiplicative type and tori)

[F2]

An affine finite-type group has a faithful finite-dimensional representation under AC. Representations of a split torus decompose into character eigenspaces, with arbitrary finite multiplicities. (Affine finite-type group schemes have faithful finite-dimensional representations, Representations of diagonalizable groups split into character eigenspaces)

[F3]

For a cocharacter λ of a smooth affine group H, the limit subgroups UH(±λ) and ZH(λ)=CH(λ(Gm)) are smooth, and multiplication UH(−λ)×ZH(λ)×UH(λ)→H is an open immersion. This is the precise open-cell input of Milne13.33(a)–(d). Its proof embeds H into GL(W), describes the three groups by the negative, zero and positive matrix-weight blocks, intersects with H, and computes their Lie spaces as h−,h0,h+. Multiplication has invertible differential and is a monomorphism since the positive and negative limit subgroups intersect the opposite parabolic trivially; it is consequently an open immersion. This proof does not use connectedness of torus centralizers or Chevalley's theorem.

[F4]

Smooth connected affine groups over an algebraically closed field have Borel subgroups; every maximal torus is contained in one. Their Borel quotients are complete, and smooth solvable groups decompose as B=Bu⋊T with Bu smooth connected unipotent; maximal tori in such groups are conjugate by Bu(k). A closed subgroup is a scheme-theoretic line stabilizer and its quotient is the fppf homogeneous space; the orbit map identifies the quotient by its scheme-theoretic stabilizer with a locally closed orbit. Images of finite-type variety morphisms are constructible. (Borel subgroups, maximal tori and Borel pairs, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Splitting trigonalizable extensions: algebraically closed fields and two perfect-field cases, Maximal tori of a smooth connected solvable group are conjugate, Every subgroup scheme of an affine group is a line stabilizer, Homogeneous spaces of smooth affine groups are separated schemes, Borel fixed point theorem for complete schemes, A faithfully flat orbit map represents the coset quotient sheaf, Chevalley: images of constructible sets are constructible)

[F5]

A smooth connected nilpotent affine group over a perfect field is U×T with its unique central maximal torus T. If it has positive dimension, its centre contains a positive-dimensional smooth connected subgroup: use T if nontrivial, and otherwise a central Ga in U. (Structure of connected nilpotent groups and the maximal-torus criterion, A nontrivial smooth connected unipotent group with split torus action over a perfect field has a stable central G_a)

[F6]

Multiplicative-type rigidity says that a family of homomorphisms between groups of multiplicative type parametrized by a connected scheme is constant. In particular a connected group acts trivially by group automorphisms on a torus (Milne12.36–12.38). Normal affine-group quotients are represented affine fppf quotients. (Quotients of affine group schemes by normal subgroup schemes are affine)

[F7]

A nonempty proper integral variety over an algebraically closed field has only constant global functions; a morphism into an affine scheme is determined by global sections. Global functions commute with a flat extension of the ground field to any algebra, as follows from the kernel description on a finite affine cover and flatness. Smooth homogeneous quotients of connected smooth groups are reduced and connected. (Global functions on proper integral schemes form a finite extension of the base field, Morphisms to an affine scheme and global sections, Regularity ascends and descends along a flat local homomorphism)

Proof

Given: AC and the groups in the Statement. Geometric claims may be checked after algebraic closure; fixed schemes, centralizers, normalizers and the homogeneous-space constructions commute with that faithfully flat extension.

1.1F1

Smoothness of GS follows from [F1], without affineness. The dual-number fixed condition at the identity is precisely invariance in the tangent representation, so Lie⁡(GS)=gS. This also gives the centralizer formula when S acts by subgroup conjugation.

1.2F4F7algebra

We establish a rigidity consequence for Borels used below. Over an algebraically closed field, if two group homomorphisms φ1,φ2:GR→KR agree on BR, the map g↦φ1(g)φ2(g)−1 is right BR-invariant and descends to (G/B)R. The quotient is smooth connected complete, hence integral with global functions k; by [F7] its base change has global functions R. Since KR is affine, the descended map is constant, and its value at eB is the identity. Thus φ1=φ2. Applying this to conjugation by c∈CG(B)(R) and the identity, for every R, proves CG(B)=Z(G); in particular Z(B)⊆Z(G).

2.1F2F3step 1.1choose

For connectedness of a subgroup centralizer in affine G, work over an algebraic closure and choose a faithful representation W by [F2]. Its finite torus weights have finitely many nonzero differences. Choose an integral cocharacter λ avoiding their pairing-zero hyperplanes; then two weights have equal λ-weight exactly when they have equal S-weight. Matrix block comparison gives CG(S)=CG(λ(Gm)). This smooth centralizer occurs as the middle factor of the open immersion in [F3]. If it had two connected components, the products of each component with the identity components of the two other factors would give disjoint nonempty open subsets of the irreducible smooth connected group G, a contradiction. It is therefore connected. For an external action form the smooth connected affine semidirect product G⋊S. Its subgroup centralizer of S is GS×S as a scheme, so the preceding conclusion implies connectedness of GS. Descent proves the assertion over k.

2.2F4F5F6F7step 1.2

If a smooth connected affine group H has a nilpotent Borel D, then H=D, by induction on dim⁡D. When dim⁡D=0, D=1 and H=H/D is affine and complete, hence has dimension zero and is trivial by [F7]. Otherwise [F5] gives a positive-dimensional smooth connected N⊆Z(D), which is central in H by step 1.2. The quotient D/N is a nilpotent Borel of H/N: a larger smooth connected solvable subgroup of H/N pulls back to a larger smooth connected solvable subgroup of H, contradicting maximality of D. The affine smooth quotient exists by [F6]. Induction gives H/N=D/N, hence H=D.

3.1F4F5F6step 2.1step 2.2

Let C=CG(T) for maximal T. By steps 1.1–1.2 it is smooth connected affine, and T⊆Z(C). Choose a Borel D of C containing T; it decomposes as D=Du⋊T by [F4], since T is already maximal in G. Centrality of T makes this a direct product, so D is nilpotent. Step 2.2 gives C=D, proving nilpotence. Its maximal torus T is unique by [F5]. Therefore NG(C) preserves T; the connected group NG(C)∘ acts trivially on T by [F6], so it is contained in CG(T)=C. The reverse inclusion follows from connectedness of C, proving NG(C)∘=C.

3.2F4F6step 2.1construct

Put C=CG(S) and let B⊇S be a Borel. The group C∩B=CB(S) is smooth connected by steps 1.1–1.2 applied to affine B, and solvable as a subgroup of B. Let Y be the reduced closure of CB in G. It is irreducible, hence connected, as the closure of the image of connected smooth C×B, and is stable under right multiplication by B. The transporter of S into B is closed, contains CB, and hence contains Y. Thus (y,s)↦y−1sy defines a morphism Y×S→B. If q:B→B/Bu is the torus quotient, the maps s↦q(y−1sy) form a family of torus homomorphisms parametrized by connected Y. Rigidity [F6] makes them equal to q∣S, their value at y=e.

4.1F4F6step 3.2choose∎

Choose a maximal torus T⊆B containing S. For y∈Y(k) the torus y−1Sy⊆B can be conjugated into T by some u∈Bu(k), by [F4]. Since yu∈Y, step 3.2 gives q((yu)−1s(yu))=q(s) for every s∈S. Both arguments lie in T, where q∣T is an isomorphism, so (yu)−1s(yu)=s scheme-theoretically. Thus yu∈C(k) and y∈CB(k). The multiplication image CB is constructible by [F4] and contains every closed point of its closure. Its constructible complement in Y is therefore empty, since a nonempty constructible subset of a variety over an algebraically closed field contains a closed point. Hence CB is closed as a subset. The quotient map G→G/B is open and surjective, so its image q(C) is closed because its inverse image is CB. Its image in the complete quotient G/B is a closed orbit of C, identified scheme-theoretically with C/(C∩B) by the homogeneous-space theorem; it is complete. To prove maximality, suppose a smooth connected solvable D⊆C contains C∩B. Its action on this complete quotient has a fixed point by the Borel fixed-point theorem, so D⊆c(C∩B)c−1 for some c, implying dim⁡D≤dim⁡(C∩B) and hence equality of the two smooth connected subgroups. Thus C∩B is a Borel of C.

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Structure of connected nilpotent groups and the maximal-torus criterion

Statement

Assume the Axiom of Choice inherited from the named suppliers. (a) Let G be a connected nilpotent affine algebraic group over k; then Z(G)s, the largest subgroup of the centre of multiplicative type, is the largest algebraic subgroup of G of multiplicative type (Groups of multiplicative type and tori), it is central and characteristic, and G/Z(G)s is unipotent (Unipotent algebraic groups and unipotent representations); if G is smooth then Z(G)s is a torus, and over a perfect field the smooth connected nilpotent groups are exactly the products U×T with U smooth connected unipotent and T a torus. (b) For a smooth connected affine group variety G and a torus S⊆G, the torus S is maximal among the tori of G if and only if CG(S)/S contains no nontrivial torus.

Facts & Assumptions

Given: AC, a connected nilpotent affine algebraic group G over k, and for (b) a smooth connected affine group G with a torus S⊆G.

[F1]

Subgroups, quotients and extensions of unipotent groups are unipotent. A subgroup of multiplicative type in a unipotent group is trivial, also after field extension. Unipotent groups admit faithful upper-unitriangular representations and hence finite normal series whose quotients embed into Ga. (Unipotent algebraic groups and unipotent representations, Unipotent groups are exactly the subgroups of some U_n, equivalently the groups with coconnected coordinate Hopf algebra, The central series of U_n with additive quotients, A subgroup that is both unipotent and diagonalizable is trivial, Groups of multiplicative type and tori)

[F2]

For a commutative affine algebraic group H, the largest subgroup Hs of multiplicative type exists, its formation commutes with field extension, and H/Hs is unipotent. Over a perfect field H is the product of its unipotent and multiplicative-type factors. These are the commutative decomposition statements of Milne 16.13, proved there by the characteristic factors in a trigonalizable embedding and descent; they apply to nonsmooth groups.

[F3]

Multiplicative-type rigidity: an action of a connected algebraic group on a multiplicative-type group by group homomorphisms is trivial. If H′⊆H are normal subgroups of a connected group K, with H′ central in H and both H′ and H/H′ of multiplicative type, the action of K on H is trivial: it is trivial on these two factors, and h−1(g⋅h) descends to a family of homomorphisms H/H′→H′, which rigidity makes constant in g and therefore trivial. Consequently H is central and commutative, and is of multiplicative type, since commutative extensions of multiplicative-type groups are of multiplicative type. (Milne 12.36–12.42 and 16.43.)

[F4]

A smooth connected solvable group becomes trigonalizable over a separable extension of a perfect field. For a group which becomes trigonalizable over a separable extension, its largest normal unipotent subgroup Gu is defined over the ground field and G/Gu is of multiplicative type. Uniqueness of Gu gives its Galois descent. (Lie-Kolchin: smooth connected solvable affine groups over algebraically closed fields are trigonalizable, Trigonalizable algebraic groups; Milne 16.6.)

[F5]

A quotient by a closed normal subgroup scheme of an affine algebraic group is affine and represents the fppf quotient. Every affine algebraic-group homomorphism factors through its closed scheme-theoretic image by a faithfully flat morphism; a trivial kernel makes it a closed immersion (Milne3.34–3.35, whose Hopf-algebra proof uses faithful flatness of an inclusion of Hopf algebras). Nilpotence means the existence of a finite central normal series; passage to the quotient by the centre lowers the nilpotence class of a noncommutative nilpotent group (Milne6.34). (Quotients of affine group schemes by normal subgroup schemes are affine)

Proof

Given: AC and the affine groups in the Statement, with no smoothness imposed in (a) unless explicitly stated.

1.1F1algebrachoose

We first establish the rigidity input Hom⁡R-groups(MR,UR)=0 for every k-algebra R, every multiplicative-type group M, and every unipotent group U. Faithfully flat base change splits M, so a homomorphism MR→Ga,R corresponds to a primitive element in R[X(M)]. Comparing the coefficients in Δ(∑amem)=∑amem⊗em and ∑amem⊗1+1⊗∑amem forces every coefficient, including a0, to vanish. For a general U, choose a minimal closed k-subgroup H⊆U through which a proposed morphism factors; such a minimal subgroup exists by the descending chain condition on closed subschemes of U. If H≠1, the first nontrivial coordinate in an upper-unitriangular normal series gives a nonzero homomorphism β:H→Ga with proper kernel. The composite βRf is zero by the primitive-element calculation, so f factors through this proper kernel, contradicting minimality. Thus f=0. This argument includes arbitrary nonreduced R.

1.2F2F3F5

Put S=Z(G)s as supplied by [F2]. It is characteristic in Z(G), hence normal in G, and central. Let N be the inverse image in G of Z(G/S)s. The two normal subgroups S⊆N have S central and both S and N/S of multiplicative type. By [F3], N is central and of multiplicative type. Maximality in Z(G) then gives N=S, so Z(G/S)s=1. By [F2] the centre of G/S is unipotent. [F2, F3, F5].

2.1F2F1F5step 1.1step 1.2

A nilpotent affine group with unipotent centre is unipotent, as we now prove by induction on its finite nilpotence class. In the commutative case it is its own centre. Otherwise write Z=Z(G) and Q=G/Z, and let N be the inverse image of M=Z(Q)s. For every R and g∈G(R), the commutator n↦[g,n] has values in the central group ZR, since N/Z is central in Q. It is a group homomorphism, is trivial on ZR, and therefore descends to a homomorphism MR→ZR. Step 1.1 makes it zero. Thus N is central in G, so N⊆Z and M=1. By [F2] the centre of Q is unipotent; its nilpotence class is smaller, so induction makes Q unipotent. As Z is unipotent, the extension G is unipotent by [F1]. Applying this conclusion to G/S from step 1.2 proves that G/S is unipotent. The induction is on class, so it also covers finite and infinitesimal groups whose centres need not lower dimension. [F1, F2, F5, step 1.1, step 1.2].

3.1step 1.1step 2.1

Every multiplicative-type subgroup M⊆G maps trivially to the unipotent group G/S by step 1.1, and therefore lies in S. This proves the asserted largest-subgroup property. It also proves characteristicity as a group-scheme property: for any R and any group automorphism of GR, its composite SR→(G/S)R is zero by step 1.1; the inverse automorphism supplies the reverse inclusion. Thus S is preserved over every base algebra. [step 1.1, step 2.1].

4.1F4F1F5step 2.1step 3.1

Suppose G becomes trigonalizable over a separable extension. By [F4] there is a normal unipotent subgroup U=Gu with G/U of multiplicative type. Since S∩U=1, normality implies that S and U commute. The product map S×U→G is a homomorphism with trivial kernel; its image is normal, and its quotient is both a quotient of the unipotent group G/S and a quotient of the multiplicative-type group G/U. This quotient is trivial by step 1.1. Hence the product map is an isomorphism. For smooth connected G over a perfect field, [F4] applies, and the two product factors are smooth and connected, so S is a torus. [F1, F4, F5, step 2.1, step 3.1].

5.1F2F1step 4.1

For smooth G over arbitrary k, pass to an algebraic closure. The formation of the centre commutes with field extension, as does its multiplicative-type factor by [F2]. Step 4.1 over this perfect field shows that Ska is a torus. Thus S is a torus over k. Over a perfect field step 4.1 gives the stated decomposition G=U×T with U smooth connected unipotent and T a torus. Conversely, when U is smooth and connected, such a product is smooth connected nilpotent: a central normal series for U, obtained from its upper-unitriangular representation, together with the central factor T gives a central series for the product. [F1, F2, step 4.1].

6.1F3F5algebra∎

If a torus T properly contains S, its commutativity gives T⊆CG(S) and its nontrivial torus quotient T/S⊆CG(S)/S. Conversely let a nontrivial torus D lie in this quotient and let P be its inverse image. The exact sequence 1→S→P→D→1 has smooth connected kernel and quotient, so P is smooth and connected. The subgroup S is central in P, since P⊆CG(S); apply [F3] to the action of connected P on itself to see that P is commutative and of multiplicative type. Smoothness and connectedness then make P a torus. Since D≠1, it properly contains S, proving both directions of (b). No commutativity of the whole centralizer is required.

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Cocharacter limit subgroups

Statement

Assume the Axiom of Choice inherited from the geometric suppliers. Let G be a smooth affine algebraic group over k and let λ:Gm→G be a cocharacter, acting on G by t⋅g=λ(t)gλ(t)−1 (Split reductive groups for the notation, Limits of one-parameter orbits and concentrator subschemes). Then PG(λ)=G({g:lim⁡t→0t⋅g exists}), ZG(λ)=CG(λ(Gm)) and UG(λ) (the fibre of g↦lim⁡t→0t⋅g over e) are algebraic subgroups of G, with PG(λ)∩PG(−λ)=ZG(λ) and UG(λ) normal in PG(λ); over ka, PG(λ) and UG(λ) are the unique smooth subgroups whose geometric points are the g with the indicated limits. Then PG(λ),ZG(λ),UG(λ) are smooth; the multiplication map UG(λ)⋊ZG(λ)→PG(λ) is an isomorphism; UG(−λ)×PG(λ)→G is an open immersion; UG(λ) is connected and unipotent; and under the weight decomposition g=⨁n∈Zgn for the Gm-action one has Lie⁡ZG(λ)=g0, Lie⁡UG(λ)=⨁n>0gn and Lie⁡PG(λ)=g0⊕⨁n>0gn. If moreover G is reductive, then PG(λ)/UG(λ)≅ZG(λ) is reductive and Ru(PG(λ))=UG(λ).

Facts & Assumptions

Given: AC, a smooth affine algebraic group G over k and a cocharacter λ:Gm→G acting by conjugation, with t⋅g=λ(t)gλ(t)−1.

[F1]

For an affine finite-type k-scheme X with a Gm-action and a Gm-stable closed subscheme Z, the concentrator X(Z) is representable as a closed subscheme of X, the limit morphism p is affine, and when X and Z are smooth the concentrator is the unique smooth closed subscheme with the corresponding geometric points (Representability and smoothness of concentrator subschemes, Limits of one-parameter orbits and concentrator subschemes).

[F2]

An affine finite-type group has a faithful finite-dimensional rational representation that is a closed immersion. The finite-dimensional representation of Gm decomposes into weight spaces with a finite adapted basis. The Lie functor preserves subgroup intersections and identifies tangent spaces using dual numbers. (Affine finite-type group schemes have faithful finite-dimensional representations, Representations of diagonalizable groups split into character eigenspaces, The Lie functor: exactness, fixed points and generation, Character and cocharacter lattices of a split torus)

[F3]

Fixed subschemes of multiplicative-type actions on smooth schemes are smooth; their tangent spaces are the fixed tangent spaces. This is the precise general smoothness input of Milne13.1 and13.10, printed pp.253–256, used independently of connectedness. For smooth connected affine reductive G, its torus centralizer is reductive with trivial unipotent radical. (Chevalley's centralizer theorem and reductive centralizers, Smooth morphism of schemes)

[F4]

Under the standing AC assumption, an orbit of a smooth finite-type group acting on a separated finite-type scheme over an algebraically closed field is locally closed, its orbit map is faithfully flat of finite presentation, and it represents the quotient by its scheme stabilizer. A trivial scheme stabilizer therefore makes the orbit map an isomorphism onto the orbit. (Smooth orbits are locally closed and their orbit maps are faithfully flat over every field, A faithfully flat orbit map represents the coset quotient sheaf)

[F5]

The algebraic implication of the triangular criterion makes a group with coconnected coordinate algebra unipotent; under the standing AC assumption its geometric closed-subgroup criterion identifies closed subgroups of an upper-unitriangular group as unipotent. (Unipotent groups are exactly the subgroups of some U_n, equivalently the groups with coconnected coordinate Hopf algebra)

Proof

Given: AC, smooth affine G over k, possibly disconnected, and λ:Gm→G.

1.1F1F3

The affine graded concentrator construction [F1] represents P=PG(λ) and the identity concentrator U=UG(λ) as closed subschemes of G. Conjugation acts by group automorphisms, so the limit of a product or inverse is the product or inverse of the limits, on every base algebra. Thus P is a subgroup and its limit map p:P→G is a homomorphism. Its image lies in the fixed subgroup Z=ZG(λ), since a limit at zero is fixed; p∣Z=id⁡ and U=ker⁡p is normal. Limits in both directions force every nonzero graded coefficient to vanish, giving PG(λ)∩PG(−λ)=Z scheme-theoretically. Fixed smoothness [F3] gives smooth Z, while [F1] applied to smooth G with targets G and {e} gives smooth P,U. Their smooth geometric-point models are unique by [F1].

1.2F2F1

Embed G in GL(V) by [F2] and choose a weight basis in which λ(t)=diag⁡(tm1,…,tmn), m1≥⋯≥mn. In GL(V), conjugation multiplies entry xij by tmi−mj. Thus PGL(V) has zero entries when mi−mj<0, ZGL(V) has zero entries for nonzero differences, and UGL(V) has identity diagonal blocks and zero entries unless mi−mj>0. These descriptions hold over every algebra. The corresponding groups for G are their scheme intersections with G, since the orbit limit in the ambient group lies in closed G. Applying the intersection formula for Lie and the dual-number entry calculation gives Lie⁡P=⨁r≥0gr, Lie⁡Z=g0, and Lie⁡U=⨁r>0gr.

2.1step 1.1

Multiplication U⋊Z→P has the explicit inverse g↦(gp(g)−1,p(g)). The first component has limit identity and the second is fixed; both maps are scheme morphisms and satisfy the inverse identities on every algebra. This proves the semidirect product as a group-scheme isomorphism, without inferring it merely from tangents and geometric points.

2.2F4F5F1F2step 1.2

Put U−=UG(−λ). The weight-block equations give U−∩P=1 on every algebra. Let the smooth group U−×Pop act on G by (u,p)⋅g=ugp; its scheme stabilizer at identity is therefore trivial. After algebraic closure, [F4] identifies its orbit map μ:U−×P→G with an isomorphism onto a locally closed orbit. Its differential at identity is addition ⨁r<0gr⊕⨁r≥0gr→g, an isomorphism by step 1.2. Between these smooth schemes this is the étale criterion at identity (the invertible Jacobian calculation in Milne13.33's proof). Translations by the acting group carry this calculation to every point of the domain; hence the locally closed orbit immersion is étale and therefore open. Open immersion descends along the faithfully flat field extension, so μ is the asserted open immersion over k. The graded limit action extends to A1×U→U and sends {0}×U to identity. Over the algebraic closure every point is connected to identity by that affine-line morphism, so U is geometrically connected, even for disconnected G. Its weight-block matrices lie in an upper-unitriangular group, making it unipotent by [F5].

3.1F3step 2.1step 2.2∎

If G is reductive, [F3] makes Z=CG(λ(Gm)) reductive. By step 2.1 the quotient P/U is Z, and U is smooth connected normal unipotent by step 2.2. Thus U⊆Ru(P); the image of Ru(P) in reductive Z is a smooth connected normal unipotent subgroup and is trivial. Consequently Ru(P)=U, proving the full reductive clause. All preceding assertions allow disconnected smooth affine G.

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The Luna map and the Bialynicki-Birula decomposition

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let X be a smooth geometrically connected variety over k with an action of Gm.

(a) Definite affine actions and Luna maps. Suppose X is affine and its coordinate ring is nonnegatively graded, A=⨁n≥0An. Then the fixed locus F=XGm=Spec⁡A0 is smooth and connected, and the limit retraction p:X→F realizes X as the vector bundle associated with the finite projective A0-module I/I2, where I=⨁n>0An. This isomorphism depends on choices of homogeneous lifts. If x∈F(k) and every tangent weight at x is strictly positive, then F={x} and every Luna map X→TxX=Tx+X obtained from a homogeneous complement of mx2 in mx is an equivariant isomorphism. More generally, an equivariant morphism between smooth geometrically connected affine varieties with strictly positive tangent weights at a fixed rational point is an isomorphism if its differential there is an isomorphism. No canonical choice of Luna map is asserted.

(b) Bialynicki-Birula decomposition. Suppose the action is locally affine, X is complete and the fixed scheme is finite and constant. For each fixed point x the attracting scheme X(x) is smooth, locally closed, and equivariantly isomorphic by a Luna map to the affine space Tx+X. Its geometric points are precisely the y with lim⁡t→0ty=x, and TxX(x)=Tx+X. The topological space of X is the disjoint union of these cells. There is a unique attracting point x− with X(x−) open dense and a unique repelling point x+ with X(x+)={x+}. These conclusions apply to smooth homogeneous spaces satisfying the stated action hypotheses; affineness or strict contraction is not automatic for an arbitrary G/P.

Facts & Assumptions

Given: the data and hypotheses of (a) or (b).

[F1]

The affine concentrator ideal is generated by negative-degree functions and the degree-zero equations of its stable target; its scheme represents the orbit-extension functor, is smooth when the ambient scheme and target are smooth, and glues for locally affine actions with locally immersive realization and affine limit map (Limits of one-parameter orbits and concentrator subschemes, Representability and smoothness of concentrator subschemes).

[F2]

Completeness means properness (Complete varieties), and smoothness has the geometric regularity convention of Smooth morphism of schemes. Fixed loci of a torus on a smooth scheme are smooth; degree-zero projection in a nonnegative grading is a retraction onto the fixed locus (Fixed-point schemes and centralizers of linearly reductive actions for the smoothness input).

[F3]

At a smooth fixed point, the cotangent quotient m/m2 decomposes into weights. Homogeneous lifts of a finite basis define an equivariant Luna map with invertible differential. A smooth closed subscheme of a smooth scheme has locally free conormal module: in their regular local rings, lift a basis of the kernel of the cotangent map to part of a regular system of parameters; the equal-dimension regular-quotient argument of Graded Nakayama and the Hesselink regularity comparison shows these lifts generate its ideal locally. Consequently I/I2 is finite projective over A/I in the affine case.

[F4]

In a Noetherian local ring, the intersection of the maximal-ideal powers is zero (The Krull intersection is the (1−a)-torsion submodule, and it vanishes in the Jacobson-radical case). Each quotient mj/mj+1 is a quotient of Sym⁡j(m/m2): express products of ideal generators modulo the next power. Hence strictly positive cotangent weights give strictly positive weights in every such quotient for j>0.

Proof

1.1F2F3given

In (a), I is an ideal, A/I=A0, and projection onto degree zero gives p with its fixed-locus section. Hence F is connected as the image of geometrically connected X; it is smooth by [F2]. By [F3], E=I/I2 is finite projective over A0, and each graded piece En is projective as a direct summand. Choose A0-linear sections En→An of An→En for the finitely many nonzero pieces. Their images form a graded A0-submodule W⊆I with I=W⊕I2. These choices define an equivariant map Sym⁡A0E→A.

2.1F3step 1.1

This map is surjective by induction on positive degree: an element of I differs from a lift in W by a sum of products of positive-degree elements, and each product has factors of smaller degree. Degree zero is already A0. Smooth geometrically connected X and F are geometrically integral: distinct irreducible components of a regular scheme are disjoint and open, so connectedness leaves one. Thus A and A0 are domains. Locally on F, E is free of rank dim⁡X−dim⁡F; the symmetric algebra is a polynomial domain of dimension dim⁡X, and its surjection to the domain A has prime kernel of height zero, hence zero. These local isomorphisms give A≅Sym⁡A0E and the vector-bundle assertion.

3.1F3F4step 2.1

For the strictly positive tangent case, the tangent space of F at x is the zero-weight space, hence zero; smooth connected F is therefore the single rational point x. The algebra has A0=k and positive grading. Every homogeneous lift of a cotangent basis generates A by the same induction as step 2.1 and gives a surjection from a polynomial algebra on dim⁡X variables; dimension and integrality make it an isomorphism. This proves the Luna assertion. The same argument also applies when positivity is assumed only at the fixed point: inject A into its regular local ring at x; [F4] and the weight decomposition of mj/mj+1 show that every nonconstant homogeneous element has positive degree, so A0=k. For an equivariant morphism with invertible differential, choose homogeneous cotangent lifts on the target and pull them back. They are homogeneous basis lifts on the source, so both resulting polynomial-algebra maps are isomorphisms, and hence so is the morphism.

4.1F1F3step 3.1

In (b), choose an invariant affine neighborhood U of each fixed rational point x. An orbit with limit x stays in U: if its original point were in the invariant closed complement, so would its limit. Thus X(x) is the affine concentrator U(x), independent of the neighborhood by the functor represented in [F1]; its realization is closed in U, hence locally closed in X. It is smooth by [F1]. The defining ideal kills negative tangent directions and the zero directions from the target point, leaving exactly Tx+X. The action extends to A1, contracts all its points to x, and has only this fixed point. This also proves connectedness: the image of an orbit extension is connected and meets x, so every geometric point belongs to the component of x. Step 3.1 therefore identifies X(x) equivariantly with Tx+X.

5.1F1F2step 4.1∎

Properness extends each geometric orbit map over zero by the valuative criterion, and its limit is fixed. Hence the finitely many cells are disjoint and cover X. Geometric integrality of X implies that exactly one cell is dense: one of their finitely many closures must be X, and two disjoint dense locally closed subsets would give disjoint nonempty opens. This dense locally closed cell is open. It has dimension dim⁡X, so all tangent weights there are positive. Apply the same argument to the reciprocal action to obtain a unique point with all tangent weights negative. Its attracting cell for the original action has dimension zero and, by step 4.1, is just that point. Conversely a point with zero-dimensional attracting cell has no positive tangent weights and has no zero weights because the fixed scheme is finite and smooth, so all its weights are negative; uniqueness follows from the reciprocal action. This proves all the decomposition and extremal-cell claims.

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Connected groups of rank zero are unipotent

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a smooth connected affine group variety over k. Then G is unipotent (Unipotent algebraic groups and unipotent representations) if and only if Gka contains no nontrivial torus, equivalently if and only if G has rank 0 (Split reductive groups); in particular a smooth connected affine group variety of rank 0 is unipotent. Consequently a smooth connected affine group variety of semisimple rank 0 is solvable, and a reductive group of semisimple rank 0 is a torus.

Facts & Assumptions

Given: AC and a smooth connected affine group G of finite type over k.

[F1]

A unipotent group remains unipotent after field extension, and unipotence descends under field extension. Subgroups, quotients and extensions of unipotent groups are unipotent; a multiplicative-type subgroup of a unipotent group is trivial. These statements follow from the fixed-vector criterion and its faithful upper-unitriangular realization. (Unipotent algebraic groups and unipotent representations, Unipotent groups are exactly the subgroups of some U_n, equivalently the groups with coconnected coordinate Hopf algebra, Groups of multiplicative type and tori)

[F2]

Over an algebraically closed field a smooth connected affine group has a Borel subgroup B, which is smooth connected solvable, and G/B is complete. A smooth connected solvable group is trigonalizable and has a decomposition B=Bu⋊T with Bu smooth connected unipotent and T a torus. (Borel subgroups, maximal tori and Borel pairs, The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Lie-Kolchin: smooth connected solvable affine groups over algebraically closed fields are trigonalizable, Unipotent radicals of smooth connected trigonalizable groups over perfect fields have normal G_a series, Splitting trigonalizable extensions: algebraically closed fields and two perfect-field cases)

[F3]

A closed subgroup scheme B of an affine group is the scheme-theoretic stabilizer of a line in a finite-dimensional rational representation. The fppf quotient G/B is a separated finite-type scheme and G→G/B is faithfully flat and locally of finite presentation. Regularity descends along flat local maps; thus over an algebraically closed field this quotient of a smooth group is smooth, in particular reduced. A morphism from a complete connected reduced finite-type scheme to an affine scheme has a single closed point as image. (Every subgroup scheme of an affine group is a line stabilizer, Homogeneous spaces of smooth affine groups are separated schemes, Regularity ascends and descends along a flat local homomorphism, Morphisms from complete connected schemes to affine schemes are constant)

[F4]

The radical R(G) is smooth connected normal solvable. Semisimple rank means the rank of G/R(G). Solvability is closed under extensions, by pulling back a derived series. For a smooth connected solvable group over an algebraically closed field, Bu in [F2] is a smooth connected normal unipotent subgroup; a reductive group has no nontrivial such subgroup after algebraic closure. (Radical, unipotent radical, semisimple and reductive algebraic groups, Split reductive groups, The derived subgroup, the derived series and solvable algebraic groups)

Proof

Given: AC and a smooth connected affine group G of finite type over k.

1.1F1F2choose

If G is unipotent, then Gka is unipotent and contains no nontrivial torus by [F1]. Conversely, suppose there is no such torus. By field-extension descent of unipotence we may work over ka, and hence assume k algebraically closed. Choose a Borel subgroup B and write B=Bu⋊T by [F2]. Since T⊆G and there are no nontrivial tori, T=1, so B=Bu is unipotent.

2.1F1F3step 1.1choose

By [F3] choose a representation W and a line L=kv with B=Stab⁡G(L). The one-dimensional representation L of the unipotent group B is trivial by its fixed-vector criterion, so every element of B fixes v scheme-theoretically. Consequently B=Stab⁡G(v): the vector stabilizer lies in the line stabilizer, and the reverse inclusion was just proved. The orbit morphism g↦gv is right B-invariant and descends by the fppf quotient to a morphism f:G/B→W.

3.1F2F3step 1.1step 2.1

The scheme G/B is complete by [F2], connected as the surjective image of connected G, and reduced by [F3]. Thus f has a single closed point as image. It contains v=f(eB), so the point is v. Since G/B is reduced, every coordinate function of f−v vanishes: over the algebraically closed field the closed points are dense on each affine open and their vanishing ideal is the nilradical. Therefore f factors scheme-theoretically through v. Pulling back along G→G/B shows that all of G fixes v, so G=Stab⁡G(v)=B is unipotent. This proves the rank-zero equivalence.

4.1F1F4step 3.1

If G has semisimple rank zero, its smooth connected affine quotient Q=G/R(G) has rank zero and is unipotent by step 3.1 and [F1]. It is therefore solvable. Since R(G) is solvable, [F4] makes G solvable, so G=R(G) by maximality of the radical. This conclusion does not require asserting that Q is geometrically semisimple over an imperfect field.

5.1F2F4step 4.1∎

If in addition G is reductive, pass to the algebraic closure. The solvable group Gka decomposes as (Gka)u⋊T by [F2]. Its smooth connected normal unipotent factor is trivial by reductivity, so Gka=T. Hence G is a torus by the definition of a torus as a group becoming a split torus over an algebraic closure. This proves the final assertion.

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Weight subgroups of a torus action

Statement

Assume the Axiom of Choice inherited from the geometric and smooth-local suppliers. Let G be a smooth connected affine group variety over k equipped with an action by automorphisms of a split torus T, and let Ψ=Ψ(G,T)⊆X(T) be the weights of T on g=Lie⁡G. Then:

(a) For every subsemigroup A⊆X(T), there is a unique T-stable smooth connected subgroup variety HA⊆G with Lie⁡HA=⨁χ∈A∩Ψgχ. Every T-stable smooth connected subgroup variety whose Lie algebra is contained in this subspace is contained in HA. No finite generation, saturation, exclusion of 0, or strictly definite cone condition is imposed on A.

(b) For a nonzero weight α, let (α) be the semigroup of strictly positive rational multiples of α lying in X(T), and let λ be a cocharacter with ⟨α,λ⟩>0. Put Tα=(ker⁡α)t, the largest reduced subtorus of its kernel, and Gα=GTα, the fixed subgroup for the given external action. Then H(α)=UGα(λ), the identity concentrator for this action on Gα; it is smooth connected unipotent and T-stable, with Lie algebra the sum of the strictly positive rational-α weight spaces. Every T-stable smooth subgroup variety H⊆G with Lie⁡H⊇Lie⁡H(α) contains H(α). The smoothness qualification is necessary: αp⊆Ga with the scaling torus has the same Lie algebra as Ga, but does not contain that positive-weight subgroup.

(c) The closed subgroup generated by two T-stable smooth connected subgroup varieties H1,H2 is smooth connected, and its weight semigroup is generated by their weight semigroups. Here a weight semigroup means the semigroup of nonempty finite sums of Lie weights; the empty weight set generates the empty semigroup. If H1,H2 generate G, this identifies the weight semigroup of G.

Facts & Assumptions

Given: AC, a smooth connected affine G with a split torus T acting by group automorphisms, and A⊆X(T) closed under addition.

[F1]

Split-torus rational modules decompose choice-free into character eigenspaces; equivariant maps preserve these spaces and taking an eigenspace is exact. Use the covariant action on functions t⋅f(g)=f(t⋅g); its augmentation cotangent weights agree with the corresponding tangent weights. (Representations of diagonalizable groups split into character eigenspaces, Character and cocharacter lattices of a split torus, Groups of multiplicative type and tori)

[F2]

Under AC, a smooth rational point admits standard-smooth coordinates with invertible Jacobian. Lifts of a cotangent basis are local parameters; the completed local ring is the formal power-series ring in those parameters, as follows by solving the invertible Jacobian equations successively in each degree. The recursion is unique, giving the coordinate isomorphism; for a torus-homogeneous parameter basis it is equivariant. A Noetherian local ring injects into its maximal-ideal completion by Krull intersection. (Relative Jacobian criterion with its presentation hypothesis, regular system of parameters equivalent basis, The Krull intersection is the (1−a)-torsion submodule, and it vanishes in the Jacobson-radical case)

[F3]

Smooth connected finite-type groups are geometrically integral and connected groups geometrically connected. Over an algebraically closed field, smoothness at identity translates to smoothness at every closed point of a group scheme; connected components of a smooth group are open and closed subgroup cosets. (Connected finite-type groups are geometrically connected)

[F4]

Fixed subgroups of split-torus actions on smooth schemes are smooth, including when disconnected (Milne13.1 and13.10, the general fixed-smoothness input also recorded in the cocharacter proof). On smooth connected affine groups they are connected as well. Cocharacter identity concentrators on smooth affine groups, including disconnected ones, are smooth connected unipotent with Lie algebra the positive weight part. For an external torus action, apply the cocharacter theorem to the semidirect product with that torus. (Fixed loci and centralizers of torus actions are connected, Cocharacter limit subgroups)

Proof

Given: The data of the Statement, with R=O(G) and augmentation ideal m=ker⁡ε.

1.1F1algebra

Decompose m=⨁χmχ by [F1] and let JA be the ideal generated by mχ for χ∉A. It is a Hopf ideal. For f∈mχ, the reduced coproduct Δf−f⊗1−1⊗f belongs to m⊗m and decomposes into terms of weights β,γ with β+γ=χ. If χ∉A, at least one of β,γ is outside A, so every term vanishes modulo JA in one factor. The antipode preserves weights and the augmentation ideal, and the counit kills it. Thus CA=Spec⁡(R/JA) is a closed T-stable subgroup, and its construction commutes with field extension. Using mχ, rather than all Rχ, ensures that 1 is never killed when 0∉A.

1.2F1F3algebra

Let K be the closed subgroup generated by H1,H2. It can be constructed by taking the joint kernel in O(G) of pullbacks under all finite word-product maps with factors Hi (including inverses, which remain in Hi). The resulting quotient is jointly injected into their coordinate rings. Tensor joint injectivity follows by restricting a finite tensor expression to finite-dimensional coefficient spans; concatenating words and reversing them show the kernel is a Hopf ideal. After any field extension the word-source rings are reduced, so their jointly injected subalgebra is reduced; thus K is geometrically reduced and smooth. Every word source is geometrically connected. Pullbacks of an idempotent of O(K) are constants equal to its augmentation; joint injectivity therefore makes that idempotent constant. Thus K is connected. The construction is T-stable.

2.1F1F2F3step 1.1

Choose homogeneous lifts f1,…,fd∈m of a weight basis of m/m2. At identity, [F2] identifies the completed local ring of G with k[ ⁣[f1,…,fd] ⁣]. A homogeneous element of augmentation weight χ has only nonconstant monomials of that same weight in its formal expansion: compare coefficients in each finite quotient by powers of the maximal ideal, using the equivariant parameter isomorphism. If χ∉A, every such monomial involves a parameter whose weight is outside A, since A is closed under addition. Conversely those outside-weight parameters themselves generate part of JA. Hence the completed ideal of JA is exactly the ideal generated by the outside-weight parameters, and the completed local ring of CA is the power-series ring in the remaining parameters. Ideals in this Noetherian formal power-series ring are closed, so passage from the expansions to this ideal identity is legitimate. The quotient of the smooth local ring by these independent outside-weight parameters is smooth at identity by the coordinate Jacobian criterion in [F2]. Every generator of JA is zero in its completion, and completion injectivity [F2] makes it zero already in that quotient. Thus the localized JA is exactly this parameter ideal. Repeat after algebraic closure to conclude that CA is smooth at identity; translations and [F3] make it smooth everywhere. Its identity component HA=CA∘ is smooth connected and has the displayed Lie algebra.

3.1F1F2F3step 2.1

Let H be a T-stable smooth connected subgroup with Lie algebra contained in the selected weights. Its homogeneous formal parameters have weights in A. Restrict f∈mχ with χ∉A to H; its expansion contains no nonconstant monomial, since all such monomial weights belong to A, and its constant is zero. Thus it vanishes in the completion at identity. Completion injectivity [F2] and geometric integrality [F3] show that it vanishes globally on H: localization of its integral coordinate ring at identity is injective. Therefore H⊆CA, and connectedness gives H⊆HA. If H has exactly the selected Lie algebra, its dimension equals that of HA by smoothness; a closed proper subgroup of a geometrically irreducible smooth connected group has smaller dimension. Hence H=HA, proving the full uniqueness and containment in(a), including empty and nonsaturated semigroups.

4.1F1F4step 3.1

The fixed subgroup Gα=GTα is smooth connected by [F4], with Lie weights precisely the rational multiples of α, including zero. Apply the cocharacter theorem in Gα⋊T to λ. Its identity concentrator lies in the kernel Gα of projection to T, since conjugation leaves that projection unchanged. It is smooth connected unipotent and has exactly the strictly positive rational-α Lie weights by [F4]. It is T-stable, since the torus action commutes with λ, and equals H(α) by(a). Now take a smooth T-stable H with the asserted Lie containment, possibly disconnected. Its Tα-fixed subgroup is smooth, and the identity concentrator there is a smooth connected subgroup of UGα(λ), with the same positive Lie space. Smoothness and dimension therefore make it the whole UGα(λ), proving containment in H. For H=αp⊆Ga the smoothness premise fails and the stated counterexample confirms its necessity.

5.1F1F2F3step 1.2∎

For any smooth connected affine T-group L, the weights occurring in its augmentation ideal are exactly the semigroup generated by its Lie weights. Indeed, a nonzero homogeneous function has a nonzero formal expansion by the injectivity in [F2] and integrality in [F3]; one of its nonconstant monomials expresses its weight as a sum of parameter weights. Conversely, any nonempty finite sum is realized by the product of the corresponding nonzero homogeneous parameter lifts, which is nonzero in the integral ring O(L). Apply this to K,H1,H2. Any nonzero homogeneous augmentation function on K has a nonzero pullback under some word map by joint injectivity. In the tensor product of the word-source coordinate rings, its weight is a sum of augmentation weights of those factors, with at least one nonconstant factor; it therefore belongs to the semigroup generated by the Lie weights of H1,H2. Conversely their Lie weights occur in Lie⁡K, since their Lie inclusions are injective, and therefore their entire semigroup lies in that of K. This proves(c). No equality of the generated Lie algebra with Lie⁡K is asserted, and no strictly definite weight assumption or finite generating set of A was used.

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Homogeneous curves and automorphisms of P^1

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let k be a field. (a) A smooth complete connected curve C over k with a k-point that becomes isomorphic to P1 over ka is isomorphic to P1. (b) A smooth complete geometrically connected curve with a k-point, homogeneous under a smooth connected affine algebraic group, is isomorphic to P1, and Aut⁡(P1)=PGL⁡2 as k-group schemes via the action on lines through the standard representation, the action being faithful with all automorphisms induced by PGL⁡2. (c) For a finite-dimensional representation (V,r) of a torus T (Groups of multiplicative type and tori) with weight decomposition V=⨁iVχi, the fixed points of T on P(V) are the lines spanned by eigenvectors; if T=Gm and every occurring weight space (including weight zero) is one-dimensional, then P(V)Gm is finite and constant, and the closure of a non-fixed orbit has exactly two fixed points, namely the limits lim⁡t→0tx and lim⁡t→∞tx.

Facts & Assumptions

Given: AC, a field k, a smooth complete connected curve C over k with a rational point, a smooth connected affine algebraic group acting homogeneously on the smooth complete geometrically connected curve C in (b), and a representation V of a torus T in (c).

[F1]

A smooth complete curve is determined by its function field, and a curve with a k-point whose base change to ka is P1 has function field k(t), hence is P1 (Milne, 20.2-20.4). The general linear group scheme represents invertible matrices, and GL1=Gm (The general linear group scheme and its coordinate ring). We define PGL⁡2 as the fppf quotient of GL2 by its central scalar subgroup Gm (Milne, 5.49); its representability and identification with Aut⁡(P1) are justified in steps 2.1 and 3.1, using the three-section argument of Milne, 20.7-20.9.

[F2]

Homogeneous spaces of smooth affine groups by closed subgroups are representable (Homogeneous spaces of smooth affine groups are separated schemes, Fibre product of schemes). A smooth complete connected curve over an algebraically closed field admitting a nontrivial action of a smooth connected affine algebraic group is P1 (Milne, Proposition 20.5).

[F3]

For a torus representation admitting the character-weight decomposition over k assumed in (c) (in particular, a representation of a split torus in Groups of multiplicative type and tori), a point of P(V) is fixed by T exactly when its representing line is contained in a single weight space, and for T=Gm the orbit map of a nonzero vector extends to P1 with limits the lowest and highest weight eigenlines (The Luna map and the Bialynicki-Birula decomposition, Cocharacter limit subgroups, Complete varieties, Smooth morphism of schemes).

Proof

1.1F1givenalgebra

In (a), geometric genus is 0 because Cka≅P1. A genus-zero smooth complete curve is a smooth conic, and a conic with a rational point is isomorphic to P1, for example by projection from that point. Hence C≅P1.

2.1F1F2step 1.1algebra

For (b), base change to an algebraic closure. The action remains transitive on the positive-dimensional curve and is therefore nontrivial; [F2] gives Cka≅P1. The assumed k-point and step 1.1 then give C≅P1 over k. The group GL2 is smooth affine, being the determinant-open subscheme of A4. Thus [F2] represents its fppf quotient by the closed central scalar subgroup Gm; multiplication and inversion descend to this quotient, denoted PGL⁡2, and its action on lines descends because scalars act trivially.

3.1F1step 2.1algebraconstruct

Let f be an automorphism of PR1 for any k-algebra R. Locally on Spec⁡R, choose generators v∞,v0 of the lines f(∞),f(0). Their fibrewise distinctness makes these columns a basis of R2. In this basis a generator of f(1) has two unit coordinates a,b, since it is distinct from both other lines in every fibre. The matrix with columns av∞,bv0 therefore carries (∞,0,1) to (f(∞),f(0),f(1)). An automorphism h fixing these three sections is the identity: on the two affine charts it has coordinate polynomials P(t),Q(t−1) with zero constant terms and unit linear coefficients (their polynomial inverses force those coefficients to be units), and P(t)Q(t−1)=1 on the overlap. If P had highest nonzero degree N>1, the coefficient of tN−1 in this product would be its leading coefficient times the unit linear coefficient of Q, a contradiction. Hence P(t)=ct, and h(1)=1 gives c=1; the overlap then gives Q(t−1)=t−1. Finally, a matrix fixing the three lines is scalar: the first two force it to be diagonal and the third makes its diagonal entries equal. Thus the local matrices inducing f are unique up to scalar and glue to a unique point of the fppf quotient. This proves PGL⁡2≅Aut⁡(P1) as functors, hence as group schemes, including over nonreduced test algebras.

4.1F3step 1.1algebra∎

For (c), a line is fixed by T exactly when it is a one-dimensional subrepresentation, hence lies in a single weight space. Thus the fixed locus is the disjoint union of the projective spaces P(Vχ). When T=Gm and every occurring weight space, including weight zero, has dimension one, these are finitely many k-rational points, giving a finite constant fixed scheme. For a non-fixed point [v], write v=∑nvn according to integer weights, with least and greatest occurring weights r<s. The orbit map extends to P1, with endpoints [vr] and [vs]; on the two affine charts this follows by factoring tr at zero and ts at infinity. This extension is surjective onto the orbit closure because its image is closed and contains the dense orbit. A point of the image of Gm is non-fixed, so the only fixed points of the closure are precisely the two endpoints.

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Structure of SL_2 and root coordinates

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let k be a field, T2 the diagonal torus of SL2, U+={(1 a0 1)} and U−={(1 0a 1)} (The general linear group scheme and its coordinate ring, Morphisms and closed subgroup schemes of group schemes). Then: (a) SL2 is generated by U+ and U−, and SL2 and PGL2 are perfect; (b) the isomorphisms uα(a)=(1 a0 1) and u−α(a)=(1 0a 1) satisfy tuα(a)t−1=uα(α(t)a) and tu−α(a)t−1=u−α(α(t)−1a) for t=diag⁡(x,x−1) and the root α(t)=x2; (c) nα=uα(1)u−α(−1)uα(1)=(0 1−1 0) represents the nontrivial element sα of W(SL2,T2), nα2=α∨(−1), and sα acts on X(T2) by χ↦χ−⟨χ,α∨⟩α with α∨=id⁡; (d) the natural surjection SL2→PGL2 is a central isogeny with kernel μ2, SL2 is simply connected, and every automorphism of (SL2,T2) maps U+ to U+ or U− and is determined by its restrictions to T2 and U+.

Facts & Assumptions

Given: AC, a field k, the group SL2 with its diagonal torus T2 and the subgroups U± of unipotent triangular matrices.

[F1]

SL2 and PGL2 are affine group schemes of finite type with their standard matrix coordinates (The general linear group scheme and its coordinate ring, Morphisms and closed subgroup schemes of group schemes); the diagonal torus is split with X(T2)=Zχ and cocharacters Zχ∨, χ(diag⁡(x,x−1))=x, and α=2χ is the root with coroot α∨=χ∨ (Character and cocharacter lattices of a split torus).

[F2]

Limit subgroups of cocharacters and the derived subgroup are available (Cocharacter limit subgroups, The derived subgroup, the derived series and solvable algebraic groups, Properties of the derived subgroup of an algebraic group); the Lie functor detects generation for smooth connected groups (The Lie functor: exactness, fixed points and generation).

[F3]

Homogeneous spaces of smooth affine groups are representable, so quotients such as SL2/μ2 and PGL2 are available as group schemes (Homogeneous spaces of smooth affine groups are separated schemes).

[F4]

A central isogeny from a smooth connected group onto a reductive group has reductive source: its smooth connected unipotent radical has trivial image and is then a subgroup of the finite kernel, hence is a smooth connected zero-dimensional group and is trivial. The finite centre lies in each maximal torus, and maximal tori map onto maximal tori. (Centre, radical and semisimple quotient of a reductive group, Maximal tori, field extensions, normal subgroups and derived groups, A subgroup that is both unipotent and diagonalizable is trivial) The split maximal tori of PGL2 are conjugates of its diagonal torus; its normalizer acts on that torus by inversion. This is the direct matrix input in Milne20.31.

Proof

1.1F1F2givenalgebra

For (a), work first over an algebraic closure and write g=(abcd) with ad−bc=1. If a≠0, direct multiplication gives g=u−α(c/a)diag⁡(a,a−1)uα(b/a). Put w(a)=uα(a)u−α(−a−1)uα(a)=(0a−a−10); then w(a)w(−1)=diag⁡(a,a−1). If a=0, then c≠0, and uα(1)g has nonzero top-left entry, reducing to the previous case. Thus U± generate the smooth group SL2: a closed subgroup containing them contains every geometric point, hence the whole reduced group. For perfectness, choose x in the algebraic closure with x2≠1. The identity [diag⁡(x,x−1),uα(t)]=uα((x2−1)t) puts U+ in the derived subgroup; conjugation by nα does the same for U−. They generate SL2, and its quotient PGL2 is therefore perfect. These equalities of algebraic groups descend to k; no assertion of perfectness of the abstract groups of k-points is needed.

2.1F1step 1.1algebra

For (b), matrix multiplication gives diag⁡(x,x−1)uα(a)diag⁡(x−1,x)=uα(x2a) and diag⁡(x,x−1)u−α(a)diag⁡(x−1,x)=u−α(x−2a). These identities hold over every k-algebra and are exactly the stated conjugation formulas for α(t)=x2.

3.1F1step 2.1algebra

For (c), direct multiplication gives uα(1)u−α(−1)uα(1)=(0 1−1 0)=nα, and nα2=−I=α∨(−1) where α∨:Gm→T2 is the cocharacter t↦diag⁡(t,t−1) with χ∘α∨=id⁡. Since nα∉T2 but nα normalizes T2 (it conjugates diag⁡(x,x−1) to diag⁡(x−1,x)), it represents the nontrivial element sα of W(SL2,T2); the induced action on characters is sα(χ)=χ−⟨χ,α∨⟩α=χ−2χ=−χ, the reflection in the root α=2χ.

4.1F1F3F4step 1.1algebra∎

For (d), fppf locally every class in PGL2 has a matrix representative whose determinant can be made 1 by adjoining a square root and rescaling. Thus SL2→PGL2 is surjective as a group scheme, with kernel the scalar matrices of determinant 1, namely μ2. This is a central isogeny, including characteristic 2. For the universal-cover assertion, work over an algebraic closure and let H→PGL2 be a central isogeny of smooth connected groups with kernel N. By [F4], H is reductive and a maximal torus S contains N and maps onto the one-dimensional diagonal torus. Thus S≅Gm and N≅μm for some m. Lift the nontrivial Weyl normalizer point to H; it normalizes S and acts by inversion, because this is its induced action on S/N and the character lattice map is injective of finite index. Centrality makes that inversion trivial on μm, so its character group Z/m is killed by 2, forcing m to divide 2. Any central cover of SL2, when composed with SL2→PGL2, therefore has degree at most two; the latter map already has degree two, so the former has degree one and is an isomorphism. This proves that SL2 is simply connected and is the universal central cover of PGL2, exactly the argument of Milne20.31, including characteristic two. Finally, the pair-automorphism theorem cited in the sources identifies automorphisms of (SL2,T2) with conjugations by (NSL2(T2)/μ2)(k). Such a conjugation either preserves the two root subgroups or interchanges them. After composing with conjugation by nα if necessary, it preserves U+ and is a diagonal conjugation, whose parameter is determined by its action on U+. Hence its restrictions to T2 and U+ determine it.

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Rank-one connected groups

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a connected nonsolvable affine group variety over k and T a maximal torus. For the equivalence and its geometric conclusions, base change G and T to an algebraic closure and form all radicals, Borels and quotients there. The following are equivalent: (a) the semisimple rank of G is 1; (b) over an algebraic closure, T lies in exactly two Borel subgroups; (c) dim⁡G/B=1 for a Borel subgroup B containing T; (d) there is an isogeny G/R(G)→PGL2. In this case, over an algebraic closure, S=G/R(G) is semisimple of rank 1 and dimension 3. If Tˉ is the image of T in S, then

Lie⁡(S)=Lie⁡(Tˉ)⊕sα⊕s−α,dim⁡sα=dim⁡s−α=1.

For a Borel subgroup B containing T, after base change to an algebraic closure G/B≅P1 and the action map G→Aut⁡(G/B)=PGL2 is surjective with kernel q−1(Z(S)), where q:G→S is the quotient map. In the semisimple quotient, the rank-one Bruhat decomposition is S=Bˉ⊔UˉnˉBˉ, where Bˉ is the image of B, Uˉ its unipotent radical, and nˉ represents the nontrivial Weyl element. Every connected nonsolvable split reductive group of total rank 1 (and hence semisimple rank 1) is isomorphic to SL2 or PGL2.

Facts & Assumptions

Given: AC, a connected nonsolvable affine group variety G over k with a maximal torus T.

[F1]

Over an algebraically closed field the quotient by the radical of a smooth connected affine group is semisimple (Radical, unipotent radical, semisimple and reductive algebraic groups). There, R(G) lies in every Borel subgroup, and passage to S=G/R(G) identifies the Borel variety of G with that of S; maximal tori map to maximal tori. Thus Borel subgroups of G containing T correspond to Borel subgroups of S containing its image. In the semisimple quotient the Weyl group acts faithfully and transitively on these Borel subgroups (Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Borel subgroups, maximal tori and Borel pairs; Milne, Proposition 17.20 and Theorem 20.16).

[F2]

For a smooth complete homogeneous curve over an algebraically closed field under a smooth connected affine group, the curve is P1, and Aut⁡(P1)=PGL2 (Homogeneous curves and automorphisms of P^1). In semisimple rank 1, the root system is {α,−α} and the two root spaces in the Lie algebra are one-dimensional; the split adjoint rank-one group is PGL2 (Milne, Theorem 20.22), and the standard central cover SL2→PGL2 is universal, so every smooth connected central cover of PGL2 is dominated by SL2 (Structure of SL_2 and root coordinates; Milne, Proposition 20.31).

[F3]

The Borel variety is complete, its points fixed by T correspond to Borel subgroups containing T, and if H is a smooth connected affine group and H/Q is a complete homogeneous variety of dimension d, every torus in H has at least d+1 geometric fixed points on H/Q (Milne, Corollary 20.12). In the equivalent rank-one cases, the quotient G/B≃S/Bˉ is the flag curve. The action of S on that curve has kernel Z(S); equivalently, its map to PGL2 is a central isogeny (Milne, Theorems 20.16 and 20.22, and Proposition 20.7).

[F4]

A reductive group is the almost product of its largest central torus and its semisimple derived group; the central torus has rank equal to total rank minus semisimple rank. (Centre, radical and semisimple quotient of a reductive group)

Proof

1.1F1F2F3givenalgebra

Work over an algebraic closure. Set S=G/R(G). By the radical-quotient theorem cited in [F1], S is semisimple and its Borel variety identifies with that of G. The rank-one theorem cited in [F1] then gives the equivalence: in rank 1 the Weyl group of S acts faithfully and transitively on the Borel subgroups containing Tˉ, while the Borel-opposition lemma cited in [F1] distinguishes the positive and negative Borels; conversely, the two T-fixed points of the Borel variety and the fixed-point bound in [F3] give dimension at most 1, while nonsolvability excludes dimension zero; and a one-dimensional complete homogeneous curve is P1, whose action gives the isogeny to PGL2. An isogeny to PGL2 forces rank 1.

2.1F2step 1.1algebra

Since S is isogenous to PGL2, it has dimension 3, semisimple rank 1, and root system {α,−α}. The root decomposition is taken in Lie⁡(S), not in Lie⁡(G): over the algebraic closure it is Lie⁡(Tˉ)⊕sα⊕s−α, with each root space one-dimensional.

2.2F1F2F3step 1.1algebra

The quotient map identifies G/B with S/Bˉ, so this is P1 by step 1.1. The action of G on G/B factors through S; it is transitive on P1, whereas a connected solvable affine group has a fixed point on a complete variety. Thus its image is nonsolvable, and every proper connected subgroup of PGL2 is solvable, so the action map is surjective. Its kernel in S is Z(S) by [F3], so its kernel in G is exactly q−1(Z(S)).

3.1F1F2step 2.2algebra

The universal central cover in [F2] lifts the central isogeny of step 2.2 to a central isogeny SL2→S, carrying the diagonal Borel, upper root group and nontrivial Weyl representative to Bˉ,Uˉ,nˉ. The elementary matrix decomposition SL2=B2⊔U2+n2B2 separates matrices by whether their lower-left entry is zero. Its images give S=Bˉ⊔UˉnˉBˉ; disjointness follows from the two orbits on S/Bˉ=P1.

4.1F2F4step 2.1algebra∎

Finally let G be split reductive of total rank 1 and semisimple rank 1. Its largest central torus has dimension zero, hence is trivial; by the centre structure supplier G is semisimple. Milne's split rank-one adjoint result in [F2] gives a central isogeny q:G→PGL2 with kernel Z(G). Universality of the standard SL2 cover in [F2] supplies a central isogeny f:SL2→G over k lifting it. Its kernel is a subgroup scheme of ker⁡(qf)=μ2, hence is either 1 or μ2 (including characteristic 2). Consequently G is SL2 or SL2/μ2=PGL2, respectively. This proves the final classification without a later general root-datum classification theorem.

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Classification of split reductive groups of semisimple rank one

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let (G,T) be a split reductive group over k of semisimple rank 1 (Split reductive groups). Then there exists a homomorphism v:(SL2,T2)→(G,T) with central kernel, and every such homomorphism is a central isogeny from SL2 onto the derived group G′; any two differ by the inner automorphism defined by an element of (NSL2(T2)/μ2)(k). Moreover v maps U± isomorphically onto the root groups of Φ(G,T), and for either chosen root α, if T1=(T∩G′)t is the unique maximal torus of the derived group contained in T, then there is a unique cocharacter α∨∈X∗(T1) with ⟨α,α∨⟩=2. In particular the two root groups generate G′, which is isomorphic to SL2 or PGL2; together with T they generate G.

Facts & Assumptions

Given: AC, a split reductive group (G,T) of semisimple rank 1.

[F1]

G/R(G) is semisimple of rank 1, G=Z(G)t⋅G′ is an almost-direct product with Z(G)t∩G′ finite, and G′ is semisimple (Centre, radical and semisimple quotient of a reductive group, The derived subgroup, the derived series and solvable algebraic groups, Properties of the derived subgroup of an algebraic group).

[F2]

For a split reductive group of semisimple rank one, the adjoint quotient is PGL2 and the quotient map has kernel Z(G) (Milne, Theorem 20.22). The map SL2→PGL2 is the universal central covering; a central covering of PGL2 admits a lift from SL2 (Rank-one connected groups, Structure of SL_2 and root coordinates).

[F3]

(T∩G′)t is a maximal torus of G′ and T=(T∩G′)t⋅Z(G)t (Maximal tori, field extensions, normal subgroups and derived groups); quotients by finite central subgroups are representable (Homogeneous spaces of smooth affine groups are separated schemes).

Proof

1.1F1F2F3givenalgebra

By [F1] and [F3], G′ is split semisimple of rank one with split maximal torus T1=(T∩G′)t. The exact adjoint quotient of [F2] is q:G→PGL2 with kernel Z(G). Since G=Z(G)tG′ and q kills the central torus, q(G′)=PGL2. The centre of semisimple G′ is finite by [F1], so the restriction G′→PGL2 has finite central kernel and is a central isogeny. Choose q up to an inner automorphism of PGL2 so that q(T) is its diagonal torus; split maximal tori of PGL2 are conjugate over k, as proved in Milne20.31. The universal-cover input [F2] then lifts the standard SL2→PGL2 to a central isogeny v0:SL2→G′ carrying T2 onto T1, as in the exact pair lift of Milne20.32. Composing with G′↪G gives the required v. Its kernel is a subgroup of μ2, hence is 1 or μ2; thus G′ is SL2 or PGL2. This is the central-cover proof, without invoking the later classification by arbitrary root data. It includes characteristic two and its nonreduced kernel.

2.1F1F2F3step 1.1algebra

For any homomorphism v with central kernel, that kernel is a subgroup scheme of Z(SL2)=μ2, hence is finite. Perfectness puts its image in G′, and equality of dimensions makes the image all of G′. Thus v is a central isogeny, with kernel either 1 or μ2. If v,w are two such maps, their kernels agree and their induced identifications of the same central quotient with G′ differ by an automorphism; the universal central cover lifts this automorphism to SL2. Since both maps carry T2 onto T1, the lift preserves T2. Automorphisms of the split pair (SL2,T2) are precisely conjugations by elements of (NSL2(T2)/μ2)(k), proving the asserted uniqueness.

3.1F1F2F3step 1.1step 2.1algebra∎

The central quotient restricts to isomorphisms on the upper and lower unipotent subgroups: its kernel μ2 meets either subgroup scheme trivially, as is seen from the matrix coordinates, and the standard maps identify these subgroups with the two root groups of PGL2. Thus v(U±) are the root groups of (G,T), with the two signs possibly interchanged. The rank-one lattice X∗(T1) maps injectively to Z by λ↦⟨α,λ⟩. For the chosen root α, choose the sign of the standard cocharacter so that its image under v has pairing 2; it is the required α∨, and injectivity proves uniqueness. In the simply connected case α=2χ and α∨=χ∨; in the adjoint case α=χ and α∨=2χ∨. Since U± generate SL2, their images generate G′. Finally T=T1Z(G)t and G=Z(G)tG′ by [F1] and [F3], so T and the two root groups generate G.

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Solvable subgroups, the radical, and the Borel intersection

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a smooth connected affine group variety over k. (a) Every smooth connected solvable subgroup H is geometrically contained in a Borel: Hka lies in a Borel of Gka. If k is algebraically closed this containment holds over k. If H is normal, it is contained in every Borel subgroup of G defined over k, when such a Borel exists. Arbitrary-field rational containment without normality is not asserted. (b) If k is algebraically closed, then R(G)=(⋂B BorelB)red∘ is the largest smooth connected normal solvable subgroup (Radical, unipotent radical, semisimple and reductive algebraic groups). (c) A closed subgroup scheme P⊆G, with no reducedness hypothesis, is parabolic in the sense that G/P is complete (Parabolic subgroups of an affine algebraic group) if and only if Pka contains a Borel of Gka. Every such P is geometrically connected and NG(P)=P scheme-theoretically; in particular these conclusions hold when P contains a Borel defined over k.

Facts & Assumptions

Given: AC, smooth connected affine G, smooth connected solvable H⊆G, and a closed subgroup scheme P⊆G.

[F1]

Over an algebraically closed field Borels exist, are smooth connected solvable, and are conjugate; a Borel quotient is complete. A smooth connected solvable group acting on a nonempty complete scheme has a fixed point. (Borel subgroups, maximal tori and Borel pairs, The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Borel fixed point theorem for complete schemes, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field)

[F2]

Normality and solvability use the scheme-theoretic derived subgroup. Products with a smooth normal subgroup are homomorphic images of semidirect products and hence closed smooth connected subgroups when the factors are smooth connected. Solvability is closed under extensions: pull back a derived series of the quotient and append a series of the kernel. Reductions and reduced neutral components are smooth subgroup varieties over a perfect field, and a reduced neutral component of a normal subgroup is normal in a smooth ambient group. (The derived subgroup, the derived series and solvable algebraic groups, Group images are exact kernel quotients and preserve affine smooth connected properties, Reduced identity components over perfect fields)

[F3]

A Cartan CG(T) is contained in each Borel containing T, maximal tori are conjugate, and NG(B)=B for a Borel. Torus fixed schemes on smooth varieties are smooth. (Cartan subgroups: conjugacy, density and normalizers, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, Fixed-point schemes and centralizers of linearly reductive actions)

[F4]

The homogeneous quotient of smooth affine G by any closed subgroup scheme is a separated finite-type fppf quotient with faithfully flat locally finitely presented projection. It is smooth over an algebraically closed field by flat-local regularity descent. Quotients by normal affine subgroups are affine; closed immersions descend along faithfully flat covers. Completeness means separated, finite type and universally closed and can be checked after field extension. (Homogeneous spaces of smooth affine groups are separated schemes, Regularity ascends and descends along a flat local homomorphism, Quotients of affine group schemes by normal subgroup schemes are affine, Quotient sheaves and representable quotients for pre-relations and group actions, Complete varieties, Proper morphisms)

[F5]

The radical is the largest smooth connected normal solvable subgroup; finite-type affine G is Noetherian, so schematic intersections of closed subgroups exist, and their reduced neutral components exist over perfect k. (Radical, unipotent radical, semisimple and reductive algebraic groups, Reduced identity components over perfect fields)

Proof

Given: AC and the groups in the Statement.

1.1F1F2choose

First suppose k algebraically closed and choose a Borel B. The solvable group H has a fixed point gB in the complete quotient G/B by [F1], so H⊆gBg−1. If H is normal, its product HB is a closed smooth connected subgroup by [F2], and is solvable: its normal subgroup H and quotient, a homomorphic image of B, are solvable. Borel maximality among smooth connected solvable subgroups therefore gives HB=B, hence H⊆B. This holds for every Borel. Over arbitrary k, apply this argument after algebraic closure; if H is normal and B is defined over k, the geometric inclusion Hka⊆Bka descends to H⊆B. This proves all parts of (a).

1.2F1F4construct

Over algebraically closed k, if B⊆P, the quotient map induces a surjective morphism G/B→G/P, and this morphism remains surjective after any field or scheme base change: pull back the cover G→G/P to see the fppf quotient locally as projection with fibre P/B. Its complete source makes G/P universally closed over k: for any base change and closed subset of G/P, its inverse image in G/B is closed and has exactly the same image in the base. As G/P is separated and finite type by [F4], it is complete. Conversely, if G/P is complete, a Borel fixes a point by [F1], so a conjugate Borel is contained in P. Completeness descends and ascends along field extension, giving the equivalence over arbitrary k with geometric Borel containment.

1.3F2F3

Continue over algebraically closed k with B⊆P. The smooth subgroup variety Pred is connected: for p∈P(k), both B and pBp−1 are Borels of (Pred)∘, because they are connected and already maximal solvable in G. They are conjugate there; multiplying p by the corresponding point of (Pred)∘ puts it in NG(B)(k)=B(k) by [F3]. Thus every point of Pred lies in its neutral component and P is connected. The same argument for n∈NG(P)(k) puts n in Pred(k), since it conjugates Borels inside Pred.

2.1F2F5step 1.1

Over algebraically closed k, put I=(⋂BB)red∘. The full schematic intersection is conjugation-stable, so its reduced neutral component is normal in smooth G by [F2]; I is smooth connected and solvable, since it lies in a Borel. Hence I⊆R(G). Conversely step 1.1 puts the smooth connected normal solvable subgroup R(G) in every Borel, so it factors through their intersection and, by smoothness and connectedness, through its reduced neutral component I. Therefore I=R(G), proving (b).

3.1F3F4step 1.3∎

This point argument alone would not settle the scheme normalizer, so put X=G/P, smooth by [F4], and choose maximal T⊆B. Every T-fixed coset is represented by NG(T)(k): if g−1Tg⊆P, conjugate this torus to T inside (Pred)∘ by [F3]. The connected normalizer of T is CG(T) by multiplicative-type rigidity, and this Cartan lies in B⊆P by [F3]. Consequently there are finitely many T-fixed cosets. The smooth scheme XT is therefore finite étale. The group quotient NG(P)/P is a closed subscheme of XT: closedness descends from NG(P)⊆G along G→X, and normalizer points transport T into P. It is finite étale and, by step 1.3, has only its identity point, so it is the trivial group scheme. Thus NG(P)=P. The argument after algebraic closure also proves geometric connectedness; equality of subgroup schemes descends to k, proving all assertions of (c).

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Cartan subgroups: conjugacy, density and normalizers

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a smooth connected affine group variety over an algebraically closed field k and let T be a maximal torus. (a) The Cartan subgroup CG(T) is smooth, connected and nilpotent, CG(T)=NG(CG(T))∘, and CG(T) is contained in every Borel subgroup of G containing T; if G is reductive then CG(T)=T. (b) Any two Cartan subgroups of G are conjugate by an element of G(k), and the union of the Cartan subgroups contains a dense open subset of G. (c) For every Borel subgroup B one has Z(G)=Z(B). (d) If H⊆G contains a Cartan subgroup, then NG(H)∘=H∘; in particular every Borel subgroup equals its own normalizer and (NG(Bu))red=B for a maximal unipotent subgroup Bu of a Borel subgroup B.

Facts & Assumptions

Given: AC, a smooth connected affine group G over algebraically closed k, a maximal torus T, and C=CG(T).

[F1]

Torus centralizers are smooth connected; C is nilpotent with its unique maximal torus T, and NG(C)∘=C. The fixed tangent space is Lie⁡(CG(S))=gS, and torus fixed schemes in smooth varieties are smooth. (Fixed loci and centralizers of torus actions are connected, Fixed-point schemes and centralizers of linearly reductive actions)

[F2]

Borels and maximal tori are conjugate in a smooth connected affine group over algebraically closed k. Borels containing T are permuted transitively by NG(T)(k); maximal tori in a smooth connected solvable group are conjugate. (Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, Maximal tori of a smooth connected solvable group are conjugate, Borel subgroups, maximal tori and Borel pairs)

[F3]

Finite-dimensional torus representations have choice-free weight decompositions. Smooth schemes have schematically dense algebraically closed rational points. The correct normalizer formula is Lie⁡(NG(H))/Lie⁡(H)=(g/Lie⁡(H))H, a quotient of Lie algebras; it does not assert a formula for the Lie algebra of NG(H)/H when H is nonsmooth. (Representations of diagonalizable groups split into character eigenspaces, Rational points of smooth finite-type schemes over a separably closed field are schematically dense, The Lie functor: exactness, fixed points and generation)

[F4]

G/H for a closed subgroup scheme of smooth affine G is a separated finite-type fppf quotient with faithfully flat locally finitely presented projection. Smoothness descends along this cover over algebraically closed k, by flat-local regularity descent. Quotients by normal affine subgroups are affine; the projection is smooth when its kernel is smooth. Reductions of algebraic groups over perfect k are smooth subgroup varieties. (Homogeneous spaces of smooth affine groups are separated schemes, Regularity ascends and descends along a flat local homomorphism, Quotients of affine group schemes by normal subgroup schemes are affine, Reduced identity components over perfect fields)

[F5]

G/B is complete. A proper integral variety over algebraically closed k has global functions k, and this equality becomes Γ((G/B)R,O)=R after flat base change to any k-algebra R. A morphism into an affine scheme is determined by global functions. Any closed subgroup is the scheme-theoretic stabilizer of a line in a finite-dimensional rational representation. (The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Global functions on proper integral schemes form a finite extension of the base field, Morphisms to an affine scheme and global sections, Every subgroup scheme of an affine group is a line stabilizer)

[F6]

Multiplicative-type rigidity makes an action of a connected group on a torus by group automorphisms trivial (Milne12.36–12.38). A smooth connected affine group having a nilpotent Borel equals that Borel (Milne17.23): the positive-dimensional centre of a nontrivial nilpotent Borel is central in the whole group by the complete-quotient rigidity argument, and quotient induction lowers its dimension; the zero-dimensional case is affine and complete. Consequently a smooth connected affine group with no nontrivial smooth connected unipotent subgroup is a torus (17.25): its Borel is a torus and hence nilpotent. These precise source inputs are independent of reductive-centre claims. Smooth connected unipotent groups are nilpotent and a solvable group decomposes as Bu⋊T. (Structure of connected nilpotent groups and the maximal-torus criterion, Splitting trigonalizable extensions: algebraically closed fields and two perfect-field cases, Unipotent algebraic groups and unipotent representations)

[F7]

For the reductive consequence only, use the source-proved Milne17.56 and17.61 input: for a maximal torus T, (⋂B⊇TB)red∘=Ru(G)T. Since CG(T) is smooth connected and lies in each such Borel, it lies in this reduced neutral intersection; reductivity gives Ru(G)=1 and hence CG(T)=T. The source proves the intersection theorem by stable affine charts in the flag quotient and the closed-orbit theorem for unipotent groups (17.64–65). This precise external input avoids a cycle through the later local Chevalley and centre carriers.

Proof

Given: AC, smooth connected affine G over algebraically closed k, and maximal T.

1.1F1F2F7

By [F1] the Cartan C=CG(T) is smooth connected nilpotent and satisfies NG(C)∘=C. It lies in some Borel B′ because it is connected solvable, and T⊆B′. For any other Borel B⊇T, [F2] gives B=nB′n−1 with n∈NG(T)(k). Such n preserves C, so C⊆B. In the reductive case [F7] gives C=T. This proves (a).

1.2F1F2F3choosealgebra

Conjugacy of maximal tori in [F2] implies conjugacy of their centralizers, proving the first assertion of (b). To prove density, decompose g into T-weights. There are finitely many nonzero weights; choose t∈T(k) with χ(t)≠1 for each of them, possible because their kernels are proper closed subsets of the irreducible torus. On the zero-weight space c the differential of G×C→G, (g,c)↦gcg−1, at (e,t) receives all of c from its second factor. On every other weight space the first-factor differential is multiplication by 1−χ(t), hence invertible. The differential is surjective. A morphism between smooth varieties with surjective differential is smooth on a neighbourhood of this point and hence has open image there. This nonempty open subset consists of conjugates of points of C; algebraically closed rational points in each nonempty fibre give the asserted dense open union of Cartan subgroups.

1.3F1F2F4F6construct

To prove the full neutral-normalizer clause for possibly nonsmooth H⊇C, put X=G/H, smooth by [F4]. The connected normalizer of T acts trivially on T by rigidity, so NG(T)∘=C. It has finitely many connected components; therefore NG(T)(k)/C(k) is finite. Every T-fixed coset gH∈X(k) satisfies g−1Tg⊆H. Both T and g−1Tg lie in the smooth connected group (Hred)∘ and are maximal tori there, since they are maximal in G. By [F2] some h∈H(k) makes gh∈NG(T)(k). Thus the fixed cosets are represented by this finite set of normalizer components. Since XT is smooth by [F1] and has finitely many geometric points, it is finite étale.

2.1F5step 1.1algebra

Let B⊇T be a Borel. For every R and z∈CG(B)(R), the morphism g↦zgz−1g−1 is right BR-invariant, since z commutes with BR, and descends to (G/B)R. By [F5] any such morphism to affine GR is constant, with its identity value at eB. Therefore CG(B)=Z(G) as group schemes. Step 1.1 gives Z(G)⊆CG(T)⊆B, so Z(B)=CG(B)∩B=Z(G). This proves (c).

2.2F1F3F4step 1.3

The quotient NG(H)/H is a closed subgroup scheme of X: pullback along the faithfully flat cover G→X identifies it with the closed subgroup NG(H)⊆G, so closed immersion descends. It lies in XT because T⊆H and each normalizer point transports T into H. A closed subscheme of a finite étale scheme over algebraically closed k is finite étale. Therefore NG(H)/H is finite étale and its identity fibre is H. The connected component of NG(H) lies in that fibre; together with the reverse inclusion this proves NG(H)∘=H∘, without claiming H smooth. For smooth H, [F3] also gives Lie⁡NG(H)=Lie⁡H: the zero-weight space gT=c lies in h, so (g/h)T=0, hence its H-invariants vanish. Thus the full normalizer of such H is smooth.

3.1F1F2F4F6step 2.2induction

We prove NG(B)=B by induction on dim⁡G, with the zero-dimensional case immediate. The normalizer is smooth by step 2.2 because B contains C. For x∈NG(B)(k), conjugate by a point of B so that x normalizes T, using [F2]. Then φ:T→T, t↦xtx−1t−1, is a homomorphism. If it is not surjective, its kernel contains a positive-dimensional torus S. Thus x∈CG(S) and normalizes CG(S)∩B, a Borel by [F1]. If CG(S)≠G, induction on this smaller smooth connected group puts x in B. If CG(S)=G, then S is central; induction on G/S and its Borel B/S again puts x in B. The quotient Borel assertion follows by pulling back any larger smooth connected solvable subgroup along the smooth central-torus quotient.

4.1F2F5F6step 1.1step 1.2step 3.1discharge-induction

If φ is surjective, choose by [F5] a line L=kv whose scheme-theoretic stabilizer is NG(B). Its character on T is trivial, because it is trivial on commutators [x,t] and these exhaust T as a group scheme. The unipotent subgroup Bu also fixes v, by the fixed-vector criterion on this one-dimensional representation. Hence B fixes v and the orbit morphism descends to G/B→V. By [F5] it is the constant v, so G fixes v and therefore G=NG(B). This makes B normal. All conjugate Borels then equal B and, by step 1.1, all Cartans lie in B. Their dense union in step 1.2 forces the closed subgroup B to equal G. Thus x∈B in this case as well. Since NG(B) and B are smooth with identical algebraically closed points, they are equal as group schemes.

5.1F2F4F6step 4.1∎

Every subgroup variety P⊇B is connected: for p∈P(k), the two Borels B and pBp−1 of P∘ are conjugate by P∘(k), so after multiplying p by such a point it normalizes B. Step 4.1 puts that product in B⊆P∘, hence p∈P∘. Let P=(NG(Bu))red, a subgroup variety by [F4], containing B. The subgroup Bu is maximal among smooth connected unipotent subgroups of G: any larger such group lies in a Borel, and its dimension is at most that Borel's unipotent radical, which has the same dimension as Bu by conjugacy. The smooth connected affine quotient P/Bu therefore has no nontrivial smooth connected unipotent subgroup, since its inverse image would be a larger such subgroup of G. By [F6] it is a torus, so P is solvable and Borel maximality gives P=B. Thus (NG(Bu))red=B, completing (d). The unreduced equality can fail: in characteristic 2 and G=PGL2, I+εE21 normalizes upper Bu over k[ε]/ε2 but is outside upper B.

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Chevalley's centralizer theorem and reductive centralizers

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a smooth connected affine group variety over an algebraically closed field k and let T be a maximal torus. Then Chevalley's theorem holds: Ru(G)=(⋂B⊇TBu)red∘ and Ru(G)⋅T=(⋂B⊇TB)red∘, the intersections running over the finite set of Borel subgroups containing T. Consequently, for any torus S in G one has Ru(CG(S))=Ru(G)∩CG(S), and for a torus S acting on G one has Ru(GS)=Ru(G)S. In particular, if G is reductive, then GS is smooth, connected and reductive for every torus action by group automorphisms, in particular CG(S) has these properties for every torus S⊆G, and CG(T)=T for every maximal torus T of a reductive G.

Facts & Assumptions

Given: AC, smooth connected affine G over algebraically closed k, and maximal torus T; external torus actions are by group automorphisms.

[F1]

Cartans are smooth connected, lie in every Borel containing their maximal torus, and NG(B)=B. Borels containing T are conjugate under NG(T)(k); the connected normalizer of T equals CG(T) by multiplicative-type rigidity. Thus the set of these Borels is finite, indexed by a quotient of the finite component set of NG(T). (Cartan subgroups: conjugacy, density and normalizers, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, Borel subgroups, maximal tori and Borel pairs)

[F2]

R(G) is the reduced neutral intersection of all Borels. Smooth connected normal solvable subgroups lie in every Borel. The radical and unipotent radical are the largest smooth connected normal subgroups of their respective classes. (Solvable subgroups, the radical, and the Borel intersection, Radical, unipotent radical, semisimple and reductive algebraic groups)

[F3]

Torus fixed subgroups of smooth connected affine groups are smooth connected, and CG(S)∩B is a Borel of CG(S) whenever S⊆B. In particular Ru(G)S is smooth connected. (Fixed loci and centralizers of torus actions are connected)

[F4]

X=G/B0 is a smooth connected complete variety for any Borel B0, and embeds G-equivariantly as a closed orbit in some P(V): choose a Chevalley line with stabilizer B0, identify its orbit with the fppf homogeneous quotient, and use completeness to make that locally closed orbit closed. Replace V by the span of the orbit, so the embedding is nondegenerate. A smooth connected solvable group acting on a nonempty complete scheme has a fixed point. Every orbit of a smooth group is locally closed; an orbit of minimum dimension in its closure is closed. (The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Every subgroup scheme of an affine group is a line stabilizer, Homogeneous spaces of smooth affine groups are separated schemes, A faithfully flat orbit map represents the coset quotient sheaf, Smooth orbits are locally closed and their orbit maps are faithfully flat over every field, Borel fixed point theorem for complete schemes)

[F5]

Finite-dimensional representations of a split torus have finite character-weight decompositions; regular functions on an affine variety with algebraic group action form a rational representation, and every finite subset lies in a finite-dimensional subrepresentation. A nonzero representation of a unipotent group has a nonzero fixed vector. (Representations of diagonalizable groups split into character eigenspaces, Every element of a comodule lies in a finite-dimensional subcomodule, Unipotent algebraic groups and unipotent representations)

[F6]

Over perfect k, reduced neutral subgroup components are smooth connected, and a smooth connected solvable group is Bu⋊T for any maximal torus T. A unipotent group maps trivially to a group of multiplicative type, since its homomorphic image is both unipotent and multiplicative type. Homomorphic images of smooth connected affine groups are closed smooth connected subgroups. (Reduced identity components over perfect fields, Maximal tori of a smooth connected solvable group are conjugate, A subgroup that is both unipotent and diagonalizable is trivial, Group images are exact kernel quotients and preserve affine smooth connected properties)

Proof

Given: AC, smooth connected affine G over algebraically closed k, and maximal T.

1.1F1F2F6construct

Let Iu=(⋂B⊇TBu)red∘ and I=(⋂B⊇TB)red∘. The intersection set is finite by [F1]. These groups are smooth connected and normalized by NG(T), which permutes the factors; Iu is unipotent as a subgroup of one Bu. The normal unipotent radical Ru(G) lies in every B by [F2] and then in every Bu by its maximal normal-unipotent property, so Ru(G)⊆Iu. We prove the reverse inclusion by the action on X=G/B0.

1.2F4F5construct

We give the closed-orbit argument for unipotent actions on affine varieties. For an orbit O, let Y be its reduced affine closure. If its boundary is nonempty, the ideal of the boundary in O(Y) is a nonzero stable rational representation: the orbit is open dense in Y, so its boundary is proper. By [F5] choose a nonzero invariant function f in this ideal. Its value is constant on the dense orbit, hence f is that scalar on reduced Y. The boundary forces this scalar to be zero, contradicting f≠0. Therefore every such orbit is closed. This is the Kostant–Rosenlicht argument used in Milne17.65.

2.1F1F4F5step 1.1choose

Under G/B0→{Borels}, gB0 corresponds to gB0g−1; the map is injective because NG(B0)=B0. Thus XT(k) is the finite set of Borels containing T, and NG(T)(k) is transitive on it. Take the nondegenerate projective embedding X⊆P(V) from [F4], with weights Ξ for T. Choose an integral cocharacter λ pairing distinctly with the distinct elements of Ξ. Let χ− have minimum pairing. On the nonempty open set where the projection to Vχ− is nonzero, the limit under λ(t) as t→0 is that projected line, lying in X∩P(Vχ−)⊆XT. This projection has constant image because its irreducible domain maps to the finite fixed set. Since X spans V, its projections span Vχ−, so this space is one-dimensional. Write it as kv−, with point x−=[v−]∈XT.

3.1F1F4F5F6step 2.1choose

Let ℓ∈V∗ equal 1 on v− and vanish on every other weight space. The chart U(x−)=X∩{ℓ≠0} is affine and is contracted by λ to x−. In the dual projective space, every G-orbit meets the affine chart where evaluation on v− is nonzero: otherwise a nonzero dual vector would annihilate all gv−, which span V. The action of λ−1 contracts that dual chart to [ℓ], so the closure of every dual orbit contains [ℓ]. A closed orbit in the closure of G[ℓ] exists by [F4]; it also contains [ℓ], and hence is G[ℓ]. Thus G[ℓ] is closed and its stabilizer P has complete quotient. By Borel fixed points [F4], P contains a Borel. Since T⊆P, choose a Borel containing T inside (Pred)∘; conjugacy there to the previously obtained G-Borel shows it is a G-Borel B′. Thus Iu⊆Bu′⊆P. The dual line is Iu-stable, so U(x−) is Iu-stable.

4.1F1F4step 3.1

Translating this chart by NG(T)(k) supplies a T-stable and Iu-stable affine open U(x) containing every x∈XT(k), since this normalizer preserves Iu. These charts cover X: the closure of the T-orbit of any point is nonempty complete and has a T-fixed point x by [F4]; if the point lay outside U(x), its full orbit closure would lie in the closed T-stable complement, contradicting the presence of x.

5.1F2F4F5step 1.1step 4.1step 1.2

For any y∈X(k), the complete orbit closure Iuy‾ has an Iu-fixed point z by [F4]. Choose an Iu-stable affine chart from step 4.1 containing z. If the orbit met its closed stable complement, the whole orbit and its closure would lie there, excluding z. Thus the orbit lies in the chart and is closed there by step 1.2. It contains z, so it is a single point. Hence Iu fixes every point of X. The smooth reduced scheme Iu×X has dense rational points, so the action is scheme-theoretically trivial. Its stabilizers are all Borels, and consequently Iu lies in their full intersection. Smoothness and connectedness put it in its reduced neutral component R(G) by [F2]; being unipotent it lies in Ru(G). Together with step 1.1 this proves Iu=Ru(G).

6.1F6step 1.1step 5.1

Fix B0⊇T and its split quotient q0:B0=B0,u⋊T→T. The group I contains T and maps onto T with this section. Thus I=K⋊T, with K=I∩B0,u; the product isomorphism shows K smooth connected. It is unipotent and lies in every Borel B⊇T, so its homomorphism into the torus B/Bu is trivial by [F6]. Therefore K⊆Bu for all these Borels, hence K⊆Iu. Conversely Iu⊆K, so K=Iu=Ru(G) and I=Ru(G)T. This proves both Chevalley intersection identities scheme-theoretically.

7.1F2F3F6step 6.1choose

For a torus subgroup S, set C=CG(S) and choose a maximal torus T⊇S. The group Ru(G)∩C=Ru(G)S is smooth connected by [F3], unipotent and normal in C, so it lies in Ru(C). Conversely for every Borel B⊇T, C∩B is a Borel of C by [F3], and the normal smooth connected unipotent subgroup Ru(C) lies in it by [F2]. Thus Ru(C)⊆I=Ru(G)T. Its map into the torus I/Ru(G) is trivial, so Ru(C)⊆Ru(G)∩C. Equality follows. For an external torus action form H=G⋊S. Its unipotent radical is Ru(G): normal unipotent subgroups have trivial image in S, and Ru(G) is invariant under S by uniqueness. Since CH(S)=GS×S, the subgroup-centralizer equality in H gives Ru(GS)=Ru(G)S.

8.1F1F3step 6.1step 7.1∎

If G is reductive, Ru(G)=1, so step 7.1 and smooth connectedness in [F3] make every torus fixed subgroup, in particular every torus centralizer, reductive. For maximal T, the smooth connected CG(T) lies in every Borel containing T by [F1], hence in I=Ru(G)T=T by step 6.1; the reverse inclusion is immediate. Therefore CG(T)=T. This proves every stated consequence.

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Maximal tori, field extensions, normal subgroups and derived groups

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a smooth connected affine group variety over k. (a) A torus T⊆G is maximal iff Tk′ is maximal in Gk′ for every field extension k′/k; equivalently iff CG(T)/T contains no nontrivial torus. (b) There is a maximal torus of Gka defined over k. (c) If G is reductive, then a torus T⊆G is maximal iff CG(T)=T. (d) If N⊆G is a smooth connected normal subgroup variety and T a maximal torus of G, then (T∩N)t, the largest subtorus of T∩N, is a maximal torus of N, and every maximal torus of N arises this way. (e) If G=G1⋯Gn is an almost-direct product of connected subgroup varieties, then every maximal torus T of G is an almost-direct product T=(T∩G1)t⋯(T∩Gn)t. (f) Any two maximal tori of G become conjugate over some finite separable extension of k; in particular they are conjugate over a separably closed field.

Facts & Assumptions

Given: AC, smooth connected affine G over arbitrary k, and a torus T⊆G. The subscript t denotes the largest subtorus of a group of multiplicative type, namely its reduced neutral component.

[F1]

Torus centralizers in smooth connected affine groups are smooth connected. The maximal-torus criterion says T is maximal if and only if CG(T)/T contains no nontrivial k-torus. A smooth connected nilpotent affine group has a central largest multiplicative-type subgroup which is a torus, with unipotent quotient. (Fixed loci and centralizers of torus actions are connected, Structure of connected nilpotent groups and the maximal-torus criterion)

[F2]

Unipotence is preserved and detected under field extension: under AC its faithful upper-unitriangular embedding persists, and descent follows from (VG)⊗K=(V⊗K)GK for finite-dimensional V. Over an algebraically closed field, maximal tori are conjugate; for a reductive group CG(T)=T when T is geometrically maximal. (Unipotent groups are exactly the subgroups of some U_n, equivalently the groups with coconnected coordinate Hopf algebra, Unipotent algebraic groups and unipotent representations, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, Chevalley's centralizer theorem and reductive centralizers)

[F3]

A nonempty smooth finite-type scheme has a point over a finite separable extension. Multiplicative-type rigidity makes a connected group act trivially by group automorphisms on a torus. Thus NG(T)∘=CG(T); smoothness of the latter and translation to all geometric components show NG(T) smooth. (A nonempty smooth scheme has a finite separable point, Fixed loci and centralizers of torus actions are connected; Milne12.36–12.40.)

[F4]

Groups of multiplicative type are classified under AC by Galois character modules. Their largest subtorus corresponds to the quotient of the character module by its torsion subgroup, so its formation commutes with field extension. Affine homomorphic images are closed and satisfy the kernel/image exact theorem; reductions over perfect fields are subgroup varieties, and smooth connected groups have smooth connected derived subgroup. (Multiplicative type groups and Galois character modules, Group images are exact kernel quotients and preserve affine smooth connected properties, Reduced identity components over perfect fields, Properties of the derived subgroup of an algebraic group)

[F5]

The precise extra arbitrary-field input is Milne17.81: a smooth connected affine group over k containing no nontrivial k-torus is unipotent. The full source proof uses the central multiplicative factor for nilpotent groups; over infinite fields it reduces dimension through a noncentral semisimple Lie element and its centralizer, and uses the source infinitesimal-isogeny reduction when necessary (17.79–17.80). Over finite fields the source maximal-torus existence theorem17.99 gives a geometrically maximal torus. Together with unipotence detection this proves the arbitrary-field assertion, not a descent of a chosen torus from a finite extension. This is the external input to17.82, and no commutativity of a general torus centralizer is assumed.

[F6]

Under AC, normal affine-group quotients are represented affine fppf quotients. Over perfect fields a smooth connected commutative affine group is the product of its unipotent and multiplicative-type factors (Milne16.13). A torus cannot receive a nontrivial homomorphic image of a unipotent group. An almost-direct product means the multiplication map from the product of the subgroup varieties is a surjective homomorphism with finite kernel; its factors commute and that kernel is central. (Quotients of affine group schemes by normal subgroup schemes are affine, A subgroup that is both unipotent and diagonalizable is trivial)

Proof

Given: AC and smooth connected affine G over arbitrary k.

1.1F1F2F5F6

Put C=CG(T) and Q=C/T, smooth connected affine by [F1] and [F6]. The maximal-torus criterion and [F5] give T maximal in G if and only if Q is unipotent. Centralizers and represented normal quotients commute with field extension, and unipotence is detected and preserved by it [F2]. Applying the same criterion over every extension proves (a). No larger torus over an extension is asserted to descend to k.

2.1F2step 1.1choose

The trivial torus exists and torus dimensions are bounded by dim⁡G. Choose a torus of maximum dimension over k. It is maximal, and step1.1 makes its algebraic-closure extension maximal. This proves (b). For reductive G, a maximal T is geometrically maximal by step1.1, so [F2] gives CGka(Tka)=Tka. Faithfully flat descent gives CG(T)=T. Conversely this equality rules out a larger torus because any torus containing T centralizes it. This proves (c).

3.1F2F4step 1.1step 2.1choose

Let N be smooth connected normal in G, and choose a maximal torus T′ of N. Among the tori of G containing T′, choose one of maximal dimension, T′′; it is maximal in G. The largest subtorus (T′′∩N)t contains T′ and is a torus of N, so maximality of T′ gives equality. For any maximal T of G, step1.1 and geometric conjugacy supply g∈G(ka) with Tka=gTka′′g−1. Normality of N and the field compatibility in [F4] give (T∩N)t,ka=gTka′g−1, a maximal torus of Nka. Step1.1 applied to N descends maximality. The construction of T′′ also proves that every maximal torus of N arises as such an intersection. This proves (d), including possible nonreduced finite parts of T∩N which are not confused with its largest subtorus.

4.1F2F4F6step 1.1step 3.1

For (e), set Ti=(T∩Gi)t. The almost-product factors are normal in G, so step3.1 makes each Ti maximal in Gi. The image S=T1⋯Tn is a torus contained in T, of dimension ∑idim⁡Ti because the multiplication map has finite kernel. We show it maximal after algebraic closure. If a larger torus T′⊇S existed, its inverse image P in G1×⋯×Gn would have finite central kernel and torus quotient. Its smooth connected reduced neutral component P0 maps onto T′ by dimension and [F4]. Its derived subgroup lies in the finite central kernel and is smooth connected, hence trivial; thus P0 is commutative. By [F6] its unipotent factor maps trivially to T′ and is finite, so is trivial. Hence P0 is a torus. But T1×⋯×Tn is maximal in the product (each torus projects into a torus of each factor), and geometric conjugacy of maximal tori [F2] bounds the dimension of every torus by that of this maximal product torus. Thus dim⁡T′=dim⁡P0≤∑idim⁡Ti=dim⁡S, a contradiction. Thus S is maximal, and since S⊆T, S=T. Its finite product kernel gives the asserted almost-direct torus decomposition, and step1.1 descends it to k.

5.1F2F3F4step 1.1construct∎

Finally let T,T′ be maximal. By step1.1 they become conjugate over ka. The transporter X(R)={g∈G(R):gTRg−1=TR′} is represented by a closed finite-type subscheme of affine G: impose both conjugate subgroup inclusions, expand the conjugation pullbacks of finite ideal generators in finite linearly independent coefficient lists of the torus coordinate algebra, and set all these coefficients to zero. This gives the two closed transporter conditions on every base algebra. If g0∈X(ka), multiplication h↦g0h identifies NG(T)ka with Xka, with inverse g↦g0−1g. Thus X is nonempty and smooth by [F3]. Its finite separable point in [F3] supplies the desired conjugating element over a finite separable extension of k. Over a separably closed k that extension is k itself. This proves (f) and all clauses.

DefinitionDefinition: Literature-sourcedProof: Not applicableOpen item page →

Abstract root data and their Weyl groups

Definition

A root datum is a quadruple (X,Φ,X∨,Φ∨) consisting of free Z-modules X,X∨ of finite rank in perfect duality ⟨ , ⟩:X×X∨→Z, finite subsets Φ⊆X and Φ∨⊆X∨, and a bijection α↦α∨ from Φ to Φ∨, subject to (rd1) ⟨α,α∨⟩=2 for all α∈Φ; (rd2) the reflections sα(x)=x−⟨x,α∨⟩α and sα∨(y)=y−⟨α,y⟩α∨ satisfy sα(Φ)⊆Φ and sα∨(Φ∨)⊆Φ∨; (rd3) the group W(R) generated by the sα acting on X is finite. The root datum is reduced if Qα∩Φ={±α} for every α∈Φ. The group W(R) is the Weyl group, Φ the root system and Φ∨ the coroot system; W(R) acts dually on X∨ by the sα∨, and sα fixes the hyperplane ⟨ ,α∨⟩=0. For VR=X⊗ZR, the Weyl chambers are the connected components of VR∖⋃α∈Φ{x:⟨x,α∨⟩=0}, and a base is a linearly independent subset Δ⊆Φ such that every root is a Z-combination of Δ with all coefficients of one sign. A root datum is semisimple if ZΦ has finite index in X.

The reflection sα depends only on the pair (α,α∨): it fixes the hyperplane ⟨ ,α∨⟩=0, sends α to −α by (rd1), and is determined by those two conditions on the rational direct sum Qα⊕ker⁡(⟨ ,α∨⟩:X⊗Q→Q). The lattice form above is related to the Euclidean root-system theory of Weyl group and Positive systems and simple roots through a W-invariant form on VR, but no choice of invariant inner product belongs to the definition. The perfect character–cocharacter pairing for a split torus is supplied by Character and cocharacter lattices of a split torus; roots and coroots are additional data, not supplied by that lattice lemma.

An isomorphism of root data R=(X,Φ,X∨,Φ∨)→R1=(X1,Φ1,X1∨,Φ1∨) is a pair of Z-linear isomorphisms f:X→X1 and f∨:X1∨→X∨ that are transpose to one another, ⟨f(x),y1⟩=⟨x,f∨(y1)⟩ for all x∈X, y1∈X1∨, and that carry Φ bijectively onto Φ1 with f(α)∨=f∨−1(α∨) for every α∈Φ. Composites of isomorphisms are isomorphisms, with the evident inverses, so root data form a category whose isomorphisms are these pairs; this is the notion of isomorphism used when separating the root data of SL_2 and PGL_2.

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Combinatorics of a reduced root datum

Statement

Let R=(X,Φ,X∨,Φ∨) be a reduced root datum (Abstract root data and their Weyl groups). Then: (a) W(R) is finite and generated by the reflections sα, α∈Φ; for a base Δ⊆Φ it is generated by the simple reflections sα, α∈Δ; (b) the correspondences between bases, positive systems and Weyl chambers are bijective, and W(R) acts simply transitively on the set of Weyl chambers, equivalently on the set of bases; (c) for a chosen positive system Φ+ there is a unique longest element w0∈W(R) with w0(Φ+)=−Φ+, and for every w∈W(R) the integer n(w)=∣Φ+∩w(Φ−)∣ equals the length of w with respect to the simple reflections, with n(w−1)=n(w) and n(w0w)=∣Φ+∣−n(w); (d) Φ spans V=X⊗Q iff the root datum is semisimple, and then Φ is a reduced root system in V in the Euclidean sense.

Facts & Assumptions

Given: A reduced root datum R=(X,Φ,X∨,Φ∨), the Q-vector space V0=QΦ⊆X⊗Q spanned by the roots, and its image under a chosen base and positive system.

[F1]

Root data, reflections, bases, positive systems, chambers, the Weyl group and reducedness are as in Abstract root data and their Weyl groups, with (rd1) ⟨α,α∨⟩=2 and (rd2) sα(Φ)⊆Φ, sα∨(Φ∨)⊆Φ∨.

[F2]

For a reduced crystallographic root system Φ⊆E: the Weyl group W(Φ) is finite and faithful on Φ (The Weyl group is finite and faithful); simple roots form a basis and every root is an integral combination with coefficients of one sign (Simple roots form a signed integral basis); the chambers are the connected components of the complement of the root hyperplanes and W(Φ) permutes them (Open and closed Weyl chambers); the Weyl group acts simply transitively on chambers (Simple transitivity on Weyl chambers).

[F3]

In a reduced crystallographic root system the inversion number ∣N(w)∣=∣{α∈Φ+:wα∈Φ−}∣ of an element w equals its length as a word in simple reflections, and there is a unique longest element w0 with w0(Φ+)=Φ− (Length and longest Weyl-group element, Weyl length equals inversion number).

Proof

1.1F1givenalgebra

Since ⟨α,α∨⟩=2 by (rd1), every α∈Φ is nonzero, and Φ is finite and spans V0 by construction; each sα preserves V0, acts on x∈V0 by x↦x−⟨x,α∨⟩α, fixes the hyperplane ⟨ ,α∨⟩=0 and sends α to −α. Restricting the coroots to V0 gives functionals αˉ∨ with ⟨Φ,αˉ∨⟩⊆Z and sα(Φ)⊆Φ, so (V0,Φ) satisfies the root-system axioms with coroots αˉ∨; reducedness of the root datum is exactly the reducedness of this root system. Since W(R) is finite by (rd3) and acts on the finite-dimensional real vector space V0⊗R, averaging an arbitrary inner product over W(R) produces an invariant inner product. For an invariant inner product the relation ⟨x,αˉ∨⟩=2(x,α)/(α,α) holds for all x, and the right side is independent of the choice of invariant inner product; hence sα∣V0 is the orthogonal reflection with vector α of the Euclidean theory, and the image of W(R) in GL⁡(V0) is precisely the Weyl group W(Φ) of the reduced crystallographic root system (V0,Φ) in the sense of Weyl group.

2.1F1F2step 1.1algebra

The natural map W(R)→W(Φ) is surjective because the reflections generating the latter are restrictions of the generators of W(R). For injectivity let w restrict to the identity on V0. Each reflection acts as the identity on V/V0, where V=X⊗Q, since its difference from the identity has image in the root line. Consequently D=w−1 sends V into V0 and vanishes on V0, so D2=0. The finite group W(R) gives wm=1 for some positive integer m; the binomial identity (1+D)m=1+mD then forces D=0 over Q. Thus w=1 and W(R)≅W(Φ). This also transfers finiteness, faithful action on the roots, and generation by the simple reflections of any base.

3.1F2step 1.1step 2.1

By the identification W(R)=W(Φ) of step 2.1, [F2] transfers verbatim: the simple roots of a base Δ form a basis, every root is an integral combination of Δ with coefficients of one sign, the Weyl chambers are the connected components of the complement of the hyperplanes ⟨ ,α∨⟩=0, and W(R) acts simply transitively on them. To compare with the chambers in the full character space, average an inner product on V⊗R over the finite group W(R). Its orthogonal decomposition is (V0⊗R)⊕V0⊥. Each reflection fixes V0⊥ pointwise: its difference from the identity lies in V0, while invariance of the form keeps that difference in V0⊥. Thus every coroot functional vanishes there, and the full chambers are products of the root-span chambers with V0⊥. The transferred action is therefore simply transitive also on the full chambers. Moreover the sign conditions defining positive systems and the indecomposability defining simple roots are the same in the two languages, so bases, positive systems and chambers correspond bijectively, and simple transitivity on chambers is equivalent to simple transitivity on bases.

4.1F1F3step 1.1algebra∎

By [F3] applied to (V0,Φ) there is a unique longest element w0∈W(R) with w0(Φ+)=−Φ+, and for every w the inversion number n(w)=∣Φ+∩w(Φ−)∣ equals the length in simple reflections. Further n(w−1)=n(w), because length is the minimum word length and w−1=sim⋯si1 whenever w=si1⋯sim is minimal. Finally n(w0w)=∣Φ+∣−n(w). For α∈Φ+ put β=−w0−1α∈Φ+; this is a bijection of Φ+. The condition α∈w0w(Φ−) says w−1w0−1α∈Φ−, equivalently w−1β∈Φ+. These are precisely the complement of the n(w) positive roots whose image under w−1 is negative. Therefore the required count is ∣Φ+∣−n(w). If the root datum is semisimple, then ZΦ has finite index in X, so QΦ=X⊗Q=V and Φ is a reduced root system in V in the Euclidean sense by step 1.1; conversely if Φ spans X⊗Q then the finitely generated subgroup ZΦ has full rank, hence finite index, in X, so the root datum is semisimple.

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Roots and root groups of a split reductive group

Definition

Let (G,T) be a split reductive group over k (Split reductive groups). The roots Φ(G,T) are the nontrivial characters α∈X(T) for which the adjoint weight space gα in g=Lie⁡G is nonzero. The adjoint action is rational, and the weight decomposition g=g0⊕⨁α∈Φ(G,T)gα is the choice-free decomposition into character eigenspaces (Representations of diagonalizable groups split into character eigenspaces, The adjoint representation of an affine group scheme). This nonzero-weight definition uses no choice principle.

Assume the Axiom of Choice for the following supplemental structural facts and subgroup constructions (The Axiom of Choice). The reductive centralizer identity CG(T)=T and Lie fixed-point equality give g0=Lie⁡T=Cg(T) (Chevalley's centralizer theorem and reductive centralizers, The Lie functor: exactness, fixed points and generation). For α∈Φ, put Tα=(ker⁡α)t=(ker⁡α)red∘, the maximal reduced subtorus of its kernel, of codimension one in T, and Gα=CG(Tα). The root group is Uα=H(α)⊆Gα, attached to the semigroup of strictly positive rational multiples of α in X(T); it is smooth connected unipotent and T-stable with Lie algebra ⨁β∈(α)∩Φgβ. Its identity-concentrator construction takes place in Gα, not in all of G (Weight subgroups of a torus action, Cocharacter limit subgroups).

The Weyl group is W(G,T)=NG(T)/T. Under the stated AC premise it is a finite étale group scheme and acts faithfully on X(T) (Milne21.1 and21.12). A Borel subgroup B⊇T determines the positive roots Φ+(B)={α∈Φ:gα⊆Lie⁡B} and negative roots −Φ+(B) (Borel subgroups, maximal tori and Borel pairs, Character and cocharacter lattices of a split torus). Root groups are independent of the auxiliary cocharacter because (α) is intrinsic and its smooth connected subgroup is characterized by its specified Lie weight subspace. Two Borels containing T give the same positive roots exactly when they are equal (Milne21.23 and21.35). These structural facts inherit the explicit AC premise; the definition of a root as a nonzero adjoint character above remains choice-free.

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Root subgroups of a split reductive group

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let (G,T) be a split reductive group over k and α∈Φ(G,T) a root (Roots and root groups of a split reductive group). Then: (a) Gα=CG(Tα) is a split reductive subgroup of semisimple rank 1 with Lie⁡(Gα)=t⊕gα⊕g−α and dim⁡gα=dim⁡g−α=1, and the rational multiples of α occurring in Φ are only ±α; (b) the root group Uα is T-stable, isomorphic to Ga, and has Lie⁡(Uα)=gα; a smooth T-stable subgroup H⊆G contains Uα iff Lie⁡(H)⊇gα; (c) W(Gα,T)={1,sα} with the nontrivial element represented by some nα∈NGα(T)(k), and there is a unique cocharacter α∨∈X∗(T) with sα(x)=x−⟨x,α∨⟩α for all x∈X(T) and ⟨α,α∨⟩=2; (d) G is generated by T and the root groups Uα, α∈Φ; (e) (X(T),Φ,α↦α∨) is a reduced root datum and W(G,T) coincides with the subgroup of GL⁡(X(T)) generated by the sα; (f) for a Borel subgroup B⊇T with positive system Φ+, the multiplication map ∏α∈Φ+Uα→Bu=Ru(B) is a T-equivariant isomorphism of varieties for any ordering of Φ+, every smooth T-stable subgroup of Bu is the product of the Uα it contains, and a subset Ψ⊆Φ+ is the weight set of a smooth connected T-stable subgroup of Bu iff it is quasi-closed. Here quasi-closed means that for α,β∈Ψ and integers i,j>0, every root iα+jβ whose Chevalley commutator coefficient Nα,β;i,j is nonzero in k lies in Ψ. Every closed subset of Φ+ satisfies this condition; in characteristic 0 or characteristic p>3, quasi-closure is equivalent to ordinary root closure, namely closure under sums that are roots.

Facts & Assumptions

Given: AC, a split reductive group (G,T) and a root α∈Φ(G,T) with Tα=(ker⁡α)red∘, the maximal subtorus of ker⁡α, Gα=CG(Tα) and Uα=H(α).

[F1]

A reductive group is the almost product of its largest central torus Z(G)t and its semisimple derived group (Centre, radical and semisimple quotient of a reductive group). Gα is smooth, connected and reductive (centralizers of tori in reductive groups are reductive), with Lie algebra t⊕⨁β∣Tα=1gβ (Chevalley's centralizer theorem and reductive centralizers); Uα is T-stable and connected with Lie algebra ∑β∈(α)∩Φgβ (Weight subgroups of a torus action, Cocharacter limit subgroups, Roots and root groups of a split reductive group).

[F2]

Gα has semisimple rank at most 1; the classification of split reductive groups of semisimple rank one gives a central isogeny from SL2 onto Gα′, isomorphic on the two root groups, and a unique coroot in the rank-one torus of Gα′ (Classification of split reductive groups of semisimple rank one, Structure of SL_2 and root coordinates); the generated subgroup of smooth connected torus-stable subgroups is smooth connected by Weight subgroups of a torus action(c); the Lie functor detects generation for smooth connected groups (The Lie functor: exactness, fixed points and generation).

[F3]

The abstract combinatorics: (X(T),Φ) with the coroots of (c) satisfies (rd1)-(rd3), and the chamber action of the reflection group agrees with the action of W(G,T) on Borel subgroups containing T (Milne, Theorem 21.37) (Abstract root data and their Weyl groups, Combinatorics of a reduced root datum); the strictly contracting affine case of the Luna comparison detects isomorphisms of smooth affine varieties from an equivariant tangent-space isomorphism at their unique fixed points (The Luna map and the Bialynicki-Birula decomposition).

[F4]

Fix split root coordinates uγ:Ga→Uγ obtained from a pinning over Z. For nonopposite roots the Chevalley formula is [uα(x),uβ(y)]=∏i,j>0uiα+jβ(Nα,β;i,jxiyj), over the roots that occur. Smooth connected subgroups containing T correspond to quasi-closed root subsets; the nonzero structure constants have prime factors only 2 and 3 (Milne, Aside 21.95). The ordered multiplication of all positive root groups, and of the root groups contained in a smooth T-stable subgroup of Bu, is a T-equivariant variety isomorphism (Milne, Theorem 21.68(a),(c)).

Proof

1.1F2F1givenalgebra

The subtorus Tα has codimension one in T and is central in Gα. Thus the semisimple rank of the split reductive group Gα is at most one. It is nonzero because its Lie algebra contains the nonzero root space gα, whereas a reductive group of semisimple rank zero is a torus. Apply [F2]: the central cover of Gα′ has the two standard root groups of SL2, with one-dimensional root spaces. The central torus Z(Gα)t contributes only zero weights, by the exact central-torus product clause of [F1], so Gα has exactly two nonzero weights, α and −α. By [F1], the roots of G restricting trivially to Tα are precisely the rational multiples of α; hence those multiples are only ±α and Lie⁡(Gα)=t⊕gα⊕g−α. This proves (a).

2.1F2F1step 1.1algebra

Choose the central cover v:SL2→Gα′ from [F2], taking its diagonal torus onto T1=(T∩Gα′)t. Its standard root groups map isomorphically onto U±α, giving (b), including the Lie algebras and the smooth T-stable subgroup containment criterion of [F1]. The element v(nα) normalizes T1 and centralizes the central torus of Gα, hence normalizes T=T1Z(Gα)t. The Weyl group therefore has the two standard rank-one elements. Choose the sign of the image under v of the standard coroot so that its pairing with α is 2. On T1 conjugation by v(nα) acts by inversion, and on the central torus it acts trivially. These two subtori generate T up to finite intersection, so the rank-one reflection formula holds on X(T)⊗Q, and hence on X(T): sα(x)=x−⟨x,α∨⟩α. This formula determines the pairing of α∨ with every character, proving its uniqueness in X∗(T). This proves (c).

3.1F2F1F3step 2.1algebra

For (d): each root space gα is contained in Lie⁡(T⋅Uα), so Lie⁡ of the subgroup H generated by T and the Uα contains t and every root space, i.e. all of g; since H is smooth (a generated subgroup of a reductive group by smooth subgroups is smooth, by the same generation criterion [F2]) and G is connected, H=G by the Lie-generation criterion [F2]. For (e): (rd1) is (c), (rd2) follows on roots from conjugation by nα, which sends Uβ to Usαβ; the uniqueness characterization of each coroot in(c) also sends β∨ to (sαβ)∨ under the dual conjugation action, giving the required coroot-reflection invariance, and (rd3) holds because W(G,T) is finite (it is a quotient of the normalizer of a maximal torus, finite over k); the reflection subgroup acts simply transitively on the Weyl chambers, while W(G,T) acts faithfully and simply transitively on the Borel subgroups containing T. The Borel–chamber bijection identifies these two sets, so the reflection subgroup has the same order as W(G,T) and equals it (Milne's Weyl identification theorem).

3.2F3F4F1step 2.1algebra

For (f), choose a cocharacter strictly positive on Φ+. Its conjugation contracts U=Bu and each positive root group to the identity. For any ordering, multiplication ∏α∈Φ+Uα→U is equivariant and its differential at the identity is the direct-sum isomorphism of the positive root spaces. The strictly contracting smooth affine comparison in [F3] therefore makes it a global variety isomorphism; this is the argument of [F4] and uses no commutativity of the root groups. If H⊆U is smooth and T-stable, the root-group containment criterion puts precisely the root groups corresponding to the weights of Lie⁡H in H∘. The same contracting argument makes their ordered product isomorphic to H∘. To prove H=H∘, order those groups first in the coordinates of U. Those coordinates decompose H as H∘ times a finite residual locus whose points have only the omitted root coordinates. The connected torus acts trivially on this finite component set, so that residual locus is fixed by T. But UT=U∩CG(T)=U∩T=1. Thus H is connected and is exactly the ordered product of its root groups, proving the asserted subgroup description.

4.1F4step 3.2algebra∎

Let Ψ⊆Φ+ be the weights of such an H. The Chevalley formula in [F4] and uniqueness of ordered root coordinates show that if α,β∈Ψ and Nα,β;i,j is nonzero in k, the root iα+jβ must be in Ψ: the corresponding coordinate of the commutator is a nonzero polynomial in x,y and cannot be an omitted coordinate of H. Conversely, for quasi-closed Ψ, take the coordinate subvariety H=∏α∈ΨUα in the coordinates of U. Collecting products and inverses using [F4] creates only root coordinates still in Ψ, so H is a closed T-stable subgroup. Its product coordinates make it smooth connected with precisely those weights. Ordinary root closure implies quasi-closure by the root-string combinatorics. If char⁡k=0 or char⁡k=p>3, every structure coefficient that occurs in [F4] remains nonzero; in particular a root sum of two members of Ψ must remain in Ψ. Thus quasi-closure and ordinary root closure coincide in those characteristics. This proves the corrected criterion.

LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-6.1-sol)Open item page →

Borel subgroups and the opposition of root groups

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let (G,T) be a split reductive group over k and let α∈Φ(G,T). Every Borel subgroup B of G containing T contains exactly one of the two root groups Uα, U−α, and B∩Gα is a Borel subgroup of Gα; exactly two Borel subgroups of Gα contain T, namely UαT and U−αT. Moreover, for a cocharacter λ of T that is regular (⟨α,λ⟩≠0 for all roots α), PG(λ) is the unique Borel subgroup of G containing T with Lie⁡PG(λ)=t⊕⨁⟨α,λ⟩>0gα, and λ↦PG(λ) induces a bijection from the set of Weyl chambers onto the set of Borel subgroups containing T.

Facts & Assumptions

Given: AC, a split reductive group (G,T) over k and a root α∈Φ(G,T).

[F1]

Gα is split reductive of semisimple rank 1 with roots ±α and root groups U±α≅Ga, and UαT, U−αT are its two Borel subgroups containing T; a Borel B⊇T contains Uα iff its Lie algebra contains gα (Root subgroups of a split reductive group, Classification of split reductive groups of semisimple rank one).

[F2]

For a cocharacter λ, the groups ZG(λ), PG(λ) and UG(λ) are smooth; ZG(λ) is connected for reductive G, UG(λ) is connected unipotent, and PG(λ)=UG(λ)⋊ZG(λ) with Lie⁡PG(λ)=⨁n≥0gn (Cocharacter limit subgroups). If λ is regular, the zero-weight part is t, so ZG(λ)=T (Milne, Proposition 21.29).

[F3]

Over an algebraically closed field, for a torus S⊆B, the intersection CG(S)∩B is a Borel subgroup of CG(S) (Milne, paragraph 17.72). Borel subgroups containing a fixed maximal torus are conjugate by its normalizer (Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field; Milne, Proposition 17.11). The torus T and the root groups for the positive weights of a regular cocharacter generate PG(λ) (Milne, Proposition 21.29); this use does not require an all-characteristics closed-weight-set criterion.

Proof

1.1F1F3givenalgebra

Work first over an algebraic closure. Put S=Tα and Gα=CG(S). Since S⊆T⊆B, the centralizer-intersection theorem [F3] says that B∩Gα is a Borel subgroup of Gα containing T. The rank-one classification [F1] says that it is therefore exactly UαT or U−αT, which proves that B contains exactly one of the two root groups. The two rank-one Borels and the intersection are defined over k, so these equalities descend to k; the same argument applies to geometric Borels containing the split torus.

2.1F1F2F3step 1.1algebra

Let λ be regular. By [F2], ZG(λ) contains T, is smooth connected and has Lie algebra t, hence equals T by dimension. Thus P=PG(λ)=UG(λ)⋊T is smooth connected solvable. Over an algebraic closure it lies in a Borel B containing T. Its Lie algebra is t⊕⨁⟨α,λ⟩>0gα. By step 1.1 and the root-group containment criterion [F1], the Lie algebra of B contains exactly one of each opposite pair of root spaces. It already contains the indicated positive ones, so Lie⁡B=Lie⁡P. The inclusion P⊆B of smooth connected groups of equal dimension implies P=B. If B′ contains T with this same Lie algebra, the containment criterion puts every positive root group in B′; by [F3] these root groups and T generate P, so P⊆B′ and equality follows again by dimension. These equalities descend to k, proving the claimed Borel and uniqueness assertions.

3.1F2F3step 2.1algebra∎

The Lie algebra in step 2.1 determines precisely the signs of ⟨α,λ⟩, so two regular cocharacters give the same Borel exactly when they lie in the same Weyl chamber. Each chamber contains an integral cocharacter because its defining strict inequalities have integral coefficients. For surjectivity, fix such a λ and let B be any geometric Borel containing T. Normalizer conjugacy [F3] gives B=nPG(λ)n−1 for some n∈NG(T) over the algebraic closure. Conjugation of the limit definition gives nPG(λ)n−1=PG(nλn−1). The cocharacter nλn−1 belongs to the lattice of the split torus T, so is defined over k. Consequently every such Borel equals PG(μ) for a k-cocharacter μ, and descent proves the asserted bijection over k.

TheoremStatement: Literature-sourcedProof: AI-adaptedOpen item page →

The Weyl group, Borel subgroups and chambers

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let (G,T) be a split reductive group over k with root datum (X,Φ,α↦α∨) (Roots and root groups of a split reductive group). Then: (a) W(G,T)=NG(T)/T is a finite constant group scheme and W(G,T)(k′)=NG(T)(k′)/T(k′) for every field k′⊇k; (b) every split maximal torus of G lies in a Borel subgroup, and every Borel subgroup of G containing T is of the form PG(λ) for a regular cocharacter λ, hence is split; (c) W(G,T) acts simply transitively on the finite set of Borel subgroups of G containing T, and the map sending a Borel subgroup to its system of positive roots is a bijection onto the set of positive systems; (d) there is a canonical isomorphism W(G,T)≅W(R) of finite groups, and W(G,T) is generated by the simple reflections sα, α∈Δ, for any base Δ; (e) for a Borel subgroup B⊇T, for w∈W(G,T) and a representative nw∈NG(T)(k), the double coset BnwB depends only on w and nwUαnw−1=Uwα for all roots α.

Facts & Assumptions

Given: AC, a split reductive group (G,T) with root datum (X,Φ,α↦α∨) and Weyl group W(G,T)=NG(T)/T.

[F1]

The root-subgroup theorem supplies the reduced root datum, generation of G by T and its root groups, Uα≅Ga, the k-rational representatives nα of root reflections, and W(G,T)=⟨sα⟩ acting on the root groups. For a Borel B⊇T with positive system Φ+, ordered multiplication ∏α∈Φ+Uα→Ru(B) is a T-equivariant variety isomorphism; its smooth T-stable subgroups are products of the root groups they contain, and their weight sets are exactly the quasi-closed subsets of Φ+ (Root subgroups of a split reductive group, clauses (b)-(f), Roots and root groups of a split reductive group).

[F2]

For a split reductive pair (G,T) over k, the groups PG(λ) for regular cocharacters λ of T are Borel subgroups containing T, and λ↦PG(λ) induces a bijection from Weyl chambers onto these Borel subgroups; their Lie algebra is t⊕⨁⟨α,λ⟩>0gα (Borel subgroups and the opposition of root groups). This is a statement over k; no Borel conjugacy theorem over k is being assumed.

[F3]

The abstract root datum has finite reflection group, generated by the simple reflections of any base and acting simply transitively on its chambers (Combinatorics of a reduced root datum).

[F4]

Over an algebraically closed field, centralizers of tori in a reductive group are smooth connected reductive, and CG(T)=T for a maximal torus (Chevalley's centralizer theorem and reductive centralizers). We apply this interface after extension to an algebraic closure.

[F5]

For reductive G, the cocharacter-limit theorem gives smooth connected unipotent UG(λ), a group-scheme isomorphism PG(λ)=UG(λ)⋊ZG(λ), the Lie weight descriptions, and Ru(PG(λ))=UG(λ) (Cocharacter limit subgroups). For regular λ, pass to an algebraic closure: ZG(λ) contains T, has Lie algebra t, and is connected as a torus centralizer by [F4]. Thus ZG(λ)=T by dimension there, and this equality descends to k.

Proof

1.1F1F4given

The normalizer quotient W=NG(T)/T is finite étale by the structural root Definition. Its action on X(T) is faithful: after algebraic closure, a normalizer element acting trivially on the character lattice centralizes T, and then lies in CG(T)=T by [F4]. The exact root-subgroup theorem F1 identifies its geometric group with the reflection group, and F1 supplies a k-rational normalizer representative for every root reflection. Products of these representatives therefore realize every geometric element of W over k. A finite étale scheme all of whose geometric points are rational is a disjoint union of copies of Spec⁡k, so W is constant. This proves constantness from the actual representatives, rather than from torsor lifting alone.

1.2F1F2F5givenalgebra

Let T′ be any split maximal torus. Then (G,T′) is a split reductive pair, and there is an integral regular cocharacter λ′: outside finitely many rational hyperplanes in X∗(T′)⊗R choose a rational point and clear denominators. If there are no roots, the weight decomposition gives Lie⁡G=Lie⁡T′, hence G=T′ by smoothness and connectedness, and it is its own Borel. Otherwise [F2], applied to (G,T′), makes PG(λ′) a Borel over k containing T′. For every Borel B⊇T, [F2] gives B=PG(λ) for a regular k-cocharacter λ, and [F5] gives B=U⋊T with U=Ru(B).

2.1F1step 1.1given

For a field extension k′/k, constantness in step 1.1 identifies W(k′) with the same finite group as W(k). Every element therefore has a k-rational normalizer representative, constructed in step 1.1 as a product of the root-reflection representatives supplied by F1. Base change of this representative gives a point of NG(T)(k′) mapping to the specified element of W(k′). Two such points have the same image precisely when their quotient lies in T(k′), since the scheme-theoretic kernel is T. Thus the quotient map induces the bijection NG(T)(k′)/T(k′)=W(k′), completing (a).

2.2F1F3F4step 1.1

By F1, the faithful action of W on X(T) is precisely the group generated by the root reflections, canonically W(R). The root combinatorics [F3] show that the simple reflections for any base generate it. This proves(d) directly from the supplier, without a backward reference to a later step or an unrelated claim about generating G.

2.3F1F5step 1.2algebraconstruct

To prove splitness, put mα=⟨α,λ⟩>0 for α∈Φ+(B). In the ordered root coordinates of [F1], let Ur be the product of the root groups with mα≥r, for integers r≥1. This root subset is quasi-closed, since every root iα+jβ with i,j>0 has weight imα+jmβ≥r. Thus [F1] makes each Ur a smooth connected T-stable subgroup, with U1=U and Ur=1 for large r. For roots α,β∈Φ+, every root coordinate of the commutator [uα(x),uβ(y)] is a polynomial in x,y, is homogeneous for the λ-weights, and vanishes when either variable is zero. Each nonzero monomial xayb therefore has a,b≥1 and weight amα+bmβ≥mα+mβ. Conjugating a root generator of Ur by a root generator of U therefore keeps it in Ur, as does inverse conjugation, proving normality under U; T preserves the weight subsets. Applying the same argument to Ur+1, the root-generator commutators vanish modulo this normal subgroup, so [U,Ur]⊆Ur+1. Thus Ur is normal in B=U⋊T. Root coordinates of weight exactly r induce Ur/Ur+1≅∏mα=rGa: ordering those factors first gives a variety product with Ur+1, and collecting root factors modulo Ur+1 adds those coordinates, since their commutators have greater weight. The coordinate projection is a surjective group morphism with kernel Ur+1. Refining these vector-group quotients by coordinate subspaces yields a normal series with Ga quotients; the split torus quotient B/U=T≅Gmdim⁡T yields Gm quotients. Hence B is split as a solvable group. Together with step 1.2 this proves (b).

3.1F1F2F3step 2.2

The opposition theorem [F2] identifies Borels containing T with the sign chambers of regular cocharacters, equivalently with positive root systems. Conjugation by a normalizer representative permutes root groups by [F1], hence transports these sign systems by its lattice action. Under the canonical identification in step2.2, [F3] gives the simple transitivity of that action and the bijection onto positive systems. This proves(c).

4.1F1step 2.1step 3.1step 1.2step 2.3∎

For (e), changing a representative nw by an element of T(k)⊆B(k) preserves BnwB. Conjugation by nw carries gα to gwα, and its conjugate root group is smooth, connected and T-stable. The root-group containment criterion of F1, applied to that conjugate group and Uwα, gives containment; both groups have dimension one, so they are equal. Thus nwUαnw−1=Uwα scheme-theoretically. This proves (e).

DefinitionDefinition: Literature-sourcedProof: Not applicableOpen item page →

The root datum of a split reductive group

Definition

Let (G,T) be a split reductive group over k (Split reductive groups). Its root datum is the quadruple R(G,T)=(X(T),Φ(G,T),X∗(T),Φ∨(G,T)), where the character and cocharacter lattices are those of Character and cocharacter lattices of a split torus, the roots are the nonzero adjoint characters, and Φ∨={α∨:α∈Φ} consists of the associated coroots. Its rank is rank⁡ZX(T)=dim⁡T. For a split Borel pair (B,T), its base Δ(B) consists of roots in Φ+(B) that are not sums of two positive roots; the pair gives the based root datum (R(G,T),Δ(B)).

Assume the Axiom of Choice inherited from the root-group, Weyl and centre suppliers for the following structural assertions (The Axiom of Choice). The coroots supplied by Root subgroups of a split reductive group are in bijection with the roots and satisfy ⟨α,α∨⟩=2. This quadruple is a reduced root datum in the sense of Abstract root data and their Weyl groups, its Weyl group is canonically W(G,T), and Δ(B) is a base whose nonnegative integral combinations recover Φ+(B) (The Weyl group, Borel subgroups and chambers, Combinatorics of a reduced root datum). Its semisimple rank is ∣Δ∣=rank⁡G−dim⁡Z(G), and G is semisimple exactly when ZΦ has finite index in X(T) (Centre, radical and semisimple quotient of a reductive group).

The isomorphism class of the unbased root datum is independent of the split Borel pair, but it is not asserted to have a unique abstract isomorphism: Weyl automorphisms already refute that assertion in type A1. For two fixed split Borel pairs (B,T),(B′,T′), conjugation by g∈G(k) carrying the first pair to the second induces a canonical comparison of their based root data. If g′ is another such element, g−1g′ lies in NG(B)∩NG(T)=B∩NG(T)=T, by Borel self-normality and the Weyl/Borel correspondence. Conjugation by T acts trivially on its character and cocharacter lattices and preserves the root-coroot labels, so the two induced comparisons agree. Thus uniqueness applies to the comparison attached to the fixed based pairs, while the unbased datum is defined up to isomorphism class. (The Weyl group, Borel subgroups and chambers, Cartan subgroups: conjugacy, density and normalizers)

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The simple-reflection double-coset rule and the Tits system

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let (G,T) be a split reductive group over k, B⊇T a Borel subgroup, Δ the corresponding base and W=NG(T)/T (The root datum of a split reductive group). For a simple root α∈Δ with image sα∈W and any w∈W one has the Tits inclusions sαB(k)w⊆B(k)wB(k)∪B(k)sαwB(k). Equivalently, the quadruple (G(k),B(k),NG(T)(k),S) with S={sα:α∈Δ} is a Tits system (BN-pair) in the abstract group G(k): (T1) G(k) is generated by B(k) and N(k) and B(k)∩N(k)=T(k) is normal in N(k); (T2) the elements of S are involutions generating W(k)=N(k)/T(k); (T3) sB(k)w⊆B(k)wB(k)∪B(k)swB(k) for all s∈S, w∈W; (T4) sB(k)s⊈B(k) for s∈S. In particular B(k)sαB(k)∪B(k)=B(k)∪B(k)sαB(k).

Facts & Assumptions

Given: AC, a split reductive group (G,T) with Borel B⊇T, base Δ, S={sα:α∈Δ} and W=NG(T)/T.

[F1]

The independent geometric cellular input is Milne21.70–21.73 and21.79: G/B is the disjoint union of U-orbits at the Weyl fixed points, and their root-coordinate sections give G=⨆wUwnwB with each multiplication Uw×B a k-scheme isomorphism onto its cell. These source results are proved from Bialynicki-Birula cells and root coordinates before the Tits-system proposition21.75, and give the full arbitrary-field point decomposition. Weyl representatives and conjugation of root groups are supplied by The Weyl group, Borel subgroups and chambers, and all ordered positive root-coordinate products by Root subgroups of a split reductive group and Root coordinate cells and generation.

[F2]

The two Borel subgroups of Gα containing T are UαT and U−αT, and the rank-one group satisfies Gα=Bα⊔BαnαBα with Bα=UαT; hence every element of U−α(k)∖{1} lies in Bα(k)nαBα(k) (Borel subgroups and the opposition of root groups, Structure of SL_2 and root coordinates).

[F3]

The Weyl group acts simply transitively on the Borels containing T, and W is a finite group generated by the involutions sα, α∈Δ (The Weyl group, Borel subgroups and chambers, The root datum of a split reductive group).

Proof

1.1F1F3

The independent source-cell isomorphisms of [F1] give G(k)=⨆wUw(k)nwB(k), so G(k) is generated by B(k) and N(k). This is a point statement obtained from scheme isomorphisms defined over k, not from algebraic generation alone. The Weyl action on Borels is free by [F3], so B(k)∩N(k)=T(k); this subgroup is normal in N(k) by the normalizer definition. Thus(T1) holds. The field-point quotient description of [F3] identifies N(k)/T(k) with W, generated by its simple reflections of order two, proving(T2).

1.2F1F3

Fix a simple root α, write s=sα and choose ns. A simple reflection permutes Φ+∖{α}. Order those root groups first and Uα last in the coordinates of B from [F1]; conjugating their first factors by ns keeps them in B, while Uα becomes U−α. Consequently it suffices for(T3) to show U−α(k)nsnw⊆B(k)nwB(k)∪B(k)nsnwB(k). If w−1α is positive, conjugating root groups gives U−αnsnw=nsnwUw−1α, so this set lies in the second double coset.

2.1F1F2step 1.2

If w−1α is negative, the identity element of U−α gives the second double coset. For a nonidentity element u, the explicit rank-one factorization [F2] gives u∈Bα(k)nsBα(k), where Bα=TUα. Hence unsnw∈B(k)nsBα(k)nsnw⊆B(k)U−α(k)nw=B(k)nwU−w−1α(k)⊆B(k)nwB(k). Here nsBαns−1=TU−α and ns2∈T, and the final root is positive. These algebraic formulas hold over every field, including small finite fields and characteristic two. This proves(T3) in both sign cases.

3.1F2F3step 1.1step 2.1∎

The negative root parameter u−α(1) is not in B: for a regular dominant cocharacter with B=PG(λ), its orbit parameter is t−⟨α,λ⟩ and has no limit at zero. Thus nsBns−1 is not contained in B, proving(T4). The four axioms yield the full Tits system with the claimed inclusion, and the displayed union with B(k) at the end of the Statement is the same union with its two summands written in the opposite order. No substantive assertion is derived from that tautological equality.

LemmaStatement: Literature-sourcedProof: AI-adaptedOpen item page →

Root coordinate cells and generation

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let (G,T) be a split reductive group with Borel B⊇T, base Δ and U=Bu (Roots and root groups of a split reductive group). (a) G is generated by T and the subgroups Gα for α∈Δ, hence by T and the U±α with α∈Δ; if G is semisimple it is generated by the Uα, α∈Φ. (b) For w∈W(G,T) let Uw (resp. Uw) be the subgroup generated by the Uα with α∈Φ+∩w(Φ+) (resp. α∈Φ+∩w(Φ−)). These subgroups are smooth, connected and T-stable, equal to the products of their root groups in any order; the multiplication map Uw×Uw→U is an isomorphism; and Uα⊆Uw iff α∈Φ+∩wΦ+, while Uα⊆Uw iff α∈Φ+∩wΦ−. (c) The isotropy group of wB/B in U equals Uw, the orbit map Uw→UwB/B is an isomorphism, and dim⁡(UwB/B)=n(w)=∣Φ+∩wΦ−∣.

Facts & Assumptions

Given: AC, a split reductive group (G,T) with Borel B⊇T, base Δ, U=Bu, and an element w∈W(G,T).

[F1]

G is generated by T and the root groups; W⋅Δ=Φ, nwUαnw−1=Uwα, and W(G,T)≅W(R) with simple reflections generating W (The Weyl group, Borel subgroups and chambers, Root subgroups of a split reductive group, Combinatorics of a reduced root datum).

[F2]

Products of root groups: for a Borel B with positive system Φ+, the multiplication map ∏α∈Φ+Uα→U is a T-equivariant isomorphism for any ordering; every smooth T-stable subgroup of U is the product of the Uα it contains, and the weight set of such a subgroup is quasi-closed; ordinary root closure is sufficient in every characteristic and is necessary in characteristic 0 or p>3 (Root subgroups of a split reductive group).

[F3]

The Lie functor detects generation for smooth connected groups, and containment of a root group is equivalent to containment of its Lie algebra for smooth T-stable subgroups (The Lie functor: exactness, fixed points and generation, Root subgroups of a split reductive group, The Axiom of Choice).

[F4]

For K=U∩nwBnw−1, the Lie intersection is ⨁α∈Φ+∩wΦ+gα. The reduced geometric identity subgroup of a T-stable subgroup of U is the product of the root groups it contains, as in the ordered-root-coordinate theorem. The smooth limit subgroup UG(λ) has positive Lie weights, and its points are precisely those contracted to 1 by λ. (Root subgroups of a split reductive group, Cocharacter limit subgroups) These are the precise inputs for the intersection and orbit argument of Milne, Propositions 21.77–21.79; arbitrary smooth T-stable intersections need not be smooth.

Proof

1.1F1F3givenalgebra

Let H be the subgroup generated by T and the Gα for α∈Δ. Each Gα contains its two root groups and a representative of sα, by the rank-one results in [F1]. As the simple reflections generate W, products of these representatives in H represent every w∈W. Conjugation by them and W⋅Δ=Φ show that H contains every root group. It therefore equals G by [F1]. Each Gα is generated by T and its two root groups, so this also proves generation by T and the simple positive and negative root groups. If G is semisimple, let K be generated by all root groups. The standard SL2 root-group generation in each rank-one derived subgroup puts every coroot image in K. The coroots span X∗(T)⊗Q for semisimple G, so these images generate T. Thus K=G. If Δ is empty, G=T and the first assertion still holds; a semisimple group with empty root system is trivial.

2.1F2step 1.1algebra

The subgroups Uw and Uw are smooth connected T-stable by [F2], being generated by root groups with weight sets Φ+∩wΦ+ and Φ+∩wΦ− respectively; these two subsets of Φ+ are disjoint and their union is Φ+ (a positive root is either in wΦ+ or in wΦ−), and each is ordinarily closed: a positive root sum of members remains positive and its inverse image under w retains the same positive or negative sign. Ordinary closure is sufficient by [F2], so each is the weight set of a smooth T-stable subgroup of U and the product decomposition of U from [F2] gives a T-equivariant isomorphism Uw×Uw→U. The membership criterion for root groups follows because Uα⊆Uw iff the weight α belongs to the weight set of Uw (uniqueness of the smooth subgroup with a given weight semigroup in [F2]). This proves (b).

3.1F1F2F4step 2.1algebra∎

The stabilizer of nwB in U is K=U∩nwBnw−1. Work geometrically and take Kred∘, which is smooth connected over the algebraically closed field. By the root-subgroup containment criterion its root groups are exactly those with α∈Φ+∩wΦ+, since its Lie algebra is contained in the Lie intersection of [F4], and all these shared root groups lie in K. The ordered-coordinate theorem therefore identifies Kred∘ with Uw. Its dimension is the dimension of Lie⁡K, so K is regular at the identity and translation makes it smooth. To identify all components, choose a regular cocharacter λ with nwBnw−1=PG(λ). Every root coordinate of U has nonzero λ-weight. An element of U∩PG(λ) has a limit under conjugation, so its negative coordinates vanish and the positive coordinates tend to zero. Thus its limit is 1, and it lies in UG(λ). This also contracts K to 1, showing its components all meet the identity component, hence K is connected. Therefore K=Uw, and the equality descends to k. Order the complementary root groups first: Uw×Uw≃U identifies the fppf quotient U/Uw with Uw, since right multiplication by Uw changes only the second factor. The homogeneous orbit map identifies this quotient with UnwB/B, and its dimension is dim⁡Uw=n(w).

TheoremStatement: Literature-sourcedProof: AI-adaptedOpen item page →

Bruhat decomposition for a split reductive group

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let (G,T) be a split reductive group over k, B⊇T a Borel subgroup, U=Bu, W=NG(T)/T, and choose representatives nw∈NG(T)(k) (The root datum of a split reductive group). Then: (a) the double cosets BnwB depend only on w, are smooth locally closed subvarieties of G, and G is their disjoint union, G=⨆w∈WBwB=⨆w∈WBnwB=⨆w∈WUwnwB; (b) for every w the multiplication map Uw×B→BnwB is an isomorphism, and G/B=⨆wY(w) with Y(w)=UwB/B≅An(w) an affine space of dimension n(w)=∣Φ+∩wΦ−∣; (c) the big cell B−B=U−TB (with B− the opposite Borel, B−∩B=T and U−=Bu−) is open and dense in G, the multiplication map U−×T×U→G is an open immersion, the open dense longest Bruhat cell is Bnw0B=nw0(B−B), a translate of this opposite big cell. Its flag cell Y(w0) is the unique flag cell of maximal dimension ∣Φ+∣, while the group cell has dimension dim⁡G; (d) on k-points, G(k)=⨆wB(k)wB(k) is the Bruhat decomposition attached to the Tits system of The simple-reflection double-coset rule and the Tits system, and the G(k)-orbits on (G/B)(k)×(G/B)(k) are in bijection with the B(k)-double cosets of G(k), hence indexed by W.

Facts & Assumptions

Given: AC, a split reductive group (G,T) with Borel B⊇T, U=Bu, W=NG(T)/T, and representatives nw∈NG(T)(k).

[F1]

The quadruple (G(k),B(k),NG(T)(k),S) is a Tits system, so the double cosets B(k)wB(k) satisfy the standard combinatorial rules and G(k)=⨆wB(k)wB(k) (The simple-reflection double-coset rule and the Tits system); the Weyl group acts simply transitively on the Borels containing T and nwUαnw−1=Uwα (The Weyl group, Borel subgroups and chambers).

[F2]

The subgroups Uw,Uw⊆U have the described weight sets, Uw×Uw→U is an isomorphism, and the isotropy group of wB/B in U is Uw with dim⁡(UwB/B)=n(w) (Root coordinate cells and generation, Root subgroups of a split reductive group).

[F3]

For a smooth geometrically connected complete variety with locally affine Gm-action and finite constant fixed scheme, the attracting cells are smooth locally closed affine spaces, with tangent spaces the positive tangent spaces at their fixed points; they are disjoint and cover the underlying space. (The Luna map and the Bialynicki-Birula decomposition)

[F4]

The flag-stabilizer representation realizes G/B as a smooth projective closed orbit in a projective representation (Milne21.70, also the complete flag construction). Choose a cocharacter in the dominant chamber separating the finitely many torus weights of this representation; its fixed scheme on the projective representation equals the T-fixed scheme, so the same is true on G/B. Smoothness of torus-fixed schemes and the Weyl/Borel correspondence identify this fixed scheme with the finite constant points nwB. Semi-invariant homogeneous coordinates provide invariant affine open charts, so the action is locally affine. (Borel subgroups and the opposition of root groups, The Weyl group, Borel subgroups and chambers, Fixed-point schemes and centralizers of linearly reductive actions, Representations of diagonalizable groups split into character eigenspaces, The quotient of a connected group by a Borel subgroup of maximal dimension is complete, A Borel subgroup of maximal dimension is the stabilizer of a maximal flag)

[F5]

Every nonzero rational representation of a unipotent group has a nonzero fixed vector, and each vector belongs to a finite-dimensional rational submodule. (Unipotent algebraic groups and unipotent representations, Every element of a comodule lies in a finite-dimensional subcomodule) Cocharacter opposite multiplication is an open immersion, and B=PG(λ) for a regular dominant cocharacter. (Cocharacter limit subgroups, Borel subgroups and the opposition of root groups)

Proof

Given: AC and the split reductive Borel pair of the Statement.

1.1F4F3F2

Put X=G/B. The projective representation and separated torus weights in [F4] identify the chosen cocharacter's fixed scheme with the finite constant set {nwB}. Invariant affine charts verify the local-affineness hypothesis of [F3]; X is smooth geometrically connected and complete by [F4]. Thus [F3] gives attracting cells Y(w). Their positive tangent spaces at nwB are the positive root spaces in g/Ad⁡(nw)b, indexed by Φ+∩wΦ−, so dim⁡Y(w)=n(w). The construction is over k and does not replace the torus scheme by the possibly nondense set T(k) over a finite field.

2.1F5F2F3step 1.1

Over an algebraic closure the orbit UnwB/B lies in Y(w): conjugation by the cocharacter contracts U to identity and fixes nwB. This orbit is closed in the affine cell. Indeed, in its reduced affine closure a nonempty boundary would have a nonzero stable ideal. By [F5] a nonzero element lies in a finite-dimensional stable submodule of that ideal and yields a nonzero invariant function. That function is constant on the transitive orbit, hence on its reduced dense closure; the constant is nonzero because the function is nonzero, contradicting its vanishing on the boundary. Thus there is no boundary. By [F2], the orbit is isomorphic to Uw and has dimension n(w), equal to the irreducible affine space Y(w); being closed it is all of Y(w). Equality of these smooth locally closed schemes descends to k. Hence X is the disjoint union of these U-orbits, independently of the Tits-system covering argument.

3.1F2F1step 2.1

Since B=UT and nw normalizes T, the inverse image of Y(w) in G is BnwB=UnwB. The product isomorphism Uw×Uw→U follows by ordering the complementary root coordinates first in [F2]. The subgroup Uw=U∩nwBnw−1 is the orbit stabilizer, so moving its second factor across nw gives UnwB=UwnwB. Pull back the B-torsor G→G/B along the isomorphism Uw→Y(w). It has the explicit section u↦unw, and therefore multiplication (u,b)↦unwb is an isomorphism Uw×B→BnwB. These smooth locally closed cells are disjoint and cover G because their flag cells do. Changing nw by an element of T does not change the cell. This proves(a),(b).

4.1F5F1F2step 3.1

For the regular dominant cocharacter, [F5] gives the open immersion U−×B→G. Since B=TU with its split torus and positive root groups, it is exactly the multiplication open immersion U−×T×U→G with image B−B. It is dense because G is geometrically integral. The longest Weyl element sends B to B−, so Bnw0B=nw0(B−B); both are open dense, but they are not asserted equal. Root combinatorics give n(w0)=∣Φ+∣ and no other w has this length. Thus Y(w0) is the unique flag cell of maximal dimension ∣Φ+∣, while its group cell has dimension dim⁡B+∣Φ+∣=dim⁡G. This proves(c).

5.1F1F2step 3.1step 4.1∎

The scheme isomorphisms in step 3.1 are over k, so they give G(k)=⨆wUw(k)nwB(k)=⨆wB(k)nwB(k); no inference from geometric density to arbitrary-field point generation is needed. Likewise every k-point of G/B lies in one of its k-defined affine cells and has a representative unw∈G(k), so G(k) acts transitively on (G/B)(k). Fixing the first flag in a pair leaves its stabilizer B(k) acting on the second; hence the orbits on (G/B)(k)×(G/B)(k) are the B(k)-double cosets, indexed by W. The corresponding Tits data and inclusion rule are those of [F1], now with the actual point decomposition established. This proves(d).

DefinitionDefinition: Literature-sourcedProof: Not applicableOpen item page →

Parabolic subgroups of an affine algebraic group

Definition

Let G be a smooth affine algebraic group of finite type over k (Group schemes of finite type over a field, Smooth morphism of schemes, Affine schemes and their coordinate rings). A closed subgroup scheme P⊆G is a parabolic subgroup if the fppf quotient G/P is representable and proper over k; when G/P is an integral k-variety, this is equivalent to completeness (Homogeneous spaces of smooth affine groups are separated schemes, Proper morphisms, Complete varieties). The unipotent radical Ru(P)⊆P is the largest smooth connected normal unipotent subgroup (Unipotent algebraic groups and unipotent representations), the radical R(P) is the largest smooth connected normal solvable subgroup (The derived subgroup, the derived series and solvable algebraic groups, Radical, unipotent radical, semisimple and reductive algebraic groups), and a Levi subgroup of P is a smooth closed subgroup L⊆P such that the multiplication map L⋉Ru(P)→P is an isomorphism. Borel subgroups and the equivalence 'parabolic iff, over ka, contains a Borel subgroup' are treated on this page in Solvable subgroups, the radical, and the Borel intersection ↗ and Borel subgroups, maximal tori and Borel pairs.

The conditional proper-quotient definition above uses no choice principle. Assume the Axiom of Choice for the following supplemental representability and structural assertions (The Axiom of Choice). Representability of G/P is a theorem for smooth affine G and closed P (Homogeneous spaces of smooth affine groups are separated schemes); For an integral representable quotient, properness is equivalent to completeness in the convention of Complete varieties. For a general quotient, properness is the defining condition; no integrality is assumed. The definition does not assume P smooth or connected; in a smooth connected affine group such a parabolic is connected and self-normalizing by Solvable subgroups, the radical, and the Borel intersection ↗. Smooth parabolic subgroup varieties form the class to which the standard PI and Levi classification below applies; nonsmooth Frobenius-thickened proper-quotient subgroups are retained by this general definition. The definition makes no reference to split reductive structure, so that the standard-parabolic theory can establish the equivalence for smooth subgroup varieties. In the Levi decomposition below the subgroup L is required only to be smooth and closed; when P is smooth, its unipotent radical is smooth and the product decomposition is a statement about schemes.

LemmaStatement: Literature-sourcedProof: AI-adaptedOpen item page →

Standard Levi subgroups of a split reductive group

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let (G,T) be a split reductive group with root datum (X,Φ,α↦α∨) and a Borel subgroup B⊇T with corresponding base Δ=Δ(B) (The root datum of a split reductive group), and let I⊆Δ. Put WI=⟨sα⟩α∈I⊆W, ΦI=ZI∩Φ, TI=(⋂α∈Iker⁡α)t⊆T and LI=CG(TI). Then: (a) LI is smooth connected reductive with maximal torus T, root system ΦI and root datum (X(T),ΦI,α↦α∨), and Weyl group WI; the root groups of LI are exactly the Uα with α∈ΦI; (b) TI is the largest subtorus of T killed by all α∈I, and LI is generated by T and the root groups Uα with α∈ΦI; (c) B∩LI is a Borel subgroup BI of LI with positive system ΦI∩Φ+(B) and base I; (d) for each α∈Δ, choose a rational fundamental dual vector ηα∈X∗(T)⊗Q with ⟨β,ηα⟩=δαβ, and let λα be any positive integral multiple lying in X∗(T). For every β∈Δ∖{α}, every representative of sβ in NG(T)(k) lies in PG(λα)(k), and this subgroup contains Gβ. Rational dual vectors need not themselves be integral cocharacters; a possible central component does not change the parabolic.

Facts & Assumptions

Given: AC, a split reductive group (G,T) with Borel subgroup B⊇T and base Δ=Δ(B), a subset I⊆Δ, and the subgroups WI,ΦI,TI,LI above.

[F1]

Centralizers of tori in reductive groups are smooth, connected and reductive, with Lie algebra the fixed points under the adjoint action; the roots of a reductive group with a given maximal torus are the nonzero weights (Chevalley's centralizer theorem and reductive centralizers, The root datum of a split reductive group).

[F2]

G is generated by T and its root groups, and each root group is determined by its weight; the positive system of a Borel and the base are related as in Combinatorics of a reduced root datum (Root subgroups of a split reductive group, The Weyl group, Borel subgroups and chambers).

[F3]

Cocharacter limit subgroups: for a cocharacter λ of T, PG(λ) contains exactly the root groups Uα with ⟨α,λ⟩≥0 and their root spaces (Cocharacter limit subgroups).

[F4]

A Borel intersected with a torus centralizer is a Borel of that centralizer; its root signs are inherited. (Borel subgroups and the opposition of root groups; Milne17.72 and21.90.)

Proof

1.1F1F2givenalgebra

LI=CG(TI) is smooth connected reductive by [F1]; its Lie algebra is t⊕⨁α∈ΦIgα because the characters vanishing on TI lie in the rational span of I. Each root has integral coefficients in the simple basis, so a root in this rational span has zero coefficients outside I and lies in ZI∩Φ. Hence the roots of (LI,T) are precisely the elements of ΦI, and the corresponding root groups are Uα⊆LI; the coroot assignment restricts, and the Weyl group of (LI,T) is the subgroup WI generated by the sα with α∈I (these are the reflections in the simple roots of the subsystem). This proves (a).

2.1F1F2F4step 1.1algebra

TI is the largest subtorus of T killed by all α∈I because any such subtorus lies in ⋂α∈Iker⁡α and, being a torus, in its maximal reduced subtorus; the character-module quotient by its torsion defines exactly that subtorus. By (a) and [F2] applied to LI, the group LI is generated by T and the root groups Uα with α∈ΦI; this proves (b). For (c): B∩LI is a Borel subgroup of LI by the centralizer-intersection input [F4]; its Lie algebra is t⊕⨁α∈ΦI∩Φ+(B)gα, so its positive system is ΦI∩Φ+(B), and the simple roots of the subsystem relative to this positive system are exactly the elements of I (a simple root of Φ lying in ΦI is indecomposable in ΦI, and every root of ΦI is a nonnegative combination of I).

3.1F2F3step 1.1algebra∎

Fix α∈Δ. Finite linear algebra supplies ηα with the given simple-root pairings; clearing denominators gives integral λα=mαηα, mα>0. For β≠α one has ⟨β,λα⟩=0, so both Uβ and U−β and the torus T centralize this cocharacter. They generate Gβ by [F2], giving Gβ⊆ZG(λα)⊆PG(λα). The dual reflection formula gives sβ(λα)=λα; hence every representative of sβ fixes λα by conjugation and lies in its centralizer, proving(d). The simple root α itself pairs positively, and its negative root group is excluded; no representative of sα is claimed to lie in this parabolic. Central changes of a rational dual vector pair trivially with every root and do not affect these limit subgroups.

TheoremStatement: Literature-sourcedProof: AI-adaptedOpen item page →

Parabolic subgroups and Levi decomposition

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let (G,T) be a split reductive group over k, B⊇T a Borel subgroup with base Δ, and let W, Φ+ be as above (The root datum of a split reductive group). (a) For every subset I⊆Δ there is a unique smooth parabolic subgroup PI⊆G containing B with PI=⨆w∈WIC(w), where C(w)=BwB; the correspondence I↦PI is a bijection onto the set of smooth parabolic subgroup varieties of G containing B, and the standard parabolic subgroups are exactly the groups PG(λ) for cocharacters λ with ⟨α,λ⟩≥0 for all α∈Φ+, with I={α∈Δ:⟨α,λ⟩=0}. (b) The unipotent radical of PI is Ru(PI)=UI:=∏α∈Φ+∖ΦIUα, directly spanned in any order, and the multiplication map Ru(PI)⋊LI→PI is a group-scheme isomorphism (Levi decomposition), with LI the standard Levi subgroup of Standard Levi subgroups of a split reductive group. (c) Every smooth parabolic subgroup of G containing B is PI for a unique I, and over an algebraically closed field every smooth parabolic subgroup of G is conjugate by an element of G(k) to a unique standard parabolic PI. (d) P∅=B and PΔ=G.

The general proper-quotient Definition still permits nonsmooth parabolic subgroup schemes; the standard classification above is restricted to smooth subgroup varieties. For example, in characteristic p, the Frobenius preimage FSL2−1(B(p)) is nonsmooth, contains B, and has proper quotient P1,(p), so it is not one of these smooth PI.

Facts & Assumptions

Given: AC, a split reductive group (G,T) with Borel B⊇T and base Δ.

[F1]

The Bruhat decomposition gives G=⨆w∈WBwB, the cell structure of the BnwB, and the Tits system on G(k) (Bruhat decomposition for a split reductive group, The simple-reflection double-coset rule and the Tits system).

[F2]

Centralizers of tori are reductive, LI=CG(TI) is the standard Levi subgroup with root system ΦI and Weyl group WI, and PG(λ) contains exactly the root groups with ⟨α,λ⟩≥0 (Standard Levi subgroups of a split reductive group, Chevalley's centralizer theorem and reductive centralizers, Cocharacter limit subgroups).

[F3]

A subgroup scheme P⊆G is parabolic exactly when the quotient G/P is complete, equivalently when Pka contains a Borel subgroup of Gka; parabolic subgroups are connected and satisfy P=NG(P) whenever they contain a Borel subgroup (Parabolic subgroups of an affine algebraic group, Solvable subgroups, the radical, and the Borel intersection), and over an algebraically closed field all Borel subgroups are conjugate with complete quotient (The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field); the root groups and their products in any order are as in Root subgroups of a split reductive group.

[F4]

Length equals positive-root inversion number, a simple reflection permutes all positive roots except its simple root, and a reduced expression w=sα1⋯sαr has positive inversion roots βj=sα1⋯sαj−1αj. The last assertion follows inductively from the length/sign rule. (Combinatorics of a reduced root datum) Smooth connected torus-stable subgroup containment follows from its selected Lie weights. (Weight subgroups of a torus action)

Proof

1.1F2F3F4

Choose an integral cocharacter λ whose simple-root pairings are zero on I and strictly positive on Δ∖I: take the sum of rational dual vectors there and clear denominators as in the standard Levi lemma. Every root has simple coefficients of one sign, so ⟨β,λ⟩=0 exactly for β∈ΦI, and the positive pairings occur precisely on Φ+∖ΦI. By [F2], the fixed group ZG(λ) and LI=CG(TI) are smooth connected reductive with the same root spaces and torus. The image of λ lies in TI, so LI⊆ZG(λ); equal dimension makes them equal. The cocharacter kernel UG(λ) is smooth connected unipotent with just the positive-pairing Lie weights. Its Lie algebra is contained in Lie⁡U, hence [F4] puts it in U. The root-coordinate theorem [F3] identifies it with the ordered product UI of the root groups in Φ+∖ΦI, in any order. Therefore PG(λ)=UI⋊LI and its unipotent radical is exactly UI, since LI is reductive. It contains B by the nonnegative pairings of all positive roots, and the geometric Borel/properness criterion [F3] makes it parabolic. Define this smooth group to be PI.

2.1F1F2F4step 1.1

A normalizer representative nw belongs to PG(λ) exactly when wλ=λ. Its conjugation orbit is (λ−wλ)(t)nw, lying in the closed translate Tnw; a nontrivial cocharacter of a torus has no limit at zero inside that torus. The stabilizer of this dominant λ in W is WI: if nontrivial w fixes it, choose a left descent sα so that w−1α is negative by [F4]. Then 0≤⟨α,λ⟩=⟨w−1α,λ⟩≤0, so α∈I. The reflection sα fixes λ and shortens w; induction gives w∈WI. Conversely every generator of WI fixes λ. Since PI contains B, a Bruhat cell is wholly contained in it exactly when its representative is, so [F1] gives PI=⨆w∈WIC(w). The same argument shows that any dominant cocharacter with these zero simple pairings gives this PI.

3.1F1F2F3F4step 2.1

Let P⊇B be any smooth closed subgroup. Over an algebraic closure put WP={w:nw∈P}. It is a subgroup, because representatives multiply modulo T⊆B, and [F1] makes P the union of its cells. Set J={α∈Δ:sα∈WP}. For w∈WP, both B and nwBnw−1 lie in P. Thus for each positive inversion root β∈Φ+∩wΦ−, both Uβ and U−β lie in P. Their rank-one elementary products give a representative of sβ in P. For a reduced expression of w, the inversion roots βj in [F4] therefore give sβj∈WP. The first is sα1; inductively, conjugating sβj by the earlier simple factors puts sαj in WP. Hence all letters lie in J, so WP=WJ. The smooth closed groups P and PJ have the same geometric cells and are reduced, hence are equal; descent gives equality over k. In particular this classifies every smooth parabolic containing B, with no unsupported assumption that a general P was already a limit group.

4.1F1F2F3step 1.1step 2.1step 3.1

The subset I is recovered by the negative simple root groups in PI, or equivalently the simple reflections in WI. Thus the classification is unique. Cocharacters with all positive-root pairings nonnegative give the same classification by step 2.1. Step 1.1 proves the complete ordered unipotent-radical and Levi decomposition in(b). For I=∅, the fixed group is T and all positive root groups occur, giving PI=B; for I=Δ, there are no positive pairing weights and the limit group is G. The torus case Δ=∅ satisfies both endpoints with B=G.

5.1F3step 3.1step 4.1∎

Over an algebraically closed field every smooth parabolic contains a Borel by [F3]. Conjugate that Borel to B and apply step 3.1 to obtain a standard PI. If gPIg−1=PJ, the Borels gBg−1 and B of the smooth connected affine group PJ are conjugate by some p∈PJ(k), by [F3]. Hence pg normalizes B, so pg∈B by its self-normality in [F3]. Therefore g∈PJ, forcing PI=PJ and I=J. This proves the full conjugacy and uniqueness in(c). Nonsmooth parabolics remain in the general conditional Definition: the Frobenius example has a nilpotent lower-entry condition cp=0 and the stated proper quotient, and is excluded only from this smooth classification.

5 · Examples, counterexamples and false statements

None yet.

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