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Split Reductive Root Systems, Bruhat Cells, and Parabolics
1 · Prerequisites
- Abelian Categories
- Adjunctions Units and Counits
- Affine Algebraic Sets and Coordinate Rings
- Affine Group Schemes, Hopf Algebras, and Rational Representations
- Affine Schemes and the Structure Sheaf
- Algebraic Closure, Embeddings, and Separability
- Algebraic Differentials Separability and Smooth Local Presentations
- Algebraic Extensions, Extension Degree, and Finite Fields
- Algebraic Group Actions, Orbits, Stabilizers, and Controlled Quotients
- Algebraic Zariski Main for Quasi-Finite Morphisms
- Artinian Rings and Length
- Associated Primes and Primary Decomposition
- Binary Operations, Monoids, Groups and Subgroups
- Cardinal Arithmetic, Cofinality and the Alephs
- Categories, Functors and Natural Transformations
- Chain Complexes and Homology
- Chain Conditions, Semisimple Modules and the Wedderburn–Artin Theorem
- Chain Homotopy and the Homotopy Category
- Classical Affine Varieties: Coordinate Rings, Morphisms, and Rational Maps
- Compactness
- Compactness in Metric Spaces
- Composition Series, the Jordan–Hölder Theorem and Solvable Groups
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Connectedness
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Cyclic Groups and Direct Products
- Dedekind Domains and Ideal Classes
- Delta Functors and Universality
- Depth and Cohen Macaulay Modules
- Derived Functors
- Determinants of Matrices over a Commutative Ring
- Diagonalisation and the Minimal Polynomial
- Diagonals Separated Morphisms and Valuative Uniqueness
- Dimension Constructible Images and Dimensions of Fibres
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Exactness and the Member Calculus
- Ext and Balanced Resolutions
- Exterior Powers, Orientation and Hodge Duality
- Fibre Products Base Change and Scheme Theoretic Fibres
- Finite Counting, Factorials and Binomial Coefficients
- Finite Fields and Cyclotomic Extensions
- Finite Proper and Projective Morphisms
- Flat Smooth and Etale Morphisms
- Flatness and Faithful Flatness
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Galois Orbits and Descent of Simple Finite-Group Modules
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Group Schemes of Finite Type over a Field
- Groups of Multiplicative Type and Arithmetic Tori
- Homogeneous Resultants and Projective Intersection Length
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Integral Extensions and Going Up
- Inverse Limits and Noetherian Completion
- Kahler Differentials Conormal Sequences and Infinitesimal Lifting
- Koszul Complexes and Regular Sequences
- Krull Dimension and Height Theorems
- Lie Algebra Representations, Enveloping Algebras, and PBW
- Lie Algebras and Infinitesimal Group Schemes
- Limits and Colimits
- Linear Independence, Bases and Dimension
- Linear Recurrences and Rational Generating Functions
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Localisation of Modules and Support
- Long Exact Sequences in Homology
- Mapping Cones Cylinders and Chain Triangles
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Metric Spaces
- Modules over a Principal Ideal Domain and the Canonical Forms
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Morphisms Local Rings and Rational Maps of Affine Varieties
- Noether Normalisation and Nullstellensatz
- Noetherian Rings and Hilbert Basis
- Nonaffine Algebraic Groups, Barsotti-Chevalley, and Abelian Varieties
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Polynomial Rings, the Division Algorithm and Roots
- Preadditive and Additive Categories and Biproducts
- Presheaves Sheaves Stalks and Sheafification
- Prime Spectra and Radicals
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Products Segre and Veronese Embeddings and Grassmannians
- Proj Projective Schemes Twisting Sheaves and Ampleness
- Projective Algebraic Sets Projective Morphisms and Cones
- Projective and Injective Resolutions
- Quasi Coherent and Coherent Sheaves and Vector Bundles
- Rees Modules Artin Rees and Hilbert Samuel Theory
- Reflective Subcategories and the Adjoint Functor Theorems
- Regular Local Rings and Homological Dimension
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Root Systems, Dynkin Diagrams, and the Cartan-Killing Classification
- Roots, Rational Powers, and Classical Inequalities
- Schemes Subschemes and Morphisms Locally of Finite Type
- Sheaf Operations Exactness Ringed Spaces and Module Pullback
- Simple Field Extensions and the Construction of the Complex Numbers
- Solvability by Radicals and Kummer Theory
- Splitting Fields
- Subobject Lattices Generators and the Grothendieck Axioms
- Subspaces, Products, and Quotients
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tensor Products of Modules
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Diagram Lemmas in an Abelian Category
- The Field of Fractions and Localisation
- The Fundamental Theorem of Algebra
- The Fundamental Theorem of Finite Abelian Groups
- The Galois Correspondence
- The Holomorphic Inverse Function Theorem and Weierstrass Preparation
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Tor Flatness and Global Dimension
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Unipotent and Solvable Groups and Borel Fixed Points
- Universal Coefficients and Kunneth Theorems
- Universal Properties, Representables and the Yoneda Lemma
- Valuation Rings and Discrete Valuation Rings
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Yoneda Extensions and Homological Dimension
- Zariski Tangent Spaces, Regular Points, Smoothness, and Bertini
- Zariski Topology on Prime Spectra
2 · Summary
This page develops the structure theory of split reductive groups over a field : maximal tori, root data, root groups, the Weyl group, the Bruhat decomposition and the theory of parabolic subgroups with their Levi decompositions. The base field is arbitrary, and where an argument passes to the algebraic closure that passage is explicit; the split hypothesis is kept throughout, so that the root datum is defined over rather than only over a finite extension.
The algebraic-group foundations are the theory of diagonalizable and multiplicative-type groups, the representability of homogeneous spaces, and the machinery of linearly reductive actions. The page records the structure of connected nilpotent and solvable groups in Structure of connected nilpotent groups and the maximal-torus criterion and Solvable subgroups, the radical, and the Borel intersection: the radical and unipotent radical of Radical, unipotent radical, semisimple and reductive algebraic groups, the largest torus in a connected nilpotent group, the Borel intersection formula , and Chevalley's theorem in Chevalley's centralizer theorem and reductive centralizers, which also shows that centralizers of tori in reductive groups are reductive. Fixed subgroups of torus automorphism actions on smooth connected affine groups, including torus centralizers, are smooth and connected (Fixed loci and centralizers of torus actions are connected), building on the smoothness of fixed-point schemes of linearly reductive actions (Fixed-point schemes and centralizers of linearly reductive actions).
The dynamic method is developed first. Limits of -orbits and concentrator subschemes are defined in Limits of one-parameter orbits and concentrator subschemes; the representability and smoothness theorem Representability and smoothness of concentrator subschemes proves that concentrators exist and are the unique smooth models, using the graded Nakayama lemma Graded Nakayama and the Hesselink regularity comparison in the affine case. From these come the cocharacter limit subgroups , and with their Levi decomposition and open-cell properties (Cocharacter limit subgroups), the Luna map and the Bialynicki-Birula decomposition (The Luna map and the Bialynicki-Birula decomposition), and the weight-subgroup theorem Weight subgroups of a torus action, which attaches a connected subgroup to every subsemigroup of weights. The Lie functor is used throughout through The Lie functor: exactness, fixed points and generation, and the rank-one theory is built from the explicit structure of in Structure of SL_2 and root coordinates and the classification of homogeneous curves in Homogeneous curves and automorphisms of P^1.
For a split reductive pair , the adjoint action of on decomposes into weight spaces, and the nonzero weights are the roots: Roots and root groups of a split reductive group and Root subgroups of a split reductive group show that each root group is a with one-dimensional Lie algebra, that the root system is reduced with a unique coroot, and that the abstract root datum axioms hold. The Weyl group , its action on the character lattice and its simple transitivity on the Borel subgroups containing are the content of The Weyl group, Borel subgroups and chambers and Borel subgroups and the opposition of root groups; the resulting root datum is recorded in The root datum of a split reductive group, and its combinatorics in Abstract root data and their Weyl groups and Combinatorics of a reduced root datum.
The Bruhat decomposition is the main structural theorem (Bruhat decomposition for a split reductive group): the double cosets are the locally closed cells of , the multiplication map , , is an isomorphism, the big cell is open and dense, and the cells of the flag variety are affine spaces of dimension the length . The tool is the Tits system on established in The simple-reflection double-coset rule and the Tits system and the coordinate description of the cells in Root coordinate cells and generation. Finally, smooth parabolic subgroup varieties containing are classified by subsets of the base, with unipotent radical the product of the root groups outside the corresponding subsystem and Levi factor the standard Levi subgroup: this is Parabolic subgroups and Levi decomposition, with the Levi subgroups described in Standard Levi subgroups of a split reductive group. The example companion split-reductive-root-systems-bruhat-cells-and-parabolics-examples carries the explicit computations for and .
The Axiom of Choice is used only where the geometric suppliers named in the individual items use it, principally for the fixed-point, density and representability results imported from the earlier pages; the combinatorial lemmas Character and cocharacter lattices of a split torus, Combinatorics of a reduced root datum and the elementary Nakayama equivalences in Graded Nakayama and the Hesselink regularity comparison are choice-free; the latter item’s supplemental regularity assertion inherits AC from its regular-local suppliers.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Radical, unipotent radical, semisimple and reductive algebraic groups
Definition
Let be a field and let be a smooth connected affine algebraic group of finite type over (Group schemes of finite type over a field). Its radical is the largest smooth connected normal solvable closed subgroup scheme, and its unipotent radical is the largest smooth connected normal unipotent closed subgroup scheme (The derived subgroup, the derived series and solvable algebraic groups, Unipotent algebraic groups and unipotent representations). These are subgroup varieties: arbitrary infinitesimal normal subgroups are not included in the maximization. One has , because unipotent groups are solvable.
The group is semisimple if , and reductive if . The smoothness, connectedness and affineness requirements are part of these terms. Over a perfect field, and in particular an algebraically closed field, reductivity is equivalent to . Over an imperfect field the condition alone is weaker; such a smooth connected affine group is called pseudo-reductive, and pseudo-reductivity does not imply reductivity.
Assume the Axiom of Choice for the following field-extension and rank assertions and their cited geometric suppliers (The Axiom of Choice). Formation of both radicals commutes with separable algebraic field extensions (Milne Propositions 19.1 and 19.9). Consequently, if is perfect, and the analogous equality holds for . These equalities are not asserted for general purely inseparable extensions. The geometric definition of reductivity is retained precisely to handle that distinction.
The rank of is the dimension of a maximal torus (Borel subgroups, maximal tori and Borel pairs), and its semisimple rank here is the rank of the smooth connected affine quotient . Maximal tori exist, remain maximal under field extension, and are geometrically conjugate, so their dimensions are independent of the choice. If is perfect, is semisimple; this also holds over every field when is reductive, because then is the largest central torus and commutes with every base extension (Centre, radical and semisimple quotient of a reductive group ↗). No assertion that is geometrically semisimple for every nonreductive over an imperfect field is made.
The largest-subgroup property gives uniqueness. Existence follows by taking products of smooth connected normal subgroups with the relevant property: such products are again smooth connected normal, and remain solvable, respectively unipotent; a strict increase of a connected subgroup variety increases dimension, so a finite product attains the maximum dimension and contains every such subgroup. Over an algebraically closed field the radical is also the reduced identity component of the intersection of all Borel subgroups, as proved in Solvable subgroups, the radical, and the Borel intersection ↗. All representation-theoretic statements below concern affine groups, so the rational-representation/comodule dictionary applies (Rational representations and comodules of an affine group scheme).
Character and cocharacter lattices of a split torus
Statement
Let be a split torus over , so that for a free abelian group of finite rank (Groups of multiplicative type and tori, Diagonalizable groups and their character modules). Then the character group is canonically isomorphic to , the cocharacter group is canonically isomorphic to the dual lattice , and the pairing , , defined by , is a perfect -bilinear pairing identifying with . Both lattices are free of finite rank equal to , and the identifications and the pairing commute with extension of scalars. In particular and are -vector spaces in perfect duality.
Facts & Assumptions
Given: A field , a free abelian group of finite rank, and a split torus with an isomorphism over .
The diagonalizable group has and , and characters are the homomorphisms (Diagonalizable groups and their character modules).
For abelian groups there are natural identifications , via , and (Split diagonalizable groups are dual to abelian groups).
A torus is split when it is isomorphic over to for some (Groups of multiplicative type and tori). Its coordinate ring is ; it has dimension by A polynomial ring in n variables over a field has dimension n: localization cannot increase prime-chain length, and the chain survives this localization.
Proof
By [F3] the split torus is isomorphic over to with , and by [F1]; the given isomorphism and [F2] therefore identify with . Applying [F2] to and to gives and . Both are free abelian of rank ; the identifications are induced by the anti-equivalence and are compatible with any change of the splitting isomorphism, which only renames by the induced automorphism.
For and the composite is a homomorphism, and [F1] identifies by [F2]; so is an integer and composition of homomorphisms is -bilinear. Under the identifications of step 1.1, an element of is an element and an element of is a homomorphism , and the corresponding composite is : is evaluation of the character at the cocharacter. Therefore the map , , is exactly the identity and hence an isomorphism, so the pairing is perfect and identifies with .
Let be a field extension. Base change of group algebras identifies , and [F2] applied over the field gives and with the same evaluation pairing, so the two identifications of step 1.1 commute with extension of scalars. For free lattices of finite rank the dual of a base change is the base change of the dual, so tensoring the perfect pairing of step 2.1 with exhibits and gives a perfect -bilinear pairing of with .
Split reductive groups
Definition
A split reductive group over is a pair consisting of a reductive algebraic group over (Radical, unipotent radical, semisimple and reductive algebraic groups) and a maximal torus that is split, i.e. isomorphic over to for some (Groups of multiplicative type and tori, Borel subgroups, maximal tori and Borel pairs).
The following supplemental existence and field-invariance facts assume the Axiom of Choice (The Axiom of Choice) through their cited suppliers. Since maximal tori exist, any torus lies in one, and maximality is preserved by field extension (Maximal tori, field extensions, normal subgroups and derived groups), the rank and the semisimple rank are well defined. A homomorphism of split reductive groups is a homomorphism of algebraic groups carrying into . Because is affine of finite type, the adjoint representation (The adjoint representation of an affine group scheme, The Lie bracket from infinitesimals and the adjoint action) restricts to a rational representation of on , to which the eigenspace decomposition of diagonalizable groups applies (Representations of diagonalizable groups split into character eigenspaces). We write , for the lattices of Character and cocharacter lattices of a split torus. Every reductive group splits over a finite separable extension of the base field; the split hypothesis is kept throughout.
Under this same assumption, the rank of is the common dimension of its maximal tori and the semisimple rank is the rank of the semisimple quotient ; both are additive invariants of the pair. The split hypothesis is exactly the requirement that the geometric character lattice have trivial -action; it is always a free -module of finite rank, and . The equivalence with splitting is Multiplicative type groups and Galois character modules, which is why the root datum of is defined over rather than only over a finite extension. A homomorphism of split reductive groups need not carry isomorphically onto ; the induced map on character lattices is then only a homomorphism. An isogeny carrying onto induces an injective character-lattice map with finite cokernel, by the split character anti-equivalence (Split diagonalizable groups are dual to abelian groups); it need not induce an isomorphism even if the two groups have the same abstract root datum. For example, the isogeny of in characteristic induces multiplication by on its character lattice .
Centre, radical and semisimple quotient of a reductive group
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a reductive algebraic group over (Split reductive groups) and let be a maximal torus of . Then: (a) for every maximal torus , and is of multiplicative type (Groups of multiplicative type and tori); (b) is the largest subtorus of (not the full possibly nonreduced neutral component), its formation commutes with every extension of the base field, and the quotient is semisimple; (c) has trivial centre; (d) the semisimple rank of equals ; (e) with the derived subgroup (The derived subgroup, the derived series and solvable algebraic groups), is finite, and the multiplication map is surjective with finite kernel, and is semisimple; (f) is semisimple iff iff is finite. The quotient is the represented normal affine quotient (Quotients of affine group schemes by normal subgroup schemes are affine); it is smooth and connected by Affine smooth and connected properties in exact sequences of algebraic groups.
Facts & Assumptions
Given: AC, reductive over arbitrary , and a maximal torus ; denotes the largest torus subgroup of the scheme-theoretic centre.
Reductive means smooth connected affine with trivial geometric unipotent radical. The radical and unipotent radical are the largest smooth connected normal solvable and unipotent subgroup varieties. Smooth connected solvable groups over an algebraically closed field have a decomposition . (Radical, unipotent radical, semisimple and reductive algebraic groups, Split reductive groups, Maximal tori of a smooth connected solvable group are conjugate)
Derived subgroups of smooth connected groups are smooth connected and characteristic, and their quotients are commutative. Normal affine quotients are represented affine fppf quotients; quotients and homomorphic images of smooth connected groups are smooth connected. Reductions of normal subgroups in a smooth group over a perfect field are subgroup varieties, with normal reduced neutral component. (Properties of the derived subgroup of an algebraic group, The derived subgroup, the derived series and solvable algebraic groups, Quotients of affine group schemes by normal subgroup schemes are affine, Affine smooth and connected properties in exact sequences of algebraic groups, Group images are exact kernel quotients and preserve affine smooth connected properties, Reduced identity components over perfect fields)
Maximal tori remain maximal under any field extension. In a reductive group the centralizer of a maximal torus is that torus, and centralizers commute with field extension. (Maximal tori, field extensions, normal subgroups and derived groups, Chevalley's centralizer theorem and reductive centralizers)
A closed subgroup of a torus is of multiplicative type. The largest subtorus of a multiplicative-type group with geometric character module corresponds to ; it commutes with every field extension, and its quotient has finite character group. Diagonalizable character duality and the Galois character-module correspondence give these assertions also for nonsplit groups. (Multiplicative type groups and Galois character modules, Split diagonalizable groups are dual to abelian groups, Groups of multiplicative type and tori)
Multiplicative-type rigidity: a connected group acts trivially by group automorphisms on a torus. More generally if is central in and are of multiplicative type, every action of a connected group on preserving is trivial (Milne12.36–12.41). The proof first fixes both factors; then descends to a homomorphism , whose family is constant in by rigidity, hence the identity. A commutative extension of multiplicative-type groups is of multiplicative type (Milne12.22).
The precise extra source input for the product assertion is semisimple perfectness (Milne21.49–21.50), used as in12.46(b). Over algebraically closed , the source root groups generate a semisimple group: the rank-one identities express coroot torus elements as products of root-group elements, and the roots span the rational character space. Each root subgroup lies in a perfect rank-one subgroup (source20.24), so their generated group equals its derived subgroup. Perfectness descends by field extension and is equivalent to having no nontrivial commutative quotient. This source-backed input preserves the full product statement without a cycle through its later local semisimple-perfectness consumer.
Under AC affine finite-type groups have faithful finite-dimensional representations. A split torus decomposes such a representation into finitely many character-weight spaces, each with arbitrary finite multiplicity; for a nonsplit torus this decomposition is used only after passage to an algebraic closure. A character of a group kills its derived subgroup, because its commutator morphism is trivial. (Affine finite-type group schemes have faithful finite-dimensional representations, Representations of diagonalizable groups split into character eigenspaces, The derived subgroup, the derived series and solvable algebraic groups)
Proof
Given: AC and reductive over .
By [F3], for every maximal torus, and the scheme centre lies in each such centralizer. Hence . By [F4] the centre is of multiplicative type, proving (a). Its largest torus is central, smooth connected normal and solvable, so lies in . Conversely pass to algebraic closure. The unipotent radical of the smooth connected solvable group is characteristic there and normal in : conjugation preserves it on points by uniqueness, and smoothness makes this pointwise inclusion scheme-theoretic. Reductivity forces it to be trivial. Solvable splitting [F1] therefore makes a torus, so is a torus. Rigidity [F5] makes it central, hence . Thus .
Put . We prove finite without asserting smoothness of this intersection. Over algebraic closure take a faithful representation of and its central-torus weight decomposition . Since is central, each weight block is -stable. Its determinant is a character of , hence trivial on ; on it is , where . Faithfulness makes the finitely many generate the character lattice of by [F4]. The subgroup generated by their multiples has finite index: a common positive multiple of all times the full lattice lies in it. Hence the subgroup killed by all these determinant characters is finite, and contains . This proves finiteness over , including infinitesimal kernels.
The centre is defined by commuting equations and commutes with field extension. By [F4], so does its largest torus, and therefore so does by step1.1. For , a smooth connected normal solvable subgroup in pulls back to a smooth connected normal solvable subgroup of : its kernel is the smooth central torus , and solvability is closed under extensions by pulling back derived series. Radical maximality forces the inverse image to equal , so the subgroup in is trivial. Thus is semisimple. Existence, affineness, smoothness and connectedness of this quotient follow from [F2]. This proves (b).
A finite central quotient of a smooth connected semisimple group is semisimple. Indeed over algebraic closure, the inverse image of its radical is an extension of a solvable group by a finite central commutative group, hence solvable. Its smooth connected reduced neutral component is normal in the semisimple source by [F2] and is therefore trivial. The finite quotient morphism preserves dimension, so the radical in the quotient has dimension zero and is trivial because smooth connected. Apply this to , whose kernel is finite by [F4]. Thus is semisimple, in particular reductive, and its centre is of multiplicative type by step1.1 applied to this quotient.
Since , its quotient is a torus in . If a larger torus existed, its inverse image would be a smooth connected extension of tori with central kernel . Rigidity [F5] makes this extension commutative and of multiplicative type, hence a torus properly containing , a contradiction. Thus is maximal. Consequently the semisimple rank is , since is finite. This proves (d).
Over algebraic closure the radical is preserved by conjugation from by uniqueness, and this gives scheme normality because and are smooth. Thus it lies in , finite by step 1.2. Smooth connectedness then forces . The derived subgroup is smooth connected by [F2], so it is semisimple over . Now is semisimple and perfect by [F6]. The closed normal image of in this quotient has commutative quotient, because commutators lift fppf-locally to and land in . Perfectness makes that image the entire quotient. Therefore and multiplication is a surjective homomorphism with kernel , finite by step 1.2. This proves all of (e).
Let be the inverse image in of . It is normal, with central kernel and multiplicative-type quotient by step 3.1. The conjugation action of connected on is trivial by [F5], so . Its quotient is therefore trivial: has trivial scheme centre, proving (c).
By definition, semisimplicity means the geometric radical is trivial. Step2.1 identifies it with , so this is equivalent to . By step1.1 and [F4] this occurs exactly when has dimension zero, equivalently is finite. Thus (f) holds. The distinction from the full neutral centre is essential: in characteristic , is semisimple with centre , connected and nonreduced, while its largest central torus and radical are trivial.
The Lie functor: exactness, fixed points and generation
Statement
Let be an algebraic group over with Lie algebra (The Lie algebra of a group scheme), and let be algebraic subgroups. (a) For a finite inverse system of algebraic groups, ; in particular is left exact on exact sequences and , so if then (The tangent space at the identity is a vector space, and Lie is a functor). (b) Assume the Axiom of Choice for the geometric subgroup-generation assertions (The Axiom of Choice). If , is smooth and is connected, then ; if the Lie algebras of smooth subgroups generate as a Lie algebra and is connected, then the generate . (c) If acts on by conjugation, then and ; in particular , with equality iff is smooth.
Facts & Assumptions
Given: An algebraic group over with Lie algebra , algebraic subgroups , and the conjugation action of on ; its adjoint action on is constructed in [F1], without assuming affine.
For the Lie algebra as a functor of points, naturally in and (The Lie algebra of a group scheme, The tangent space at the identity is a vector space, and Lie is a functor). Conjugation by preserves this kernel and commutes with for every ; it therefore gives an -linear adjoint action on , natural in . These actions glue on affine charts of test schemes. Since is finite-dimensional, its automorphism functor is represented by (The general linear group scheme and its coordinate ring; if , use the trivial group). The contravariant Yoneda lemma (For a presheaf , naturally in and ) thus makes this a group-scheme representation of . For affine it agrees with The adjoint representation of an affine group scheme.
For every finite-type group , , with equality exactly when is smooth (Milne, Proposition 1.37, printed p.18, proved by the smoothness criterion at the rational identity and translation). A smooth connected group is geometrically integral; therefore a closed smooth subgroup of the same dimension is the whole group. Under AC, a geometrically reduced finite-type group is smooth (Connected finite-type groups are geometrically connected). The generated-subgroup construction from geometrically reduced sources is Milne, Proposition 2.51, printed p.56; its geometric reducedness is also explained in step 2.1.
Proof
On every -algebra , the functor of points of a group-scheme limit is the limit of the point functors. The Lie functor is the kernel of the reduction map from to , and kernels commute with limits: a compatible tuple reduces to the identity exactly when each component does. Hence . Applying this to a kernel or a fiber product gives left exactness and the displayed fiber-product equality. For subgroup inclusions their fiber product is their scheme intersection, and the vector-space fiber product is the intersection of the Lie subspaces.
Put . By [F1], lies in the centralizer precisely when it commutes with for every -algebra . This is equivalent to being invariant in the rational adjoint representation: invariance tested on any -algebra gives in for all ; taking and specializing to the given nilpotent proves the centralizer condition. Conversely take and to recover invariance. Thus . The tangent dimension criterion [F2] gives the stated dimension inequality and equality case.
Assume AC for part (b). Suppose with smooth. Since we have , and by [F2] , so equality holds throughout; thus is smooth and . A closed subgroup of the connected smooth group of dimension equals by [F2], so . Now let be smooth subgroups whose Lie algebras generate , and let be the algebraic subgroup they generate, which is the scheme-theoretic closure of the union of finite product maps from the . The product maps and their inverses are stable under multiplication and inversion, so their closure is a subgroup. These maps have geometrically reduced sources and are schematically dominant as a family onto that closure, hence the closure is geometrically reduced and therefore smooth as a finite-type group scheme; by functoriality of , is a Lie subalgebra of containing each , hence containing the subalgebra they generate, which is all of ; so and the first part gives .
For the normalizer, the same calculation gives If normalizes , then for every and this commutator lies in and reduces to the identity; by [F1] this means . Hence the class of in is -invariant. Conversely, if that class is invariant, take any -algebra and . The vector lies in , so the corresponding dual-number point of specializes to the displayed commutator in under . This proves conjugation by maps into itself; applying the argument to gives equality, so normalizes . Thus is the inverse image of , and its quotient by is that invariant space. This is a quotient of Lie algebras; it is not a claim about for nonsmooth . These calculations prove all assertions.
Limits of one-parameter orbits and concentrator subschemes
Definition
Let be a separated -scheme of finite type with an action of (Algebraic group actions, orbit maps, orbit subschemes and scheme-theoretic stabilizers), and let be a -stable closed subscheme. For a morphism , the limit exists if extends to a morphism , in which case the extension and its value at are unique by separatedness; for a point one writes for the orbit map and asks that extend over . When is affine, the action is a -gradation and exists iff for all with ; the concentrator subscheme is the closed subscheme defined by the ideal generated by , where is the graded ideal of . The associated functor sends to the set of with .
The uniqueness in the first sentence follows from separatedness (Separated S-scheme): the equalizer of two extensions is closed in and contains . This open is schematically dense, since on every affine chart of the map is injective. The equalizer is therefore the whole source, also when is nonreduced; the affine description is the gradation induced by the coaction of on when is affine (Affine schemes and their coordinate rings), and the closed subscheme structure is that of the ideal sheaf generated by the listed homogeneous pieces (Ideal sheaves). The functor-of-points description of is stated here and proved in Representability and smoothness of concentrator subschemes; no representability is asserted by the definition itself.
Representability and smoothness of concentrator subschemes
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a separated -scheme of finite type with a locally affine action of and let be a -stable closed subscheme (Limits of one-parameter orbits and concentrator subschemes). Then the concentrator functor is representable by a scheme ; its realization morphism is a local immersion and the limit morphism is affine. If and are smooth, then is smooth and identifies its geometric points with the indicated limit locus. If is affine, is a closed immersion; if and are also smooth, is the unique smooth closed subscheme with that locus. The construction and the pair commute with extension of the base field and with -equivariant morphisms, and for the conjugation action of on a smooth affine group the scheme is a normal algebraic subgroup of .
Facts & Assumptions
Given: AC, a separated finite-type -scheme with a locally affine -action, and a -stable closed subscheme .
Limits, the affine gradation and the concentrator subscheme are as in Limits of one-parameter orbits and concentrator subschemes; for affine with gradation and , the concentrator is cut out by the ideal generated by (Affine schemes and their coordinate rings).
Morphisms correspond to -algebra homomorphisms , so a closed subscheme represents the points of killing (Global functions on Spec A recover A, Morphisms to an affine scheme and global sections).
Graded Nakayama and the Hesselink regularity comparison (Graded Nakayama and the Hesselink regularity comparison): , and are equivalent for finitely generated graded modules, and if and are regular then so is for generated by .
A finite-type scheme is smooth if and only if all its geometric points are regular (Milne, A.54). Over an algebraically closed field, its nonregular locus is closed: the smooth locus is the union of the open invertible-Jacobian-minor loci of Relative Jacobian criterion with its presentation hypothesis. Two reduced closed subschemes with the same geometric points are equal, because their radical ideals are determined by those points (Milne, A.30; reduction is The reduction of a scheme).
Proof
Suppose first that is affine, with gradation induced by the action, and let be the ideal generated by , so that in the sense of [F1]. For a -algebra and a point , identified with a homomorphism by [F2], the orbit map corresponds to , ; the limit exists exactly when for all , and then the limit point is the composite together with the point of . The limit lies in exactly when this composite kills , that is, when ; combining, satisfies the defining property of the concentrator functor exactly when kills , i.e. exactly when factors through . Hence the affine concentrator represents the functor and the inclusion is a closed immersion.
Keep affine and suppose and smooth. Work over an algebraic closure and let be a geometric point of , with fixed limit . Localize by , where is the ideal of in . Evaluation at the fixed point kills every nonzero-degree piece, so is now a homogeneous maximal ideal. The local rings of and at are regular, so [F3] shows that the local ring of at is regular. The quotient has only nonnegative degrees, giving an -action that contracts to . The nonregular locus of this finite-type scheme is closed and -stable; if it contained , its closedness would also put in it, a contradiction. Hence every geometric point is regular and is smooth. In the affine case uniqueness as a smooth closed subscheme follows from reducedness and equality of geometric point sets.
Choose a finite cover by invariant affine opens and put . The limit functor is local on the test scheme, because orbit extensions glue uniquely by separatedness. Its subfunctor consisting of extensions landing in is open: it is the condition that the limit morphism to lands in . Indeed, an invariant closed complement contains the limit of any orbit starting in it; hence a limit in forces the entire orbit extension into , checked on geometric fibers. The affine schemes of step 1.1 therefore glue along these open subfunctors and cover the representing scheme . On each such open the realization is a closed immersion into , making it a local immersion. Also is affine, so is affine. Smoothness follows locally from step 2.1, and representability supplies uniqueness of the scheme and both realization morphisms.
Base change: for a field extension the graded description of step 1.1 is stable under and limits of -points are computed after this base change, so compatibly with and ; for a -equivariant morphism carrying into the same functorial description shows , giving the morphism of pairs. For the conjugation action of on a smooth affine group with cocharacter , let . The defining condition is closed and its points form a subgroup of for every , because conjugation is a group homomorphism, , and the limit of a product is the product of the limits; hence is an algebraic subgroup. It is normal in : for the limit is defined, and for the conjugates have limit , so , and symmetry gives . AC is used only through the geometric suppliers named in the deps.
Graded Nakayama and the Hesselink regularity comparison
Statement
Let be a Noetherian graded commutative ring whose degree-zero part is local with maximal ideal , and assume that is an ideal of . It is then a homogeneous maximal ideal, since . For a finitely generated graded -module , the following are equivalent: (a) ; (b) ; (c) . More generally, if are finitely generated graded -modules, then iff iff . For the following regularity assertion assume the Axiom of Choice (The Axiom of Choice), as required by its regular-local suppliers. If moreover is a graded ideal and is the ideal generated by , then regularity of and implies regularity of .
Facts & Assumptions
Given: A Noetherian graded commutative ring with local of maximal ideal , the assumed homogeneous maximal ideal , a finitely generated graded -module and a graded ideal .
Noetherian means every ideal is finitely generated; local means it has the unique maximal ideal (Left and right Noetherian rings, A local ring is a nonzero commutative ring with a unique maximal ideal).
The Krull dimension of a local ring is the supremum of the lengths of its chains of prime ideals, and a Noetherian local ring is regular when its maximal ideal is generated by elements, equivalently when (Krull dimension of a nonzero ring, embedding dimension and regular local ring).
Assuming AC, a cotangent basis in a regular local ring lifts to regular parameters (regular system of parameters equivalent basis); repeated application of regular local quotient by parameter is regular makes a quotient by part of those parameters regular of complementary dimension. Its associated graded ring is the polynomial ring on the cotangent basis (associated graded ring of a regular local ring). The intersection of the powers of a Noetherian local ring's maximal ideal is zero (The Krull intersection is the -torsion submodule, and it vanishes in the Jacobson-radical case): by that theorem's choice-free first clause each element in the intersection is killed by some , with in the maximal ideal, and such is a unit.
Proof
Assume (a), . Localization is exact and commutes with the action, so ; the ring is local with maximal ideal and is finitely generated over it. If , choose a minimal generating tuple ; then with all , whence , and is a unit, contradicting minimality. So and (a) implies (b). Conversely assume (b) and let be homogeneous. Since in , there is with . Write ; comparing homogeneous components of gives for every . As we have , so is a unit of the local ring , and forces . A finitely generated graded module is generated by homogeneous elements, so , which is (c); (c) trivially implies (a).
Let be finitely generated graded modules. The quotient is a graded -module, finitely generated because is Noetherian, and localization is exact, so . Applying step 1.1 to translates the three conditions: is , while is and is .
Assume AC for this and the next step, and suppose regular of dimension and regular of dimension , where because is graded and proper. Put , the maximal ideal of , so that is the localization of at . The exact sequence of -vector spaces , together with and from regularity [F2], gives . These spaces are spanned by images of homogeneous elements, so choose homogeneous whose images form a -basis of , and extend by homogeneous whose images complete a -basis of . Since is regular of dimension , the images of generate minimally and form a regular system of parameters there; hence has regular of dimension by [F3], and it surjects onto the regular local ring of the same dimension . A surjective local homomorphism of regular local rings of equal dimension is an isomorphism: it induces a surjection of cotangent spaces of equal dimension, hence an isomorphism of associated graded rings, and its kernel lies in by Krull's intersection theorem [F3]. Therefore , and step 2.1 applied to the finitely generated graded modules gives . The same local argument with in place of shows , so step 2.1 gives .
Let be the ideal generated by (with ) and let be the ideal generated by those lying in , that is, by the with , together with of degree . Then is generated by a subset of the regular system of parameters of , so is regular by [F3]. Every element of lies in : if with , then by step 3.1, so with homogeneous, and for each either , whence and , or , whence , so and ; if , then and with homogeneous and for each either , whence , or , whence and , so . Since generates , this gives , that is, ; step 2.1 applied to yields . Hence is regular.
Fixed-point schemes and centralizers of linearly reductive actions
Statement
Assume the Axiom of Choice where the geometric suppliers of the named items use it. Let be a linearly reductive affine group variety over acting on a smooth variety . Then the fixed-point subscheme is smooth (Milne, Ch. 13); if is Zariski-dense then and both are smooth (13.5-13.7); if is algebraically closed and is semisimple, then the closure of the subgroup generated by is linearly reductive and is smooth (13.8). In particular, if a linearly reductive group acts on a smooth algebraic group , then the fixed subgroup is smooth; when acts by conjugation this is (13.9), and for a subgroup of multiplicative type the centralizer and normalizer are smooth, with no smoothness assumption on . If is smooth, its geometric points are schematically dense, and these are also the unique smooth closed subgroup schemes whose geometric points are the centralizer and normalizer of (13.10-13.11). The pointwise identification is not asserted for nonsmooth : for embedded by in in characteristic , but is the diagonal torus.
Facts & Assumptions
Given: AC, a linearly reductive affine group variety over acting on a smooth variety , a Zariski-dense subset , and for the last part a subgroup of multiplicative type acting on by conjugation.
Actions are as in Algebraic group actions, orbit maps, orbit subschemes and scheme-theoretic stabilizers. For a group acting on separated , the fixed functor consists of fixed by every after every -algebra extension ; it is represented by a closed subscheme (Milne, Theorem 7.1, printed pp.138–139). For a set of rational automorphisms, is the intersection of their closed equalizers with the identity. Under subgroup conjugation the fixed functor is . Smoothness is the property of Smooth morphism of schemes.
A linearly reductive group has completely reducible representations, so a finite-dimensional representation is a direct sum of simple subrepresentations; for of multiplicative type this holds because is linearly reductive (Groups of multiplicative type are linearly reductive) and the eigenspace decomposition realises the semisimplicity for diagonalizable groups (Representations of diagonalizable groups split into character eigenspaces).
Under AC, in a regular local ring a cotangent basis lifts to regular parameters, and its associated graded ring is the polynomial ring on that basis. Conversely a Noetherian local ring with this polynomial associated graded is regular. Maximal-ideal completion is exact on finite modules and injective by Krull intersection. (regular system of parameters equivalent basis, associated graded ring of a regular local ring, Adic completion is exact on finite modules over a Noetherian ring, The Krull intersection is the -torsion submodule, and it vanishes in the Jacobson-radical case)
Multiplicative-type homomorphism families parameterized by a connected scheme are constant. After a splitting extension this is the rigidity of diagonalizable character lattices; it includes nonsmooth multiplicative-type groups and nonreduced parameter schemes. Milne12.36–12.40 prove this and apply it to conjugation by the connected normalizer. Smooth schemes over an algebraically closed field have schematically dense rational points. (Rational points of smooth finite-type schemes over a separably closed field are schematically dense, The reduction of a scheme)
Affine finite-type groups admit faithful closed matrix representations. A semisimple element in such a representation diagonalizes over the algebraic closure; its reduced cyclic subgroup closure is contained in the diagonal group and is a smooth diagonalizable group. (Affine finite-type group schemes have faithful finite-dimensional representations, Groups of multiplicative type are linearly reductive)
Proof
Given: AC and the data of the Statement; all smoothness calculations may be made after algebraic closure.
Let a linearly reductive algebraic group fix , write with maximal ideal , and let . Each jet is a finite-dimensional rational -module. Complete reducibility [F2] makes the projection between successive jets split equivariantly. Starting with the identity on , choose compatible equivariant lifts recursively; the existing AC premise permits this countable choice. Their inverse limit gives equivariant formal parameters in . A cotangent basis identifies with : the associated-graded polynomial isomorphism [F3] lifts degree by degree to a unique complete coordinate isomorphism. Thus the formal -action is linear on these chosen parameters. This uses the full scheme action on finite jets, not merely , and allows nonsmooth linearly reductive .
Decompose into its trivial and nontrivial simple summands. The formal fixed ideal is generated by all coefficients of the differences between the action coaction and identity on parameters. These coefficients span : their quotient is the largest trivial quotient of , which is exactly by complete reducibility. On the quotient power-series ring in every parameter is fixed, so all higher differences vanish too. Hence the completed fixed local ring is . Exactness of completion [F3] identifies it with completion of the actual fixed local ring. Its associated graded is polynomial, and the converse regularity criterion [F3] makes that local ring regular. This proves smoothness at every geometric fixed point, and therefore smoothness of . Its tangent space is the invariant tangent space by the same linear coefficient equations. In particular it applies both to smooth linearly reductive and to arbitrary multiplicative-type .
For smooth and dense , the subset is schematically dense and remains so after field extension. The closed stabilizer of every geometric point of contains , hence contains scheme-theoretically. On each finite jet the action-coefficient equations vanish on exactly when they vanish on , by the same schematic density after tensoring with the coefficient algebra. Thus the fixed ideals are equal, giving as schemes, not only as geometric point sets. step 2.1 proves their smoothness.
For a linearly reductive acting by automorphisms on smooth , step 2.1 makes smooth. For conjugation this fixed functor is precisely the scheme centralizer . Now let be of multiplicative type, possibly nonsmooth. Its linear reductivity [F2] proves smoothness of . Put . Its connected identity component acts on by conjugation; rigidity [F4] makes that action the identity on every base algebra, since its value at the identity is the identity. Thus , giving as subgroup schemes. The smoothness of , and translation of the neutral component after algebraic closure, prove that is smooth. No statement that normalizing is the same as centralizing is used.
If is semisimple over algebraically closed , [F5] places the reduced closure of its powers in a diagonal matrix group. It is a smooth diagonalizable subgroup, hence linearly reductive. Its powers are dense, so step 3.1 gives , and step 2.1 gives smoothness. The conclusion is independent of the chosen faithful representation.
If is smooth, its geometric points are schematically dense by [F4]. Commuting with, or conjugating onto itself, those points is then exactly the corresponding geometric centralizer or normalizer condition for the subgroup variety ; a closed smooth subgroup with that geometric point set is unique, since smoothness gives reducedness and reduced closed subschemes with equal geometric points coincide. These are the last pointwise identifications in the Statement. For nonsmooth they are omitted: the displayed example has trivial geometric point set but its two distinct weight characters on the standard module give diagonal scheme centralizer. Thus all scheme-smoothness claims are preserved while the pointwise boundary is exact.
Fixed loci and centralizers of torus actions are connected
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let a torus act by group automorphisms on a smooth connected group variety over . Its fixed subgroup is smooth and . If is affine, is also connected. In particular, the centralizer of a torus subgroup is smooth and connected when is smooth connected affine. For a maximal torus of such an affine , the Cartan subgroup is smooth connected nilpotent and satisfies . If for a Borel subgroup of a smooth connected affine (Borel subgroups, maximal tori and Borel pairs), then is a Borel subgroup of . For an external action, denotes the fixed subgroup; the notation is reserved for subgroup conjugation.
Facts & Assumptions
Given: AC, a torus acting by group automorphisms on smooth connected ; is affine for the connectedness and Borel/Cartan conclusions.
A torus acting on a smooth variety has a smooth scheme-theoretic fixed locus. Its tangent space at a fixed point is the invariant tangent subspace; this follows either from the fixed-scheme theorem or by testing the fixed condition on dual numbers. (Fixed-point schemes and centralizers of linearly reductive actions, The Lie functor: exactness, fixed points and generation, Groups of multiplicative type and tori)
An affine finite-type group has a faithful finite-dimensional representation under AC. Representations of a split torus decompose into character eigenspaces, with arbitrary finite multiplicities. (Affine finite-type group schemes have faithful finite-dimensional representations, Representations of diagonalizable groups split into character eigenspaces)
For a cocharacter of a smooth affine group , the limit subgroups and are smooth, and multiplication is an open immersion. This is the precise open-cell input of Milne13.33(a)–(d). Its proof embeds into , describes the three groups by the negative, zero and positive matrix-weight blocks, intersects with , and computes their Lie spaces as . Multiplication has invertible differential and is a monomorphism since the positive and negative limit subgroups intersect the opposite parabolic trivially; it is consequently an open immersion. This proof does not use connectedness of torus centralizers or Chevalley's theorem.
Smooth connected affine groups over an algebraically closed field have Borel subgroups; every maximal torus is contained in one. Their Borel quotients are complete, and smooth solvable groups decompose as with smooth connected unipotent; maximal tori in such groups are conjugate by . A closed subgroup is a scheme-theoretic line stabilizer and its quotient is the fppf homogeneous space; the orbit map identifies the quotient by its scheme-theoretic stabilizer with a locally closed orbit. Images of finite-type variety morphisms are constructible. (Borel subgroups, maximal tori and Borel pairs, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Splitting trigonalizable extensions: algebraically closed fields and two perfect-field cases, Maximal tori of a smooth connected solvable group are conjugate, Every subgroup scheme of an affine group is a line stabilizer, Homogeneous spaces of smooth affine groups are separated schemes, Borel fixed point theorem for complete schemes, A faithfully flat orbit map represents the coset quotient sheaf, Chevalley: images of constructible sets are constructible)
A smooth connected nilpotent affine group over a perfect field is with its unique central maximal torus . If it has positive dimension, its centre contains a positive-dimensional smooth connected subgroup: use if nontrivial, and otherwise a central in . (Structure of connected nilpotent groups and the maximal-torus criterion, A nontrivial smooth connected unipotent group with split torus action over a perfect field has a stable central G_a)
Multiplicative-type rigidity says that a family of homomorphisms between groups of multiplicative type parametrized by a connected scheme is constant. In particular a connected group acts trivially by group automorphisms on a torus (Milne12.36–12.38). Normal affine-group quotients are represented affine fppf quotients. (Quotients of affine group schemes by normal subgroup schemes are affine)
A nonempty proper integral variety over an algebraically closed field has only constant global functions; a morphism into an affine scheme is determined by global sections. Global functions commute with a flat extension of the ground field to any algebra, as follows from the kernel description on a finite affine cover and flatness. Smooth homogeneous quotients of connected smooth groups are reduced and connected. (Global functions on proper integral schemes form a finite extension of the base field, Morphisms to an affine scheme and global sections, Regularity ascends and descends along a flat local homomorphism)
Proof
Given: AC and the groups in the Statement. Geometric claims may be checked after algebraic closure; fixed schemes, centralizers, normalizers and the homogeneous-space constructions commute with that faithfully flat extension.
Smoothness of follows from [F1], without affineness. The dual-number fixed condition at the identity is precisely invariance in the tangent representation, so . This also gives the centralizer formula when acts by subgroup conjugation.
We establish a rigidity consequence for Borels used below. Over an algebraically closed field, if two group homomorphisms agree on , the map is right -invariant and descends to . The quotient is smooth connected complete, hence integral with global functions ; by [F7] its base change has global functions . Since is affine, the descended map is constant, and its value at is the identity. Thus . Applying this to conjugation by and the identity, for every , proves ; in particular .
For connectedness of a subgroup centralizer in affine , work over an algebraic closure and choose a faithful representation by [F2]. Its finite torus weights have finitely many nonzero differences. Choose an integral cocharacter avoiding their pairing-zero hyperplanes; then two weights have equal -weight exactly when they have equal -weight. Matrix block comparison gives . This smooth centralizer occurs as the middle factor of the open immersion in [F3]. If it had two connected components, the products of each component with the identity components of the two other factors would give disjoint nonempty open subsets of the irreducible smooth connected group , a contradiction. It is therefore connected. For an external action form the smooth connected affine semidirect product . Its subgroup centralizer of is as a scheme, so the preceding conclusion implies connectedness of . Descent proves the assertion over .
If a smooth connected affine group has a nilpotent Borel , then , by induction on . When , and is affine and complete, hence has dimension zero and is trivial by [F7]. Otherwise [F5] gives a positive-dimensional smooth connected , which is central in by step 1.2. The quotient is a nilpotent Borel of : a larger smooth connected solvable subgroup of pulls back to a larger smooth connected solvable subgroup of , contradicting maximality of . The affine smooth quotient exists by [F6]. Induction gives , hence .
Let for maximal . By steps 1.1–1.2 it is smooth connected affine, and . Choose a Borel of containing ; it decomposes as by [F4], since is already maximal in . Centrality of makes this a direct product, so is nilpotent. Step 2.2 gives , proving nilpotence. Its maximal torus is unique by [F5]. Therefore preserves ; the connected group acts trivially on by [F6], so it is contained in . The reverse inclusion follows from connectedness of , proving .
Put and let be a Borel. The group is smooth connected by steps 1.1–1.2 applied to affine , and solvable as a subgroup of . Let be the reduced closure of in . It is irreducible, hence connected, as the closure of the image of connected smooth , and is stable under right multiplication by . The transporter of into is closed, contains , and hence contains . Thus defines a morphism . If is the torus quotient, the maps form a family of torus homomorphisms parametrized by connected . Rigidity [F6] makes them equal to , their value at .
Choose a maximal torus containing . For the torus can be conjugated into by some , by [F4]. Since , step 3.2 gives for every . Both arguments lie in , where is an isomorphism, so scheme-theoretically. Thus and . The multiplication image is constructible by [F4] and contains every closed point of its closure. Its constructible complement in is therefore empty, since a nonempty constructible subset of a variety over an algebraically closed field contains a closed point. Hence is closed as a subset. The quotient map is open and surjective, so its image is closed because its inverse image is . Its image in the complete quotient is a closed orbit of , identified scheme-theoretically with by the homogeneous-space theorem; it is complete. To prove maximality, suppose a smooth connected solvable contains . Its action on this complete quotient has a fixed point by the Borel fixed-point theorem, so for some , implying and hence equality of the two smooth connected subgroups. Thus is a Borel of .
Structure of connected nilpotent groups and the maximal-torus criterion
Statement
Assume the Axiom of Choice inherited from the named suppliers. (a) Let be a connected nilpotent affine algebraic group over ; then , the largest subgroup of the centre of multiplicative type, is the largest algebraic subgroup of of multiplicative type (Groups of multiplicative type and tori), it is central and characteristic, and is unipotent (Unipotent algebraic groups and unipotent representations); if is smooth then is a torus, and over a perfect field the smooth connected nilpotent groups are exactly the products with smooth connected unipotent and a torus. (b) For a smooth connected affine group variety and a torus , the torus is maximal among the tori of if and only if contains no nontrivial torus.
Facts & Assumptions
Given: AC, a connected nilpotent affine algebraic group over , and for (b) a smooth connected affine group with a torus .
Subgroups, quotients and extensions of unipotent groups are unipotent. A subgroup of multiplicative type in a unipotent group is trivial, also after field extension. Unipotent groups admit faithful upper-unitriangular representations and hence finite normal series whose quotients embed into . (Unipotent algebraic groups and unipotent representations, Unipotent groups are exactly the subgroups of some U_n, equivalently the groups with coconnected coordinate Hopf algebra, The central series of U_n with additive quotients, A subgroup that is both unipotent and diagonalizable is trivial, Groups of multiplicative type and tori)
For a commutative affine algebraic group , the largest subgroup of multiplicative type exists, its formation commutes with field extension, and is unipotent. Over a perfect field is the product of its unipotent and multiplicative-type factors. These are the commutative decomposition statements of Milne 16.13, proved there by the characteristic factors in a trigonalizable embedding and descent; they apply to nonsmooth groups.
Multiplicative-type rigidity: an action of a connected algebraic group on a multiplicative-type group by group homomorphisms is trivial. If are normal subgroups of a connected group , with central in and both and of multiplicative type, the action of on is trivial: it is trivial on these two factors, and descends to a family of homomorphisms , which rigidity makes constant in and therefore trivial. Consequently is central and commutative, and is of multiplicative type, since commutative extensions of multiplicative-type groups are of multiplicative type. (Milne 12.36–12.42 and 16.43.)
A smooth connected solvable group becomes trigonalizable over a separable extension of a perfect field. For a group which becomes trigonalizable over a separable extension, its largest normal unipotent subgroup is defined over the ground field and is of multiplicative type. Uniqueness of gives its Galois descent. (Lie-Kolchin: smooth connected solvable affine groups over algebraically closed fields are trigonalizable, Trigonalizable algebraic groups; Milne 16.6.)
A quotient by a closed normal subgroup scheme of an affine algebraic group is affine and represents the fppf quotient. Every affine algebraic-group homomorphism factors through its closed scheme-theoretic image by a faithfully flat morphism; a trivial kernel makes it a closed immersion (Milne3.34–3.35, whose Hopf-algebra proof uses faithful flatness of an inclusion of Hopf algebras). Nilpotence means the existence of a finite central normal series; passage to the quotient by the centre lowers the nilpotence class of a noncommutative nilpotent group (Milne6.34). (Quotients of affine group schemes by normal subgroup schemes are affine)
Proof
Given: AC and the affine groups in the Statement, with no smoothness imposed in (a) unless explicitly stated.
We first establish the rigidity input for every -algebra , every multiplicative-type group , and every unipotent group . Faithfully flat base change splits , so a homomorphism corresponds to a primitive element in . Comparing the coefficients in and forces every coefficient, including , to vanish. For a general , choose a minimal closed -subgroup through which a proposed morphism factors; such a minimal subgroup exists by the descending chain condition on closed subschemes of . If , the first nontrivial coordinate in an upper-unitriangular normal series gives a nonzero homomorphism with proper kernel. The composite is zero by the primitive-element calculation, so factors through this proper kernel, contradicting minimality. Thus . This argument includes arbitrary nonreduced .
Put as supplied by [F2]. It is characteristic in , hence normal in , and central. Let be the inverse image in of . The two normal subgroups have central and both and of multiplicative type. By [F3], is central and of multiplicative type. Maximality in then gives , so . By [F2] the centre of is unipotent. [F2, F3, F5].
A nilpotent affine group with unipotent centre is unipotent, as we now prove by induction on its finite nilpotence class. In the commutative case it is its own centre. Otherwise write and , and let be the inverse image of . For every and , the commutator has values in the central group , since is central in . It is a group homomorphism, is trivial on , and therefore descends to a homomorphism . Step 1.1 makes it zero. Thus is central in , so and . By [F2] the centre of is unipotent; its nilpotence class is smaller, so induction makes unipotent. As is unipotent, the extension is unipotent by [F1]. Applying this conclusion to from step 1.2 proves that is unipotent. The induction is on class, so it also covers finite and infinitesimal groups whose centres need not lower dimension. [F1, F2, F5, step 1.1, step 1.2].
Every multiplicative-type subgroup maps trivially to the unipotent group by step 1.1, and therefore lies in . This proves the asserted largest-subgroup property. It also proves characteristicity as a group-scheme property: for any and any group automorphism of , its composite is zero by step 1.1; the inverse automorphism supplies the reverse inclusion. Thus is preserved over every base algebra. [step 1.1, step 2.1].
Suppose becomes trigonalizable over a separable extension. By [F4] there is a normal unipotent subgroup with of multiplicative type. Since , normality implies that and commute. The product map is a homomorphism with trivial kernel; its image is normal, and its quotient is both a quotient of the unipotent group and a quotient of the multiplicative-type group . This quotient is trivial by step 1.1. Hence the product map is an isomorphism. For smooth connected over a perfect field, [F4] applies, and the two product factors are smooth and connected, so is a torus. [F1, F4, F5, step 2.1, step 3.1].
For smooth over arbitrary , pass to an algebraic closure. The formation of the centre commutes with field extension, as does its multiplicative-type factor by [F2]. Step 4.1 over this perfect field shows that is a torus. Thus is a torus over . Over a perfect field step 4.1 gives the stated decomposition with smooth connected unipotent and a torus. Conversely, when is smooth and connected, such a product is smooth connected nilpotent: a central normal series for , obtained from its upper-unitriangular representation, together with the central factor gives a central series for the product. [F1, F2, step 4.1].
If a torus properly contains , its commutativity gives and its nontrivial torus quotient . Conversely let a nontrivial torus lie in this quotient and let be its inverse image. The exact sequence has smooth connected kernel and quotient, so is smooth and connected. The subgroup is central in , since ; apply [F3] to the action of connected on itself to see that is commutative and of multiplicative type. Smoothness and connectedness then make a torus. Since , it properly contains , proving both directions of (b). No commutativity of the whole centralizer is required.
Cocharacter limit subgroups
Statement
Assume the Axiom of Choice inherited from the geometric suppliers. Let be a smooth affine algebraic group over and let be a cocharacter, acting on by (Split reductive groups for the notation, Limits of one-parameter orbits and concentrator subschemes). Then , and (the fibre of over ) are algebraic subgroups of , with and normal in ; over , and are the unique smooth subgroups whose geometric points are the with the indicated limits. Then are smooth; the multiplication map is an isomorphism; is an open immersion; is connected and unipotent; and under the weight decomposition for the -action one has , and . If moreover is reductive, then is reductive and .
Facts & Assumptions
Given: AC, a smooth affine algebraic group over and a cocharacter acting by conjugation, with .
For an affine finite-type -scheme with a -action and a -stable closed subscheme , the concentrator is representable as a closed subscheme of , the limit morphism is affine, and when and are smooth the concentrator is the unique smooth closed subscheme with the corresponding geometric points (Representability and smoothness of concentrator subschemes, Limits of one-parameter orbits and concentrator subschemes).
An affine finite-type group has a faithful finite-dimensional rational representation that is a closed immersion. The finite-dimensional representation of decomposes into weight spaces with a finite adapted basis. The Lie functor preserves subgroup intersections and identifies tangent spaces using dual numbers. (Affine finite-type group schemes have faithful finite-dimensional representations, Representations of diagonalizable groups split into character eigenspaces, The Lie functor: exactness, fixed points and generation, Character and cocharacter lattices of a split torus)
Fixed subschemes of multiplicative-type actions on smooth schemes are smooth; their tangent spaces are the fixed tangent spaces. This is the precise general smoothness input of Milne13.1 and13.10, printed pp.253–256, used independently of connectedness. For smooth connected affine reductive , its torus centralizer is reductive with trivial unipotent radical. (Chevalley's centralizer theorem and reductive centralizers, Smooth morphism of schemes)
Under the standing AC assumption, an orbit of a smooth finite-type group acting on a separated finite-type scheme over an algebraically closed field is locally closed, its orbit map is faithfully flat of finite presentation, and it represents the quotient by its scheme stabilizer. A trivial scheme stabilizer therefore makes the orbit map an isomorphism onto the orbit. (Smooth orbits are locally closed and their orbit maps are faithfully flat over every field, A faithfully flat orbit map represents the coset quotient sheaf)
The algebraic implication of the triangular criterion makes a group with coconnected coordinate algebra unipotent; under the standing AC assumption its geometric closed-subgroup criterion identifies closed subgroups of an upper-unitriangular group as unipotent. (Unipotent groups are exactly the subgroups of some U_n, equivalently the groups with coconnected coordinate Hopf algebra)
Proof
Given: AC, smooth affine over , possibly disconnected, and .
The affine graded concentrator construction [F1] represents and the identity concentrator as closed subschemes of . Conjugation acts by group automorphisms, so the limit of a product or inverse is the product or inverse of the limits, on every base algebra. Thus is a subgroup and its limit map is a homomorphism. Its image lies in the fixed subgroup , since a limit at zero is fixed; and is normal. Limits in both directions force every nonzero graded coefficient to vanish, giving scheme-theoretically. Fixed smoothness [F3] gives smooth , while [F1] applied to smooth with targets and gives smooth . Their smooth geometric-point models are unique by [F1].
Embed in by [F2] and choose a weight basis in which , . In , conjugation multiplies entry by . Thus has zero entries when , has zero entries for nonzero differences, and has identity diagonal blocks and zero entries unless . These descriptions hold over every algebra. The corresponding groups for are their scheme intersections with , since the orbit limit in the ambient group lies in closed . Applying the intersection formula for Lie and the dual-number entry calculation gives , , and .
Multiplication has the explicit inverse . The first component has limit identity and the second is fixed; both maps are scheme morphisms and satisfy the inverse identities on every algebra. This proves the semidirect product as a group-scheme isomorphism, without inferring it merely from tangents and geometric points.
Put . The weight-block equations give on every algebra. Let the smooth group act on by ; its scheme stabilizer at identity is therefore trivial. After algebraic closure, [F4] identifies its orbit map with an isomorphism onto a locally closed orbit. Its differential at identity is addition , an isomorphism by step 1.2. Between these smooth schemes this is the étale criterion at identity (the invertible Jacobian calculation in Milne13.33's proof). Translations by the acting group carry this calculation to every point of the domain; hence the locally closed orbit immersion is étale and therefore open. Open immersion descends along the faithfully flat field extension, so is the asserted open immersion over . The graded limit action extends to and sends to identity. Over the algebraic closure every point is connected to identity by that affine-line morphism, so is geometrically connected, even for disconnected . Its weight-block matrices lie in an upper-unitriangular group, making it unipotent by [F5].
If is reductive, [F3] makes reductive. By step 2.1 the quotient is , and is smooth connected normal unipotent by step 2.2. Thus ; the image of in reductive is a smooth connected normal unipotent subgroup and is trivial. Consequently , proving the full reductive clause. All preceding assertions allow disconnected smooth affine .
The Luna map and the Bialynicki-Birula decomposition
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a smooth geometrically connected variety over with an action of .
(a) Definite affine actions and Luna maps. Suppose is affine and its coordinate ring is nonnegatively graded, . Then the fixed locus is smooth and connected, and the limit retraction realizes as the vector bundle associated with the finite projective -module , where . This isomorphism depends on choices of homogeneous lifts. If and every tangent weight at is strictly positive, then and every Luna map obtained from a homogeneous complement of in is an equivariant isomorphism. More generally, an equivariant morphism between smooth geometrically connected affine varieties with strictly positive tangent weights at a fixed rational point is an isomorphism if its differential there is an isomorphism. No canonical choice of Luna map is asserted.
(b) Bialynicki-Birula decomposition. Suppose the action is locally affine, is complete and the fixed scheme is finite and constant. For each fixed point the attracting scheme is smooth, locally closed, and equivariantly isomorphic by a Luna map to the affine space . Its geometric points are precisely the with , and . The topological space of is the disjoint union of these cells. There is a unique attracting point with open dense and a unique repelling point with . These conclusions apply to smooth homogeneous spaces satisfying the stated action hypotheses; affineness or strict contraction is not automatic for an arbitrary .
Facts & Assumptions
Given: the data and hypotheses of (a) or (b).
The affine concentrator ideal is generated by negative-degree functions and the degree-zero equations of its stable target; its scheme represents the orbit-extension functor, is smooth when the ambient scheme and target are smooth, and glues for locally affine actions with locally immersive realization and affine limit map (Limits of one-parameter orbits and concentrator subschemes, Representability and smoothness of concentrator subschemes).
Completeness means properness (Complete varieties), and smoothness has the geometric regularity convention of Smooth morphism of schemes. Fixed loci of a torus on a smooth scheme are smooth; degree-zero projection in a nonnegative grading is a retraction onto the fixed locus (Fixed-point schemes and centralizers of linearly reductive actions for the smoothness input).
At a smooth fixed point, the cotangent quotient decomposes into weights. Homogeneous lifts of a finite basis define an equivariant Luna map with invertible differential. A smooth closed subscheme of a smooth scheme has locally free conormal module: in their regular local rings, lift a basis of the kernel of the cotangent map to part of a regular system of parameters; the equal-dimension regular-quotient argument of Graded Nakayama and the Hesselink regularity comparison shows these lifts generate its ideal locally. Consequently is finite projective over in the affine case.
In a Noetherian local ring, the intersection of the maximal-ideal powers is zero (The Krull intersection is the -torsion submodule, and it vanishes in the Jacobson-radical case). Each quotient is a quotient of : express products of ideal generators modulo the next power. Hence strictly positive cotangent weights give strictly positive weights in every such quotient for .
Proof
In (a), is an ideal, , and projection onto degree zero gives with its fixed-locus section. Hence is connected as the image of geometrically connected ; it is smooth by [F2]. By [F3], is finite projective over , and each graded piece is projective as a direct summand. Choose -linear sections of for the finitely many nonzero pieces. Their images form a graded -submodule with . These choices define an equivariant map .
This map is surjective by induction on positive degree: an element of differs from a lift in by a sum of products of positive-degree elements, and each product has factors of smaller degree. Degree zero is already . Smooth geometrically connected and are geometrically integral: distinct irreducible components of a regular scheme are disjoint and open, so connectedness leaves one. Thus and are domains. Locally on , is free of rank ; the symmetric algebra is a polynomial domain of dimension , and its surjection to the domain has prime kernel of height zero, hence zero. These local isomorphisms give and the vector-bundle assertion.
For the strictly positive tangent case, the tangent space of at is the zero-weight space, hence zero; smooth connected is therefore the single rational point . The algebra has and positive grading. Every homogeneous lift of a cotangent basis generates by the same induction as step 2.1 and gives a surjection from a polynomial algebra on variables; dimension and integrality make it an isomorphism. This proves the Luna assertion. The same argument also applies when positivity is assumed only at the fixed point: inject into its regular local ring at ; [F4] and the weight decomposition of show that every nonconstant homogeneous element has positive degree, so . For an equivariant morphism with invertible differential, choose homogeneous cotangent lifts on the target and pull them back. They are homogeneous basis lifts on the source, so both resulting polynomial-algebra maps are isomorphisms, and hence so is the morphism.
In (b), choose an invariant affine neighborhood of each fixed rational point . An orbit with limit stays in : if its original point were in the invariant closed complement, so would its limit. Thus is the affine concentrator , independent of the neighborhood by the functor represented in [F1]; its realization is closed in , hence locally closed in . It is smooth by [F1]. The defining ideal kills negative tangent directions and the zero directions from the target point, leaving exactly . The action extends to , contracts all its points to , and has only this fixed point. This also proves connectedness: the image of an orbit extension is connected and meets , so every geometric point belongs to the component of . Step 3.1 therefore identifies equivariantly with .
Properness extends each geometric orbit map over zero by the valuative criterion, and its limit is fixed. Hence the finitely many cells are disjoint and cover . Geometric integrality of implies that exactly one cell is dense: one of their finitely many closures must be , and two disjoint dense locally closed subsets would give disjoint nonempty opens. This dense locally closed cell is open. It has dimension , so all tangent weights there are positive. Apply the same argument to the reciprocal action to obtain a unique point with all tangent weights negative. Its attracting cell for the original action has dimension zero and, by step 4.1, is just that point. Conversely a point with zero-dimensional attracting cell has no positive tangent weights and has no zero weights because the fixed scheme is finite and smooth, so all its weights are negative; uniqueness follows from the reciprocal action. This proves all the decomposition and extremal-cell claims.
Connected groups of rank zero are unipotent
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a smooth connected affine group variety over . Then is unipotent (Unipotent algebraic groups and unipotent representations) if and only if contains no nontrivial torus, equivalently if and only if has rank (Split reductive groups); in particular a smooth connected affine group variety of rank is unipotent. Consequently a smooth connected affine group variety of semisimple rank is solvable, and a reductive group of semisimple rank is a torus.
Facts & Assumptions
Given: AC and a smooth connected affine group of finite type over .
A unipotent group remains unipotent after field extension, and unipotence descends under field extension. Subgroups, quotients and extensions of unipotent groups are unipotent; a multiplicative-type subgroup of a unipotent group is trivial. These statements follow from the fixed-vector criterion and its faithful upper-unitriangular realization. (Unipotent algebraic groups and unipotent representations, Unipotent groups are exactly the subgroups of some U_n, equivalently the groups with coconnected coordinate Hopf algebra, Groups of multiplicative type and tori)
Over an algebraically closed field a smooth connected affine group has a Borel subgroup , which is smooth connected solvable, and is complete. A smooth connected solvable group is trigonalizable and has a decomposition with smooth connected unipotent and a torus. (Borel subgroups, maximal tori and Borel pairs, The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Lie-Kolchin: smooth connected solvable affine groups over algebraically closed fields are trigonalizable, Unipotent radicals of smooth connected trigonalizable groups over perfect fields have normal G_a series, Splitting trigonalizable extensions: algebraically closed fields and two perfect-field cases)
A closed subgroup scheme of an affine group is the scheme-theoretic stabilizer of a line in a finite-dimensional rational representation. The fppf quotient is a separated finite-type scheme and is faithfully flat and locally of finite presentation. Regularity descends along flat local maps; thus over an algebraically closed field this quotient of a smooth group is smooth, in particular reduced. A morphism from a complete connected reduced finite-type scheme to an affine scheme has a single closed point as image. (Every subgroup scheme of an affine group is a line stabilizer, Homogeneous spaces of smooth affine groups are separated schemes, Regularity ascends and descends along a flat local homomorphism, Morphisms from complete connected schemes to affine schemes are constant)
The radical is smooth connected normal solvable. Semisimple rank means the rank of . Solvability is closed under extensions, by pulling back a derived series. For a smooth connected solvable group over an algebraically closed field, in [F2] is a smooth connected normal unipotent subgroup; a reductive group has no nontrivial such subgroup after algebraic closure. (Radical, unipotent radical, semisimple and reductive algebraic groups, Split reductive groups, The derived subgroup, the derived series and solvable algebraic groups)
Proof
Given: AC and a smooth connected affine group of finite type over .
If is unipotent, then is unipotent and contains no nontrivial torus by [F1]. Conversely, suppose there is no such torus. By field-extension descent of unipotence we may work over , and hence assume algebraically closed. Choose a Borel subgroup and write by [F2]. Since and there are no nontrivial tori, , so is unipotent.
By [F3] choose a representation and a line with . The one-dimensional representation of the unipotent group is trivial by its fixed-vector criterion, so every element of fixes scheme-theoretically. Consequently : the vector stabilizer lies in the line stabilizer, and the reverse inclusion was just proved. The orbit morphism is right -invariant and descends by the fppf quotient to a morphism .
The scheme is complete by [F2], connected as the surjective image of connected , and reduced by [F3]. Thus has a single closed point as image. It contains , so the point is . Since is reduced, every coordinate function of vanishes: over the algebraically closed field the closed points are dense on each affine open and their vanishing ideal is the nilradical. Therefore factors scheme-theoretically through . Pulling back along shows that all of fixes , so is unipotent. This proves the rank-zero equivalence.
If has semisimple rank zero, its smooth connected affine quotient has rank zero and is unipotent by step 3.1 and [F1]. It is therefore solvable. Since is solvable, [F4] makes solvable, so by maximality of the radical. This conclusion does not require asserting that is geometrically semisimple over an imperfect field.
If in addition is reductive, pass to the algebraic closure. The solvable group decomposes as by [F2]. Its smooth connected normal unipotent factor is trivial by reductivity, so . Hence is a torus by the definition of a torus as a group becoming a split torus over an algebraic closure. This proves the final assertion.
Weight subgroups of a torus action
Statement
Assume the Axiom of Choice inherited from the geometric and smooth-local suppliers. Let be a smooth connected affine group variety over equipped with an action by automorphisms of a split torus , and let be the weights of on . Then:
(a) For every subsemigroup , there is a unique -stable smooth connected subgroup variety with Every -stable smooth connected subgroup variety whose Lie algebra is contained in this subspace is contained in . No finite generation, saturation, exclusion of , or strictly definite cone condition is imposed on .
(b) For a nonzero weight , let be the semigroup of strictly positive rational multiples of lying in , and let be a cocharacter with . Put , the largest reduced subtorus of its kernel, and , the fixed subgroup for the given external action. Then , the identity concentrator for this action on ; it is smooth connected unipotent and -stable, with Lie algebra the sum of the strictly positive rational- weight spaces. Every -stable smooth subgroup variety with contains . The smoothness qualification is necessary: with the scaling torus has the same Lie algebra as , but does not contain that positive-weight subgroup.
(c) The closed subgroup generated by two -stable smooth connected subgroup varieties is smooth connected, and its weight semigroup is generated by their weight semigroups. Here a weight semigroup means the semigroup of nonempty finite sums of Lie weights; the empty weight set generates the empty semigroup. If generate , this identifies the weight semigroup of .
Facts & Assumptions
Given: AC, a smooth connected affine with a split torus acting by group automorphisms, and closed under addition.
Split-torus rational modules decompose choice-free into character eigenspaces; equivariant maps preserve these spaces and taking an eigenspace is exact. Use the covariant action on functions ; its augmentation cotangent weights agree with the corresponding tangent weights. (Representations of diagonalizable groups split into character eigenspaces, Character and cocharacter lattices of a split torus, Groups of multiplicative type and tori)
Under AC, a smooth rational point admits standard-smooth coordinates with invertible Jacobian. Lifts of a cotangent basis are local parameters; the completed local ring is the formal power-series ring in those parameters, as follows by solving the invertible Jacobian equations successively in each degree. The recursion is unique, giving the coordinate isomorphism; for a torus-homogeneous parameter basis it is equivariant. A Noetherian local ring injects into its maximal-ideal completion by Krull intersection. (Relative Jacobian criterion with its presentation hypothesis, regular system of parameters equivalent basis, The Krull intersection is the -torsion submodule, and it vanishes in the Jacobson-radical case)
Smooth connected finite-type groups are geometrically integral and connected groups geometrically connected. Over an algebraically closed field, smoothness at identity translates to smoothness at every closed point of a group scheme; connected components of a smooth group are open and closed subgroup cosets. (Connected finite-type groups are geometrically connected)
Fixed subgroups of split-torus actions on smooth schemes are smooth, including when disconnected (Milne13.1 and13.10, the general fixed-smoothness input also recorded in the cocharacter proof). On smooth connected affine groups they are connected as well. Cocharacter identity concentrators on smooth affine groups, including disconnected ones, are smooth connected unipotent with Lie algebra the positive weight part. For an external torus action, apply the cocharacter theorem to the semidirect product with that torus. (Fixed loci and centralizers of torus actions are connected, Cocharacter limit subgroups)
Proof
Given: The data of the Statement, with and augmentation ideal .
Decompose by [F1] and let be the ideal generated by for . It is a Hopf ideal. For , the reduced coproduct belongs to and decomposes into terms of weights with . If , at least one of is outside , so every term vanishes modulo in one factor. The antipode preserves weights and the augmentation ideal, and the counit kills it. Thus is a closed -stable subgroup, and its construction commutes with field extension. Using , rather than all , ensures that is never killed when .
Let be the closed subgroup generated by . It can be constructed by taking the joint kernel in of pullbacks under all finite word-product maps with factors (including inverses, which remain in ). The resulting quotient is jointly injected into their coordinate rings. Tensor joint injectivity follows by restricting a finite tensor expression to finite-dimensional coefficient spans; concatenating words and reversing them show the kernel is a Hopf ideal. After any field extension the word-source rings are reduced, so their jointly injected subalgebra is reduced; thus is geometrically reduced and smooth. Every word source is geometrically connected. Pullbacks of an idempotent of are constants equal to its augmentation; joint injectivity therefore makes that idempotent constant. Thus is connected. The construction is -stable.
Choose homogeneous lifts of a weight basis of . At identity, [F2] identifies the completed local ring of with . A homogeneous element of augmentation weight has only nonconstant monomials of that same weight in its formal expansion: compare coefficients in each finite quotient by powers of the maximal ideal, using the equivariant parameter isomorphism. If , every such monomial involves a parameter whose weight is outside , since is closed under addition. Conversely those outside-weight parameters themselves generate part of . Hence the completed ideal of is exactly the ideal generated by the outside-weight parameters, and the completed local ring of is the power-series ring in the remaining parameters. Ideals in this Noetherian formal power-series ring are closed, so passage from the expansions to this ideal identity is legitimate. The quotient of the smooth local ring by these independent outside-weight parameters is smooth at identity by the coordinate Jacobian criterion in [F2]. Every generator of is zero in its completion, and completion injectivity [F2] makes it zero already in that quotient. Thus the localized is exactly this parameter ideal. Repeat after algebraic closure to conclude that is smooth at identity; translations and [F3] make it smooth everywhere. Its identity component is smooth connected and has the displayed Lie algebra.
Let be a -stable smooth connected subgroup with Lie algebra contained in the selected weights. Its homogeneous formal parameters have weights in . Restrict with to ; its expansion contains no nonconstant monomial, since all such monomial weights belong to , and its constant is zero. Thus it vanishes in the completion at identity. Completion injectivity [F2] and geometric integrality [F3] show that it vanishes globally on : localization of its integral coordinate ring at identity is injective. Therefore , and connectedness gives . If has exactly the selected Lie algebra, its dimension equals that of by smoothness; a closed proper subgroup of a geometrically irreducible smooth connected group has smaller dimension. Hence , proving the full uniqueness and containment in(a), including empty and nonsaturated semigroups.
The fixed subgroup is smooth connected by [F4], with Lie weights precisely the rational multiples of , including zero. Apply the cocharacter theorem in to . Its identity concentrator lies in the kernel of projection to , since conjugation leaves that projection unchanged. It is smooth connected unipotent and has exactly the strictly positive rational- Lie weights by [F4]. It is -stable, since the torus action commutes with , and equals by(a). Now take a smooth -stable with the asserted Lie containment, possibly disconnected. Its -fixed subgroup is smooth, and the identity concentrator there is a smooth connected subgroup of , with the same positive Lie space. Smoothness and dimension therefore make it the whole , proving containment in . For the smoothness premise fails and the stated counterexample confirms its necessity.
For any smooth connected affine -group , the weights occurring in its augmentation ideal are exactly the semigroup generated by its Lie weights. Indeed, a nonzero homogeneous function has a nonzero formal expansion by the injectivity in [F2] and integrality in [F3]; one of its nonconstant monomials expresses its weight as a sum of parameter weights. Conversely, any nonempty finite sum is realized by the product of the corresponding nonzero homogeneous parameter lifts, which is nonzero in the integral ring . Apply this to . Any nonzero homogeneous augmentation function on has a nonzero pullback under some word map by joint injectivity. In the tensor product of the word-source coordinate rings, its weight is a sum of augmentation weights of those factors, with at least one nonconstant factor; it therefore belongs to the semigroup generated by the Lie weights of . Conversely their Lie weights occur in , since their Lie inclusions are injective, and therefore their entire semigroup lies in that of . This proves(c). No equality of the generated Lie algebra with is asserted, and no strictly definite weight assumption or finite generating set of was used.
Homogeneous curves and automorphisms of P^1
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a field. (a) A smooth complete connected curve over with a -point that becomes isomorphic to over is isomorphic to . (b) A smooth complete geometrically connected curve with a -point, homogeneous under a smooth connected affine algebraic group, is isomorphic to , and as -group schemes via the action on lines through the standard representation, the action being faithful with all automorphisms induced by . (c) For a finite-dimensional representation of a torus (Groups of multiplicative type and tori) with weight decomposition , the fixed points of on are the lines spanned by eigenvectors; if and every occurring weight space (including weight zero) is one-dimensional, then is finite and constant, and the closure of a non-fixed orbit has exactly two fixed points, namely the limits and .
Facts & Assumptions
Given: AC, a field , a smooth complete connected curve over with a rational point, a smooth connected affine algebraic group acting homogeneously on the smooth complete geometrically connected curve in (b), and a representation of a torus in (c).
A smooth complete curve is determined by its function field, and a curve with a -point whose base change to is has function field , hence is (Milne, 20.2-20.4). The general linear group scheme represents invertible matrices, and (The general linear group scheme and its coordinate ring). We define as the fppf quotient of by its central scalar subgroup (Milne, 5.49); its representability and identification with are justified in steps 2.1 and 3.1, using the three-section argument of Milne, 20.7-20.9.
Homogeneous spaces of smooth affine groups by closed subgroups are representable (Homogeneous spaces of smooth affine groups are separated schemes, Fibre product of schemes). A smooth complete connected curve over an algebraically closed field admitting a nontrivial action of a smooth connected affine algebraic group is (Milne, Proposition 20.5).
For a torus representation admitting the character-weight decomposition over assumed in (c) (in particular, a representation of a split torus in Groups of multiplicative type and tori), a point of is fixed by exactly when its representing line is contained in a single weight space, and for the orbit map of a nonzero vector extends to with limits the lowest and highest weight eigenlines (The Luna map and the Bialynicki-Birula decomposition, Cocharacter limit subgroups, Complete varieties, Smooth morphism of schemes).
Proof
In (a), geometric genus is because . A genus-zero smooth complete curve is a smooth conic, and a conic with a rational point is isomorphic to , for example by projection from that point. Hence .
For (b), base change to an algebraic closure. The action remains transitive on the positive-dimensional curve and is therefore nontrivial; [F2] gives . The assumed -point and step 1.1 then give over . The group is smooth affine, being the determinant-open subscheme of . Thus [F2] represents its fppf quotient by the closed central scalar subgroup ; multiplication and inversion descend to this quotient, denoted , and its action on lines descends because scalars act trivially.
Let be an automorphism of for any -algebra . Locally on , choose generators of the lines . Their fibrewise distinctness makes these columns a basis of . In this basis a generator of has two unit coordinates , since it is distinct from both other lines in every fibre. The matrix with columns therefore carries to . An automorphism fixing these three sections is the identity: on the two affine charts it has coordinate polynomials with zero constant terms and unit linear coefficients (their polynomial inverses force those coefficients to be units), and on the overlap. If had highest nonzero degree , the coefficient of in this product would be its leading coefficient times the unit linear coefficient of , a contradiction. Hence , and gives ; the overlap then gives . Finally, a matrix fixing the three lines is scalar: the first two force it to be diagonal and the third makes its diagonal entries equal. Thus the local matrices inducing are unique up to scalar and glue to a unique point of the fppf quotient. This proves as functors, hence as group schemes, including over nonreduced test algebras.
For (c), a line is fixed by exactly when it is a one-dimensional subrepresentation, hence lies in a single weight space. Thus the fixed locus is the disjoint union of the projective spaces . When and every occurring weight space, including weight zero, has dimension one, these are finitely many -rational points, giving a finite constant fixed scheme. For a non-fixed point , write according to integer weights, with least and greatest occurring weights . The orbit map extends to , with endpoints and ; on the two affine charts this follows by factoring at zero and at infinity. This extension is surjective onto the orbit closure because its image is closed and contains the dense orbit. A point of the image of is non-fixed, so the only fixed points of the closure are precisely the two endpoints.
Structure of SL_2 and root coordinates
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a field, the diagonal torus of , and (The general linear group scheme and its coordinate ring, Morphisms and closed subgroup schemes of group schemes). Then: (a) is generated by and , and and are perfect; (b) the isomorphisms and satisfy and for and the root ; (c) represents the nontrivial element of , , and acts on by with ; (d) the natural surjection is a central isogeny with kernel , is simply connected, and every automorphism of maps to or and is determined by its restrictions to and .
Facts & Assumptions
Given: AC, a field , the group with its diagonal torus and the subgroups of unipotent triangular matrices.
and are affine group schemes of finite type with their standard matrix coordinates (The general linear group scheme and its coordinate ring, Morphisms and closed subgroup schemes of group schemes); the diagonal torus is split with and cocharacters , , and is the root with coroot (Character and cocharacter lattices of a split torus).
Limit subgroups of cocharacters and the derived subgroup are available (Cocharacter limit subgroups, The derived subgroup, the derived series and solvable algebraic groups, Properties of the derived subgroup of an algebraic group); the Lie functor detects generation for smooth connected groups (The Lie functor: exactness, fixed points and generation).
Homogeneous spaces of smooth affine groups are representable, so quotients such as and are available as group schemes (Homogeneous spaces of smooth affine groups are separated schemes).
A central isogeny from a smooth connected group onto a reductive group has reductive source: its smooth connected unipotent radical has trivial image and is then a subgroup of the finite kernel, hence is a smooth connected zero-dimensional group and is trivial. The finite centre lies in each maximal torus, and maximal tori map onto maximal tori. (Centre, radical and semisimple quotient of a reductive group, Maximal tori, field extensions, normal subgroups and derived groups, A subgroup that is both unipotent and diagonalizable is trivial) The split maximal tori of are conjugates of its diagonal torus; its normalizer acts on that torus by inversion. This is the direct matrix input in Milne20.31.
Proof
For (a), work first over an algebraic closure and write with . If , direct multiplication gives . Put ; then . If , then , and has nonzero top-left entry, reducing to the previous case. Thus generate the smooth group : a closed subgroup containing them contains every geometric point, hence the whole reduced group. For perfectness, choose in the algebraic closure with . The identity puts in the derived subgroup; conjugation by does the same for . They generate , and its quotient is therefore perfect. These equalities of algebraic groups descend to ; no assertion of perfectness of the abstract groups of -points is needed.
For (b), matrix multiplication gives and . These identities hold over every -algebra and are exactly the stated conjugation formulas for .
For (c), direct multiplication gives , and where is the cocharacter with . Since but normalizes (it conjugates to ), it represents the nontrivial element of ; the induced action on characters is , the reflection in the root .
For (d), fppf locally every class in has a matrix representative whose determinant can be made by adjoining a square root and rescaling. Thus is surjective as a group scheme, with kernel the scalar matrices of determinant , namely . This is a central isogeny, including characteristic . For the universal-cover assertion, work over an algebraic closure and let be a central isogeny of smooth connected groups with kernel . By [F4], is reductive and a maximal torus contains and maps onto the one-dimensional diagonal torus. Thus and for some . Lift the nontrivial Weyl normalizer point to ; it normalizes and acts by inversion, because this is its induced action on and the character lattice map is injective of finite index. Centrality makes that inversion trivial on , so its character group is killed by , forcing to divide . Any central cover of , when composed with , therefore has degree at most two; the latter map already has degree two, so the former has degree one and is an isomorphism. This proves that is simply connected and is the universal central cover of , exactly the argument of Milne20.31, including characteristic two. Finally, the pair-automorphism theorem cited in the sources identifies automorphisms of with conjugations by . Such a conjugation either preserves the two root subgroups or interchanges them. After composing with conjugation by if necessary, it preserves and is a diagonal conjugation, whose parameter is determined by its action on . Hence its restrictions to and determine it.
Rank-one connected groups
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a connected nonsolvable affine group variety over and a maximal torus. For the equivalence and its geometric conclusions, base change and to an algebraic closure and form all radicals, Borels and quotients there. The following are equivalent: (a) the semisimple rank of is ; (b) over an algebraic closure, lies in exactly two Borel subgroups; (c) for a Borel subgroup containing ; (d) there is an isogeny . In this case, over an algebraic closure, is semisimple of rank and dimension . If is the image of in , then
For a Borel subgroup containing , after base change to an algebraic closure and the action map is surjective with kernel , where is the quotient map. In the semisimple quotient, the rank-one Bruhat decomposition is , where is the image of , its unipotent radical, and represents the nontrivial Weyl element. Every connected nonsolvable split reductive group of total rank (and hence semisimple rank ) is isomorphic to or .
Facts & Assumptions
Given: AC, a connected nonsolvable affine group variety over with a maximal torus .
Over an algebraically closed field the quotient by the radical of a smooth connected affine group is semisimple (Radical, unipotent radical, semisimple and reductive algebraic groups). There, lies in every Borel subgroup, and passage to identifies the Borel variety of with that of ; maximal tori map to maximal tori. Thus Borel subgroups of containing correspond to Borel subgroups of containing its image. In the semisimple quotient the Weyl group acts faithfully and transitively on these Borel subgroups (Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Borel subgroups, maximal tori and Borel pairs; Milne, Proposition 17.20 and Theorem 20.16).
For a smooth complete homogeneous curve over an algebraically closed field under a smooth connected affine group, the curve is , and (Homogeneous curves and automorphisms of P^1). In semisimple rank , the root system is and the two root spaces in the Lie algebra are one-dimensional; the split adjoint rank-one group is (Milne, Theorem 20.22), and the standard central cover is universal, so every smooth connected central cover of is dominated by (Structure of SL_2 and root coordinates; Milne, Proposition 20.31).
The Borel variety is complete, its points fixed by correspond to Borel subgroups containing , and if is a smooth connected affine group and is a complete homogeneous variety of dimension , every torus in has at least geometric fixed points on (Milne, Corollary 20.12). In the equivalent rank-one cases, the quotient is the flag curve. The action of on that curve has kernel ; equivalently, its map to is a central isogeny (Milne, Theorems 20.16 and 20.22, and Proposition 20.7).
A reductive group is the almost product of its largest central torus and its semisimple derived group; the central torus has rank equal to total rank minus semisimple rank. (Centre, radical and semisimple quotient of a reductive group)
Proof
Work over an algebraic closure. Set . By the radical-quotient theorem cited in [F1], is semisimple and its Borel variety identifies with that of . The rank-one theorem cited in [F1] then gives the equivalence: in rank the Weyl group of acts faithfully and transitively on the Borel subgroups containing , while the Borel-opposition lemma cited in [F1] distinguishes the positive and negative Borels; conversely, the two -fixed points of the Borel variety and the fixed-point bound in [F3] give dimension at most , while nonsolvability excludes dimension zero; and a one-dimensional complete homogeneous curve is , whose action gives the isogeny to . An isogeny to forces rank .
Since is isogenous to , it has dimension , semisimple rank , and root system . The root decomposition is taken in , not in : over the algebraic closure it is , with each root space one-dimensional.
The quotient map identifies with , so this is by step 1.1. The action of on factors through ; it is transitive on , whereas a connected solvable affine group has a fixed point on a complete variety. Thus its image is nonsolvable, and every proper connected subgroup of is solvable, so the action map is surjective. Its kernel in is by [F3], so its kernel in is exactly .
The universal central cover in [F2] lifts the central isogeny of step 2.2 to a central isogeny , carrying the diagonal Borel, upper root group and nontrivial Weyl representative to . The elementary matrix decomposition separates matrices by whether their lower-left entry is zero. Its images give ; disjointness follows from the two orbits on .
Finally let be split reductive of total rank and semisimple rank . Its largest central torus has dimension zero, hence is trivial; by the centre structure supplier is semisimple. Milne's split rank-one adjoint result in [F2] gives a central isogeny with kernel . Universality of the standard cover in [F2] supplies a central isogeny over lifting it. Its kernel is a subgroup scheme of , hence is either or (including characteristic ). Consequently is or , respectively. This proves the final classification without a later general root-datum classification theorem.
Classification of split reductive groups of semisimple rank one
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a split reductive group over of semisimple rank (Split reductive groups). Then there exists a homomorphism with central kernel, and every such homomorphism is a central isogeny from onto the derived group ; any two differ by the inner automorphism defined by an element of . Moreover maps isomorphically onto the root groups of , and for either chosen root , if is the unique maximal torus of the derived group contained in , then there is a unique cocharacter with . In particular the two root groups generate , which is isomorphic to or ; together with they generate .
Facts & Assumptions
Given: AC, a split reductive group of semisimple rank .
is semisimple of rank , is an almost-direct product with finite, and is semisimple (Centre, radical and semisimple quotient of a reductive group, The derived subgroup, the derived series and solvable algebraic groups, Properties of the derived subgroup of an algebraic group).
For a split reductive group of semisimple rank one, the adjoint quotient is and the quotient map has kernel (Milne, Theorem 20.22). The map is the universal central covering; a central covering of admits a lift from (Rank-one connected groups, Structure of SL_2 and root coordinates).
is a maximal torus of and (Maximal tori, field extensions, normal subgroups and derived groups); quotients by finite central subgroups are representable (Homogeneous spaces of smooth affine groups are separated schemes).
Proof
By [F1] and [F3], is split semisimple of rank one with split maximal torus . The exact adjoint quotient of [F2] is with kernel . Since and kills the central torus, . The centre of semisimple is finite by [F1], so the restriction has finite central kernel and is a central isogeny. Choose up to an inner automorphism of so that is its diagonal torus; split maximal tori of are conjugate over , as proved in Milne20.31. The universal-cover input [F2] then lifts the standard to a central isogeny carrying onto , as in the exact pair lift of Milne20.32. Composing with gives the required . Its kernel is a subgroup of , hence is or ; thus is or . This is the central-cover proof, without invoking the later classification by arbitrary root data. It includes characteristic two and its nonreduced kernel.
For any homomorphism with central kernel, that kernel is a subgroup scheme of , hence is finite. Perfectness puts its image in , and equality of dimensions makes the image all of . Thus is a central isogeny, with kernel either or . If are two such maps, their kernels agree and their induced identifications of the same central quotient with differ by an automorphism; the universal central cover lifts this automorphism to . Since both maps carry onto , the lift preserves . Automorphisms of the split pair are precisely conjugations by elements of , proving the asserted uniqueness.
The central quotient restricts to isomorphisms on the upper and lower unipotent subgroups: its kernel meets either subgroup scheme trivially, as is seen from the matrix coordinates, and the standard maps identify these subgroups with the two root groups of . Thus are the root groups of , with the two signs possibly interchanged. The rank-one lattice maps injectively to by . For the chosen root , choose the sign of the standard cocharacter so that its image under has pairing ; it is the required , and injectivity proves uniqueness. In the simply connected case and ; in the adjoint case and . Since generate , their images generate . Finally and by [F1] and [F3], so and the two root groups generate .
Solvable subgroups, the radical, and the Borel intersection
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a smooth connected affine group variety over . (a) Every smooth connected solvable subgroup is geometrically contained in a Borel: lies in a Borel of . If is algebraically closed this containment holds over . If is normal, it is contained in every Borel subgroup of defined over , when such a Borel exists. Arbitrary-field rational containment without normality is not asserted. (b) If is algebraically closed, then is the largest smooth connected normal solvable subgroup (Radical, unipotent radical, semisimple and reductive algebraic groups). (c) A closed subgroup scheme , with no reducedness hypothesis, is parabolic in the sense that is complete (Parabolic subgroups of an affine algebraic group) if and only if contains a Borel of . Every such is geometrically connected and scheme-theoretically; in particular these conclusions hold when contains a Borel defined over .
Facts & Assumptions
Given: AC, smooth connected affine , smooth connected solvable , and a closed subgroup scheme .
Over an algebraically closed field Borels exist, are smooth connected solvable, and are conjugate; a Borel quotient is complete. A smooth connected solvable group acting on a nonempty complete scheme has a fixed point. (Borel subgroups, maximal tori and Borel pairs, The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Borel fixed point theorem for complete schemes, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field)
Normality and solvability use the scheme-theoretic derived subgroup. Products with a smooth normal subgroup are homomorphic images of semidirect products and hence closed smooth connected subgroups when the factors are smooth connected. Solvability is closed under extensions: pull back a derived series of the quotient and append a series of the kernel. Reductions and reduced neutral components are smooth subgroup varieties over a perfect field, and a reduced neutral component of a normal subgroup is normal in a smooth ambient group. (The derived subgroup, the derived series and solvable algebraic groups, Group images are exact kernel quotients and preserve affine smooth connected properties, Reduced identity components over perfect fields)
A Cartan is contained in each Borel containing , maximal tori are conjugate, and for a Borel. Torus fixed schemes on smooth varieties are smooth. (Cartan subgroups: conjugacy, density and normalizers, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, Fixed-point schemes and centralizers of linearly reductive actions)
The homogeneous quotient of smooth affine by any closed subgroup scheme is a separated finite-type fppf quotient with faithfully flat locally finitely presented projection. It is smooth over an algebraically closed field by flat-local regularity descent. Quotients by normal affine subgroups are affine; closed immersions descend along faithfully flat covers. Completeness means separated, finite type and universally closed and can be checked after field extension. (Homogeneous spaces of smooth affine groups are separated schemes, Regularity ascends and descends along a flat local homomorphism, Quotients of affine group schemes by normal subgroup schemes are affine, Quotient sheaves and representable quotients for pre-relations and group actions, Complete varieties, Proper morphisms)
The radical is the largest smooth connected normal solvable subgroup; finite-type affine is Noetherian, so schematic intersections of closed subgroups exist, and their reduced neutral components exist over perfect . (Radical, unipotent radical, semisimple and reductive algebraic groups, Reduced identity components over perfect fields)
Proof
Given: AC and the groups in the Statement.
First suppose algebraically closed and choose a Borel . The solvable group has a fixed point in the complete quotient by [F1], so . If is normal, its product is a closed smooth connected subgroup by [F2], and is solvable: its normal subgroup and quotient, a homomorphic image of , are solvable. Borel maximality among smooth connected solvable subgroups therefore gives , hence . This holds for every Borel. Over arbitrary , apply this argument after algebraic closure; if is normal and is defined over , the geometric inclusion descends to . This proves all parts of (a).
Over algebraically closed , if , the quotient map induces a surjective morphism , and this morphism remains surjective after any field or scheme base change: pull back the cover to see the fppf quotient locally as projection with fibre . Its complete source makes universally closed over : for any base change and closed subset of , its inverse image in is closed and has exactly the same image in the base. As is separated and finite type by [F4], it is complete. Conversely, if is complete, a Borel fixes a point by [F1], so a conjugate Borel is contained in . Completeness descends and ascends along field extension, giving the equivalence over arbitrary with geometric Borel containment.
Continue over algebraically closed with . The smooth subgroup variety is connected: for , both and are Borels of , because they are connected and already maximal solvable in . They are conjugate there; multiplying by the corresponding point of puts it in by [F3]. Thus every point of lies in its neutral component and is connected. The same argument for puts in , since it conjugates Borels inside .
Over algebraically closed , put . The full schematic intersection is conjugation-stable, so its reduced neutral component is normal in smooth by [F2]; is smooth connected and solvable, since it lies in a Borel. Hence . Conversely step 1.1 puts the smooth connected normal solvable subgroup in every Borel, so it factors through their intersection and, by smoothness and connectedness, through its reduced neutral component . Therefore , proving (b).
This point argument alone would not settle the scheme normalizer, so put , smooth by [F4], and choose maximal . Every -fixed coset is represented by : if , conjugate this torus to inside by [F3]. The connected normalizer of is by multiplicative-type rigidity, and this Cartan lies in by [F3]. Consequently there are finitely many -fixed cosets. The smooth scheme is therefore finite étale. The group quotient is a closed subscheme of : closedness descends from along , and normalizer points transport into . It is finite étale and, by step 1.3, has only its identity point, so it is the trivial group scheme. Thus . The argument after algebraic closure also proves geometric connectedness; equality of subgroup schemes descends to , proving all assertions of (c).
Cartan subgroups: conjugacy, density and normalizers
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a smooth connected affine group variety over an algebraically closed field and let be a maximal torus. (a) The Cartan subgroup is smooth, connected and nilpotent, , and is contained in every Borel subgroup of containing ; if is reductive then . (b) Any two Cartan subgroups of are conjugate by an element of , and the union of the Cartan subgroups contains a dense open subset of . (c) For every Borel subgroup one has . (d) If contains a Cartan subgroup, then ; in particular every Borel subgroup equals its own normalizer and for a maximal unipotent subgroup of a Borel subgroup .
Facts & Assumptions
Given: AC, a smooth connected affine group over algebraically closed , a maximal torus , and .
Torus centralizers are smooth connected; is nilpotent with its unique maximal torus , and . The fixed tangent space is , and torus fixed schemes in smooth varieties are smooth. (Fixed loci and centralizers of torus actions are connected, Fixed-point schemes and centralizers of linearly reductive actions)
Borels and maximal tori are conjugate in a smooth connected affine group over algebraically closed . Borels containing are permuted transitively by ; maximal tori in a smooth connected solvable group are conjugate. (Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, Maximal tori of a smooth connected solvable group are conjugate, Borel subgroups, maximal tori and Borel pairs)
Finite-dimensional torus representations have choice-free weight decompositions. Smooth schemes have schematically dense algebraically closed rational points. The correct normalizer formula is , a quotient of Lie algebras; it does not assert a formula for the Lie algebra of when is nonsmooth. (Representations of diagonalizable groups split into character eigenspaces, Rational points of smooth finite-type schemes over a separably closed field are schematically dense, The Lie functor: exactness, fixed points and generation)
for a closed subgroup scheme of smooth affine is a separated finite-type fppf quotient with faithfully flat locally finitely presented projection. Smoothness descends along this cover over algebraically closed , by flat-local regularity descent. Quotients by normal affine subgroups are affine; the projection is smooth when its kernel is smooth. Reductions of algebraic groups over perfect are smooth subgroup varieties. (Homogeneous spaces of smooth affine groups are separated schemes, Regularity ascends and descends along a flat local homomorphism, Quotients of affine group schemes by normal subgroup schemes are affine, Reduced identity components over perfect fields)
is complete. A proper integral variety over algebraically closed has global functions , and this equality becomes after flat base change to any -algebra . A morphism into an affine scheme is determined by global functions. Any closed subgroup is the scheme-theoretic stabilizer of a line in a finite-dimensional rational representation. (The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Global functions on proper integral schemes form a finite extension of the base field, Morphisms to an affine scheme and global sections, Every subgroup scheme of an affine group is a line stabilizer)
Multiplicative-type rigidity makes an action of a connected group on a torus by group automorphisms trivial (Milne12.36–12.38). A smooth connected affine group having a nilpotent Borel equals that Borel (Milne17.23): the positive-dimensional centre of a nontrivial nilpotent Borel is central in the whole group by the complete-quotient rigidity argument, and quotient induction lowers its dimension; the zero-dimensional case is affine and complete. Consequently a smooth connected affine group with no nontrivial smooth connected unipotent subgroup is a torus (17.25): its Borel is a torus and hence nilpotent. These precise source inputs are independent of reductive-centre claims. Smooth connected unipotent groups are nilpotent and a solvable group decomposes as . (Structure of connected nilpotent groups and the maximal-torus criterion, Splitting trigonalizable extensions: algebraically closed fields and two perfect-field cases, Unipotent algebraic groups and unipotent representations)
For the reductive consequence only, use the source-proved Milne17.56 and17.61 input: for a maximal torus , . Since is smooth connected and lies in each such Borel, it lies in this reduced neutral intersection; reductivity gives and hence . The source proves the intersection theorem by stable affine charts in the flag quotient and the closed-orbit theorem for unipotent groups (17.64–65). This precise external input avoids a cycle through the later local Chevalley and centre carriers.
Proof
Given: AC, smooth connected affine over algebraically closed , and maximal .
By [F1] the Cartan is smooth connected nilpotent and satisfies . It lies in some Borel because it is connected solvable, and . For any other Borel , [F2] gives with . Such preserves , so . In the reductive case [F7] gives . This proves (a).
Conjugacy of maximal tori in [F2] implies conjugacy of their centralizers, proving the first assertion of (b). To prove density, decompose into -weights. There are finitely many nonzero weights; choose with for each of them, possible because their kernels are proper closed subsets of the irreducible torus. On the zero-weight space the differential of , , at receives all of from its second factor. On every other weight space the first-factor differential is multiplication by , hence invertible. The differential is surjective. A morphism between smooth varieties with surjective differential is smooth on a neighbourhood of this point and hence has open image there. This nonempty open subset consists of conjugates of points of ; algebraically closed rational points in each nonempty fibre give the asserted dense open union of Cartan subgroups.
To prove the full neutral-normalizer clause for possibly nonsmooth , put , smooth by [F4]. The connected normalizer of acts trivially on by rigidity, so . It has finitely many connected components; therefore is finite. Every -fixed coset satisfies . Both and lie in the smooth connected group and are maximal tori there, since they are maximal in . By [F2] some makes . Thus the fixed cosets are represented by this finite set of normalizer components. Since is smooth by [F1] and has finitely many geometric points, it is finite étale.
Let be a Borel. For every and , the morphism is right -invariant, since commutes with , and descends to . By [F5] any such morphism to affine is constant, with its identity value at . Therefore as group schemes. Step 1.1 gives , so . This proves (c).
The quotient is a closed subgroup scheme of : pullback along the faithfully flat cover identifies it with the closed subgroup , so closed immersion descends. It lies in because and each normalizer point transports into . A closed subscheme of a finite étale scheme over algebraically closed is finite étale. Therefore is finite étale and its identity fibre is . The connected component of lies in that fibre; together with the reverse inclusion this proves , without claiming smooth. For smooth , [F3] also gives : the zero-weight space lies in , so , hence its -invariants vanish. Thus the full normalizer of such is smooth.
We prove by induction on , with the zero-dimensional case immediate. The normalizer is smooth by step 2.2 because contains . For , conjugate by a point of so that normalizes , using [F2]. Then , , is a homomorphism. If it is not surjective, its kernel contains a positive-dimensional torus . Thus and normalizes , a Borel by [F1]. If , induction on this smaller smooth connected group puts in . If , then is central; induction on and its Borel again puts in . The quotient Borel assertion follows by pulling back any larger smooth connected solvable subgroup along the smooth central-torus quotient.
If is surjective, choose by [F5] a line whose scheme-theoretic stabilizer is . Its character on is trivial, because it is trivial on commutators and these exhaust as a group scheme. The unipotent subgroup also fixes , by the fixed-vector criterion on this one-dimensional representation. Hence fixes and the orbit morphism descends to . By [F5] it is the constant , so fixes and therefore . This makes normal. All conjugate Borels then equal and, by step 1.1, all Cartans lie in . Their dense union in step 1.2 forces the closed subgroup to equal . Thus in this case as well. Since and are smooth with identical algebraically closed points, they are equal as group schemes.
Every subgroup variety is connected: for , the two Borels and of are conjugate by , so after multiplying by such a point it normalizes . Step 4.1 puts that product in , hence . Let , a subgroup variety by [F4], containing . The subgroup is maximal among smooth connected unipotent subgroups of : any larger such group lies in a Borel, and its dimension is at most that Borel's unipotent radical, which has the same dimension as by conjugacy. The smooth connected affine quotient therefore has no nontrivial smooth connected unipotent subgroup, since its inverse image would be a larger such subgroup of . By [F6] it is a torus, so is solvable and Borel maximality gives . Thus , completing (d). The unreduced equality can fail: in characteristic and , normalizes upper over but is outside upper .
Chevalley's centralizer theorem and reductive centralizers
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a smooth connected affine group variety over an algebraically closed field and let be a maximal torus. Then Chevalley's theorem holds: and , the intersections running over the finite set of Borel subgroups containing . Consequently, for any torus in one has , and for a torus acting on one has . In particular, if is reductive, then is smooth, connected and reductive for every torus action by group automorphisms, in particular has these properties for every torus , and for every maximal torus of a reductive .
Facts & Assumptions
Given: AC, smooth connected affine over algebraically closed , and maximal torus ; external torus actions are by group automorphisms.
Cartans are smooth connected, lie in every Borel containing their maximal torus, and . Borels containing are conjugate under ; the connected normalizer of equals by multiplicative-type rigidity. Thus the set of these Borels is finite, indexed by a quotient of the finite component set of . (Cartan subgroups: conjugacy, density and normalizers, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, Borel subgroups, maximal tori and Borel pairs)
is the reduced neutral intersection of all Borels. Smooth connected normal solvable subgroups lie in every Borel. The radical and unipotent radical are the largest smooth connected normal subgroups of their respective classes. (Solvable subgroups, the radical, and the Borel intersection, Radical, unipotent radical, semisimple and reductive algebraic groups)
Torus fixed subgroups of smooth connected affine groups are smooth connected, and is a Borel of whenever . In particular is smooth connected. (Fixed loci and centralizers of torus actions are connected)
is a smooth connected complete variety for any Borel , and embeds -equivariantly as a closed orbit in some : choose a Chevalley line with stabilizer , identify its orbit with the fppf homogeneous quotient, and use completeness to make that locally closed orbit closed. Replace by the span of the orbit, so the embedding is nondegenerate. A smooth connected solvable group acting on a nonempty complete scheme has a fixed point. Every orbit of a smooth group is locally closed; an orbit of minimum dimension in its closure is closed. (The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Every subgroup scheme of an affine group is a line stabilizer, Homogeneous spaces of smooth affine groups are separated schemes, A faithfully flat orbit map represents the coset quotient sheaf, Smooth orbits are locally closed and their orbit maps are faithfully flat over every field, Borel fixed point theorem for complete schemes)
Finite-dimensional representations of a split torus have finite character-weight decompositions; regular functions on an affine variety with algebraic group action form a rational representation, and every finite subset lies in a finite-dimensional subrepresentation. A nonzero representation of a unipotent group has a nonzero fixed vector. (Representations of diagonalizable groups split into character eigenspaces, Every element of a comodule lies in a finite-dimensional subcomodule, Unipotent algebraic groups and unipotent representations)
Over perfect , reduced neutral subgroup components are smooth connected, and a smooth connected solvable group is for any maximal torus . A unipotent group maps trivially to a group of multiplicative type, since its homomorphic image is both unipotent and multiplicative type. Homomorphic images of smooth connected affine groups are closed smooth connected subgroups. (Reduced identity components over perfect fields, Maximal tori of a smooth connected solvable group are conjugate, A subgroup that is both unipotent and diagonalizable is trivial, Group images are exact kernel quotients and preserve affine smooth connected properties)
Proof
Given: AC, smooth connected affine over algebraically closed , and maximal .
Let and . The intersection set is finite by [F1]. These groups are smooth connected and normalized by , which permutes the factors; is unipotent as a subgroup of one . The normal unipotent radical lies in every by [F2] and then in every by its maximal normal-unipotent property, so . We prove the reverse inclusion by the action on .
We give the closed-orbit argument for unipotent actions on affine varieties. For an orbit , let be its reduced affine closure. If its boundary is nonempty, the ideal of the boundary in is a nonzero stable rational representation: the orbit is open dense in , so its boundary is proper. By [F5] choose a nonzero invariant function in this ideal. Its value is constant on the dense orbit, hence is that scalar on reduced . The boundary forces this scalar to be zero, contradicting . Therefore every such orbit is closed. This is the Kostant–Rosenlicht argument used in Milne17.65.
Under , corresponds to ; the map is injective because . Thus is the finite set of Borels containing , and is transitive on it. Take the nondegenerate projective embedding from [F4], with weights for . Choose an integral cocharacter pairing distinctly with the distinct elements of . Let have minimum pairing. On the nonempty open set where the projection to is nonzero, the limit under as is that projected line, lying in . This projection has constant image because its irreducible domain maps to the finite fixed set. Since spans , its projections span , so this space is one-dimensional. Write it as , with point .
Let equal on and vanish on every other weight space. The chart is affine and is contracted by to . In the dual projective space, every -orbit meets the affine chart where evaluation on is nonzero: otherwise a nonzero dual vector would annihilate all , which span . The action of contracts that dual chart to , so the closure of every dual orbit contains . A closed orbit in the closure of exists by [F4]; it also contains , and hence is . Thus is closed and its stabilizer has complete quotient. By Borel fixed points [F4], contains a Borel. Since , choose a Borel containing inside ; conjugacy there to the previously obtained -Borel shows it is a -Borel . Thus . The dual line is -stable, so is -stable.
Translating this chart by supplies a -stable and -stable affine open containing every , since this normalizer preserves . These charts cover : the closure of the -orbit of any point is nonempty complete and has a -fixed point by [F4]; if the point lay outside , its full orbit closure would lie in the closed -stable complement, contradicting the presence of .
For any , the complete orbit closure has an -fixed point by [F4]. Choose an -stable affine chart from step 4.1 containing . If the orbit met its closed stable complement, the whole orbit and its closure would lie there, excluding . Thus the orbit lies in the chart and is closed there by step 1.2. It contains , so it is a single point. Hence fixes every point of . The smooth reduced scheme has dense rational points, so the action is scheme-theoretically trivial. Its stabilizers are all Borels, and consequently lies in their full intersection. Smoothness and connectedness put it in its reduced neutral component by [F2]; being unipotent it lies in . Together with step 1.1 this proves .
Fix and its split quotient . The group contains and maps onto with this section. Thus , with ; the product isomorphism shows smooth connected. It is unipotent and lies in every Borel , so its homomorphism into the torus is trivial by [F6]. Therefore for all these Borels, hence . Conversely , so and . This proves both Chevalley intersection identities scheme-theoretically.
For a torus subgroup , set and choose a maximal torus . The group is smooth connected by [F3], unipotent and normal in , so it lies in . Conversely for every Borel , is a Borel of by [F3], and the normal smooth connected unipotent subgroup lies in it by [F2]. Thus . Its map into the torus is trivial, so . Equality follows. For an external torus action form . Its unipotent radical is : normal unipotent subgroups have trivial image in , and is invariant under by uniqueness. Since , the subgroup-centralizer equality in gives .
If is reductive, , so step 7.1 and smooth connectedness in [F3] make every torus fixed subgroup, in particular every torus centralizer, reductive. For maximal , the smooth connected lies in every Borel containing by [F1], hence in by step 6.1; the reverse inclusion is immediate. Therefore . This proves every stated consequence.
Maximal tori, field extensions, normal subgroups and derived groups
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a smooth connected affine group variety over . (a) A torus is maximal iff is maximal in for every field extension ; equivalently iff contains no nontrivial torus. (b) There is a maximal torus of defined over . (c) If is reductive, then a torus is maximal iff . (d) If is a smooth connected normal subgroup variety and a maximal torus of , then , the largest subtorus of , is a maximal torus of , and every maximal torus of arises this way. (e) If is an almost-direct product of connected subgroup varieties, then every maximal torus of is an almost-direct product . (f) Any two maximal tori of become conjugate over some finite separable extension of ; in particular they are conjugate over a separably closed field.
Facts & Assumptions
Given: AC, smooth connected affine over arbitrary , and a torus . The subscript denotes the largest subtorus of a group of multiplicative type, namely its reduced neutral component.
Torus centralizers in smooth connected affine groups are smooth connected. The maximal-torus criterion says is maximal if and only if contains no nontrivial -torus. A smooth connected nilpotent affine group has a central largest multiplicative-type subgroup which is a torus, with unipotent quotient. (Fixed loci and centralizers of torus actions are connected, Structure of connected nilpotent groups and the maximal-torus criterion)
Unipotence is preserved and detected under field extension: under AC its faithful upper-unitriangular embedding persists, and descent follows from for finite-dimensional . Over an algebraically closed field, maximal tori are conjugate; for a reductive group when is geometrically maximal. (Unipotent groups are exactly the subgroups of some U_n, equivalently the groups with coconnected coordinate Hopf algebra, Unipotent algebraic groups and unipotent representations, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field, Chevalley's centralizer theorem and reductive centralizers)
A nonempty smooth finite-type scheme has a point over a finite separable extension. Multiplicative-type rigidity makes a connected group act trivially by group automorphisms on a torus. Thus ; smoothness of the latter and translation to all geometric components show smooth. (A nonempty smooth scheme has a finite separable point, Fixed loci and centralizers of torus actions are connected; Milne12.36–12.40.)
Groups of multiplicative type are classified under AC by Galois character modules. Their largest subtorus corresponds to the quotient of the character module by its torsion subgroup, so its formation commutes with field extension. Affine homomorphic images are closed and satisfy the kernel/image exact theorem; reductions over perfect fields are subgroup varieties, and smooth connected groups have smooth connected derived subgroup. (Multiplicative type groups and Galois character modules, Group images are exact kernel quotients and preserve affine smooth connected properties, Reduced identity components over perfect fields, Properties of the derived subgroup of an algebraic group)
The precise extra arbitrary-field input is Milne17.81: a smooth connected affine group over containing no nontrivial -torus is unipotent. The full source proof uses the central multiplicative factor for nilpotent groups; over infinite fields it reduces dimension through a noncentral semisimple Lie element and its centralizer, and uses the source infinitesimal-isogeny reduction when necessary (17.79–17.80). Over finite fields the source maximal-torus existence theorem17.99 gives a geometrically maximal torus. Together with unipotence detection this proves the arbitrary-field assertion, not a descent of a chosen torus from a finite extension. This is the external input to17.82, and no commutativity of a general torus centralizer is assumed.
Under AC, normal affine-group quotients are represented affine fppf quotients. Over perfect fields a smooth connected commutative affine group is the product of its unipotent and multiplicative-type factors (Milne16.13). A torus cannot receive a nontrivial homomorphic image of a unipotent group. An almost-direct product means the multiplication map from the product of the subgroup varieties is a surjective homomorphism with finite kernel; its factors commute and that kernel is central. (Quotients of affine group schemes by normal subgroup schemes are affine, A subgroup that is both unipotent and diagonalizable is trivial)
Proof
Given: AC and smooth connected affine over arbitrary .
Put and , smooth connected affine by [F1] and [F6]. The maximal-torus criterion and [F5] give maximal in if and only if is unipotent. Centralizers and represented normal quotients commute with field extension, and unipotence is detected and preserved by it [F2]. Applying the same criterion over every extension proves (a). No larger torus over an extension is asserted to descend to .
The trivial torus exists and torus dimensions are bounded by . Choose a torus of maximum dimension over . It is maximal, and step1.1 makes its algebraic-closure extension maximal. This proves (b). For reductive , a maximal is geometrically maximal by step1.1, so [F2] gives . Faithfully flat descent gives . Conversely this equality rules out a larger torus because any torus containing centralizes it. This proves (c).
Let be smooth connected normal in , and choose a maximal torus of . Among the tori of containing , choose one of maximal dimension, ; it is maximal in . The largest subtorus contains and is a torus of , so maximality of gives equality. For any maximal of , step1.1 and geometric conjugacy supply with . Normality of and the field compatibility in [F4] give , a maximal torus of . Step1.1 applied to descends maximality. The construction of also proves that every maximal torus of arises as such an intersection. This proves (d), including possible nonreduced finite parts of which are not confused with its largest subtorus.
For (e), set . The almost-product factors are normal in , so step3.1 makes each maximal in . The image is a torus contained in , of dimension because the multiplication map has finite kernel. We show it maximal after algebraic closure. If a larger torus existed, its inverse image in would have finite central kernel and torus quotient. Its smooth connected reduced neutral component maps onto by dimension and [F4]. Its derived subgroup lies in the finite central kernel and is smooth connected, hence trivial; thus is commutative. By [F6] its unipotent factor maps trivially to and is finite, so is trivial. Hence is a torus. But is maximal in the product (each torus projects into a torus of each factor), and geometric conjugacy of maximal tori [F2] bounds the dimension of every torus by that of this maximal product torus. Thus , a contradiction. Thus is maximal, and since , . Its finite product kernel gives the asserted almost-direct torus decomposition, and step1.1 descends it to .
Finally let be maximal. By step1.1 they become conjugate over . The transporter is represented by a closed finite-type subscheme of affine : impose both conjugate subgroup inclusions, expand the conjugation pullbacks of finite ideal generators in finite linearly independent coefficient lists of the torus coordinate algebra, and set all these coefficients to zero. This gives the two closed transporter conditions on every base algebra. If , multiplication identifies with , with inverse . Thus is nonempty and smooth by [F3]. Its finite separable point in [F3] supplies the desired conjugating element over a finite separable extension of . Over a separably closed that extension is itself. This proves (f) and all clauses.
Abstract root data and their Weyl groups
Definition
A root datum is a quadruple consisting of free -modules of finite rank in perfect duality , finite subsets and , and a bijection from to , subject to (rd1) for all ; (rd2) the reflections and satisfy and ; (rd3) the group generated by the acting on is finite. The root datum is reduced if for every . The group is the Weyl group, the root system and the coroot system; acts dually on by the , and fixes the hyperplane . For , the Weyl chambers are the connected components of , and a base is a linearly independent subset such that every root is a -combination of with all coefficients of one sign. A root datum is semisimple if has finite index in .
The reflection depends only on the pair : it fixes the hyperplane , sends to by (rd1), and is determined by those two conditions on the rational direct sum . The lattice form above is related to the Euclidean root-system theory of Weyl group and Positive systems and simple roots through a -invariant form on , but no choice of invariant inner product belongs to the definition. The perfect character–cocharacter pairing for a split torus is supplied by Character and cocharacter lattices of a split torus; roots and coroots are additional data, not supplied by that lattice lemma.
An isomorphism of root data is a pair of -linear isomorphisms and that are transpose to one another, for all , , and that carry bijectively onto with for every . Composites of isomorphisms are isomorphisms, with the evident inverses, so root data form a category whose isomorphisms are these pairs; this is the notion of isomorphism used when separating the root data of SL_2 and PGL_2.
Combinatorics of a reduced root datum
Statement
Let be a reduced root datum (Abstract root data and their Weyl groups). Then: (a) is finite and generated by the reflections , ; for a base it is generated by the simple reflections , ; (b) the correspondences between bases, positive systems and Weyl chambers are bijective, and acts simply transitively on the set of Weyl chambers, equivalently on the set of bases; (c) for a chosen positive system there is a unique longest element with , and for every the integer equals the length of with respect to the simple reflections, with and ; (d) spans iff the root datum is semisimple, and then is a reduced root system in in the Euclidean sense.
Facts & Assumptions
Given: A reduced root datum , the -vector space spanned by the roots, and its image under a chosen base and positive system.
Root data, reflections, bases, positive systems, chambers, the Weyl group and reducedness are as in Abstract root data and their Weyl groups, with (rd1) and (rd2) , .
For a reduced crystallographic root system : the Weyl group is finite and faithful on (The Weyl group is finite and faithful); simple roots form a basis and every root is an integral combination with coefficients of one sign (Simple roots form a signed integral basis); the chambers are the connected components of the complement of the root hyperplanes and permutes them (Open and closed Weyl chambers); the Weyl group acts simply transitively on chambers (Simple transitivity on Weyl chambers).
In a reduced crystallographic root system the inversion number of an element equals its length as a word in simple reflections, and there is a unique longest element with (Length and longest Weyl-group element, Weyl length equals inversion number).
Proof
Since by (rd1), every is nonzero, and is finite and spans by construction; each preserves , acts on by , fixes the hyperplane and sends to . Restricting the coroots to gives functionals with and , so satisfies the root-system axioms with coroots ; reducedness of the root datum is exactly the reducedness of this root system. Since is finite by (rd3) and acts on the finite-dimensional real vector space , averaging an arbitrary inner product over produces an invariant inner product. For an invariant inner product the relation holds for all , and the right side is independent of the choice of invariant inner product; hence is the orthogonal reflection with vector of the Euclidean theory, and the image of in is precisely the Weyl group of the reduced crystallographic root system in the sense of Weyl group.
The natural map is surjective because the reflections generating the latter are restrictions of the generators of . For injectivity let restrict to the identity on . Each reflection acts as the identity on , where , since its difference from the identity has image in the root line. Consequently sends into and vanishes on , so . The finite group gives for some positive integer ; the binomial identity then forces over . Thus and . This also transfers finiteness, faithful action on the roots, and generation by the simple reflections of any base.
By the identification of step 2.1, [F2] transfers verbatim: the simple roots of a base form a basis, every root is an integral combination of with coefficients of one sign, the Weyl chambers are the connected components of the complement of the hyperplanes , and acts simply transitively on them. To compare with the chambers in the full character space, average an inner product on over the finite group . Its orthogonal decomposition is . Each reflection fixes pointwise: its difference from the identity lies in , while invariance of the form keeps that difference in . Thus every coroot functional vanishes there, and the full chambers are products of the root-span chambers with . The transferred action is therefore simply transitive also on the full chambers. Moreover the sign conditions defining positive systems and the indecomposability defining simple roots are the same in the two languages, so bases, positive systems and chambers correspond bijectively, and simple transitivity on chambers is equivalent to simple transitivity on bases.
By [F3] applied to there is a unique longest element with , and for every the inversion number equals the length in simple reflections. Further , because length is the minimum word length and whenever is minimal. Finally . For put ; this is a bijection of . The condition says , equivalently . These are precisely the complement of the positive roots whose image under is negative. Therefore the required count is . If the root datum is semisimple, then has finite index in , so and is a reduced root system in in the Euclidean sense by step 1.1; conversely if spans then the finitely generated subgroup has full rank, hence finite index, in , so the root datum is semisimple.
Roots and root groups of a split reductive group
Definition
Let be a split reductive group over (Split reductive groups). The roots are the nontrivial characters for which the adjoint weight space in is nonzero. The adjoint action is rational, and the weight decomposition is the choice-free decomposition into character eigenspaces (Representations of diagonalizable groups split into character eigenspaces, The adjoint representation of an affine group scheme). This nonzero-weight definition uses no choice principle.
Assume the Axiom of Choice for the following supplemental structural facts and subgroup constructions (The Axiom of Choice). The reductive centralizer identity and Lie fixed-point equality give (Chevalley's centralizer theorem and reductive centralizers, The Lie functor: exactness, fixed points and generation). For , put , the maximal reduced subtorus of its kernel, of codimension one in , and . The root group is , attached to the semigroup of strictly positive rational multiples of in ; it is smooth connected unipotent and -stable with Lie algebra . Its identity-concentrator construction takes place in , not in all of (Weight subgroups of a torus action, Cocharacter limit subgroups).
The Weyl group is . Under the stated AC premise it is a finite étale group scheme and acts faithfully on (Milne21.1 and21.12). A Borel subgroup determines the positive roots and negative roots (Borel subgroups, maximal tori and Borel pairs, Character and cocharacter lattices of a split torus). Root groups are independent of the auxiliary cocharacter because is intrinsic and its smooth connected subgroup is characterized by its specified Lie weight subspace. Two Borels containing give the same positive roots exactly when they are equal (Milne21.23 and21.35). These structural facts inherit the explicit AC premise; the definition of a root as a nonzero adjoint character above remains choice-free.
Root subgroups of a split reductive group
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a split reductive group over and a root (Roots and root groups of a split reductive group). Then: (a) is a split reductive subgroup of semisimple rank with and , and the rational multiples of occurring in are only ; (b) the root group is -stable, isomorphic to , and has ; a smooth -stable subgroup contains iff ; (c) with the nontrivial element represented by some , and there is a unique cocharacter with for all and ; (d) is generated by and the root groups , ; (e) is a reduced root datum and coincides with the subgroup of generated by the ; (f) for a Borel subgroup with positive system , the multiplication map is a -equivariant isomorphism of varieties for any ordering of , every smooth -stable subgroup of is the product of the it contains, and a subset is the weight set of a smooth connected -stable subgroup of iff it is quasi-closed. Here quasi-closed means that for and integers , every root whose Chevalley commutator coefficient is nonzero in lies in . Every closed subset of satisfies this condition; in characteristic or characteristic , quasi-closure is equivalent to ordinary root closure, namely closure under sums that are roots.
Facts & Assumptions
Given: AC, a split reductive group and a root with , the maximal subtorus of , and .
A reductive group is the almost product of its largest central torus and its semisimple derived group (Centre, radical and semisimple quotient of a reductive group). is smooth, connected and reductive (centralizers of tori in reductive groups are reductive), with Lie algebra (Chevalley's centralizer theorem and reductive centralizers); is -stable and connected with Lie algebra (Weight subgroups of a torus action, Cocharacter limit subgroups, Roots and root groups of a split reductive group).
has semisimple rank at most ; the classification of split reductive groups of semisimple rank one gives a central isogeny from onto , isomorphic on the two root groups, and a unique coroot in the rank-one torus of (Classification of split reductive groups of semisimple rank one, Structure of SL_2 and root coordinates); the generated subgroup of smooth connected torus-stable subgroups is smooth connected by Weight subgroups of a torus action(c); the Lie functor detects generation for smooth connected groups (The Lie functor: exactness, fixed points and generation).
The abstract combinatorics: with the coroots of (c) satisfies (rd1)-(rd3), and the chamber action of the reflection group agrees with the action of on Borel subgroups containing (Milne, Theorem 21.37) (Abstract root data and their Weyl groups, Combinatorics of a reduced root datum); the strictly contracting affine case of the Luna comparison detects isomorphisms of smooth affine varieties from an equivariant tangent-space isomorphism at their unique fixed points (The Luna map and the Bialynicki-Birula decomposition).
Fix split root coordinates obtained from a pinning over . For nonopposite roots the Chevalley formula is , over the roots that occur. Smooth connected subgroups containing correspond to quasi-closed root subsets; the nonzero structure constants have prime factors only and (Milne, Aside 21.95). The ordered multiplication of all positive root groups, and of the root groups contained in a smooth -stable subgroup of , is a -equivariant variety isomorphism (Milne, Theorem 21.68(a),(c)).
Proof
The subtorus has codimension one in and is central in . Thus the semisimple rank of the split reductive group is at most one. It is nonzero because its Lie algebra contains the nonzero root space , whereas a reductive group of semisimple rank zero is a torus. Apply [F2]: the central cover of has the two standard root groups of , with one-dimensional root spaces. The central torus contributes only zero weights, by the exact central-torus product clause of [F1], so has exactly two nonzero weights, and . By [F1], the roots of restricting trivially to are precisely the rational multiples of ; hence those multiples are only and . This proves (a).
Choose the central cover from [F2], taking its diagonal torus onto . Its standard root groups map isomorphically onto , giving (b), including the Lie algebras and the smooth -stable subgroup containment criterion of [F1]. The element normalizes and centralizes the central torus of , hence normalizes . The Weyl group therefore has the two standard rank-one elements. Choose the sign of the image under of the standard coroot so that its pairing with is . On conjugation by acts by inversion, and on the central torus it acts trivially. These two subtori generate up to finite intersection, so the rank-one reflection formula holds on , and hence on : . This formula determines the pairing of with every character, proving its uniqueness in . This proves (c).
For (d): each root space is contained in , so of the subgroup generated by and the contains and every root space, i.e. all of ; since is smooth (a generated subgroup of a reductive group by smooth subgroups is smooth, by the same generation criterion [F2]) and is connected, by the Lie-generation criterion [F2]. For (e): (rd1) is (c), (rd2) follows on roots from conjugation by , which sends to ; the uniqueness characterization of each coroot in(c) also sends to under the dual conjugation action, giving the required coroot-reflection invariance, and (rd3) holds because is finite (it is a quotient of the normalizer of a maximal torus, finite over ); the reflection subgroup acts simply transitively on the Weyl chambers, while acts faithfully and simply transitively on the Borel subgroups containing . The Borel–chamber bijection identifies these two sets, so the reflection subgroup has the same order as and equals it (Milne's Weyl identification theorem).
For (f), choose a cocharacter strictly positive on . Its conjugation contracts and each positive root group to the identity. For any ordering, multiplication is equivariant and its differential at the identity is the direct-sum isomorphism of the positive root spaces. The strictly contracting smooth affine comparison in [F3] therefore makes it a global variety isomorphism; this is the argument of [F4] and uses no commutativity of the root groups. If is smooth and -stable, the root-group containment criterion puts precisely the root groups corresponding to the weights of in . The same contracting argument makes their ordered product isomorphic to . To prove , order those groups first in the coordinates of . Those coordinates decompose as times a finite residual locus whose points have only the omitted root coordinates. The connected torus acts trivially on this finite component set, so that residual locus is fixed by . But . Thus is connected and is exactly the ordered product of its root groups, proving the asserted subgroup description.
Let be the weights of such an . The Chevalley formula in [F4] and uniqueness of ordered root coordinates show that if and is nonzero in , the root must be in : the corresponding coordinate of the commutator is a nonzero polynomial in and cannot be an omitted coordinate of . Conversely, for quasi-closed , take the coordinate subvariety in the coordinates of . Collecting products and inverses using [F4] creates only root coordinates still in , so is a closed -stable subgroup. Its product coordinates make it smooth connected with precisely those weights. Ordinary root closure implies quasi-closure by the root-string combinatorics. If or , every structure coefficient that occurs in [F4] remains nonzero; in particular a root sum of two members of must remain in . Thus quasi-closure and ordinary root closure coincide in those characteristics. This proves the corrected criterion.
Borel subgroups and the opposition of root groups
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a split reductive group over and let . Every Borel subgroup of containing contains exactly one of the two root groups , , and is a Borel subgroup of ; exactly two Borel subgroups of contain , namely and . Moreover, for a cocharacter of that is regular ( for all roots ), is the unique Borel subgroup of containing with , and induces a bijection from the set of Weyl chambers onto the set of Borel subgroups containing .
Facts & Assumptions
Given: AC, a split reductive group over and a root .
is split reductive of semisimple rank with roots and root groups , and , are its two Borel subgroups containing ; a Borel contains iff its Lie algebra contains (Root subgroups of a split reductive group, Classification of split reductive groups of semisimple rank one).
For a cocharacter , the groups , and are smooth; is connected for reductive , is connected unipotent, and with (Cocharacter limit subgroups). If is regular, the zero-weight part is , so (Milne, Proposition 21.29).
Over an algebraically closed field, for a torus , the intersection is a Borel subgroup of (Milne, paragraph 17.72). Borel subgroups containing a fixed maximal torus are conjugate by its normalizer (Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field; Milne, Proposition 17.11). The torus and the root groups for the positive weights of a regular cocharacter generate (Milne, Proposition 21.29); this use does not require an all-characteristics closed-weight-set criterion.
Proof
Work first over an algebraic closure. Put and . Since , the centralizer-intersection theorem [F3] says that is a Borel subgroup of containing . The rank-one classification [F1] says that it is therefore exactly or , which proves that contains exactly one of the two root groups. The two rank-one Borels and the intersection are defined over , so these equalities descend to ; the same argument applies to geometric Borels containing the split torus.
Let be regular. By [F2], contains , is smooth connected and has Lie algebra , hence equals by dimension. Thus is smooth connected solvable. Over an algebraic closure it lies in a Borel containing . Its Lie algebra is . By step 1.1 and the root-group containment criterion [F1], the Lie algebra of contains exactly one of each opposite pair of root spaces. It already contains the indicated positive ones, so . The inclusion of smooth connected groups of equal dimension implies . If contains with this same Lie algebra, the containment criterion puts every positive root group in ; by [F3] these root groups and generate , so and equality follows again by dimension. These equalities descend to , proving the claimed Borel and uniqueness assertions.
The Lie algebra in step 2.1 determines precisely the signs of , so two regular cocharacters give the same Borel exactly when they lie in the same Weyl chamber. Each chamber contains an integral cocharacter because its defining strict inequalities have integral coefficients. For surjectivity, fix such a and let be any geometric Borel containing . Normalizer conjugacy [F3] gives for some over the algebraic closure. Conjugation of the limit definition gives . The cocharacter belongs to the lattice of the split torus , so is defined over . Consequently every such Borel equals for a -cocharacter , and descent proves the asserted bijection over .
The Weyl group, Borel subgroups and chambers
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a split reductive group over with root datum (Roots and root groups of a split reductive group). Then: (a) is a finite constant group scheme and for every field ; (b) every split maximal torus of lies in a Borel subgroup, and every Borel subgroup of containing is of the form for a regular cocharacter , hence is split; (c) acts simply transitively on the finite set of Borel subgroups of containing , and the map sending a Borel subgroup to its system of positive roots is a bijection onto the set of positive systems; (d) there is a canonical isomorphism of finite groups, and is generated by the simple reflections , , for any base ; (e) for a Borel subgroup , for and a representative , the double coset depends only on and for all roots .
Facts & Assumptions
Given: AC, a split reductive group with root datum and Weyl group .
The root-subgroup theorem supplies the reduced root datum, generation of by and its root groups, , the -rational representatives of root reflections, and acting on the root groups. For a Borel with positive system , ordered multiplication is a -equivariant variety isomorphism; its smooth -stable subgroups are products of the root groups they contain, and their weight sets are exactly the quasi-closed subsets of (Root subgroups of a split reductive group, clauses (b)-(f), Roots and root groups of a split reductive group).
For a split reductive pair over , the groups for regular cocharacters of are Borel subgroups containing , and induces a bijection from Weyl chambers onto these Borel subgroups; their Lie algebra is (Borel subgroups and the opposition of root groups). This is a statement over ; no Borel conjugacy theorem over is being assumed.
The abstract root datum has finite reflection group, generated by the simple reflections of any base and acting simply transitively on its chambers (Combinatorics of a reduced root datum).
Over an algebraically closed field, centralizers of tori in a reductive group are smooth connected reductive, and for a maximal torus (Chevalley's centralizer theorem and reductive centralizers). We apply this interface after extension to an algebraic closure.
For reductive , the cocharacter-limit theorem gives smooth connected unipotent , a group-scheme isomorphism , the Lie weight descriptions, and (Cocharacter limit subgroups). For regular , pass to an algebraic closure: contains , has Lie algebra , and is connected as a torus centralizer by [F4]. Thus by dimension there, and this equality descends to .
Proof
The normalizer quotient is finite étale by the structural root Definition. Its action on is faithful: after algebraic closure, a normalizer element acting trivially on the character lattice centralizes , and then lies in by [F4]. The exact root-subgroup theorem F1 identifies its geometric group with the reflection group, and F1 supplies a -rational normalizer representative for every root reflection. Products of these representatives therefore realize every geometric element of over . A finite étale scheme all of whose geometric points are rational is a disjoint union of copies of , so is constant. This proves constantness from the actual representatives, rather than from torsor lifting alone.
Let be any split maximal torus. Then is a split reductive pair, and there is an integral regular cocharacter : outside finitely many rational hyperplanes in choose a rational point and clear denominators. If there are no roots, the weight decomposition gives , hence by smoothness and connectedness, and it is its own Borel. Otherwise [F2], applied to , makes a Borel over containing . For every Borel , [F2] gives for a regular -cocharacter , and [F5] gives with .
For a field extension , constantness in step 1.1 identifies with the same finite group as . Every element therefore has a -rational normalizer representative, constructed in step 1.1 as a product of the root-reflection representatives supplied by F1. Base change of this representative gives a point of mapping to the specified element of . Two such points have the same image precisely when their quotient lies in , since the scheme-theoretic kernel is . Thus the quotient map induces the bijection , completing (a).
By F1, the faithful action of on is precisely the group generated by the root reflections, canonically . The root combinatorics [F3] show that the simple reflections for any base generate it. This proves(d) directly from the supplier, without a backward reference to a later step or an unrelated claim about generating .
To prove splitness, put for . In the ordered root coordinates of [F1], let be the product of the root groups with , for integers . This root subset is quasi-closed, since every root with has weight . Thus [F1] makes each a smooth connected -stable subgroup, with and for large . For roots , every root coordinate of the commutator is a polynomial in , is homogeneous for the -weights, and vanishes when either variable is zero. Each nonzero monomial therefore has and weight . Conjugating a root generator of by a root generator of therefore keeps it in , as does inverse conjugation, proving normality under ; preserves the weight subsets. Applying the same argument to , the root-generator commutators vanish modulo this normal subgroup, so . Thus is normal in . Root coordinates of weight exactly induce : ordering those factors first gives a variety product with , and collecting root factors modulo adds those coordinates, since their commutators have greater weight. The coordinate projection is a surjective group morphism with kernel . Refining these vector-group quotients by coordinate subspaces yields a normal series with quotients; the split torus quotient yields quotients. Hence is split as a solvable group. Together with step 1.2 this proves (b).
The opposition theorem [F2] identifies Borels containing with the sign chambers of regular cocharacters, equivalently with positive root systems. Conjugation by a normalizer representative permutes root groups by [F1], hence transports these sign systems by its lattice action. Under the canonical identification in step2.2, [F3] gives the simple transitivity of that action and the bijection onto positive systems. This proves(c).
For (e), changing a representative by an element of preserves . Conjugation by carries to , and its conjugate root group is smooth, connected and -stable. The root-group containment criterion of F1, applied to that conjugate group and , gives containment; both groups have dimension one, so they are equal. Thus scheme-theoretically. This proves (e).
The root datum of a split reductive group
Definition
Let be a split reductive group over (Split reductive groups). Its root datum is the quadruple where the character and cocharacter lattices are those of Character and cocharacter lattices of a split torus, the roots are the nonzero adjoint characters, and consists of the associated coroots. Its rank is . For a split Borel pair , its base consists of roots in that are not sums of two positive roots; the pair gives the based root datum .
Assume the Axiom of Choice inherited from the root-group, Weyl and centre suppliers for the following structural assertions (The Axiom of Choice). The coroots supplied by Root subgroups of a split reductive group are in bijection with the roots and satisfy . This quadruple is a reduced root datum in the sense of Abstract root data and their Weyl groups, its Weyl group is canonically , and is a base whose nonnegative integral combinations recover (The Weyl group, Borel subgroups and chambers, Combinatorics of a reduced root datum). Its semisimple rank is , and is semisimple exactly when has finite index in (Centre, radical and semisimple quotient of a reductive group).
The isomorphism class of the unbased root datum is independent of the split Borel pair, but it is not asserted to have a unique abstract isomorphism: Weyl automorphisms already refute that assertion in type . For two fixed split Borel pairs , conjugation by carrying the first pair to the second induces a canonical comparison of their based root data. If is another such element, lies in , by Borel self-normality and the Weyl/Borel correspondence. Conjugation by acts trivially on its character and cocharacter lattices and preserves the root-coroot labels, so the two induced comparisons agree. Thus uniqueness applies to the comparison attached to the fixed based pairs, while the unbased datum is defined up to isomorphism class. (The Weyl group, Borel subgroups and chambers, Cartan subgroups: conjugacy, density and normalizers)
The simple-reflection double-coset rule and the Tits system
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a split reductive group over , a Borel subgroup, the corresponding base and (The root datum of a split reductive group). For a simple root with image and any one has the Tits inclusions . Equivalently, the quadruple with is a Tits system (BN-pair) in the abstract group : (T1) is generated by and and is normal in ; (T2) the elements of are involutions generating ; (T3) for all , ; (T4) for . In particular .
Facts & Assumptions
Given: AC, a split reductive group with Borel , base , and .
The independent geometric cellular input is Milne21.70–21.73 and21.79: is the disjoint union of -orbits at the Weyl fixed points, and their root-coordinate sections give with each multiplication a -scheme isomorphism onto its cell. These source results are proved from Bialynicki-Birula cells and root coordinates before the Tits-system proposition21.75, and give the full arbitrary-field point decomposition. Weyl representatives and conjugation of root groups are supplied by The Weyl group, Borel subgroups and chambers, and all ordered positive root-coordinate products by Root subgroups of a split reductive group and Root coordinate cells and generation.
The two Borel subgroups of containing are and , and the rank-one group satisfies with ; hence every element of lies in (Borel subgroups and the opposition of root groups, Structure of SL_2 and root coordinates).
The Weyl group acts simply transitively on the Borels containing , and is a finite group generated by the involutions , (The Weyl group, Borel subgroups and chambers, The root datum of a split reductive group).
Proof
The independent source-cell isomorphisms of [F1] give , so is generated by and . This is a point statement obtained from scheme isomorphisms defined over , not from algebraic generation alone. The Weyl action on Borels is free by [F3], so ; this subgroup is normal in by the normalizer definition. Thus(T1) holds. The field-point quotient description of [F3] identifies with , generated by its simple reflections of order two, proving(T2).
Fix a simple root , write and choose . A simple reflection permutes . Order those root groups first and last in the coordinates of from [F1]; conjugating their first factors by keeps them in , while becomes . Consequently it suffices for(T3) to show If is positive, conjugating root groups gives , so this set lies in the second double coset.
If is negative, the identity element of gives the second double coset. For a nonidentity element , the explicit rank-one factorization [F2] gives , where . Hence Here and , and the final root is positive. These algebraic formulas hold over every field, including small finite fields and characteristic two. This proves(T3) in both sign cases.
The negative root parameter is not in : for a regular dominant cocharacter with , its orbit parameter is and has no limit at zero. Thus is not contained in , proving(T4). The four axioms yield the full Tits system with the claimed inclusion, and the displayed union with at the end of the Statement is the same union with its two summands written in the opposite order. No substantive assertion is derived from that tautological equality.
Root coordinate cells and generation
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a split reductive group with Borel , base and (Roots and root groups of a split reductive group). (a) is generated by and the subgroups for , hence by and the with ; if is semisimple it is generated by the , . (b) For let (resp. ) be the subgroup generated by the with (resp. ). These subgroups are smooth, connected and -stable, equal to the products of their root groups in any order; the multiplication map is an isomorphism; and iff , while iff . (c) The isotropy group of in equals , the orbit map is an isomorphism, and .
Facts & Assumptions
Given: AC, a split reductive group with Borel , base , , and an element .
is generated by and the root groups; , , and with simple reflections generating (The Weyl group, Borel subgroups and chambers, Root subgroups of a split reductive group, Combinatorics of a reduced root datum).
Products of root groups: for a Borel with positive system , the multiplication map is a -equivariant isomorphism for any ordering; every smooth -stable subgroup of is the product of the it contains, and the weight set of such a subgroup is quasi-closed; ordinary root closure is sufficient in every characteristic and is necessary in characteristic or (Root subgroups of a split reductive group).
The Lie functor detects generation for smooth connected groups, and containment of a root group is equivalent to containment of its Lie algebra for smooth -stable subgroups (The Lie functor: exactness, fixed points and generation, Root subgroups of a split reductive group, The Axiom of Choice).
For , the Lie intersection is . The reduced geometric identity subgroup of a -stable subgroup of is the product of the root groups it contains, as in the ordered-root-coordinate theorem. The smooth limit subgroup has positive Lie weights, and its points are precisely those contracted to by . (Root subgroups of a split reductive group, Cocharacter limit subgroups) These are the precise inputs for the intersection and orbit argument of Milne, Propositions 21.77–21.79; arbitrary smooth -stable intersections need not be smooth.
Proof
Let be the subgroup generated by and the for . Each contains its two root groups and a representative of , by the rank-one results in [F1]. As the simple reflections generate , products of these representatives in represent every . Conjugation by them and show that contains every root group. It therefore equals by [F1]. Each is generated by and its two root groups, so this also proves generation by and the simple positive and negative root groups. If is semisimple, let be generated by all root groups. The standard root-group generation in each rank-one derived subgroup puts every coroot image in . The coroots span for semisimple , so these images generate . Thus . If is empty, and the first assertion still holds; a semisimple group with empty root system is trivial.
The subgroups and are smooth connected -stable by [F2], being generated by root groups with weight sets and respectively; these two subsets of are disjoint and their union is (a positive root is either in or in ), and each is ordinarily closed: a positive root sum of members remains positive and its inverse image under retains the same positive or negative sign. Ordinary closure is sufficient by [F2], so each is the weight set of a smooth -stable subgroup of and the product decomposition of from [F2] gives a -equivariant isomorphism . The membership criterion for root groups follows because iff the weight belongs to the weight set of (uniqueness of the smooth subgroup with a given weight semigroup in [F2]). This proves (b).
The stabilizer of in is . Work geometrically and take , which is smooth connected over the algebraically closed field. By the root-subgroup containment criterion its root groups are exactly those with , since its Lie algebra is contained in the Lie intersection of [F4], and all these shared root groups lie in . The ordered-coordinate theorem therefore identifies with . Its dimension is the dimension of , so is regular at the identity and translation makes it smooth. To identify all components, choose a regular cocharacter with . Every root coordinate of has nonzero -weight. An element of has a limit under conjugation, so its negative coordinates vanish and the positive coordinates tend to zero. Thus its limit is , and it lies in . This also contracts to , showing its components all meet the identity component, hence is connected. Therefore , and the equality descends to . Order the complementary root groups first: identifies the fppf quotient with , since right multiplication by changes only the second factor. The homogeneous orbit map identifies this quotient with , and its dimension is .
Bruhat decomposition for a split reductive group
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a split reductive group over , a Borel subgroup, , , and choose representatives (The root datum of a split reductive group). Then: (a) the double cosets depend only on , are smooth locally closed subvarieties of , and is their disjoint union, ; (b) for every the multiplication map is an isomorphism, and with an affine space of dimension ; (c) the big cell (with the opposite Borel, and ) is open and dense in , the multiplication map is an open immersion, the open dense longest Bruhat cell is , a translate of this opposite big cell. Its flag cell is the unique flag cell of maximal dimension , while the group cell has dimension ; (d) on -points, is the Bruhat decomposition attached to the Tits system of The simple-reflection double-coset rule and the Tits system, and the -orbits on are in bijection with the -double cosets of , hence indexed by .
Facts & Assumptions
Given: AC, a split reductive group with Borel , , , and representatives .
The quadruple is a Tits system, so the double cosets satisfy the standard combinatorial rules and (The simple-reflection double-coset rule and the Tits system); the Weyl group acts simply transitively on the Borels containing and (The Weyl group, Borel subgroups and chambers).
The subgroups have the described weight sets, is an isomorphism, and the isotropy group of in is with (Root coordinate cells and generation, Root subgroups of a split reductive group).
For a smooth geometrically connected complete variety with locally affine -action and finite constant fixed scheme, the attracting cells are smooth locally closed affine spaces, with tangent spaces the positive tangent spaces at their fixed points; they are disjoint and cover the underlying space. (The Luna map and the Bialynicki-Birula decomposition)
The flag-stabilizer representation realizes as a smooth projective closed orbit in a projective representation (Milne21.70, also the complete flag construction). Choose a cocharacter in the dominant chamber separating the finitely many torus weights of this representation; its fixed scheme on the projective representation equals the -fixed scheme, so the same is true on . Smoothness of torus-fixed schemes and the Weyl/Borel correspondence identify this fixed scheme with the finite constant points . Semi-invariant homogeneous coordinates provide invariant affine open charts, so the action is locally affine. (Borel subgroups and the opposition of root groups, The Weyl group, Borel subgroups and chambers, Fixed-point schemes and centralizers of linearly reductive actions, Representations of diagonalizable groups split into character eigenspaces, The quotient of a connected group by a Borel subgroup of maximal dimension is complete, A Borel subgroup of maximal dimension is the stabilizer of a maximal flag)
Every nonzero rational representation of a unipotent group has a nonzero fixed vector, and each vector belongs to a finite-dimensional rational submodule. (Unipotent algebraic groups and unipotent representations, Every element of a comodule lies in a finite-dimensional subcomodule) Cocharacter opposite multiplication is an open immersion, and for a regular dominant cocharacter. (Cocharacter limit subgroups, Borel subgroups and the opposition of root groups)
Proof
Given: AC and the split reductive Borel pair of the Statement.
Put . The projective representation and separated torus weights in [F4] identify the chosen cocharacter's fixed scheme with the finite constant set . Invariant affine charts verify the local-affineness hypothesis of [F3]; is smooth geometrically connected and complete by [F4]. Thus [F3] gives attracting cells . Their positive tangent spaces at are the positive root spaces in , indexed by , so . The construction is over and does not replace the torus scheme by the possibly nondense set over a finite field.
Over an algebraic closure the orbit lies in : conjugation by the cocharacter contracts to identity and fixes . This orbit is closed in the affine cell. Indeed, in its reduced affine closure a nonempty boundary would have a nonzero stable ideal. By [F5] a nonzero element lies in a finite-dimensional stable submodule of that ideal and yields a nonzero invariant function. That function is constant on the transitive orbit, hence on its reduced dense closure; the constant is nonzero because the function is nonzero, contradicting its vanishing on the boundary. Thus there is no boundary. By [F2], the orbit is isomorphic to and has dimension , equal to the irreducible affine space ; being closed it is all of . Equality of these smooth locally closed schemes descends to . Hence is the disjoint union of these -orbits, independently of the Tits-system covering argument.
Since and normalizes , the inverse image of in is . The product isomorphism follows by ordering the complementary root coordinates first in [F2]. The subgroup is the orbit stabilizer, so moving its second factor across gives . Pull back the -torsor along the isomorphism . It has the explicit section , and therefore multiplication is an isomorphism . These smooth locally closed cells are disjoint and cover because their flag cells do. Changing by an element of does not change the cell. This proves(a),(b).
For the regular dominant cocharacter, [F5] gives the open immersion . Since with its split torus and positive root groups, it is exactly the multiplication open immersion with image . It is dense because is geometrically integral. The longest Weyl element sends to , so ; both are open dense, but they are not asserted equal. Root combinatorics give and no other has this length. Thus is the unique flag cell of maximal dimension , while its group cell has dimension . This proves(c).
The scheme isomorphisms in step 3.1 are over , so they give ; no inference from geometric density to arbitrary-field point generation is needed. Likewise every -point of lies in one of its -defined affine cells and has a representative , so acts transitively on . Fixing the first flag in a pair leaves its stabilizer acting on the second; hence the orbits on are the -double cosets, indexed by . The corresponding Tits data and inclusion rule are those of [F1], now with the actual point decomposition established. This proves(d).
Parabolic subgroups of an affine algebraic group
Definition
Let be a smooth affine algebraic group of finite type over (Group schemes of finite type over a field, Smooth morphism of schemes, Affine schemes and their coordinate rings). A closed subgroup scheme is a parabolic subgroup if the fppf quotient is representable and proper over ; when is an integral -variety, this is equivalent to completeness (Homogeneous spaces of smooth affine groups are separated schemes, Proper morphisms, Complete varieties). The unipotent radical is the largest smooth connected normal unipotent subgroup (Unipotent algebraic groups and unipotent representations), the radical is the largest smooth connected normal solvable subgroup (The derived subgroup, the derived series and solvable algebraic groups, Radical, unipotent radical, semisimple and reductive algebraic groups), and a Levi subgroup of is a smooth closed subgroup such that the multiplication map is an isomorphism. Borel subgroups and the equivalence 'parabolic iff, over , contains a Borel subgroup' are treated on this page in Solvable subgroups, the radical, and the Borel intersection ↗ and Borel subgroups, maximal tori and Borel pairs.
The conditional proper-quotient definition above uses no choice principle. Assume the Axiom of Choice for the following supplemental representability and structural assertions (The Axiom of Choice). Representability of is a theorem for smooth affine and closed (Homogeneous spaces of smooth affine groups are separated schemes); For an integral representable quotient, properness is equivalent to completeness in the convention of Complete varieties. For a general quotient, properness is the defining condition; no integrality is assumed. The definition does not assume smooth or connected; in a smooth connected affine group such a parabolic is connected and self-normalizing by Solvable subgroups, the radical, and the Borel intersection ↗. Smooth parabolic subgroup varieties form the class to which the standard and Levi classification below applies; nonsmooth Frobenius-thickened proper-quotient subgroups are retained by this general definition. The definition makes no reference to split reductive structure, so that the standard-parabolic theory can establish the equivalence for smooth subgroup varieties. In the Levi decomposition below the subgroup is required only to be smooth and closed; when is smooth, its unipotent radical is smooth and the product decomposition is a statement about schemes.
Standard Levi subgroups of a split reductive group
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a split reductive group with root datum and a Borel subgroup with corresponding base (The root datum of a split reductive group), and let . Put , , and . Then: (a) is smooth connected reductive with maximal torus , root system and root datum , and Weyl group ; the root groups of are exactly the with ; (b) is the largest subtorus of killed by all , and is generated by and the root groups with ; (c) is a Borel subgroup of with positive system and base ; (d) for each , choose a rational fundamental dual vector with , and let be any positive integral multiple lying in . For every , every representative of in lies in , and this subgroup contains . Rational dual vectors need not themselves be integral cocharacters; a possible central component does not change the parabolic.
Facts & Assumptions
Given: AC, a split reductive group with Borel subgroup and base , a subset , and the subgroups above.
Centralizers of tori in reductive groups are smooth, connected and reductive, with Lie algebra the fixed points under the adjoint action; the roots of a reductive group with a given maximal torus are the nonzero weights (Chevalley's centralizer theorem and reductive centralizers, The root datum of a split reductive group).
is generated by and its root groups, and each root group is determined by its weight; the positive system of a Borel and the base are related as in Combinatorics of a reduced root datum (Root subgroups of a split reductive group, The Weyl group, Borel subgroups and chambers).
Cocharacter limit subgroups: for a cocharacter of , contains exactly the root groups with and their root spaces (Cocharacter limit subgroups).
A Borel intersected with a torus centralizer is a Borel of that centralizer; its root signs are inherited. (Borel subgroups and the opposition of root groups; Milne17.72 and21.90.)
Proof
is smooth connected reductive by [F1]; its Lie algebra is because the characters vanishing on lie in the rational span of . Each root has integral coefficients in the simple basis, so a root in this rational span has zero coefficients outside and lies in . Hence the roots of are precisely the elements of , and the corresponding root groups are ; the coroot assignment restricts, and the Weyl group of is the subgroup generated by the with (these are the reflections in the simple roots of the subsystem). This proves (a).
is the largest subtorus of killed by all because any such subtorus lies in and, being a torus, in its maximal reduced subtorus; the character-module quotient by its torsion defines exactly that subtorus. By (a) and [F2] applied to , the group is generated by and the root groups with ; this proves (b). For (c): is a Borel subgroup of by the centralizer-intersection input [F4]; its Lie algebra is , so its positive system is , and the simple roots of the subsystem relative to this positive system are exactly the elements of (a simple root of lying in is indecomposable in , and every root of is a nonnegative combination of ).
Fix . Finite linear algebra supplies with the given simple-root pairings; clearing denominators gives integral , . For one has , so both and and the torus centralize this cocharacter. They generate by [F2], giving . The dual reflection formula gives ; hence every representative of fixes by conjugation and lies in its centralizer, proving(d). The simple root itself pairs positively, and its negative root group is excluded; no representative of is claimed to lie in this parabolic. Central changes of a rational dual vector pair trivially with every root and do not affect these limit subgroups.
Parabolic subgroups and Levi decomposition
Statement
Assume the Axiom of Choice inherited from the named suppliers. Let be a split reductive group over , a Borel subgroup with base , and let , be as above (The root datum of a split reductive group). (a) For every subset there is a unique smooth parabolic subgroup containing with , where ; the correspondence is a bijection onto the set of smooth parabolic subgroup varieties of containing , and the standard parabolic subgroups are exactly the groups for cocharacters with for all , with . (b) The unipotent radical of is , directly spanned in any order, and the multiplication map is a group-scheme isomorphism (Levi decomposition), with the standard Levi subgroup of Standard Levi subgroups of a split reductive group. (c) Every smooth parabolic subgroup of containing is for a unique , and over an algebraically closed field every smooth parabolic subgroup of is conjugate by an element of to a unique standard parabolic . (d) and .
The general proper-quotient Definition still permits nonsmooth parabolic subgroup schemes; the standard classification above is restricted to smooth subgroup varieties. For example, in characteristic , the Frobenius preimage is nonsmooth, contains , and has proper quotient , so it is not one of these smooth .
Facts & Assumptions
Given: AC, a split reductive group with Borel and base .
The Bruhat decomposition gives , the cell structure of the , and the Tits system on (Bruhat decomposition for a split reductive group, The simple-reflection double-coset rule and the Tits system).
Centralizers of tori are reductive, is the standard Levi subgroup with root system and Weyl group , and contains exactly the root groups with (Standard Levi subgroups of a split reductive group, Chevalley's centralizer theorem and reductive centralizers, Cocharacter limit subgroups).
A subgroup scheme is parabolic exactly when the quotient is complete, equivalently when contains a Borel subgroup of ; parabolic subgroups are connected and satisfy whenever they contain a Borel subgroup (Parabolic subgroups of an affine algebraic group, Solvable subgroups, the radical, and the Borel intersection), and over an algebraically closed field all Borel subgroups are conjugate with complete quotient (The quotient of a connected group by a Borel subgroup of maximal dimension is complete, Conjugacy of Borel subgroups and of maximal tori over an algebraically closed field); the root groups and their products in any order are as in Root subgroups of a split reductive group.
Length equals positive-root inversion number, a simple reflection permutes all positive roots except its simple root, and a reduced expression has positive inversion roots . The last assertion follows inductively from the length/sign rule. (Combinatorics of a reduced root datum) Smooth connected torus-stable subgroup containment follows from its selected Lie weights. (Weight subgroups of a torus action)
Proof
Choose an integral cocharacter whose simple-root pairings are zero on and strictly positive on : take the sum of rational dual vectors there and clear denominators as in the standard Levi lemma. Every root has simple coefficients of one sign, so exactly for , and the positive pairings occur precisely on . By [F2], the fixed group and are smooth connected reductive with the same root spaces and torus. The image of lies in , so ; equal dimension makes them equal. The cocharacter kernel is smooth connected unipotent with just the positive-pairing Lie weights. Its Lie algebra is contained in , hence [F4] puts it in . The root-coordinate theorem [F3] identifies it with the ordered product of the root groups in , in any order. Therefore and its unipotent radical is exactly , since is reductive. It contains by the nonnegative pairings of all positive roots, and the geometric Borel/properness criterion [F3] makes it parabolic. Define this smooth group to be .
A normalizer representative belongs to exactly when . Its conjugation orbit is , lying in the closed translate ; a nontrivial cocharacter of a torus has no limit at zero inside that torus. The stabilizer of this dominant in is : if nontrivial fixes it, choose a left descent so that is negative by [F4]. Then so . The reflection fixes and shortens ; induction gives . Conversely every generator of fixes . Since contains , a Bruhat cell is wholly contained in it exactly when its representative is, so [F1] gives . The same argument shows that any dominant cocharacter with these zero simple pairings gives this .
Let be any smooth closed subgroup. Over an algebraic closure put . It is a subgroup, because representatives multiply modulo , and [F1] makes the union of its cells. Set . For , both and lie in . Thus for each positive inversion root , both and lie in . Their rank-one elementary products give a representative of in . For a reduced expression of , the inversion roots in [F4] therefore give . The first is ; inductively, conjugating by the earlier simple factors puts in . Hence all letters lie in , so . The smooth closed groups and have the same geometric cells and are reduced, hence are equal; descent gives equality over . In particular this classifies every smooth parabolic containing , with no unsupported assumption that a general was already a limit group.
The subset is recovered by the negative simple root groups in , or equivalently the simple reflections in . Thus the classification is unique. Cocharacters with all positive-root pairings nonnegative give the same classification by step 2.1. Step 1.1 proves the complete ordered unipotent-radical and Levi decomposition in(b). For , the fixed group is and all positive root groups occur, giving ; for , there are no positive pairing weights and the limit group is . The torus case satisfies both endpoints with .
Over an algebraically closed field every smooth parabolic contains a Borel by [F3]. Conjugate that Borel to and apply step 3.1 to obtain a standard . If , the Borels and of the smooth connected affine group are conjugate by some , by [F3]. Hence normalizes , so by its self-normality in [F3]. Therefore , forcing and . This proves the full conjugacy and uniqueness in(c). Nonsmooth parabolics remain in the general conditional Definition: the Frobenius example has a nilpotent lower-entry condition and the stated proper quotient, and is excluded only from this smooth classification.
5 · Examples, counterexamples and false statements
None yet.
Sources
- J. S. Milne, Algebraic Groups (corrected 2022 printing, Cambridge University Press)
- Florian Herzig, Linear Algebraic Groups (University of Toronto lecture notes, 2013)
- Brian Conrad, Reductive Group Schemes (SGA 3 summer school, Luminy; Panoramas et Syntheses)
- N. Bourbaki, Groupes et algebres de Lie, Ch. IV-VI