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Weight subgroups of a torus action

Statement

Assume the Axiom of Choice inherited from the geometric and smooth-local suppliers. Let G be a smooth connected affine group variety over k equipped with an action by automorphisms of a split torus T, and let Ψ=Ψ(G,T)⊆X(T) be the weights of T on g=Lie⁡G. Then:

(a) For every subsemigroup A⊆X(T), there is a unique T-stable smooth connected subgroup variety HA⊆G with Lie⁡HA=⨁χ∈A∩Ψgχ. Every T-stable smooth connected subgroup variety whose Lie algebra is contained in this subspace is contained in HA. No finite generation, saturation, exclusion of 0, or strictly definite cone condition is imposed on A.

(b) For a nonzero weight α, let (α) be the semigroup of strictly positive rational multiples of α lying in X(T), and let λ be a cocharacter with ⟨α,λ⟩>0. Put Tα=(ker⁡α)t, the largest reduced subtorus of its kernel, and Gα=GTα, the fixed subgroup for the given external action. Then H(α)=UGα(λ), the identity concentrator for this action on Gα; it is smooth connected unipotent and T-stable, with Lie algebra the sum of the strictly positive rational-α weight spaces. Every T-stable smooth subgroup variety H⊆G with Lie⁡H⊇Lie⁡H(α) contains H(α). The smoothness qualification is necessary: αp⊆Ga with the scaling torus has the same Lie algebra as Ga, but does not contain that positive-weight subgroup.

(c) The closed subgroup generated by two T-stable smooth connected subgroup varieties H1,H2 is smooth connected, and its weight semigroup is generated by their weight semigroups. Here a weight semigroup means the semigroup of nonempty finite sums of Lie weights; the empty weight set generates the empty semigroup. If H1,H2 generate G, this identifies the weight semigroup of G.

Facts & Assumptions

Given: AC, a smooth connected affine G with a split torus T acting by group automorphisms, and A⊆X(T) closed under addition.

[F1]

Split-torus rational modules decompose choice-free into character eigenspaces; equivariant maps preserve these spaces and taking an eigenspace is exact. Use the covariant action on functions t⋅f(g)=f(t⋅g); its augmentation cotangent weights agree with the corresponding tangent weights. (Representations of diagonalizable groups split into character eigenspaces, Character and cocharacter lattices of a split torus, Groups of multiplicative type and tori)

[F2]

Under AC, a smooth rational point admits standard-smooth coordinates with invertible Jacobian. Lifts of a cotangent basis are local parameters; the completed local ring is the formal power-series ring in those parameters, as follows by solving the invertible Jacobian equations successively in each degree. The recursion is unique, giving the coordinate isomorphism; for a torus-homogeneous parameter basis it is equivariant. A Noetherian local ring injects into its maximal-ideal completion by Krull intersection. (Relative Jacobian criterion with its presentation hypothesis, regular system of parameters equivalent basis, The Krull intersection is the (1−a)-torsion submodule, and it vanishes in the Jacobson-radical case)

[F3]

Smooth connected finite-type groups are geometrically integral and connected groups geometrically connected. Over an algebraically closed field, smoothness at identity translates to smoothness at every closed point of a group scheme; connected components of a smooth group are open and closed subgroup cosets. (Connected finite-type groups are geometrically connected)

[F4]

Fixed subgroups of split-torus actions on smooth schemes are smooth, including when disconnected (Milne13.1 and13.10, the general fixed-smoothness input also recorded in the cocharacter proof). On smooth connected affine groups they are connected as well. Cocharacter identity concentrators on smooth affine groups, including disconnected ones, are smooth connected unipotent with Lie algebra the positive weight part. For an external torus action, apply the cocharacter theorem to the semidirect product with that torus. (Fixed loci and centralizers of torus actions are connected, Cocharacter limit subgroups)

Proof

Given: The data of the Statement, with R=O(G) and augmentation ideal m=ker⁡ε.

1.1F1algebra

Decompose m=⨁χmχ by [F1] and let JA be the ideal generated by mχ for χ∉A. It is a Hopf ideal. For f∈mχ, the reduced coproduct Δf−f⊗1−1⊗f belongs to m⊗m and decomposes into terms of weights β,γ with β+γ=χ. If χ∉A, at least one of β,γ is outside A, so every term vanishes modulo JA in one factor. The antipode preserves weights and the augmentation ideal, and the counit kills it. Thus CA=Spec⁡(R/JA) is a closed T-stable subgroup, and its construction commutes with field extension. Using mχ, rather than all Rχ, ensures that 1 is never killed when 0∉A.

1.2F1F3algebra

Let K be the closed subgroup generated by H1,H2. It can be constructed by taking the joint kernel in O(G) of pullbacks under all finite word-product maps with factors Hi (including inverses, which remain in Hi). The resulting quotient is jointly injected into their coordinate rings. Tensor joint injectivity follows by restricting a finite tensor expression to finite-dimensional coefficient spans; concatenating words and reversing them show the kernel is a Hopf ideal. After any field extension the word-source rings are reduced, so their jointly injected subalgebra is reduced; thus K is geometrically reduced and smooth. Every word source is geometrically connected. Pullbacks of an idempotent of O(K) are constants equal to its augmentation; joint injectivity therefore makes that idempotent constant. Thus K is connected. The construction is T-stable.

2.1F1F2F3step 1.1

Choose homogeneous lifts f1,…,fd∈m of a weight basis of m/m2. At identity, [F2] identifies the completed local ring of G with k[ ⁣[f1,…,fd] ⁣]. A homogeneous element of augmentation weight χ has only nonconstant monomials of that same weight in its formal expansion: compare coefficients in each finite quotient by powers of the maximal ideal, using the equivariant parameter isomorphism. If χ∉A, every such monomial involves a parameter whose weight is outside A, since A is closed under addition. Conversely those outside-weight parameters themselves generate part of JA. Hence the completed ideal of JA is exactly the ideal generated by the outside-weight parameters, and the completed local ring of CA is the power-series ring in the remaining parameters. Ideals in this Noetherian formal power-series ring are closed, so passage from the expansions to this ideal identity is legitimate. The quotient of the smooth local ring by these independent outside-weight parameters is smooth at identity by the coordinate Jacobian criterion in [F2]. Every generator of JA is zero in its completion, and completion injectivity [F2] makes it zero already in that quotient. Thus the localized JA is exactly this parameter ideal. Repeat after algebraic closure to conclude that CA is smooth at identity; translations and [F3] make it smooth everywhere. Its identity component HA=CA∘ is smooth connected and has the displayed Lie algebra.

3.1F1F2F3step 2.1

Let H be a T-stable smooth connected subgroup with Lie algebra contained in the selected weights. Its homogeneous formal parameters have weights in A. Restrict f∈mχ with χ∉A to H; its expansion contains no nonconstant monomial, since all such monomial weights belong to A, and its constant is zero. Thus it vanishes in the completion at identity. Completion injectivity [F2] and geometric integrality [F3] show that it vanishes globally on H: localization of its integral coordinate ring at identity is injective. Therefore H⊆CA, and connectedness gives H⊆HA. If H has exactly the selected Lie algebra, its dimension equals that of HA by smoothness; a closed proper subgroup of a geometrically irreducible smooth connected group has smaller dimension. Hence H=HA, proving the full uniqueness and containment in(a), including empty and nonsaturated semigroups.

4.1F1F4step 3.1

The fixed subgroup Gα=GTα is smooth connected by [F4], with Lie weights precisely the rational multiples of α, including zero. Apply the cocharacter theorem in Gα⋊T to λ. Its identity concentrator lies in the kernel Gα of projection to T, since conjugation leaves that projection unchanged. It is smooth connected unipotent and has exactly the strictly positive rational-α Lie weights by [F4]. It is T-stable, since the torus action commutes with λ, and equals H(α) by(a). Now take a smooth T-stable H with the asserted Lie containment, possibly disconnected. Its Tα-fixed subgroup is smooth, and the identity concentrator there is a smooth connected subgroup of UGα(λ), with the same positive Lie space. Smoothness and dimension therefore make it the whole UGα(λ), proving containment in H. For H=αp⊆Ga the smoothness premise fails and the stated counterexample confirms its necessity.

5.1F1F2F3step 1.2∎

For any smooth connected affine T-group L, the weights occurring in its augmentation ideal are exactly the semigroup generated by its Lie weights. Indeed, a nonzero homogeneous function has a nonzero formal expansion by the injectivity in [F2] and integrality in [F3]; one of its nonconstant monomials expresses its weight as a sum of parameter weights. Conversely, any nonempty finite sum is realized by the product of the corresponding nonzero homogeneous parameter lifts, which is nonzero in the integral ring O(L). Apply this to K,H1,H2. Any nonzero homogeneous augmentation function on K has a nonzero pullback under some word map by joint injectivity. In the tensor product of the word-source coordinate rings, its weight is a sum of augmentation weights of those factors, with at least one nonconstant factor; it therefore belongs to the semigroup generated by the Lie weights of H1,H2. Conversely their Lie weights occur in Lie⁡K, since their Lie inclusions are injective, and therefore their entire semigroup lies in that of K. This proves(c). No equality of the generated Lie algebra with Lie⁡K is asserted, and no strictly definite weight assumption or finite generating set of A was used.

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