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Algebraic Zariski Main for Quasi-Finite Morphisms
1 · Prerequisites
- Affine Algebraic Sets and Coordinate Rings
- Algebraic Extensions, Extension Degree, and Finite Fields
- Binary Operations, Monoids, Groups and Subgroups
- Categories, Functors and Natural Transformations
- Chain Conditions, Semisimple Modules and the Wedderburn–Artin Theorem
- Classical Affine Varieties: Coordinate Rings, Morphisms, and Rational Maps
- Compactness
- Compactness in Metric Spaces
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Determinants of Matrices over a Commutative Ring
- Dimension Constructible Images and Dimensions of Fibres
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Fibre Products Base Change and Scheme Theoretic Fibres
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Integral Extensions and Going Up
- Linear Independence, Bases and Dimension
- Localisation of Modules and Support
- Metric Spaces
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Noether Normalisation and Nullstellensatz
- Noetherian Rings and Hilbert Basis
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinals, Cardinals, and Transfinite Recursion
- Polynomial Rings, the Division Algorithm and Roots
- Presheaves Sheaves Stalks and Sheafification
- Prime Spectra and Radicals
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Sheaf Operations Exactness Ringed Spaces and Module Pullback
- Simple Field Extensions and the Construction of the Complex Numbers
- Splitting Fields
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tensor Products of Modules
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Field of Fractions and Localisation
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Zariski Topology on Prime Spectra
2 · Summary
This page develops the algebraic form of Zariski's main theorem for quasi-finite morphisms of affine spectra, in the version proved in the Stacks Project's Section 10.123 and in Milne's Chapter 17, and isolates the choice dependence of its two global statements.
The first items set up the two notions the theorem needs for an arbitrary ring map : the relative integral closure of the image of , a subring of that needs no injectivity, no reducedness and no Noetherian hypothesis, and quasi-finiteness at a prime , phrased through the fibre over the contraction and equivalently through the schematic fibre . The one-variable engine then follows: a root of a polynomial equation times its leading coefficient is integral, monic division corrects one variable while changing the algebra only at finitely many named elements, and the conductor of a finite map is controlled coefficient by coefficient. A strongly transcendental element is defined so that its powers satisfy no algebraic relation with a unit coefficient, and the two lemmas that use it show that strong transcendence survives passage to minimal-prime quotients and that a finite one-variable algebra generated by a strongly transcendental element is nowhere quasi-finite. Alongside these sits the local supplier that the polynomial algebra over an integrally closed domain is again integrally closed, proved without a Noetherian hypothesis; it is what makes the going-down step in the transcendence argument available. Quasi-finiteness is then shown to transfer through intermediate rings, both from a source prime and in the relative form needed later.
The main theorem is the local form of Zariski's main theorem: at a prime where a finite-type map is quasi-finite there is an element of the relative integral closure, avoiding that prime, such that . The proof is a descent to a minimal prime, a division argument in one variable, and the conductor control assembled in the earlier items. Two global consequences are recorded: the quasi-finite locus is open, and a finite-type quasi-finite algebra admits a finite open factorization — a finite subalgebra of the relative integral closure with principal opens on which and become equal, and onto whose open union the contraction map is a homeomorphism. The final corollary restates this source-locally: every prime of a finite-type quasi-finite algebra has a principal open neighbourhood on which the algebra is a localisation of a finite algebra. The Axiom of Choice is declared in both global statements and in the local theorem. The local proof uses it through the nowhere-quasi-finiteness lemma; the global proofs also use compactness of the spectrum and turn a finite open cover by distinguished opens into a unit-ideal expression. The fibre computations and one-variable correction lemmas are choice-free. Two published proofs left "details omitted" — the case of Theorem 10.123.12's reduction and part (3) of Lemma 10.123.14 — are written out here in full.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Integral elements subalgebra of an arbitrary ring map
Definition
Let be a unital ring map of commutative rings, with its underlying map, and let be its image. An element is integral over the ring map when is a root of a monic polynomial with coefficients in the image of (Integral elements over a commutative ring and algebraic integers): that is, when
for some and some . This is integrality of the element over . The ring map is integral in the sense of Integral ring maps and integral extensions precisely when every element satisfies such an equation.
Write
for this set. Then is a subring of (Subring: a subset containing and closed under addition, additive inverses and multiplication) containing , hence an -subalgebra of for the restricted structure map (Algebras over a commutative ring, central structure maps, and algebra homomorphisms); it is called the integral closure of the image of in , and in this page the notation always denotes this relative integral closure. The reason is Integral elements over a nonzero base ring form a subring: if the published statement applies to the inclusion , whose integral elements over are exactly the elements listed above; if then , so and is again a subring.
Conventions kept here. (i) No hypothesis of injectivity is imposed: the map may have a kernel, and is a subring of containing the image, not of . (ii) No hypothesis excluding zero divisors or nilpotents is imposed, and all arguments below proceed in itself; in particular Integrality and integral closure commute with localisation may be applied through the structure map without assuming that is injective. (iii) When are domains in the sense of Integral closure in an extension ring and integrally closed domains, this set is the integral closure of in , so the present definition specialises to the published one, which is not assumed here.
Quasi-finiteness at a prime of a finite-type algebra
Definition
Let be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras), let be a prime, and let be its contraction to . Write for the residue field ( is the residue field at ).
The map is quasi-finite at when the -algebra
is finite over , that is, finitely generated as a -module, equivalently finite-dimensional over (Finite-dimensional vector space, and its dimension ; infinite-dimensional means having no finite basis); the quotient is a -algebra because is the extension of the ideal . The map is quasi-finite when it is of finite type and quasi-finite at every prime of .
The fibre form. The fibre of over is (The tensor product from the additive group underlying the free -module on , elementary tensors, and finite tensor sums). The prime determines a prime of the fibre, and the local ring of the fibre at that prime is . Indeed the quotient and tensor laws identify (locally on the base use naturally over the local ring and Localisation commutes with quotient rings: ), and localising that -algebra at the prime and quotienting by recovers . Either description may be used as the definition: the two are related by these canonical identifications, and all items on this page use whatever form makes the step at hand shortest.
Conventions kept here. (i) The definition is phrased only at a prime of and never requires a chosen closed point, so it applies to nonreduced rings, to noninjective maps, and to primes of arbitrarily large residue field. (ii) A fibre may be empty or may have infinitely many primes; quasi-finiteness is a condition at one prime at a time, and the map is quasi-finite only when the condition holds at all primes of . (iii) This is distinct from the classical closed-point convention of Quasi-finite classical morphisms, which tests only closed-point fibres of classical varieties over an algebraically closed field; the algebraic notion above is the one used by the Zariski Main Theorem on this page.
The leading coefficient times a root is integral
Statement
Let be a unital ring map of commutative rings and let satisfy a relation
with and . Then is integral over (Integral ring maps and integral extensions). No hypothesis is imposed on : it may be zero, a zero divisor, or a nilpotent, and the map need not be injective.
Facts & Assumptions
Given: A unital ring map of commutative rings, an integer , elements , and an element satisfying .
Let be a homomorphism of commutative rings. An element is integral over when it is a root of a monic polynomial in (Integral elements over a commutative ring and algebraic integers).
Let be a homomorphism of commutative rings. The map is an integral ring map when every element of is integral over in the sense of Integral elements over a commutative ring and algebraic integers (Integral ring maps and integral extensions).
Proof
If the given relation reads , hence ; the element is a root of the monic polynomial , so is integral over . This disposes of the case and from here on we assume .
Set , so that , and for each the identity holds in ; these are the ordinary power identities for a single element.
Multiplying the given relation by and using step 1.2 in every summand gives the identity in : the term equals , and the term of index becomes after multiplication, with coefficient .
The displayed identity of step 2.1 is a vanishing statement for the monic polynomial with coefficients : its leading coefficient is , so it is monic in the sense of [L1], and .
Steps 1.2 and 3.1 exhibit as a root of a monic polynomial with coefficients in , so is integral over by [L1]. Together with step 1.1 (the case ), this proves the statement for every , including and , where is integral and the identity of step 2.1 reads . ∎
One-variable integral correction after leading-coefficient localization
Statement
Let be a commutative ring, let be a unital ring map of commutative rings, and let be integral over the image subring (Integral elements over a commutative ring and algebraic integers, Integral ring maps and integral extensions). Let be a polynomial with
- If is monic, then there exists such that is integral over .
- In general there exist and an integer such that is integral over .
No injectivity of , no regularity of the leading coefficient , and no reducedness or domain hypothesis is imposed: may be , a zero divisor or a nilpotent, may be or a zero divisor, and the polynomial ring and all localisations are taken over the possibly nonreduced ring . Part 1 is the monic case of the one-variable integral correction; part 2 obtains it in general by inverting .
Facts & Assumptions
Given: A unital ring map of commutative rings, an element integral over the subring , and a polynomial with .
An element of a commutative ring is integral over a subring exactly when it is a root of a monic polynomial in (Integral elements over a commutative ring and algebraic integers).
Let be a commutative ring and let be monic. For every there are unique with and or (Division by a monic polynomial over a commutative ring).
Let be a homomorphism of commutative rings, multiplicative and . If is integral over then is integral over in ; and if is integral over in then some makes integral over (Integrality and integral closure commute with localisation).
If and are integral ring maps of commutative rings then the composite is integral (Integral extensions are transitive).
Let be commutative rings with and . Then is integral over if and only if is finitely generated as an -module (Integrality and finite-module characterizations for one element).
Let be a commutative ring, multiplicative, and . Then the image of in is zero if and only if for some ; and is the zero ring if and only if (Equality, vanishing, and the kernel of the localisation map).
For a commutative ring and the powers of form a multiplicative subset and the principal localisation has elements ; is the zero ring (Principal localisation ).
Let be commutative rings with . The elements of integral over form a subring of (Integral elements over a nonzero base ring form a subring).
Proof
We first dispose of the degenerate cases. If then and , so , and satisfies both claims. If then also and satisfies both claims. If is nilpotent, say with , then is a root of the monic polynomial , hence integral over by [L1], so satisfies claim 1 and satisfies claim 2. If is nilpotent, say with , then is integral over by [L1], so satisfies claim 2. We therefore assume , , not nilpotent, and in the treatment of claim 2 the element not nilpotent.
Assume that is monic, so that claim 1 is at stake. Since , choose with . By [L2] applied to the monic divisor there are with and or . Set . Then . If is nilpotent, say for some , then is integral over by the monic equation , proving claim 1; below assume is not nilpotent.
The element is integral over : the given element is integral over and , while makes the subring nonzero, so [L8] applies.
Write with (a monic constant is the case ) and write with for . In the principal localisation of [L7] the identity of step 1.2 becomes , that is, the identity in . Its coefficients lie in the subring and its leading coefficient is ; by [L1] the element is integral over .
By [L5] applied to the nonzero ring and the integral element of step 2.2, the subalgebra is a finitely generated -module, so every one of its elements is integral over by [L8]; equivalently the ring map is integral.
Put and inside . The element is integral over : its monic equation over from step 2.1 remains a monic equation over the larger subring . By step 3.1, is integral. Since the integral elements over form a subring by [L8], the ring is integral over ; transitivity [L4] makes integral. Therefore is integral over by [L1].
By [L1] there are an integer and coefficients with . Each is a finite sum with and , since is generated as a subring by and . Choose at least every exponent (take if there are no summands). Multiplying the relation by in gives where every exponent is nonnegative.
The identity of step 5.1 holds in , so by the kernel criterion [L6] applied to the localisation map and the element there is with in . Hence in : a monic polynomial relation for with coefficients in . By [L1] the element is integral over , which is claim 1.
Now let be arbitrary with , and assume first that is not nilpotent. Then the principal localisation of [L7] is nonzero by [L6], since its multiplicative set contains while no power of is ; and is monic. Let , let be the localisation of , and let be the image of , so that . The element is integral over , because the monic equation for over transports along the ring map induced by ; and lies in , because for some gives . Applying claim 1, already proved in steps 1.2-6.1 for the data , yields with integral over .
Write as a finite sum of terms with and , and let be the maximum of the finitely many exponents occurring, with when . Then is the image of some under , namely for the finitely many summands of . With this and , the image in of is , and this is integral over because is (step 7.1) and .
Apply clause 2 of [L3] to the ring map , the multiplicative subset and the element : its image in is integral over by step 8.1, so there exists such that is integral over . With and one has , which is integral over . This is claim 2 for arbitrary with .
Together, step 1.1 (the degenerate cases, including nilpotent and nilpotent ), step 6.1 (claim 1) and step 9.1 (claim 2) prove both assertions of the statement for every commutative ring , every unital , every integral over and every with ; this includes , monic constants , the zero element , and zero divisors or nilpotents among the . ∎
Strong transcendence over a subring
Definition
Let be an inclusion of commutative rings (Subring: a subset containing and closed under addition, additive inverses and multiplication) and let . The element is strongly transcendental over when the implication
holds for every integer , every multiplier and all ; the polynomial is the evaluation in of a polynomial over (The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution), so the condition is a statement about all polynomial relations that hold in between and the elements of .
Conventions kept here. (i) The multiplier is retained on purpose. It records annihilators: when has zero divisors the vanishing of a product does not force to vanish, and it is the annihilator form above, not mere linear independence of the monomials, that is used in the minimal-prime argument of this page. (ii) No finiteness or noetherian hypothesis is imposed on , on or on the polynomial degree; has trivial annihilator in : applying the condition to gives . The zero polynomial (, ) is included. (iii) The condition is tied to the chosen pair and is not preserved by an arbitrary quotient: for a field and , the element is strongly transcendental over (a multiplier with has and , so if all coefficients vanish, whereas if both and are nonzero, so the domain property forces ; in either case for every ), yet in the quotient by the prime the image of is , which is a root of the monic and therefore not transcendental at all. The descent proved on this page is consequently formulated for minimal primes of reduced rings.
Domains. If is an integral domain (Zero divisor, and integral domain: a commutative ring with and no zero divisors), then strong transcendence of over is the same as saying that is transcendental over the fraction field , viewed inside (The field of fractions of an integral domain). Suppose first that is strongly transcendental over and let be nonzero with ; clearing denominators gives nonzero with still nonzero, and evaluating gives , so strong transcendence applied to the polynomial and the multiplier forces for every coefficient of ; since is a domain and , this gives for all , contradicting . Conversely, if is transcendental over and with , then cancelling the nonzero element in the domain exhibits the polynomial as vanishing at ; if some were nonzero that polynomial would be a nonzero element of vanishing at , contradicting transcendence, so all vanish and holds; for the conclusion is immediate. In this case the annihilator clause is automatic and the condition reduces to the classical notion. Nothing in the argument uses integrality; compare Integral elements over a commutative ring and algebraic integers, where the integral element is the opposite extreme, a root of a monic polynomial.
Strong transcendence descends to reduced minimal-prime quotients
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be an inclusion of reduced commutative rings (The nilradical and reduced rings), let be strongly transcendental over (Strong transcendence over a subring), let be a minimal prime and let be its contraction to . Then the image of in the domain is strongly transcendental over the subring (The quotient ring with ).
The minimality of is essential: the local ring is then a field, which is what lets one clear a denominator outside , and the annihilator-sensitive form of strong transcendence is what makes the clearing argument work without assuming that is a domain.
Facts & Assumptions
Given: The Axiom of Choice; an inclusion of reduced commutative rings , an element strongly transcendental over , a minimal prime and .
For and , strong transcendence of over means that with and implies for all (Strong transcendence over a subring).
The nilradical of a commutative ring is the radical of the zero ideal, so means for some , and is reduced when (The nilradical and reduced rings).
The nilradical of a commutative ring is the intersection of all of its prime ideals; this is the point where the Axiom of Choice is used, through the existence of primes avoiding a given element (The nilradical is the intersection of all prime ideals).
For a commutative ring , a multiplicative subset and an ideal one has as ideals of (Radicals commute with localization).
For a commutative ring and a prime , contraction along is an inclusion-preserving bijection from onto the set of primes of ; the inverse sends to (Primes of a localization at a prime).
For a multiplicative subset of a commutative ring and , the image of in is zero if and only if for some (Equality, vanishing, and the kernel of the localisation map).
For a prime the localisation is , with elements fractions for (Localisation at a prime ideal: ).
For an ideal of a commutative ring the quotient ring has elements the cosets , and the canonical projection , , is a surjective ring homomorphism with kernel (The quotient ring with , The canonical projection is a surjective ring homomorphism with kernel ).
The Axiom of Choice is the assertion that every family of nonempty sets has a choice function; it is assumed in this item and used exactly through [L3] (The Axiom of Choice).
Proof
We work under [L9]. Set and , and let denote the image of in by [L8]. Since is the kernel of the composite , the map induced by the inclusion is injective, so is a subring of ; both are domains, hence reduced by [L2].
The localisation is reduced. Indeed, applying [L4] to the ideal of gives for the multiplicative subset of [L7], that is, the extension of is ; the extension of the zero ideal is zero, so by [L2].
By [L5] the primes of correspond bijectively to the primes of contained in . Since is a minimal prime, the only prime of contained in is itself, so is the unique prime ideal of .
By [L3] applied to the ring , its nilradical is the intersection of its prime ideals; by step 1.3 that intersection is the single ideal , so . By step 1.2 the nilradical is zero, hence . In particular the image in of every element of is a member of , hence is zero.
Now let and satisfy in . Choose preimages and under the quotient maps of [L8]; then , because its image in is the left-hand side of the assumed relation.
By step 2.1 the image of the element in is zero, so the kernel criterion [L6] applied to the localisation at the multiplicative subset of [L7] provides with in .
The element is strongly transcendental over by hypothesis, so [L1] applied to the vanishing product of step 3.1 with multiplier gives in for every .
Since and , the primality of gives for every . Passing to by [L8], this says in for every .
Steps 2.2, 5.1 and the discussion of step 1.1 show: for every , every multiplier and all , the vanishing implies for all . By [L1] the image is strongly transcendental over inside , which is the assertion; the Axiom of Choice was assumed in step 1.1 and used only through [L3] in step 2.1. ∎
Polynomial rings over normal domains are normal
Statement
Let be an integrally closed domain (Integral closure in an extension ring and integrally closed domains) with fraction field (The field of fractions of an integral domain). Then the polynomial ring (The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution) is integrally closed: every element of that is integral over (Integral elements over a commutative ring and algebraic integers) already lies in .
No Noetherian hypothesis is imposed on : the proof reduces an arbitrary monic equation to a finitely generated -subalgebra of and proves that this subalgebra is Noetherian by a direct finite-generator argument. The argument is choice-free.
Facts & Assumptions
Given: An integrally closed domain with fraction field , and an element integral over .
A domain is integrally closed when every element of integral over already lies in (Integral closure in an extension ring and integrally closed domains).
If is an integral domain then , and its elements are fractions with and (The field of fractions of an integral domain).
If is a unital homomorphism of commutative rings and is a unit of for every , then there is a unique unital ring homomorphism with , namely (Universal property of localisation: maps that invert factor uniquely through ).
If is an integral domain then is an integral domain (A polynomial ring over an integral domain is an integral domain).
For the degree is the largest with and the leading coefficient is ; the zero polynomial has no degree and no leading coefficient (Degree, leading coefficient and monic polynomial, with the zero polynomial having no degree).
Let be a commutative ring and nonzero. If then ; the coefficient of in is (Degree inequalities for sums and products over a commutative ring).
A domain has no zero divisors, so a product of nonzero elements is nonzero and cancellation of a nonzero factor is legitimate (Zero divisor, and integral domain: a commutative ring with and no zero divisors).
Let be a field and not both zero. There are with , where is the monic greatest common divisor of , and divides both and (Bézout identity and the Euclidean algorithm for polynomials over a field).
Let be commutative rings with and . Then is integral over if and only if is finitely generated as an -module (Integrality and finite-module characterizations for one element).
A commutative ring is Noetherian exactly when every ideal of it is finitely generated (Left and right Noetherian rings, Noetherian modules: every submodule is finitely generated).
In a commutative ring, consists of the finite sums with and , and the principal ideal equals ; the empty sum is included and equals (In a commutative ring, consists of finite sums , and ).
Every subgroup of equals for exactly one natural number (Every subgroup of is for exactly one natural number ).
For an ideal the canonical projection , , is a surjective ring homomorphism with kernel (The canonical projection is a surjective ring homomorphism with kernel ).
For , the maps and are inverse inclusion-preserving bijections between the ideals of containing and the ideals of (Correspondence theorem: ideals of correspond to ideals of containing ).
A subring contains and is closed under addition, negation and multiplication (Subring: a subset containing and closed under addition, additive inverses and multiplication).
Proof
We first prove the field case. Let be a field and let be integral over ; here is a domain by [L4], so [L2] lets us write with and . If then . Otherwise are not both zero, so [L8] provides and the monic greatest common divisor with , and . Write and with . The polynomial is monic, hence nonzero, so cancellation in the domain of [L4] gives from , and the same cancellation in gives .
Let be a domain with fraction field . Call an element almost integral over when there is a nonzero with for every integer . Every element of is almost integral over with multiplier , the fraction field of being that of [L2] and being a domain in the sense of [L7]. This is a convention internal to the proof; the following steps establish the three properties of it that the argument uses.
Every ideal of is an additive subgroup of , hence equals for some natural number by [L12] and [L11]. So every ideal of is finitely generated and is Noetherian by [L10].
Now let be a commutative ring in which every ideal is finitely generated, and let be an ideal. For let be the set consisting of and of the leading coefficients of all elements of of degree [L5], and put [L11]; then , since , and is an ideal of . By hypothesis for finitely many [L11], and each for some because is the union of the ; with this gives . For each the ideal is finitely generated and is generated by , so finitely many elements of , say the leading coefficients of polynomials of degree , generate [L11]. Let be the finite set of all these polynomials for .
Let be a commutative ring in which every ideal is finitely generated, let be an ideal and let be an ideal. By [L14] the preimage is an ideal of containing and , and is finitely generated, say ; by [L13] the projection is surjective, so is generated by the images [L11]. Hence every ideal of is finitely generated.
Let with and be a monic equation for over , which exists because is integral over . Substituting and multiplying by gives , so by [L11]. Raising to the -th power and expanding by the binomial theorem, every term of the expansion contains a factor or a factor , so for suitable ; by [L11] both summands lie in the ideal , so , say with . Then . Hence every element of integral over lies in : for every field the ring is integrally closed in its fraction field.
Let be almost integral over with multipliers . Then by [L7], and for every one has and , each summand being a product of two elements of . So the almost integral elements of form a subring of containing .
Let be integral over . By [L9] the ring is a finitely generated -module; choose generators and write with and by [L2]. Then by [L7] and for every , so ; in particular for all . Hence every element of integral over is almost integral over .
Suppose every ideal of is finitely generated and is almost integral over with multiplier . Then , since for every and is a -submodule of . Multiplication by is an injective -module map , because is a field and , and its image is an ideal of ; by hypothesis for some [L11]. Then inside : each lies in because for some and cancellation in gives , while for the identity with gives . So is a finitely generated -module and [L9] makes integral over . Consequently, over a domain in which every ideal is finitely generated, almost integral and integral elements of the fraction field coincide.
We show that the finite set generates . Let be nonzero of degree and leading coefficient [L5], and put . The leading coefficient lies in , and : for this is , and for it holds because . So with [L11]. Every has degree , and the polynomial lies in , is congruent to modulo , and has degree by [L6]. Induction on therefore exhibits every element of as an element of ; hence is finitely generated, and every ideal of is finitely generated.
Let be a commutative ring in which every ideal is finitely generated, let be a commutative -algebra and let . The -subalgebra of generated by is the image of the evaluation homomorphism with , hence is a quotient of ; iterating step 1.4 and applying step 1.5, every ideal of it is finitely generated. In particular, taking and using step 1.3, every -subalgebra of a commutative ring that is generated by finitely many elements is Noetherian by [L10].
Let be a domain with fraction field and let with be almost integral over , with multiplier and . For every the coefficient of in the product is by [L6], and , so ; thus is almost integral over with multiplier . Then is almost integral over with the same multiplier, because , and by step 2.2 the difference , which has degree , is almost integral over as well. Induction on and on the degree of therefore shows that every coefficient of is almost integral over .
Now return to the given data: is an integrally closed domain with fraction field [L1], and is integral over . The rings are domains by [L4], is a field, and the inclusion carries every nonzero element of to a unit, so by [L3] it extends uniquely to a unital ring homomorphism , ; this map is injective because its restriction to the domain is injective. We therefore regard as an element of . The monic equation for over is in particular a monic equation over , so is integral over , and step 2.1 applied to the field gives . Write with .
Choose a monic equation with all , and write each with and by [L2]. Let be the -subalgebra generated by the finitely many coefficients of the polynomials together with all the elements . Then is a subring of containing , hence a domain by [L15] and [L7], and every ideal of is finitely generated by step 2.6 applied with and step 1.3. Moreover with and , so [L2], and ; since all coefficients of the lie in , the displayed monic equation has coefficients in . Thus is integral over .
Let be a domain in which every ideal is finitely generated, put , and let be integral over . Then every coefficient of is integral over : the ring is a domain by [L4] and lies in its fraction field , so step 2.3 makes almost integral over ; step 3.1 makes each coefficient of almost integral over ; and step 2.4 turns almost integrality over into integrality over .
By step 4.1 applied to the domain , in which every ideal is finitely generated, each coefficient of is integral over . The monic polynomial over witnessing this has coefficients in , so each is integral over ; since is integrally closed in [L1], each lies in .
Consequently . Since the homomorphism of step 3.2 is injective and restricts to the identity on , every element of integral over is already an element of : the polynomial ring is an integrally closed domain by [L1] and [L4], for every integrally closed domain and with no Noetherian hypothesis on . ∎
Quasi-finite local fibres transfer through quotients and intermediate rings
Statement
Let be a ring map of finite type that is quasi-finite at the prime , and put . Then the following hold.
-
For every intermediate -subalgebra , that is , with , the map is of finite type and is quasi-finite at .
-
Let be an intermediate -subalgebra that is of finite type over , let and suppose that as subrings of , with . Then is quasi-finite at .
-
Let be an arbitrary ring map, put and let be a prime of that lies over , i.e. . Then is of finite type and quasi-finite at .
-
Let be an ideal of , put and let be the image of . Then is of finite type and quasi-finite at . Consequently, if a quotient with is not quasi-finite over at the image of , then is not quasi-finite at .
The transfers of (3) and (4) are the ones used later on this page to move quasi-finiteness between a finite-type algebra and its quotients and base changes; no Noetherian hypothesis is imposed anywhere.
Facts & Assumptions
Given: A finite-type ring map , a prime with contraction , and the hypothesis that is quasi-finite at .
The map is quasi-finite at when the -algebra is finite over , that is, finitely generated as a -module, equivalently finite-dimensional over ; the map is quasi-finite when it is of finite type and quasi-finite at every prime of (Quasi-finiteness at a prime of a finite-type algebra).
An -algebra is of finite type over when for some and some elements ; equivalently is isomorphic as an -algebra to a quotient (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).
For a multiplicative subset of a commutative ring, consists of the classes of pairs , written , with if and only if for some ; every maps to a unit of (Multiplicative subsets and the localisation as equivalence classes of fractions).
For an ideal of a commutative ring and a multiplicative subset there is a canonical isomorphism , where is the image of in (Localisation commutes with quotient rings: ).
For an ideal and an -module there is a natural isomorphism ( naturally).
Contraction along the quotient map is an inclusion-preserving bijection from onto the primes of containing , with inverse (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).
If is a unital homomorphism of commutative rings and is a unit of for every , then there is a unique unital ring homomorphism with (Universal property of localisation: maps that invert factor uniquely through ).
For a domain the field of fractions is , with elements fractions for , (The field of fractions of an integral domain).
If is a multiplicative subset of a commutative ring and is a ring map, then is canonically isomorphic to the localization of at the image of (Presentations and localization under base extension).
Proof
Let be an intermediate -subalgebra, so that the given map factors as , and let . By [L2] the -algebra is generated by finitely many elements ; these same elements generate as a -algebra, so is of finite type by [L2]. Moreover is a prime of and , since .
Now assume in addition that is of finite type over , that , and that ; set , so that and . Both and are localisations of the common ring : the former is localised at the multiplicative subset generated by the image of , the latter at the multiplicative subset generated by the image of , and every element of is a fraction with by [L3].
Now let be a ring map, put and let lie over ; set , so that . By [L2] write ; then is generated as an -algebra by the images of , because is a quotient of a polynomial ring and tensoring the quotient presentation with over gives a quotient presentation of over by [L5]. In particular is of finite type by [L2].
Put . By hypothesis and [L1], is finite-dimensional over ; choose a basis .
Finally let be an ideal of , put and let . By [L6] the ideal is a prime of with ; is a quotient of the finite-type -algebra , hence of finite type over by [L2]. By [L4] there is a canonical isomorphism identifying the extensions of , so is a quotient of .
The inclusion gives , so the quotient map is a surjective -algebra homomorphism. By hypothesis and [L1] the algebra is finite over , hence so is its quotient .
The homomorphism induced by the inclusion is injective. Indeed, let and with mapping to in ; by [L3] there is with in . By [L3] again write with , . If lay in , then would lie in the prime of , contradicting ; hence , so . The vanishing in means in for some by [L3]; this element lies in , and is inverted in , so .
The composite inverts every element of , because such an element lies outside and hence outside . It also kills in the quotient by . Thus the map factors through a -algebra homomorphism , and the residue-field map is induced by .
The quotient of step 1.5 is therefore finite over by hypothesis and [L1], so is quasi-finite at by [L1]. Contrapositively, if and the quotient map fails to be quasi-finite at , then is not quasi-finite at .
The ring is a domain and the composite is injective: an element of has vanishing image in exactly when it lies in , and . Every class with lies outside , hence is a unit of and therefore a unit of the quotient ; by [L7] and [L8] the field of fractions therefore embeds in as a subring containing the image of .
The homomorphism of step 2.2 is also surjective. An element of is a fraction with and ; since as subrings of , and , we may write and with by [L3]. Then , hence , and with numerator and denominator , so is the image of an element of .
Let and let be the prime of this fiber induced by , so . The prime induces a prime of lying over . By [L9], localization commutes with this scalar extension; localizing further at gives the canonical isomorphism where is the corresponding prime after the first localization.
Since is a -subspace of the finite-dimensional -vector space of step 2.1, the field extension is finite. The algebra of step 2.1 is a module over the field by step 3.1, and a -linearly independent subset of it is -linearly independent, so is finite-dimensional over ; by [L1] the map is quasi-finite at , which is assertion (1).
By steps 2.2 and 3.2 the inclusion induces an isomorphism ; it carries onto because it is an isomorphism of -algebras. Hence is finite over by hypothesis and [L1], and since this says by [L1] that is quasi-finite at , which is assertion (2).
The algebra is finite-dimensional over , since the images of the basis in step 1.4 span it. Any localization of a finite-dimensional algebra over a field at a prime is finite-dimensional: for , the descending chain of vector subspaces stabilizes, so for some and one has ; in this gives , so the inverse of every denominator is already in the image of . Hence is surjective and its target is finite-dimensional. Applying this to the localization in step 3.3 shows is finite-dimensional over .
Thus the -algebra is generated as a -module by , hence is finite over by [L1]; that is, is quasi-finite at by [L1], which is assertion (3).
Assertion (1) is step 4.1, assertion (2) is step 4.2, assertion (3) is step 5.1 and assertion (4) with its contrapositive form is step 2.4; all four reduce to the single finite-dimensionality condition of [L1] at the relevant prime, and no Noetherian hypothesis and no form of the Axiom of Choice was used. ∎
Finite algebras over a strongly transcendental variable are nowhere quasi-finite
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be an inclusion of reduced commutative rings (The nilradical and reduced rings), let be strongly transcendental over (Strong transcendence over a subring), and suppose that is module-finite over the -subalgebra generated by (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras). Then is a ring map of finite type that is quasi-finite (Quasi-finiteness at a prime of a finite-type algebra) at no prime of .
The hypotheses are exactly those of the one-variable case of Zariski's main theorem with the roles of the variable and the finite extension separated: contributes a transcendental direction, and the finiteness of over prevents a local fibre from being finite-dimensional over its base residue field. A local fibre can nevertheless have Krull dimension zero: for , and it is , which has infinite dimension over . In the normal-domain part of the proof, finite residue degree forces a strict prime chain in the local fibre; normalization and minimal-prime descent then give the general result. The Axiom of Choice is used exactly through going down, lying over, the minimal-prime descent of strong transcendence and the existence of a minimal prime below a given prime.
Facts & Assumptions
Given: The Axiom of Choice; an inclusion of reduced commutative rings ; an element strongly transcendental over ; and the hypothesis that is module-finite over .
The map is quasi-finite at when is finite over for , that is, finitely generated as a -module, equivalently finite-dimensional over (Quasi-finiteness at a prime of a finite-type algebra).
An -algebra is of finite type over when for some and some , and is module-finite over when is finitely generated as an -module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).
For a prime of a commutative ring there is a canonical field isomorphism ; this quotient is the residue field of the local ring ( is the residue field at ).
For a commutative ring and an ideal , the quotient is an integral domain if and only if is a prime ideal ( is an integral domain if and only if is a prime ideal).
For and , strong transcendence of over is the annihilator-sensitive condition that with and implies for all ; when is a domain this is the same as saying that is transcendental over the fraction field of (Strong transcendence over a subring).
The evaluation homomorphism extending a unital ring homomorphism and sending to is unique; in particular the evaluation of a polynomial of at the indeterminate is that same polynomial (Universal property of : a coefficient homomorphism and the image of determine a unique ring homomorphism).
If is an integral domain then is an integral domain (A polynomial ring over an integral domain is an integral domain).
For an integrally closed domain , the polynomial ring is integrally closed, with no Noetherian hypothesis (Polynomial rings over normal domains are normal).
For a domain and a homomorphism , the integral closure of in is the set of elements of integral over ; and is integrally closed when every element of integral over already lies in . The integral closure of a domain in a field extension of its fraction field is itself an integrally closed domain (Integral closure in an extension ring and integrally closed domains, The integral closure of a domain in a field extension is integrally closed).
Let be commutative rings with and . Then is integral over if and only if is finitely generated as an -module; in particular a module-finite extension is integral (Integrality and finite-module characterizations for one element).
Assume the Axiom of Choice. Let be an integral extension of domains with integrally closed; if are primes of and is a prime of with , then there is a prime of with (Going down holds for integral extensions over integrally closed domains).
If is a unital homomorphism and is a unit of for every , then there is a unique unital homomorphism with ; in particular an injection of domains extends canonically to their fraction fields (Universal property of localisation: maps that invert factor uniquely through ).
For a unital ring map , the set of elements of integral over the map is a subring of containing the image of , hence an -subalgebra (Integral elements subalgebra of an arbitrary ring map).
Let be commutative rings and let be integral over ; then the -subalgebra is module-finite over (A subalgebra generated by finitely many integral elements is module-finite).
Assume the Axiom of Choice. Let be an integral ring map and let with . Then there is with (Lying over for integral ring maps).
Contraction along is an inclusion-preserving bijection from onto the primes of containing , with inverse (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).
For a unital ring , a right -module and a left -module , the tensor product is the quotient of the free abelian group on by the balanced relations, with elementary tensors (The tensor product from the additive group underlying the free -module on , elementary tensors, and finite tensor sums).
Quasi-finiteness transfers: for a finite-type map quasi-finite at and any ring map , the base-changed map is quasi-finite at every prime of lying over ; and for an ideal the quotient map is quasi-finite at the image of (Quasi-finite local fibres transfer through quotients and intermediate rings).
Assume the Axiom of Choice. If are reduced rings, is strongly transcendental over , is a minimal prime of and , then the image of in is strongly transcendental over (Strong transcendence descends to reduced minimal-prime quotients).
Contraction along induces an inclusion-preserving bijection from onto the set of primes of (Primes of a localization at a prime).
Assume the Axiom of Choice. For a commutative ring and a proper ideal there is a prime ideal of containing that is minimal among the primes containing (Minimal primes over a proper ideal exist).
For a multiplicative subset of a commutative ring and one has in if and only if for some ; moreover is the zero ring if and only if (Equality, vanishing, and the kernel of the localisation map).
For a prime of the localisation is , with elements fractions for (Localisation at a prime ideal: ).
The Axiom of Choice is the assertion that every family of nonempty sets has a choice function; it is assumed here and used exactly through [L11], [L17], [L21] and [L23] (The Axiom of Choice).
Proof
By the hypothesis of module-finiteness there are with . Hence is generated as an -algebra by the finitely many elements and is of finite type over by [L2]; consequently the notion of quasi-finiteness of [L1] is defined for , and it remains to show that no prime of satisfies it.
We first treat the case in which and are domains; here, by [L5], the strong transcendence of over says exactly that is transcendental over . Let , put and , and suppose for contradiction that is quasi-finite at .
Now let be reduced and let . By [L25] the localisation is nonzero, because excludes and would force by [L24]; so the zero ideal is a proper ideal of , and by [L23] there is a prime of minimal over . By [L22] every prime of is the extension of a prime of contained in , so for the prime , and the inclusion-preserving bijection shows that is a minimal prime of .
First consider the normal-domain case, so assume here that is a domain and integrally closed in . Then is an integral domain by [L7] and is integrally closed by [L8] and [L9]. Moreover is an integral extension: every element of the module-finite -algebra is integral over by [L10].
By [L1] the algebra is finite over , and by [L3] the residue field is , which is a quotient of because . Hence is finite over .
For the general domain case drop the normality of : let be the integral closure of in as in [L9], which is a subring of by [L13] and is integrally closed by [L9]; put and let be the subring of generated by and , a domain because it is a subring of the field .
By [L21] the image of in is strongly transcendental over , where . Both and are domains by [L4], so by [L5] the element is transcendental over .
The quotient is module-finite over : it is the image of the module-finite -algebra under the quotient map, and the image of is the subalgebra generated by over .
The kernel of is exactly , so is a subring of the domain by [L4]; by [L3] the residue fields are and , and by [L12] the inclusion of domains extends to an injection of fields carrying the image of onto a subfield contained in . Since a -linearly independent subset of is also -linearly independent in , step 2.2 shows that is finite over .
Since and , their fraction fields satisfy , hence . The element is transcendental over by [L5]: if a nonzero polynomial over vanished at , clearing its finitely many denominators would give a nonzero with , and strong transcendence with multiplier would force every coefficient of to be zero, a contradiction. Hence is transcendental over as well.
The algebra is integral over : by [L13] the set is a subring of containing , and it contains every element of , which is integral over by [L9] and hence over by the same monic equation; being a subring containing and , it contains the subring they generate, namely , so is integral over .
The algebra is module-finite over : from of step 1.1 we get , and each is integral over by module-finiteness and [L10], hence over by the same monic equation, so [L14] makes module-finite over .
Consequently : if equality held, then and where is the class of . Then is transcendental over : if satisfied , then writing with and would give , that is because evaluation at the indeterminate is the identity by [L6], contradicting in the domain by [L7]. But then the powers for would be -linearly dependent, yielding a nonzero polynomial relation over of degree satisfied by , a contradiction.
Since and lies over along the integral extension of step 2.1, going down [L11] provides a prime of with ; then , and .
The prime ideals of are distinct and both contain by step 5.1, so carries a strict chain of primes; is finite-dimensional over by [L1]. But every prime of a finite-dimensional algebra over a field is maximal: is a domain by [L4], finite-dimensional over , so for the -linear map is injective by [L4] and hence surjective by finite dimension, which makes a unit and a field. This contradiction shows that, when are domains and is integrally closed, is quasi-finite at no prime of , and then also when are any domains, as the next steps show.
Applying the result of step 6.1 to the domains , where is integrally closed by step 2.3 and is transcendental over by step 3.2 while is module-finite over by step 3.4, we obtain: is quasi-finite at no prime of .
Now suppose that is quasi-finite at a prime . By [L17] applied to the integral extension of step 3.3 there is with . The -algebra homomorphism of [L19] sending to is surjective because its image is a subring of containing the images of and of ; with its kernel we have , and by [L18] the prime corresponds to a prime of mapping to in . By [L20] the base change is quasi-finite at , and by [L20] again, applied to the quotient , the map is quasi-finite at , contradicting step 7.1. Hence in the domain case is quasi-finite at no prime of .
By step 8.1 applied to the domains with the element of step 2.4, the map is quasi-finite at no prime of ; in particular it is not quasi-finite at the prime of , which exists by [L18] because and is prime.
If were quasi-finite at , then by [L20] applied to the ideal the quotient map would be quasi-finite at , contradicting step 9.1: the actions factor through , and , so these two base-ring descriptions give the same local fibre. Hence is not quasi-finite at ; since was arbitrary, is quasi-finite at no prime of .
Steps 1.1 and 10.1 prove the Statement: is of finite type whenever is module-finite over , and it is quasi-finite at no prime of for reduced and strongly transcendental . The Axiom of Choice was assumed in the Statement and used exactly through [L11] in step 5.1, [L17] in step 8.1, [L21] in step 2.4 and [L23] in step 1.3; all other steps are choice-free. ∎
A quasi-finite one-generator quotient is locally its integral closure
Statement
Let be a commutative ring, let be an ideal, put and let . Assume that is quasi-finite at (Quasi-finiteness at a prime of a finite-type algebra) and let be the integral closure of the image of in (Integral elements subalgebra of an arbitrary ring map). Then there is an element such that the canonical homomorphism of localisations at (Multiplicative subsets and the localisation as equivalence classes of fractions) is an isomorphism.
Thus, at a quasi-finite prime, a one-generator quotient already agrees with its relative integral closure after inverting a single element of that closure. No regularity, Noetherian or finiteness hypothesis beyond the finite type built into is used, and need not be injective.
Facts & Assumptions
Given: A commutative ring , an ideal , the quotient with quotient map , a prime with , the hypothesis that is quasi-finite at , and the relative integral closure of the image of in .
The map is quasi-finite at when is finite over , equivalently finite-dimensional over (Quasi-finiteness at a prime of a finite-type algebra).
is generated as an -algebra by the class of , hence is of finite type over ; a quotient of a polynomial ring by an ideal is of finite type by definition (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).
For a multiplicative subset of a commutative ring , the localisation consists of fractions with the usual arithmetic, every becoming a unit; for an element the notation means the localisation at the multiplicative set generated by (Multiplicative subsets and the localisation as equivalence classes of fractions).
For a unital ring map , the set of elements of integral over the map is a subring of containing the image of (Integral elements subalgebra of an arbitrary ring map).
If satisfies a relation with in a ring , then is integral over , even when is a zero divisor (The leading coefficient times a root is integral).
If and are integral ring maps, then the composite is integral (Integral extensions are transitive).
For an ideal of a commutative ring and a multiplicative subset there is a canonical isomorphism , where is the image of in (Localisation commutes with quotient rings: ).
For an ideal of a commutative ring , the kernel of the canonical map is the ideal of polynomials with coefficients in , so (First isomorphism theorem for rings: ).
The evaluation homomorphism extending a fixed unital map on constants and sending to a prescribed element is unique; in particular, evaluation of a polynomial of at the indeterminate is that same polynomial, so a polynomial of all of whose coefficients lie in an additive subgroup vanishes as an element of only if all its coefficients do (Universal property of : a coefficient homomorphism and the image of determine a unique ring homomorphism).
If is an integral domain then is an integral domain (A polynomial ring over an integral domain is an integral domain).
For a multiplicative subset of a commutative ring one has in if and only if for some , and if and only if for some ; consequently the localisation map is injective on a domain (Equality, vanishing, and the kernel of the localisation map).
Proof
We first produce a relation over of positive degree with a coefficient outside . Suppose that every element of had all its coefficients in , that is . Then by [L8] the quotient is a polynomial ring over the domain ; writing for the image of in and using [L7] with , we get , a localisation of .
Such a localisation is infinite-dimensional over . Indeed the powers of the class of in are -linearly independent: a relation with becomes, after multiplying by a common nonzero denominator , a relation with coefficients in the domain and not all zero, which by [L9] is a nonzero polynomial of equal to zero — impossible by [L10] unless all coefficients vanish; and this linear independence is preserved in the localisation because the localisation map is injective on the domain by [L11].
Therefore : otherwise steps 1.1 and 1.2 would exhibit as an infinite-dimensional -algebra, contradicting the quasi-finiteness hypothesis through [L1]. So there are and with and for at least one ; applying and writing (the element of the relative integral closure given by the image of ) gives a relation in with some , because if and only if .
Among all relations in with all and at least one , choose one of minimal degree , which exists by step 2.1; then , because a relation of degree reads with , and would be impossible. We show that its leading coefficient satisfies .
Assume first that . By [L5] applied to the relation of step 3.1 with and , the element is integral over ; hence the inclusion is an integral ring map, and since consists of elements integral over by [L4], the composite is integral by [L6]. So is integral over , that is .
Assume instead that . The argument of step 4.1 still gives . Set . Then by step 3.1, and because ; so if , and otherwise one of lies outside by step 3.1. Either way we have a relation of degree with all coefficients in and at least one coefficient outside , contradicting the choice of the minimal degree . Hence the case cannot occur.
By steps 3.1 and 5.1 the minimal relation of step 3.1 has , and by step 4.1. Put . In the localisation the element is a unit by [L3], so ; since is generated as an -algebra by by [L2], the subring already contains a generating set of over and hence equals .
The canonical homomorphism is injective, so it is an isomorphism: if a fraction with maps to zero in , then by [L11] there is with in ; since , the product lies in , and [L11] again gives in .
Steps 2.1, 6.1 and 7.1 produce with an isomorphism, which is the assertion. The argument is choice-free: the only selection is that of a relation of minimal degree in step 3.1, and the minimal-degree argument uses only that degrees are natural numbers. ∎
Conductor radical detects every polynomial coefficient
Statement
Let be a unital ring map of commutative rings that is finite, that is, is finitely generated as an -module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras), and let be the conductor of the image of . Assume the following integral-image condition: every element of integral over the ring map in the sense of Integral elements subalgebra of an arbitrary ring map lies in .
Then is an ideal of (The radical of an ideal) and the following hold, for and with (The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution):
- if , then for some integer ;
- if , then for every .
No hypothesis is imposed on the leading coefficient: it may be zero, a zero divisor or a nilpotent, and need not be injective.
Facts & Assumptions
Given: A finite unital ring map such that every element of integral over lies in , the conductor , an element and a polynomial with .
For a unital ring map the set of elements of integral over the map is a subring of containing the image of ; an element of integral over is in particular integral over the ring map , and the separate integral-image condition in the Statement places each -integral element in (Integral elements subalgebra of an arbitrary ring map).
A commutative algebra is module-finite over its base ring when it is finitely generated as a module; in particular the finite map exhibits as generated by finitely many elements as an -module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).
Let be commutative rings with and . Then is integral over if and only if is finitely generated as an -module; for that reason every element of a module-finite -algebra is integral over (Integrality and finite-module characterizations for one element).
Let be a unital ring map, let be integral over and let , , satisfy . Then there are and with integral over (One-variable integral correction after leading-coefficient localization).
For an ideal of a commutative ring the radical is , and is an ideal containing (The radical of an ideal, The radical of an ideal is an ideal).
Let be a commutative ring and nonzero. Then the coefficient of in is , and the coefficients of a product of polynomials are polynomial expressions in the coefficients of the factors (Degree inequalities for sums and products over a commutative ring).
Proof
The conductor is an ideal of . It contains because ; it is closed under addition, since for ; and it is closed under multiplication by , since for and . If , then and both assertions of the Statement hold trivially; hence we may assume from now on that and, by [L2], that for finitely many .
For one has if and only if for all : one direction is immediate from , and conversely because for the finitely many module generators of [L2] and is closed under multiplication by elements of .
Assume now that with and . For each the element is integral over by [L3], because is module-finite over by [L2]; and by step 2.1. Applying [L4] with and provides and an integer such that is integral over ; this element lies in by the integral-image condition of the Statement. Hence for every .
Put . For every , , because is closed under multiplication by elements of and . By the criterion of step 2.1 this says , which is assertion 1.
Now assume . By [L5] there is with . Since is a ring homomorphism, . The coefficient of in is by polynomial multiplication, even if this coefficient is zero and the degree is less than . Applying assertion 1 in the form of step 4.1 to and gives with . If , multiply by to get ; if , multiply by to get . In either case a positive power of lies in , so by [L5].
Since is an ideal of by [L5], the element lies in , and therefore ; here has degree . Induction on now gives for every : the case is the hypothesis itself, and the induction step is the reduction just performed together with step 5.1.
Steps 4.1 and 6.1 prove assertions 1 and 2 for every and every ; the proof uses only finite choice (the finitely many module generators and the finite maximum ) and is therefore choice-free. ∎
Algebraic Zariski Main localization at a quasi-finite prime
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras), let be the integral closure of the image of in (Integral elements subalgebra of an arbitrary ring map), and let be a prime at which is quasi-finite (Quasi-finiteness at a prime of a finite-type algebra). Then there exists with such that the inclusion induces an isomorphism of localisations at (Multiplicative subsets and the localisation as equivalence classes of fractions).
This is the local form of Zariski's main theorem: at a quasi-finite prime a finite-type algebra is, after inverting one element of its relative integral closure, a principal localisation of that closure. The proof is an induction on the least number of elements over which becomes module-finite over a polynomial extension of , and its one-variable step is the conductor argument supplied by Conductor radical detects every polynomial coefficient. The Axiom of Choice is used exactly once, in the nowhere-quasi-finiteness lemma Finite algebras over a strongly transcendental variable are nowhere quasi-finite (going down and lying over); all other steps make finitely many choices only.
Facts & Assumptions
Given: A unital ring map of finite type that is quasi-finite at a prime , with contraction , together with the relative integral closure of the image of in ; the Axiom of Choice is assumed throughout.
A finite type map is quasi-finite at when the -algebra is finite over , that is finitely generated as a module, equivalently finite-dimensional over (Quasi-finiteness at a prime of a finite-type algebra).
For a unital ring map the relative integral closure is the set of elements of integral over the map; it is a subring of containing the image of , hence an -subalgebra, and it is exactly the integral closure of the image of in (Integral elements subalgebra of an arbitrary ring map).
An -algebra is of finite type over when for finitely many , equivalently when is isomorphic to a quotient ; it is module-finite over when it is finitely generated as an -module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).
Let be of finite type and quasi-finite at . Then (1) for every intermediate -subalgebra , , the map is of finite type and quasi-finite at ; (2) if such a is of finite type over , if and as subrings of , then is quasi-finite at ; and (4) for an ideal the quotient is of finite type and quasi-finite at (Quasi-finite local fibres transfer through quotients and intermediate rings).
Let be a finite ring map such that every element of integral over lies in , and put . Then is an ideal of , and for all and : if then for some , and if then for every (Conductor radical detects every polynomial coefficient).
Assume the Axiom of Choice. If are reduced rings, is strongly transcendental over and is module-finite over , then is a finite type ring map that is quasi-finite at no prime of (Finite algebras over a strongly transcendental variable are nowhere quasi-finite).
Let be a commutative ring, an ideal, , , and assume that is quasi-finite at . Then the integral closure of the image of in contains an element with an isomorphism (A quasi-finite one-generator quotient is locally its integral closure).
For an inclusion and , the element is strongly transcendental over when with and implies for every (Strong transcendence over a subring).
If and are integral ring maps then the composite is integral (Integral extensions are transitive).
Let be commutative rings with and : is integral over if and only if is finitely generated as an -module; in particular a module-finite extension is integral (Integrality and finite-module characterizations for one element).
If are integral over a subring , then the -subalgebra is module-finite over (A subalgebra generated by finitely many integral elements is module-finite).
The Axiom of Choice is the statement that every family of nonempty sets has a choice function (The Axiom of Choice).
An injective module homomorphism remains injective after localisation: the induced map on localised modules is injective (Injective module maps remain injective after localisation).
For multiplicative subsets with image in and the multiplicative subset generated by there is a unique -algebra isomorphism ; in particular for (Localising twice is localising once at the multiplicative set generated by both denominator sets).
For in a commutative ring the principal localisation is with ; in particular is canonically isomorphic to (Principal localisation ).
A proper ideal is prime when implies or (Prime ideals and maximal ideals in a commutative ring).
For an ideal the radical is (The radical of an ideal).
is an ideal of containing (The radical of an ideal is an ideal).
The ring is reduced when the only nilpotent element of is , that is when for the radical of the zero ideal (The nilradical and reduced rings).
For an ideal contraction along the quotient map is an inclusion-preserving bijection , whose inverse sends to (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).
For a prime ideal the localisation of at is , with elements fractions where (Localisation at a prime ideal: ).
Proof
We assume the Axiom of Choice throughout; it is recorded in [L12] and will be used exactly once below, through [L6] in the nowhere-quasi-finiteness argument. By [L3] the finite type -algebra has the form for some and some ; for these elements is module-finite over , generated as a module over itself by . We prove by induction on the statement : for every unital ring map of finite type that is quasi-finite at a prime in the sense of [L1], and every such that is module-finite over the subalgebra of [L3], there exists in the relative integral closure of the image of in with and an isomorphism. The Theorem is the case , , and , and it is exactly the assertion to be proved.
We begin with the case of : here is module-finite over , so every element of is integral over by [L10]; hence , while by [L2], so that . Take : the prime is proper by [L16], so , and by [L15], an isomorphism of localisations. Thus holds.
Now suppose , write and put , the integral closure of the image of in , which is an intermediate -subalgebra by [L2]; also is module-finite over because . By [L4] the map is of finite type and quasi-finite at , and is integrally closed in : if is integral over , then is integral over by [L9], since every element of is integral over by [L2], so . Consequently, for it suffices to prove the following special case. If is a ring integrally closed in a ring , if is of finite type and quasi-finite at , and if is module-finite over for one element , then there is with the canonical map an isomorphism. Indeed, applying to with the element and the prime produces with , which is the conclusion of because .
Now let and assume for all ; suppose is module-finite over and is of finite type and quasi-finite at . Put , the integral closure of in by [L2], an intermediate -subalgebra containing . By [L4] the map is of finite type and quasi-finite at , and is module-finite over because .
We now prove , so we assume , that is of finite type and quasi-finite at , and that is module-finite over for some . Let be the -algebra homomorphism with , put and , so that ; the map is finite, that is, is a finitely generated -module. Let be the conductor of in . Every element of integral over lies in because , so the hypothesis of [L5] is satisfied and is an ideal of .
The ring is integrally closed in : if is integral over , then is integral over by [L9], because every element of is integral over by [L2]; hence .
The quotient is reduced, and so is its subring : if has nilpotent image in , say for some , then by [L17] there is with , so by [L17] again, that is, the image of in is zero; thus has no nonzero nilpotent and is reduced by [L19].
The image of in is strongly transcendental over in the sense of [L8], and is module-finite over . For the first assertion, let and satisfy , and lift , to , ; then , so [L5] gives for every , which says in for every , exactly the condition of [L8]. Here is injective, since an element of lies in precisely when its image in vanishes. For the second assertion, the image of in is and the images of finitely many -module generators of generate over that subring, so is module-finite over by [L3].
By [L6], whose hypothesis is exactly the combination of steps 4.1 and 5.1, the map is of finite type and quasi-finite at no prime of . This is the only step of the proof that uses the Axiom of Choice, through the going down and lying over arguments inside [L6].
We deduce that . Suppose instead that ; then is a prime of , and [L4] applied to the finite type map and the ideal shows that is of finite type and quasi-finite at . Applying [L4] once more with the intermediate -subalgebra gives that is quasi-finite at , contradicting step 6.1. Since the primes containing are precisely those containing , by [L18], the assumption is therefore impossible, and we may choose .
Because , the element lies in , so for some ; and because . Put . By [L20] the ideal is a prime of with , and .
The canonical -algebra homomorphism is an isomorphism: it is injective as the localisation of the injective map by [L13], and it is surjective because . Indeed, for the element lies in , say with , so is the image of (note ).
The map is quasi-finite at by [L4]: the ring is an intermediate -subalgebra of that is of finite type over as a quotient of by [L3]; the element lies in because ; and step 9.1 says that as subrings of , with by step 8.1.
The integral closure of the image of in is itself: every element of that is integral over is an element of integral over , hence lies in because is integrally closed in ; and . Since and is quasi-finite at by step 10.1, [L7] provides such that the canonical map is an isomorphism.
Inside the element has the form for some and some . We claim . Otherwise ; localising at the prime by [L21], the equation would exhibit as an element of the maximal ideal , although and make a unit of .
Set ; then because , and is prime by [L16]. We show that the canonical map is an isomorphism. First : localising the isomorphism of step 9.1 at the common element gives , and , by [L14]. Second : by step 11.1 we have , so by [L14], and inside the elements and differ by the unit , so by [L14]. Third : the relation holds in and hence in , and applying the -algebra map gives there; so and also differ by the unit in , whence , that is by [L14]. Composing these isomorphisms gives an isomorphism ; every map in the chain is the canonical localisation of one of the inclusions , so the composite is the map induced by the inclusion . This proves .
Steps 3.1 to 13.1 prove , and step 2.1 reduces to . Hence holds: for a finite type map quasi-finite at with module-finite over , there is with .
By , that is by step 13.1 applied under the hypotheses verified in steps 2.2 and 3.2, there is with via the inclusion.
The localisation is a finitely generated -algebra: is generated as an -algebra by finitely many elements by [L3], and adjoining exhibits as generated by those elements together with by [L3]. Choose generating over ; by step 14.2 each lies in , so for some and . Put , an -subalgebra that is of finite type over by [L3]. Then : the inclusion is clear, while each lies in , so .
The algebra is module-finite over : each of lies in and is therefore integral over by [L2], so [L11] applies to .
By [L4] applied to the intermediate subalgebra , the element and the equality of step 15.1, the map is quasi-finite at ; it is of finite type by step 15.1. Since is module-finite over by step 16.1, the induction hypothesis applies to the map , the prime and the elements : there is with via the inclusion, where is the integral closure of the image of in .
The image of in has the form for some and some , since the elements of that localisation are fractions with numerator in by [L21]. If , then would lie in the prime of , because ; but this element is the image of under , and forces that image to lie outside . Hence , and since also and is prime by [L16], the product satisfies .
Finally . By [L14], , and inside the element differs from by the unit : indeed step 18.1 says that the image of equals , that is . Hence inverting is the same as inverting , and by [L14]. By step 15.1, , so by [L14]. The same relation , read in through the injective map and its localisation, shows that and differ by a unit of , so also by [L14]. Thus via the canonical maps. As , the inclusion becomes an isomorphism after inverting , since lies between the subrings and , which coincide. This is the conclusion of .
Steps 1.2, 14.1 and 15.1 to 19.1 establish for every by induction. Applying to the originally given map , the prime and the elements of step 1.1 produces such that induces an isomorphism , which is the assertion of the Theorem. The Axiom of Choice was used only in step 6.1 through [L6]; every other step selected only finitely many elements (the generators , the element , the finite lists and , the elements and ), so no use of the axiom is hidden elsewhere. ∎
The quasi-finite locus of a finite-type algebra is open
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras). Then the set of primes
is open in (Quasi-finiteness at a prime of a finite-type algebra, Principal distinguished subsets of the prime spectrum, The vanishing sets define the Zariski topology on the prime spectrum).
At every point of the local theorem Algebraic Zariski Main localization at a quasi-finite prime supplies an element of the relative integral closure at which the algebra becomes a principal localisation of that closure. Because the algebra is of finite type, the closure may be replaced there by the finite subalgebra it generates, and such a finite algebra is quasi-finite over the base at every one of its primes; this is the content of the proof below, which is where the Axiom of Choice enters, through the local theorem.
Facts & Assumptions
Given: A unital ring map of finite type, the relative integral closure of the image of in , and the Axiom of Choice, assumed throughout.
The map is quasi-finite at when the -algebra is finite over , that is, finitely generated as a -module, equivalently finite-dimensional over (Quasi-finiteness at a prime of a finite-type algebra).
An -algebra is of finite type over when for finitely many elements, equivalently a quotient of a polynomial ring, and it is module-finite over when it is finitely generated as an -module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).
Assume the Axiom of Choice. For a finite type map that is quasi-finite at there is , where is the integral closure of the image of in , such that the inclusion induces an isomorphism of localisations (Algebraic Zariski Main localization at a quasi-finite prime).
For a unital ring map the relative integral closure is the set of elements of integral over the map; it is a subring of containing the image of , hence an -subalgebra, and it is exactly the integral closure of the image of in (Integral elements subalgebra of an arbitrary ring map).
If is a subring and are integral over , then the -subalgebra is module-finite over (A subalgebra generated by finitely many integral elements is module-finite).
For multiplicative subsets with image in and the multiplicative subset generated by there is a unique -algebra isomorphism ; in particular (Localising twice is localising once at the multiplicative set generated by both denominator sets).
For an ideal of a commutative ring and a multiplicative subset with image in there is a canonical isomorphism (Localisation commutes with quotient rings: ).
The localisation consists of the classes with , , and every maps to a unit, with (Multiplicative subsets and the localisation as equivalence classes of fractions).
For a prime ideal of a commutative ring there is a canonical field isomorphism , the residue field ( is the residue field at ).
The Axiom of Choice (AC) is the statement that every family of nonempty sets has a choice function (The Axiom of Choice).
For a multiplicative subset contraction along the localisation map induces an inclusion-preserving bijection , with inverse (Prime ideals of a localization are exactly the primes disjoint from the denominator set).
For in a commutative ring the principal localisation is with , and its elements may be written ; in particular is canonically isomorphic to (Principal localisation ).
For the principal distinguished subset is , the complement of inside (Principal distinguished subsets of the prime spectrum).
The subsets , as ranges over the ideals of , contain and , are closed under arbitrary intersections and finite unions, and define a topology on (The vanishing sets define the Zariski topology on the prime spectrum).
Proof
We assume the Axiom of Choice as recorded in [L10]. By [L2] the finite type -algebra has the form for some and elements , and is an -subalgebra of containing the image of by [L4]. We must show that the set of primes at which is quasi-finite, in the sense of [L1], is open in the topology of [L14].
We record a general fact about module-finite algebras. Let be module-finite over a ring and let ; choose generating as a -module. Then the images of generate as a -module, and therefore generate the -algebra as a module over by [L9]: localising a module at a multiplicative set multiplies its generating set by scalars and never enlarges it. Hence is a finite-dimensional -algebra.
We also record a general fact about localising finite-dimensional algebras. Let be a finite-dimensional algebra over a field and let be a multiplicative subset. For every the ideals of are -subspaces of the finite-dimensional -vector space , so the chain stabilises: there is with , hence for some and therefore in . Since is a unit of with inverse by [L8], the image of is invertible in , so the image of is zero there, that is in . Consequently every element of is of the form with and hence lies in the image of the localisation map , which is therefore surjective as a -linear map; so and is finite-dimensional over .
Let and put . By [L3] there is such that the inclusion induces an isomorphism of localisations; we fix such a and view as subrings of the common ring .
The localisation is a finitely generated -algebra: its elements are the fractions with numerator in and denominator a power of by [L12], so the images of together with generate over by [L2]. Hence there are finitely many elements generating as an -algebra; taking them to be the explicit generators just listed.
Each lies in , so by [L12] and [L8] it can be written with and some exponent . Put . Then : the inclusion gives , while each generator of over lies in , so . Also is an -subalgebra of containing the image of .
Every generator of lies in and is therefore integral over by [L4]. Writing for the image of in , the elements are integral over the subring , so [L5] shows that is module-finite over ; the same finite list generates as an -module, so is module-finite over , and is of finite type over by [L2].
Now let with , and put , and -prime , . The primes and correspond under the -algebra isomorphism of step 3.1, because contraction along and recovers and by [L11] and .
Consequently, for the module-finite -algebra of step 4.1 and any prime with contraction , the algebra is finite-dimensional over . Indeed, , so [L7] gives for the prime ; put , which is finite-dimensional over by step 1.2, and let be the image of in and the image of . Since , we have ; applying [L6] to the multiplicative subsets and of the ring shows that , a localisation of the finite-dimensional -algebra at a multiplicative subset, which is finite-dimensional over by step 1.3.
Hence the canonical -algebra homomorphism is an isomorphism: both rings are localisations of the common ring at the primes and of step 4.2, and [L6] exhibits each of them as a localisation at the multiplicative subset of the common ring generated by together with the elements outside that prime.
Therefore is finite-dimensional over by step 5.1, and since is of finite type over by step 1.1 and , the map is quasi-finite at by [L1]. Thus .
It remains to draw the topological conclusion. By [L13] and [L14] each set is the complement of a closed subset, hence open in the topology of [L14]. Step 2.1 attaches to every an element with , and step 6.1 shows ; thus every point of has an open neighbourhood contained in , which is the defining property of an open subset, so is open (no selection from infinitely many points is needed, the argument being applied to one prime at a time).
The proof used the Axiom of Choice only in step 2.1, through [L3]; every other step selected finitely many elements (the generators , the generators , the numerators , the module generators , the exponent and the elements of step 1.3). ∎
A quasi-finite algebra factors openly through a finite algebra
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras) that is quasi-finite at every prime of (Quasi-finiteness at a prime of a finite-type algebra), and let be the integral closure of the image of in (Integral elements subalgebra of an arbitrary ring map). Then the following hold.
-
There are a finite -subalgebra that is module-finite over and finitely many elements such that is an open subset of (Principal distinguished subsets of the prime spectrum), the contraction map (The prime-spectrum construction is a contravariant functor to topological spaces) is a homeomorphism onto , and the inclusion induces an isomorphism of principal localisations (Principal localisation ) for every .
-
For every with the inclusion induces an isomorphism .
Thus a quasi-finite finite-type algebra is, after replacing the base by a finite subalgebra of the relative integral closure, an open piece of that finite algebra: locally on the source it is a principal localisation of a finite algebra, and globally on the source the map is a homeomorphism onto an open subset. The proof is a finite-principal-open patching, with the Axiom of Choice used for the compactness of the spectrum and for turning a finite open cover by distinguished opens into a unit-ideal expression; the published Stacks proof of the finite-algebra part is the phrase "Details omitted", which is spelled out here.
Facts & Assumptions
Given: A ring map of finite type that is quasi-finite at every prime of , the relative integral closure of the image of in , and the Axiom of Choice, assumed throughout.
The map is quasi-finite at when the -algebra is finite over , and is quasi-finite when it is of finite type and quasi-finite at every prime of (Quasi-finiteness at a prime of a finite-type algebra).
An -algebra is of finite type over when for finitely many elements, equivalently a quotient of a polynomial ring, and module-finite over when it is finitely generated as an -module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).
Assume the Axiom of Choice. For a finite type map quasi-finite at there is with inducing an isomorphism (Algebraic Zariski Main localization at a quasi-finite prime).
For a unital ring map the relative integral closure is the set of elements of integral over the map, an -subalgebra of containing the image of and equal to the integral closure of that image (Integral elements subalgebra of an arbitrary ring map).
If is a subring and are integral over , then is module-finite over (A subalgebra generated by finitely many integral elements is module-finite).
For multiplicative subsets with image in and generated by there is a unique -algebra isomorphism ; in particular (Localising twice is localising once at the multiplicative set generated by both denominator sets).
Assume the Axiom of Choice. For every commutative ring the space is compact (The prime spectrum is compact in the library's non-Hausdorff sense).
Assume the Axiom of Choice. If a family of elements of satisfies , then the ideal generated by the family is the unit ideal (A distinguished-open cover of the spectrum forces the covering ideal to be the unit ideal).
For a multiplicative subset the contraction map along is a homeomorphism from onto (The spectrum of a localisation is the subspace of primes disjoint from the denominator set).
For the principal distinguished subset is , the complement of (Principal distinguished subsets of the prime spectrum).
The subsets of , as ranges over the ideals of , contain and , are closed under arbitrary intersections and finite unions, and define a topology on (The vanishing sets define the Zariski topology on the prime spectrum).
For every ring homomorphism contraction defines a continuous map , and these maps compose contravariantly (The prime-spectrum construction is a contravariant functor to topological spaces).
For a multiplicative subset contraction along is an inclusion-preserving bijection onto the primes disjoint from , with inverse (Prime ideals of a localization are exactly the primes disjoint from the denominator set).
For in a commutative ring the principal localisation is with , and its elements may be written (Principal localisation ).
Localisation preserves injectivity: if is an injective -module homomorphism and is multiplicative, then is injective (Injective module maps remain injective after localisation).
The Axiom of Choice (AC) is the statement that every family of nonempty sets has a choice function (The Axiom of Choice).
Proof
We assume the Axiom of Choice as recorded in [L16]. By [L2] the finite type -algebra has the form , and is an -subalgebra of containing the image of by [L4]. The hypothesis is that is quasi-finite at every prime of in the sense of [L1].
For each prime the local theorem [L3] applies and produces an element such that the inclusion induces an isomorphism . Since , and each is open in the topology of [L11] because it is the complement of by [L10], the family is an open cover of .
By compactness [L7] there are finitely many elements with and then the ideal generated by is the unit ideal of by [L8].
For each the localisation is a finitely generated -algebra: by [L2] the images of together with the inverse of (the image of) generate it over , and is an element of by [L14]. Hence for each there are finitely many elements generating as an -algebra; using the isomorphism of step 2.1 and [L14] we may write Put Then for every : the inclusion gives , while every generator of over lies in , so .
Every generator , of lies in and hence is integral over by [L4]. Writing for the image of in , [L5] shows that is module-finite over , and the same finite list generates as an -module, so is module-finite over ; in particular is of finite type over by [L2], and it is a subalgebra of by step 3.2.
Let be the contraction map along the inclusion , which is continuous by [L12]. For one has , because a prime contracts to a prime containing exactly when itself contains . Consequently for , so maps into ; and is open in by [L10] and [L11].
For each the restriction of to is a homeomorphism onto . Indeed [L9] identifies with and with through the contraction maps of the localisations, and the ring isomorphism of step 3.2 induces a homeomorphism ; by [L13] the inverse of each of these identifications is the extension of a prime, and contracting a localised prime back to recovers the contraction of the original prime, so the composite is exactly the restriction of .
For every the inclusion induces an isomorphism : localising the isomorphism of step 3.2 at the element , and rewriting and by [L6], gives the claim.
Now let with , where the subalgebra , the elements and the open set are the ones constructed in steps 3.2 and 4.2, and first record that the images of generate the unit ideal of . By [L9] applied to the principal localisation the spectrum is identified with , and under this identification the subset corresponds to : a prime contains exactly when the corresponding prime of contains by [L13] and [L14]. Hence the inclusion gives , and [L8] applied to the ring and the finite family shows that the ideal generated by the images of in is the unit ideal, say with .
The map is injective and has image . For injectivity, let with ; choose with . Since and , we get for , so both primes lie in , where is injective by step 4.3. For surjectivity onto , let and choose with ; the prime corresponds under [L9] to a prime of , which we transport across the isomorphism of step 3.2 to a prime of , and its contraction to by [L9] is a prime with by step 4.3.
The map induced by the inclusion is an isomorphism. It is injective: is injective with viewed as a -module, so [L15] applies to the multiplicative subset of . For surjectivity let . By step 4.4 the localisation is an isomorphism for every , so for each there are and with . Put and expand from step 5.1: every monomial in the expansion has the form with , hence some and the monomial is divisible by ; consequently in , say with . Then lies in . Hence is bijective, and being a ring homomorphism induced by the inclusion it is an isomorphism.
The restricted map is a homeomorphism. It is continuous by step 4.2 and bijective by step 5.2. To see that it is open, let be open and write using that the cover by step 3.1; each is open in and therefore has image open in by step 4.3, hence open in because is open in . Thus is a union of subsets open in and is open in . A continuous, open bijection onto is a homeomorphism.
Part 1 is now established by the objects constructed above: is a finite -subalgebra of by step 4.1, the set is open by step 4.2, the contraction map is a homeomorphism onto by step 6.2, and for every by step 3.2. Part 2 is step 6.1.
The Axiom of Choice was used in step 2.1 through [L3], in step 3.1 through the compactness of [L7] and the cover-to-unit-ideal statement [L8], and in step 5.1 through [L8] again. Every other selection was finite: the generators of step 1.1, the finitely many of step 3.1, the generators and numerators of step 3.2, the index in steps 5.2 and 5.1 and the exponents of step 6.1. ∎
Quasi-finite algebras are source locally localizations of finite algebras
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras) that is quasi-finite at every prime of (Quasi-finiteness at a prime of a finite-type algebra), and let be the integral closure of the image of in (Integral elements subalgebra of an arbitrary ring map). Then for every prime there are a finite -subalgebra , module-finite over , and an element with such that the inclusion induces an isomorphism of principal localisations (Principal localisation ).
In other words, on the source every point of a quasi-finite finite-type algebra has an open neighbourhood, the principal open , on which the algebra is a principal localisation of a finite algebra, and this already happens inside the relative integral closure. The element lies in the finite intermediate algebra and need not be the image of an element of : the corollary is a statement about the source, and it makes no base-principal or globally finite claim. The Axiom of Choice is inherited from the factorization theorem A quasi-finite algebra factors openly through a finite algebra used in the proof, whose finite cover it reuses.
Facts & Assumptions
Given: A ring map of finite type that is quasi-finite at every prime of , the relative integral closure of the image of in , a prime , and the Axiom of Choice.
The map is quasi-finite when it is of finite type and quasi-finite at every prime of , where quasi-finiteness at is finiteness of over (Quasi-finiteness at a prime of a finite-type algebra).
An -algebra is of finite type over when for finitely many elements, and module-finite over when it is finitely generated as an -module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).
For a unital ring map the relative integral closure is an -subalgebra of containing the image of , namely the set of elements integral over the map (Integral elements subalgebra of an arbitrary ring map).
Assume the Axiom of Choice. If is of finite type and quasi-finite at every prime of and is the integral closure of the image of in , then there are a finite -subalgebra , module-finite over , and finitely many elements such that is open in , the contraction map is a homeomorphism onto , for every , and for every with the inclusion induces an isomorphism (A quasi-finite algebra factors openly through a finite algebra).
For in a commutative ring the principal localisation is with , and its elements may be written (Principal localisation ).
The Axiom of Choice (AC) is the statement that every family of nonempty sets has a choice function (The Axiom of Choice).
Proof
We assume the Axiom of Choice as recorded in [L6]. The hypothesis on together with [L2] says that is a finitely generated -algebra and that the quasi-finiteness condition of [L1] holds at every prime of , so the factorization theorem [L4] applies; the relative integral closure is an -subalgebra of by [L3].
Fix . By step 1.1 and [L4] there are a finite -subalgebra , module-finite over , and finitely many elements such that is an open subset of onto which the contraction map is a homeomorphism, and for every .
The image of under the contraction map lies in the image of that homeomorphism, namely ; hence for some index , that is . Since , this means .
For this index the inclusion induces an isomorphism . Indeed because is the union of the , and is also one of the conclusions of step 2.1; either form of the factorization theorem gives the isomorphism, the first by its local form and the second by its cover statement.
Taking we have produced a finite -subalgebra that is module-finite over and an element with such that ; by [L5] these are principal localisations, so the source principal open has algebra over . No step uses that lies in the image of , and none asserts finiteness of or of over beyond the module-finiteness of , so no base-principal or globally finite statement is claimed.
The Axiom of Choice was used only in step 2.1, through the factorization theorem [L4]; the only other selections are the single index of step 3.1 and the single element of step 5.1. This proves the corollary. ∎
5 · Examples, counterexamples and false statements
None yet.
Sources
- The Stacks Project, Commutative Algebra, Section 10.123, Situation 10.123.4 and its uses
- J. S. Milne, A Primer of Commutative Algebra, version 4.03, Section 17
- The Stacks Project, Commutative Algebra, Section 10.122, Lemma 10.122.2 and Definition 10.122.3
- J. S. Milne, A Primer of Commutative Algebra, version 4.03, Definition 17.3
- The Stacks Project, Commutative Algebra, Section 10.123, Lemma 10.123.1
- The Stacks Project, Commutative Algebra, Section 10.123, Lemmas 10.123.2 and 10.123.3
- The Stacks Project, Commutative Algebra, Section 10.123, Definition 10.123.7
- The Stacks Project, Commutative Algebra, Section 10.123, Lemma 10.123.8
- The Stacks Project, Commutative Algebra, Section 10.37, Lemmas 10.37.4, 10.37.6, 10.37.7 and 10.37.8
- J. S. Milne, A Primer of Commutative Algebra, version 4.03, Section 6
- The Stacks Project, Commutative Algebra, Section 10.122, Lemmas 10.122.2, 10.122.6, 10.122.7, 10.122.9 and 10.122.10
- The Stacks Project, Commutative Algebra, Section 10.123, Lemmas 10.123.8, 10.123.9 and 10.123.10 with their proofs
- The Stacks Project, Commutative Algebra, Section 10.38, Proposition 10.38.7 (going down over normal domains)
- The Stacks Project, Commutative Algebra, Section 10.123, Lemma 10.123.11 with its proof
- The Stacks Project, Commutative Algebra, Section 10.123, Situation 10.123.4 and Lemmas 10.123.5 and 10.123.6 with their proofs
- The Stacks Project, Commutative Algebra, Section 10.123, Theorem 10.123.12 (Zariski's Main Theorem) with its proof
- J. S. Milne, A Primer of Commutative Algebra, version 4.03, Section 17 (Zariski's main theorem, Theorem 17.10)
- The Stacks Project, Commutative Algebra, Section 10.123, Lemma 10.123.13 with its proof
- J. S. Milne, A Primer of Commutative Algebra, version 4.03, Corollary 17.11
- The Stacks Project, Commutative Algebra, Section 10.123, Lemma 10.123.14 with its proof
- J. S. Milne, A Primer of Commutative Algebra, version 4.03, Corollary 17.12
- The Stacks Project, Commutative Algebra, Section 10.123, Lemma 10.123.14 (1) and (2)