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Algebraic Zariski Main for Quasi-Finite Morphisms

1 · Prerequisites

2 · Summary

This page develops the algebraic form of Zariski's main theorem for quasi-finite morphisms of affine spectra, in the version proved in the Stacks Project's Section 10.123 and in Milne's Chapter 17, and isolates the choice dependence of its two global statements.

The first items set up the two notions the theorem needs for an arbitrary ring map R→S: the relative integral closure Int⁡R(S) of the image of R, a subring of S that needs no injectivity, no reducedness and no Noetherian hypothesis, and quasi-finiteness at a prime q, phrased through the fibre Sq/pSq over the contraction p and equivalently through the schematic fibre S⊗Rκ(p). The one-variable engine then follows: a root of a polynomial equation times its leading coefficient is integral, monic division corrects one variable while changing the algebra only at finitely many named elements, and the conductor of a finite map is controlled coefficient by coefficient. A strongly transcendental element is defined so that its powers satisfy no algebraic relation with a unit coefficient, and the two lemmas that use it show that strong transcendence survives passage to minimal-prime quotients and that a finite one-variable algebra generated by a strongly transcendental element is nowhere quasi-finite. Alongside these sits the local supplier that the polynomial algebra over an integrally closed domain is again integrally closed, proved without a Noetherian hypothesis; it is what makes the going-down step in the transcendence argument available. Quasi-finiteness is then shown to transfer through intermediate rings, both from a source prime and in the relative form needed later.

The main theorem is the local form of Zariski's main theorem: at a prime where a finite-type map is quasi-finite there is an element g of the relative integral closure, avoiding that prime, such that Sg′≅Sg. The proof is a descent to a minimal prime, a division argument in one variable, and the conductor control assembled in the earlier items. Two global consequences are recorded: the quasi-finite locus is open, and a finite-type quasi-finite algebra admits a finite open factorization — a finite subalgebra T of the relative integral closure with principal opens DT(gi) on which T and S become equal, and onto whose open union the contraction map is a homeomorphism. The final corollary restates this source-locally: every prime of a finite-type quasi-finite algebra has a principal open neighbourhood on which the algebra is a localisation of a finite algebra. The Axiom of Choice is declared in both global statements and in the local theorem. The local proof uses it through the nowhere-quasi-finiteness lemma; the global proofs also use compactness of the spectrum and turn a finite open cover by distinguished opens into a unit-ideal expression. The fibre computations and one-variable correction lemmas are choice-free. Two published proofs left "details omitted" — the case n=1 of Theorem 10.123.12's reduction and part (3) of Lemma 10.123.14 — are written out here in full.

3 · Logical flowchart

4 · Definitions, theorems and proofs

DefinitionDefinition: Literature-sourcedProof: Not applicableaudited 2026-09-27Open item page →

Integral elements subalgebra of an arbitrary ring map

Definition

Let R→S be a unital ring map of commutative rings, with φ its underlying map, and let φ(R)⊆S be its image. An element s∈S is integral over the ring map R→S when s is a root of a monic polynomial with coefficients in the image of R (Integral elements over a commutative ring and algebraic integers): that is, when

sd+φ(ad−1)sd−1+⋯+φ(a1)s+φ(a0)=0

for some d≥1 and some a0,…,ad−1∈R. This is integrality of the element s over φ(R). The ring map R→S is integral in the sense of Integral ring maps and integral extensions precisely when every element s∈S satisfies such an equation.

Write

Int⁡R(S)={s∈S:s is integral over R→S}

for this set. Then Int⁡R(S) is a subring of S (Subring: a subset containing 1R and closed under addition, additive inverses and multiplication) containing φ(R), hence an R-subalgebra of S for the restricted structure map (Algebras over a commutative ring, central structure maps, and algebra homomorphisms); it is called the integral closure of the image of R in S, and in this page the notation S′⊆S always denotes this relative integral closure. The reason is Integral elements over a nonzero base ring form a subring: if φ(R)≠0 the published statement applies to the inclusion φ(R)⊆S, whose integral elements over φ(R) are exactly the elements listed above; if φ(R)=0 then 1S=φ(1R)=0, so S=0 and Int⁡R(S)={0}=S is again a subring.

Conventions kept here. (i) No hypothesis of injectivity is imposed: the map R→S may have a kernel, and Int⁡R(S) is a subring of S containing the image, not of R. (ii) No hypothesis excluding zero divisors or nilpotents is imposed, and all arguments below proceed in S itself; in particular Integrality and integral closure commute with localisation may be applied through the structure map without assuming that R→S is injective. (iii) When R⊆S are domains in the sense of Integral closure in an extension ring and integrally closed domains, this set is the integral closure of R in S, so the present definition specialises to the published one, which is not assumed here.

DefinitionDefinition: Literature-sourcedProof: Not applicablejudge pass (gpt-6-sol)audited 2026-09-27Open item page →

Quasi-finiteness at a prime of a finite-type algebra

Definition

Let R→S be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras), let q∈Spec⁡(S) be a prime, and let p=q∩R be its contraction to R. Write κ(p)=Rp/pRp≅Frac⁡(R/p) for the residue field (Rp/pRp≅Frac⁡(R/p) is the residue field at p).

The map R→S is quasi-finite at q when the κ(p)-algebra

Sq/pSq

is finite over κ(p), that is, finitely generated as a κ(p)-module, equivalently finite-dimensional over κ(p) (Finite-dimensional vector space, and its dimension dim⁡FV; infinite-dimensional means having no finite basis); the quotient is a κ(p)-algebra because pSq is the extension of the ideal p. The map R→S is quasi-finite when it is of finite type and quasi-finite at every prime of S.

The fibre form. The fibre of Spec⁡(S)→Spec⁡(R) over p is Spec⁡(S⊗Rκ(p)) (The tensor product M⊗RN from the additive group underlying the free Z-module on M×N, elementary tensors, and finite tensor sums). The prime q determines a prime q‾ of the fibre, and the local ring of the fibre at that prime is Sq/pSq. Indeed the quotient and tensor laws identify S⊗Rκ(p)≅Sp/pSp (locally on the base use M⊗RR/I≅M/IM naturally over the local ring Rp and Localisation commutes with quotient rings: S−1R/S−1I≅Sˉ−1(R/I)), and localising that κ(p)-algebra at the prime q‾ and quotienting by p recovers Sq/pSq. Either description may be used as the definition: the two are related by these canonical identifications, and all items on this page use whatever form makes the step at hand shortest.

Conventions kept here. (i) The definition is phrased only at a prime of S and never requires a chosen closed point, so it applies to nonreduced rings, to noninjective maps, and to primes of arbitrarily large residue field. (ii) A fibre may be empty or may have infinitely many primes; quasi-finiteness is a condition at one prime at a time, and the map is quasi-finite only when the condition holds at all primes of S. (iii) This is distinct from the classical closed-point convention of Quasi-finite classical morphisms, which tests only closed-point fibres of classical varieties over an algebraically closed field; the algebraic notion above is the one used by the Zariski Main Theorem on this page.

LemmaStatement: Literature-sourcedProof: AI-adaptedprecheck passjudge pass (gpt-6-sol)audited 2026-09-27Open item page →

The leading coefficient times a root is integral

Statement

Let R→S be a unital ring map of commutative rings and let t∈S satisfy a relation

φ(a0)+φ(a1)t+⋯+φ(an)tn=0

with n≥0 and a0,…,an∈R. Then φ(an)t is integral over R (Integral ring maps and integral extensions). No hypothesis is imposed on φ(an): it may be zero, a zero divisor, or a nilpotent, and the map R→S need not be injective.

Facts & Assumptions

Given: A unital ring map φ:R→S of commutative rings, an integer n≥0, elements a0,…,an∈R, and an element t∈S satisfying φ(a0)+φ(a1)t+⋯+φ(an)tn=0.

[L1]

Let A→B be a homomorphism of commutative rings. An element b∈B is integral over A when it is a root of a monic polynomial in A[X] (Integral elements over a commutative ring and algebraic integers).

[L2]

Let f:A→B be a homomorphism of commutative rings. The map f is an integral ring map when every element of B is integral over A in the sense of Integral elements over a commutative ring and algebraic integers (Integral ring maps and integral extensions).

Proof

technique · direct
1.1

If n=0 the given relation reads φ(a0)=0, hence φ(a0)t=0; the element 0∈S is a root of the monic polynomial X, so φ(a0)t is integral over R. This disposes of the case n=0 and from here on we assume n≥1.

givenL1
1.2

Set y=φ(an)t∈S, so that φ(an)ntn=yn, and for each 0≤i≤n−1 the identity φ(an)n−1⋅ti=φ(an)n−1−i yi holds in S; these are the ordinary power identities for a single element.

givenalgebra
2.1

Multiplying the given relation by φ(an)n−1 and using step 1.2 in every summand gives the identity yn+∑i=0n−1φ ⁣(aian n−1−i)yi=0 in S: the term φ(an)n−1φ(ai)ti equals φ(aiann−1−i)yi, and the term of index n becomes yn after multiplication, with coefficient 1.

step 1.2algebra
3.1

The displayed identity of step 2.1 is a vanishing statement for the monic polynomial P(X)=Xn+∑i=0n−1φ(ci)Xi with coefficients ci=aian n−1−i∈R: its leading coefficient is 1, so it is monic in the sense of [L1], and P(y)=0.

step 2.1algebra
4.1

Steps 1.2 and 3.1 exhibit y=φ(an)t as a root of a monic polynomial with coefficients in R, so φ(an)t is integral over R by [L1]. Together with step 1.1 (the case n=0), this proves the statement for every n≥0, including an=0 and t=0, where y=0 is integral and the identity of step 2.1 reads 0=0. ∎

step 1.1step 3.1L1L2
LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-6-sol)audited 2026-09-27Open item page →

One-variable integral correction after leading-coefficient localization

Statement

Let R be a commutative ring, let φ:R[x]→S be a unital ring map of commutative rings, and let t∈S be integral over the image subring φ(R[x])⊆S (Integral elements over a commutative ring and algebraic integers, Integral ring maps and integral extensions). Let p=a0+a1x+⋯+akxk∈R[x] be a polynomial with

t φ(p)∈Im⁡(φ).

  1. If p is monic, then there exists q∈R[x] such that t−φ(q) is integral over R.
  2. In general there exist q∈R[x] and an integer n≥0 such that φ(ak)nt−φ(q) is integral over R.

No injectivity of φ, no regularity of the leading coefficient ak, and no reducedness or domain hypothesis is imposed: ak may be 0, a zero divisor or a nilpotent, t may be 0 or a zero divisor, and the polynomial ring and all localisations are taken over the possibly nonreduced ring R. Part 1 is the monic case of the one-variable integral correction; part 2 obtains it in general by inverting ak.

Facts & Assumptions

Given: A unital ring map φ:R[x]→S of commutative rings, an element t∈S integral over the subring φ(R[x])⊆S, and a polynomial p=a0+a1x+⋯+akxk∈R[x] with t φ(p)∈Im⁡(φ).

[L1]

An element b of a commutative ring B is integral over a subring A exactly when it is a root of a monic polynomial in A[X] (Integral elements over a commutative ring and algebraic integers).

[L2]

Let R be a commutative ring and let g∈R[x] be monic. For every f∈R[x] there are unique q,r∈R[x] with f=qg+r and r=0 or deg⁡r<deg⁡g (Division by a monic polynomial over a commutative ring).

[L3]

Let A→B be a homomorphism of commutative rings, S⊆A multiplicative and b∈B. If b is integral over A then b/1 is integral over S−1A in S−1B; and if b/1 is integral over S−1A in S−1B then some s∈S makes sb integral over A (Integrality and integral closure commute with localisation).

[L4]

If A→B and B→C are integral ring maps of commutative rings then the composite A→C is integral (Integral extensions are transitive).

[L5]

Let A⊆B be commutative rings with A≠0 and b∈B. Then b is integral over A if and only if A[b] is finitely generated as an A-module (Integrality and finite-module characterizations for one element).

[L6]

Let R be a commutative ring, S⊆R multiplicative, and r∈R. Then the image of r in S−1R is zero if and only if ur=0 for some u∈S; and S−1R is the zero ring if and only if 0∈S (Equality, vanishing, and the kernel of the localisation map).

[L7]

For a commutative ring R and f∈R the powers of f form a multiplicative subset and the principal localisation Rf has elements r/fn; R0 is the zero ring (Principal localisation Rf={1,f,f2,…}−1R).

[L8]

Let A⊆B be commutative rings with A≠0. The elements of B integral over A form a subring of B (Integral elements over a nonzero base ring form a subring).

Proof

technique · direct
1.1

We first dispose of the degenerate cases. If R=0 then R[x]=0 and 1S=φ(0)=0, so S=0, t=0 and q=0 satisfies both claims. If S=0 then also t=0 and q=0 satisfies both claims. If t is nilpotent, say tN=0 with N≥1, then t is a root of the monic polynomial XN, hence integral over R by [L1], so q=0 satisfies claim 1 and (n,q)=(0,0) satisfies claim 2. If ak is nilpotent, say akN=0 with N≥1, then φ(ak)Nt−φ(0)=0 is integral over R by [L1], so (n,q)=(N,0) satisfies claim 2. We therefore assume R≠0, S≠0, t not nilpotent, and in the treatment of claim 2 the element ak not nilpotent.

givenL1
1.2

Assume that p is monic, so that claim 1 is at stake. Since tφ(p)∈Im⁡(φ), choose r∈R[x] with tφ(p)=φ(r). By [L2] applied to the monic divisor p there are q,r′∈R[x] with r=qp+r′ and r′=0 or deg⁡r′<deg⁡p. Set t′=t−φ(q)∈S. Then t′φ(p)=tφ(p)−φ(q)φ(p)=φ(r)−φ(qp)=φ(r′). If t′ is nilpotent, say t′N=0 for some N≥1, then t′ is integral over R by the monic equation XN=0, proving claim 1; below assume t′ is not nilpotent.

givenL1L2construct
2.1

The element t′=t−φ(q) is integral over φ(R[x]): the given element t is integral over φ(R[x]) and φ(q)∈φ(R[x]), while 1S≠0 makes the subring φ(R[x])⊆S nonzero, so [L8] applies.

step 1.2L8algebra
2.2

Write p=xd+pd−1xd−1+⋯+p0 with d≥0 (a monic constant is the case d=0) and write r′=rd−1′xd−1+⋯+r0′ with ri′=0 for i≥deg⁡r′. In the principal localisation St′ of [L7] the identity t′φ(p)=φ(r′) of step 1.2 becomes φ(p)=t′−1φ(r′), that is, the identity φ(x)d+∑i=0d−1(φ(pi)−t′−1φ(ri′))φ(x)i=0 in St′. Its coefficients φ(pi)−t′−1φ(ri′) lie in the subring φ(R)[1/t′]⊆St′ and its leading coefficient is 1; by [L1] the element φ(x) is integral over φ(R)[1/t′].

step 1.2L1L7algebra
3.1

By [L5] applied to the nonzero ring φ(R)[1/t′] and the integral element φ(x) of step 2.2, the subalgebra φ(R)[1/t′][φ(x)] is a finitely generated φ(R)[1/t′]-module, so every one of its elements is integral over φ(R)[1/t′] by [L8]; equivalently the ring map φ(R)[1/t′]→φ(R)[1/t′][φ(x)] is integral.

step 2.2L5L8algebra
4.1

Put A=φ(R)[1/t′] and B=A[φ(x)] inside St′. The element t′ is integral over B: its monic equation over φ(R[x]) from step 2.1 remains a monic equation over the larger subring B. By step 3.1, A→B is integral. Since the integral elements over B form a subring by [L8], the ring B[t′] is integral over B; transitivity [L4] makes A→B[t′] integral. Therefore t′∈B[t′] is integral over A by [L1].

step 2.1step 3.1L1L4L8
5.1

By [L1] there are an integer e≥1 and coefficients c0,…,ce−1∈A=φ(R)[1/t′] with t′e+∑i=0e−1cit′i=0. Each ci is a finite sum ∑j=1miφ(bij)/t′ℓij with bij∈R and ℓij≥0, since A is generated as a subring by φ(R) and t′−1. Choose N≥0 at least every exponent ℓij (take N=0 if there are no summands). Multiplying the relation by t′N in St′ gives t′e+N+∑i=0e−1∑j=1miφ(bij)t′ i+N−ℓij=0, where every exponent i+N−ℓij is nonnegative.

step 4.1L1L7algebra
6.1

The identity of step 5.1 holds in St′, so by the kernel criterion [L6] applied to the localisation map S→St′ and the element b=t′e+N+∑i=0e−1∑j=1miφ(bij)t′ i+N−ℓij∈S there is M≥0 with t′Mb=0 in S. Hence t′e+N+M+∑i=0e−1∑j=1miφ(bij)t′ i+N−ℓij+M=0 in S: a monic polynomial relation for t′=t−φ(q) with coefficients in φ(R)⊆S. By [L1] the element t−φ(q) is integral over R, which is claim 1.

step 5.1L1L6algebra
7.1

Now let p=∑i=0kaixi be arbitrary with tφ(p)∈Im⁡(φ), and assume first that ak is not nilpotent. Then the principal localisation R′=Rak of [L7] is nonzero by [L6], since its multiplicative set contains 1=ak0 while no power of ak is 0; and p′=ak−1p=xk+∑i=0k−1(ai/ak)xi∈R′[x] is monic. Let S′=Sak, let φ′:R′[x]→S′ be the localisation of φ, and let t′∈S′ be the image of t, so that R′[x]=R[x]ak=Rak[x]. The element t′ is integral over φ′(R′[x]), because the monic equation for t over φ(R[x]) transports along the ring map induced by φ; and t′φ′(p′)=tφ(p)/ak lies in Im⁡(φ′), because tφ(p)=φ(r) for some r∈R[x] gives t′φ′(p′)=φ′(r/ak). Applying claim 1, already proved in steps 1.2-6.1 for the data (R′,S′,φ′,t′,p′), yields q′∈R′[x] with t′−φ′(q′) integral over R′.

step 6.1L1L6L7algebra
8.1

Write q′ as a finite sum of terms c/akm with c∈R[x] and m≥0, and let n be the maximum of the finitely many exponents m occurring, with n=0 when q′=0. Then aknq′ is the image of some q∈R[x] under R[x]→R′[x], namely q=∑jcjak n−mj for the finitely many summands cj/akmj of q′. With this n and q, the image in S′ of φ(ak)nt−φ(q) is aknt′−aknφ′(q′)=akn(t′−φ′(q′)), and this is integral over R′ because t′−φ′(q′) is (step 7.1) and akn∈R′.

step 7.1L1L7construct
9.1

Apply clause 2 of [L3] to the ring map R→S, the multiplicative subset {akm:m≥0}⊆R and the element b=φ(ak)nt−φ(q)∈S: its image in Sak=S′ is integral over Rak=R′ by step 8.1, so there exists m≥0 such that akmb is integral over R. With n′=m+n≥0 and q′′=akmq∈R[x] one has φ(ak)n′t−φ(q′′)=akm(φ(ak)nt−φ(q)), which is integral over R. This is claim 2 for arbitrary p with tφ(p)∈Im⁡(φ).

step 8.1L3algebra
10.1

Together, step 1.1 (the degenerate cases, including nilpotent ak and nilpotent t), step 6.1 (claim 1) and step 9.1 (claim 2) prove both assertions of the statement for every commutative ring R, every unital φ, every t integral over φ(R[x]) and every p with tφ(p)∈Im⁡(φ); this includes p=0, monic constants p, the zero element t=0, and zero divisors or nilpotents among the ai. ∎

step 1.1step 6.1step 9.1given
DefinitionDefinition: Literature-sourcedProof: Not applicableaudited 2026-09-27Open item page →

Strong transcendence over a subring

Definition

Let R⊆S be an inclusion of commutative rings (Subring: a subset containing 1R and closed under addition, additive inverses and multiplication) and let x∈S. The element x is strongly transcendental over R when the implication

u (a0+a1x+⋯+akxk)=0⟹uai=0  for every i∈{0,…,k}

holds for every integer k≥0, every multiplier u∈S and all a0,a1,…,ak∈R; the polynomial a0+a1x+⋯+akxk is the evaluation in S of a polynomial over R (The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution), so the condition is a statement about all polynomial relations that hold in S between x and the elements of R.

Conventions kept here. (i) The multiplier u is retained on purpose. It records annihilators: when S has zero divisors the vanishing of a product u⋅P(x) does not force P(x) to vanish, and it is the annihilator form above, not mere linear independence of the monomials, that is used in the minimal-prime argument of this page. (ii) No finiteness or noetherian hypothesis is imposed on R, on S or on the polynomial degree; x has trivial annihilator in S: applying the condition to P(X)=X gives ux=0⇒u=0. The zero polynomial (k=0, a0=0) is included. (iii) The condition is tied to the chosen pair R⊆S and is not preserved by an arbitrary quotient: for R=k a field S=k[z]×k[y] and x=(z,y), the element x is strongly transcendental over k (a multiplier u=(u1,u2) with u⋅(P(z),P(y))=0 has u1P(z)=0 and u2P(y)=0, so if P=0 all coefficients vanish, whereas if P≠0 both P(z) and P(y) are nonzero, so the domain property forces u1=u2=0; in either case uai=0 for every i), yet in the quotient S/q by the prime q=(z−1)k[z]×k[y] the image of x is 1∈k, which is a root of the monic X−1 and therefore not transcendental at all. The descent proved on this page is consequently formulated for minimal primes of reduced rings.

Domains. If S is an integral domain (Zero divisor, and integral domain: a commutative ring with 1≠0 and no zero divisors), then strong transcendence of x over R is the same as saying that x is transcendental over the fraction field Frac⁡(R), viewed inside Frac⁡(S) (The field of fractions Frac⁡(D)=(D∖{0})−1D of an integral domain). Suppose first that x is strongly transcendental over R and let P∈Frac⁡(R)[X] be nonzero with P(x)=0; clearing denominators gives u∈R nonzero with uP∈R[X] still nonzero, and evaluating gives u⋅(uP)(x)=u⋅0=0, so strong transcendence applied to the polynomial uP and the multiplier u forces u⋅(upi)=0 for every coefficient pi of P; since S is a domain and u≠0, this gives pi=0 for all i, contradicting P≠0. Conversely, if x is transcendental over Frac⁡(R) and u(a0+⋯+akxk)=0 with u≠0, then cancelling the nonzero element u in the domain S exhibits the polynomial a0+⋯+akXk∈R[X] as vanishing at x; if some ai were nonzero that polynomial would be a nonzero element of Frac⁡(R)[X] vanishing at x, contradicting transcendence, so all ai vanish and uai=0 holds; for u=0 the conclusion is immediate. In this case the annihilator clause is automatic and the condition reduces to the classical notion. Nothing in the argument uses integrality; compare Integral elements over a commutative ring and algebraic integers, where the integral element is the opposite extreme, a root of a monic polynomial.

LemmaStatement: Literature-sourcedProof: AI-adaptedaudited 2026-09-27Open item page →

Strong transcendence descends to reduced minimal-prime quotients

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let R⊆S be an inclusion of reduced commutative rings (The nilradical and reduced rings), let x∈S be strongly transcendental over R (Strong transcendence over a subring), let q⊆S be a minimal prime and let p=R∩q be its contraction to R. Then the image of x in the domain S/q is strongly transcendental over the subring R/p⊆S/q (The quotient ring R/I with (r+I)(s+I)=rs+I).

The minimality of q is essential: the local ring Sq is then a field, which is what lets one clear a denominator outside q, and the annihilator-sensitive form of strong transcendence is what makes the clearing argument work without assuming that S is a domain.

Facts & Assumptions

Given: The Axiom of Choice; an inclusion of reduced commutative rings R⊆S, an element x∈S strongly transcendental over R, a minimal prime q⊆S and p=R∩q.

[L1]

For R⊆S and x∈S, strong transcendence of x over R means that u(a0+a1x+⋯+akxk)=0 with u∈S and ai∈R implies uai=0 for all i (Strong transcendence over a subring).

[L2]

The nilradical Nil⁡(R) of a commutative ring is the radical of the zero ideal, so x∈Nil⁡(R) means xn=0 for some n≥1, and R is reduced when Nil⁡(R)=(0) (The nilradical and reduced rings).

[L3]

The nilradical of a commutative ring is the intersection of all of its prime ideals; this is the point where the Axiom of Choice is used, through the existence of primes avoiding a given element (The nilradical is the intersection of all prime ideals).

[L4]

For a commutative ring R, a multiplicative subset S⊆R and an ideal I⊴R one has S−1I=S−1I as ideals of S−1R (Radicals commute with localization).

[L5]

For a commutative ring R and a prime p∈Spec⁡(R), contraction along R→Rp is an inclusion-preserving bijection from Spec⁡(Rp) onto the set of primes q⊆p of R; the inverse sends q to qRp (Primes of a localization at a prime).

[L6]

For a multiplicative subset S of a commutative ring R and r∈R, the image of r in S−1R is zero if and only if ur=0 for some u∈S (Equality, vanishing, and the kernel of the localisation map).

[L7]

For a prime p⊆R the localisation Rp is (R∖p)−1R, with elements fractions r/s for s∉p (Localisation at a prime ideal: Rp=(R∖p)−1R).

[L8]

For an ideal I of a commutative ring R the quotient ring R/I has elements the cosets r+I, and the canonical projection R→R/I, π(r)=r+I, is a surjective ring homomorphism with kernel I (The quotient ring R/I with (r+I)(s+I)=rs+I, The canonical projection R→R/I is a surjective ring homomorphism with kernel I).

[L9]

The Axiom of Choice is the assertion that every family of nonempty sets has a choice function; it is assumed in this item and used exactly through [L3] (The Axiom of Choice).

Proof

technique · direct
1.1

We work under [L9]. Set R‾=R/p and S‾=S/q, and let x‾ denote the image of x in S‾ by [L8]. Since p=R∩q is the kernel of the composite R→S→S/q, the map R‾→S‾ induced by the inclusion is injective, so R‾ is a subring of S‾; both are domains, hence reduced by [L2].

givenL2L8
1.2

The localisation Sq is reduced. Indeed, applying [L4] to the ideal I=(0) of S gives S−1(0)=S−1(0) for the multiplicative subset S∖q of [L7], that is, the extension of Nil⁡(S)=(0) is Nil⁡(Sq); the extension of the zero ideal is zero, so Nil⁡(Sq)=(0) by [L2].

givenL2L4L7
1.3

By [L5] the primes of Sq correspond bijectively to the primes of S contained in q. Since q is a minimal prime, the only prime of S contained in q is q itself, so qSq is the unique prime ideal of Sq.

givenL5L7
2.1

By [L3] applied to the ring Sq, its nilradical is the intersection of its prime ideals; by step 1.3 that intersection is the single ideal qSq, so Nil⁡(Sq)=qSq. By step 1.2 the nilradical is zero, hence qSq=0. In particular the image in Sq of every element of q is a member of qSq=0, hence is zero.

step 1.2step 1.3L3
2.2

Now let u‾∈S‾ and a‾0,…,a‾k∈R‾ satisfy u‾(a‾0+a‾1x‾+⋯+a‾kx‾k)=0 in S‾. Choose preimages u∈S and ai∈R under the quotient maps of [L8]; then u(a0+a1x+⋯+akxk)∈q, because its image in S‾ is the left-hand side of the assumed relation.

givenstep 1.1L8algebra
3.1

By step 2.1 the image of the element u(a0+a1x+⋯+akxk)∈q in Sq is zero, so the kernel criterion [L6] applied to the localisation S→Sq at the multiplicative subset S∖q of [L7] provides u′∈S∖q with u′u(a0+a1x+⋯+akxk)=0 in S.

step 2.1step 2.2L6L7
4.1

The element x is strongly transcendental over R by hypothesis, so [L1] applied to the vanishing product of step 3.1 with multiplier u′u∈S gives u′uai=0 in S for every i.

givenstep 3.1L1
5.1

Since u′uai=0∈q and u′∉q, the primality of q gives uai∈q for every i. Passing to S‾ by [L8], this says u‾ a‾i=0 in S‾ for every i.

step 4.1L8algebra
6.1

Steps 2.2, 5.1 and the discussion of step 1.1 show: for every k≥0, every multiplier u‾∈S‾ and all a‾i∈R‾, the vanishing u‾(a‾0+⋯+a‾kx‾k)=0 implies u‾a‾i=0 for all i. By [L1] the image x‾ is strongly transcendental over R‾=R/p inside S‾=S/q, which is the assertion; the Axiom of Choice was assumed in step 1.1 and used only through [L3] in step 2.1. ∎

step 1.1step 2.2step 5.1L1
LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-6-sol)audited 2026-09-27Open item page →

Polynomial rings over normal domains are normal

Statement

Let R be an integrally closed domain (Integral closure in an extension ring and integrally closed domains) with fraction field K=Frac⁡(R) (The field of fractions Frac⁡(D)=(D∖{0})−1D of an integral domain). Then the polynomial ring R[x] (The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution) is integrally closed: every element of Frac⁡(R[x]) that is integral over R[x] (Integral elements over a commutative ring and algebraic integers) already lies in R[x].

No Noetherian hypothesis is imposed on R: the proof reduces an arbitrary monic equation to a finitely generated Z-subalgebra of R and proves that this subalgebra is Noetherian by a direct finite-generator argument. The argument is choice-free.

Facts & Assumptions

Given: An integrally closed domain R with fraction field K=Frac⁡(R), and an element z∈Frac⁡(R[x]) integral over R[x].

[L1]

A domain A is integrally closed when every element of Frac⁡(A) integral over A already lies in A (Integral closure in an extension ring and integrally closed domains).

[L2]

If D is an integral domain then Frac⁡(D)=(D∖{0})−1D, and its elements are fractions a/b with a,b∈D and b≠0 (The field of fractions Frac⁡(D)=(D∖{0})−1D of an integral domain).

[L3]

If f:R→A is a unital homomorphism of commutative rings and f(s) is a unit of A for every s∈S, then there is a unique unital ring homomorphism f~:S−1R→A with f~∘λS=f, namely f~(r/s)=f(r)f(s)−1 (Universal property of localisation: maps that invert S factor uniquely through S−1R).

[L4]

If R is an integral domain then R[x] is an integral domain (A polynomial ring over an integral domain is an integral domain).

[L5]

For 0≠f=∑iaixi∈R[x] the degree deg⁡f is the largest n with an≠0 and the leading coefficient is lc⁡(f)=adeg⁡f; the zero polynomial has no degree and no leading coefficient (Degree, leading coefficient and monic polynomial, with the zero polynomial having no degree).

[L6]

Let R be a commutative ring and f,g∈R[x] nonzero. If f+g≠0 then deg⁡(f+g)≤max⁡{deg⁡f,deg⁡g}; the coefficient of xdeg⁡f+deg⁡g in fg is lc⁡(f)lc⁡(g) (Degree inequalities for sums and products over a commutative ring).

[L7]

A domain has no zero divisors, so a product of nonzero elements is nonzero and cancellation of a nonzero factor is legitimate (Zero divisor, and integral domain: a commutative ring with 1≠0 and no zero divisors).

[L8]

Let F be a field and f,g∈F[x] not both zero. There are A,B∈F[x] with Af+Bg=d, where d is the monic greatest common divisor of f,g, and d divides both f and g (Bézout identity and the Euclidean algorithm for polynomials over a field).

[L9]

Let A⊆B be commutative rings with A≠0 and b∈B. Then b is integral over A if and only if A[b] is finitely generated as an A-module (Integrality and finite-module characterizations for one element).

[L10]

A commutative ring is Noetherian exactly when every ideal of it is finitely generated (Left and right Noetherian rings, Noetherian modules: every submodule is finitely generated).

[L11]

In a commutative ring, (S) consists of the finite sums ∑irisi with ri∈R and si∈S, and the principal ideal (a) equals Ra; the empty sum is included and equals 0 (In a commutative ring, (S) consists of finite sums ∑risi, and (a)=Ra).

[L12]

Every subgroup of (Z,+) equals nZ=⟨n⟩ for exactly one natural number n (Every subgroup of (Z,+) is ⟨n⟩=nZ for exactly one natural number n).

[L13]

For an ideal I⊴R the canonical projection π:R→R/I, π(r)=r+I, is a surjective ring homomorphism with kernel I (The canonical projection R→R/I is a surjective ring homomorphism with kernel I).

[L14]

For I⊴R, the maps J↦J/I and K↦π−1(K) are inverse inclusion-preserving bijections between the ideals J of R containing I and the ideals K of R/I (Correspondence theorem: ideals of R/I correspond to ideals of R containing I).

[L15]

A subring S⊆R contains 1R and is closed under addition, negation and multiplication (Subring: a subset containing 1R and closed under addition, additive inverses and multiplication).

Proof

technique · direct
1.1

We first prove the field case. Let K be a field and let z∈K(x)=Frac⁡(K[x]) be integral over K[x]; here K[x] is a domain by [L4], so [L2] lets us write z=f/g with f,g∈K[x] and g≠0. If f=0 then z=0∈K[x]. Otherwise f,g are not both zero, so [L8] provides A,B∈K[x] and the monic greatest common divisor d=gcd⁡(f,g) with d=Af+Bg, d∣f and d∣g. Write f=df1 and g=dg1 with f1,g1∈K[x]. The polynomial d is monic, hence nonzero, so cancellation in the domain K[x] of [L4] gives Af1+Bg1=1 from d(Af1+Bg1)=d⋅1, and the same cancellation in K(x) gives z=f1/g1.

givenL2L4L7L8
1.2

Let D be a domain with fraction field L. Call an element u∈L almost integral over D when there is a nonzero d∈D with dun∈D for every integer n≥0. Every element of D is almost integral over D with multiplier 1, the fraction field L of D being that of [L2] and D being a domain in the sense of [L7]. This is a convention internal to the proof; the following steps establish the three properties of it that the argument uses.

givenL2L7construct
1.3

Every ideal I of Z is an additive subgroup of (Z,+), hence equals nZ=(n) for some natural number n by [L12] and [L11]. So every ideal of Z is finitely generated and Z is Noetherian by [L10].

L10L11L12
1.4

Now let C be a commutative ring in which every ideal is finitely generated, and let I⊆C[x] be an ideal. For n≥0 let Sn be the set consisting of 0 and of the leading coefficients of all elements of I of degree ≤n [L5], and put Jn=(Sn)⊆C [L11]; then J0⊆J1⊆⋯, since Sn⊆Sn+1, and J=⋃n≥0Jn is an ideal of C. By hypothesis J=(g1,…,gm) for finitely many gi∈C [L11], and each gi∈Jni for some ni because J is the union of the Jn; with N=max⁡{n1,…,nm} this gives J=JN. For each n≤N the ideal Jn is finitely generated and is generated by Sn, so finitely many elements of Sn, say the leading coefficients of polynomials pn,1,…,pn,kn∈I of degree ≤n, generate Jn [L11]. Let W be the finite set of all these polynomials for n≤N.

givenL5L11construct
1.5

Let C be a commutative ring in which every ideal is finitely generated, let I⊆C be an ideal and let K⊆C/I be an ideal. By [L14] the preimage J=π−1(K) is an ideal of C containing I and J/I=K, and J is finitely generated, say J=(c1,…,ck); by [L13] the projection π is surjective, so K=π(J) is generated by the images π(c1),…,π(ck) [L11]. Hence every ideal of C/I is finitely generated.

givenL11L13L14
2.1

Let zn+cn−1zn−1+⋯+c0=0 with n≥1 and cj∈K[x] be a monic equation for z over K[x], which exists because z is integral over K[x]. Substituting z=f1/g1 and multiplying by g1n gives f1n=−(cn−1f1n−1g1+⋯+c0g1n), so f1n∈(g1) by [L11]. Raising Af1+Bg1=1 to the n-th power and expanding by the binomial theorem, every term of the expansion contains a factor f1n or a factor g1, so 1=A′f1n+B′g1 for suitable A′,B′∈K[x]; by [L11] both summands lie in the ideal (g1), so 1∈(g1), say g1w=1 with w∈K[x]. Then z=f1/g1=f1w∈K[x]. Hence every element of K(x) integral over K[x] lies in K[x]: for every field K the ring K[x] is integrally closed in its fraction field.

step 1.1L11algebra
2.2

Let u,v∈L be almost integral over D with multipliers d,e∈D∖{0}. Then de≠0 by [L7], and for every n≥0 one has (de)(uv)n=(dun)(evn)∈D and (de)(u+v)n=∑j=0n(nj)(duj)(evn−j)∈D, each summand being a product of two elements of D. So the almost integral elements of L form a subring of L containing D.

step 1.2L7algebra
2.3

Let u∈L be integral over D. By [L9] the ring D[u] is a finitely generated D-module; choose generators h1,…,hN∈D[u] and write hi=ai/di with ai,di∈D and di≠0 by [L2]. Then d=d1⋯dN≠0 by [L7] and dhi=ai∏j≠idj∈D for every i, so d⋅D[u]⊆D; in particular dun∈D for all n≥0. Hence every element of L integral over D is almost integral over D.

step 1.2L2L7L9
2.4

Suppose every ideal of D is finitely generated and u∈L is almost integral over D with multiplier d≠0. Then D[u]⊆d−1D={c/d:c∈D}, since dun∈D for every n≥0 and d−1D is a D-submodule of L. Multiplication by d is an injective D-module map D[u]→D, because L is a field and d≠0, and its image dD[u] is an ideal of D; by hypothesis dD[u]=(y1,…,yk) for some yj∈D [L11]. Then D[u]=(d−1y1,…,d−1yk) inside L: each d−1yj lies in D[u] because yj=dxj for some xj∈D[u] and cancellation in L gives d−1yj=xj, while for x∈D[u] the identity dx=∑jcjyj with cj∈D gives x=∑jcj(d−1yj). So D[u] is a finitely generated D-module and [L9] makes u integral over D. Consequently, over a domain in which every ideal is finitely generated, almost integral and integral elements of the fraction field coincide.

step 1.2L7L9L11
2.5

We show that the finite set W generates I. Let f∈I be nonzero of degree m and leading coefficient b≠0 [L5], and put m∗=min⁡{m,N}. The leading coefficient b lies in Jm, and Jm=Jm∗: for m≤N this is m∗=m, and for m>N it holds because JN⊆Jm⊆J=JN. So b=∑jrjlc⁡(pm∗,j) with rj∈C [L11]. Every pm∗,j has degree ≤m∗≤m, and the polynomial f−∑jrjxm−deg⁡pm∗,jpm∗,j lies in I, is congruent to f modulo (W), and has degree <m by [L6]. Induction on m therefore exhibits every element of I as an element of (W); hence I is finitely generated, and every ideal of C[x] is finitely generated.

step 1.4L5L6L11algebra
2.6

Let C be a commutative ring in which every ideal is finitely generated, let A be a commutative C-algebra and let t1,…,td∈A. The C-subalgebra of A generated by t1,…,td is the image of the evaluation homomorphism C[x1,…,xd]→A with xi↦ti, hence is a quotient of C[x1,…,xd]; iterating step 1.4 and applying step 1.5, every ideal of it is finitely generated. In particular, taking C=Z and using step 1.3, every Z-subalgebra of a commutative ring that is generated by finitely many elements is Noetherian by [L10].

step 1.3step 1.4step 1.5L10L15algebra
3.1

Let D be a domain with fraction field K0 and let f=α0+α1x+⋯+αrxr∈K0[x] with αr≠0 be almost integral over D[x], with multiplier h=b0+b1x+⋯+bsxs∈D[x]∖{0} and bs≠0. For every n≥0 the coefficient of xrn+s in the product hfn is bsαrn by [L6], and hfn∈D[x], so bsαrn∈D; thus αr is almost integral over D with multiplier bs. Then αrxr is almost integral over D[x] with the same multiplier, because bs(αrxr)n=(bsαrn)xrn∈D[x], and by step 2.2 the difference f−αrxr∈K0[x], which has degree <r, is almost integral over D[x] as well. Induction on r and on the degree of f therefore shows that every coefficient αi of f is almost integral over D.

step 2.2L4L5L6algebra
3.2

Now return to the given data: R is an integrally closed domain with fraction field K [L1], and z∈Frac⁡(R[x]) is integral over R[x]. The rings R[x]⊆K[x] are domains by [L4], K(x)=Frac⁡(K[x]) is a field, and the inclusion R[x]→K(x) carries every nonzero element of R[x] to a unit, so by [L3] it extends uniquely to a unital ring homomorphism Frac⁡(R[x])→K(x), f/g↦f/g; this map is injective because its restriction to the domain R[x] is injective. We therefore regard z as an element of K(x). The monic equation for z over R[x] is in particular a monic equation over K[x], so z is integral over K[x], and step 2.1 applied to the field K gives z∈K[x]. Write z=α0+α1x+⋯+αrxr with αi∈K.

givenstep 2.1L1L2L3L4
3.3

Choose a monic equation zn+cn−1zn−1+⋯+c0=0 with all cj∈R[x], and write each αi=ai/bi with ai,bi∈R and bi≠0 by [L2]. Let R0⊆R be the Z-subalgebra generated by the finitely many coefficients of the polynomials cj together with all the elements ai,bi. Then R0 is a subring of R containing 1, hence a domain by [L15] and [L7], and every ideal of R0 is finitely generated by step 2.6 applied with C=Z and step 1.3. Moreover αi=ai/bi with ai,bi∈R0 and bi≠0, so αi∈K0:=Frac⁡(R0)⊆K [L2], and z∈K0[x]; since all coefficients of the cj lie in R0, the displayed monic equation has coefficients in R0[x]. Thus z∈K0[x] is integral over R0[x].

givenstep 1.3step 2.6L2L7L15
4.1

Let D be a domain in which every ideal is finitely generated, put K0=Frac⁡(D), and let f∈K0[x] be integral over D[x]. Then every coefficient of f is integral over D: the ring D[x] is a domain by [L4] and f lies in its fraction field K0(x)=Frac⁡(K0[x]), so step 2.3 makes f almost integral over D[x]; step 3.1 makes each coefficient of f almost integral over D; and step 2.4 turns almost integrality over D into integrality over D.

step 2.3step 2.4step 3.1L4
5.1

By step 4.1 applied to the domain R0, in which every ideal is finitely generated, each coefficient αi of z is integral over R0. The monic polynomial over R0⊆R witnessing this has coefficients in R, so each αi is integral over R; since R is integrally closed in K=Frac⁡(R) [L1], each αi lies in R.

step 4.1step 3.3L1
6.1

Consequently z=α0+α1x+⋯+αrxr∈R[x]. Since the homomorphism of step 3.2 is injective and restricts to the identity on R[x], every element of Frac⁡(R[x]) integral over R[x] is already an element of R[x]: the polynomial ring R[x] is an integrally closed domain by [L1] and [L4], for every integrally closed domain R and with no Noetherian hypothesis on R. ∎

step 2.1step 3.2step 5.1L1L4
LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-6-sol)audited 2026-09-27Open item page →

Quasi-finite local fibres transfer through quotients and intermediate rings

Statement

Let R→S be a ring map of finite type that is quasi-finite at the prime q∈Spec⁡(S), and put p=q∩R. Then the following hold.

  1. For every intermediate R-subalgebra T, that is Im⁡(R)⊆T⊆S, with r=q∩T, the map T→S is of finite type and is quasi-finite at q.

  2. Let T be an intermediate R-subalgebra that is of finite type over R, let u∈T∖q and suppose that Tu=Su as subrings of Su, with r=q∩T. Then R→T is quasi-finite at r.

  3. Let R→R′ be an arbitrary ring map, put S′=S⊗RR′ and let q′∈Spec⁡(S′) be a prime of S′ that lies over q, i.e. q′∩S=q. Then R′→S′ is of finite type and quasi-finite at q′.

  4. Let J⊆q be an ideal of S, put Sˉ=S/J and let qˉ=q/J be the image of q. Then R→Sˉ is of finite type and quasi-finite at qˉ. Consequently, if a quotient Sˉ=S/J with J⊆q is not quasi-finite over R at the image of q, then R→S is not quasi-finite at q.

The transfers of (3) and (4) are the ones used later on this page to move quasi-finiteness between a finite-type algebra and its quotients and base changes; no Noetherian hypothesis is imposed anywhere.

Facts & Assumptions

Given: A finite-type ring map R→S, a prime q∈Spec⁡(S) with contraction p=q∩R, and the hypothesis that R→S is quasi-finite at q.

[L1]

The map R→S is quasi-finite at q when the κ(p)-algebra Sq/pSq is finite over κ(p), that is, finitely generated as a κ(p)-module, equivalently finite-dimensional over κ(p); the map is quasi-finite when it is of finite type and quasi-finite at every prime of S (Quasi-finiteness at a prime of a finite-type algebra).

[L2]

An R-algebra A is of finite type over R when A=R[a1,…,an] for some n≥0 and some elements ai∈A; equivalently A is isomorphic as an R-algebra to a quotient R[x1,…,xn]/a (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).

[L3]

For a multiplicative subset T⊆A of a commutative ring, T−1A consists of the classes of pairs (a,t), written a/t, with a/t=a′/t′ if and only if v(at′−a′t)=0 for some v∈T; every t∈T maps to a unit of T−1A (Multiplicative subsets and the localisation S−1R as equivalence classes of fractions).

[L4]

For an ideal I of a commutative ring A and a multiplicative subset T⊆A there is a canonical isomorphism (T−1A)/(T−1I)≅Tˉ−1(A/I), where Tˉ is the image of T in A/I (Localisation commutes with quotient rings: S−1R/S−1I≅Sˉ−1(R/I)).

[L5]

For an ideal I⊴A and an A-module M there is a natural isomorphism M⊗A(A/I)≅M/IM (M⊗RR/I≅M/IM naturally).

[L6]

Contraction along the quotient map A→A/I is an inclusion-preserving bijection from Spec⁡(A/I) onto the primes of A containing I, with inverse p↦p/I (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).

[L7]

If f:A→B is a unital homomorphism of commutative rings and f(t) is a unit of B for every t∈T, then there is a unique unital ring homomorphism f~:T−1A→B with f~∘λT=f (Universal property of localisation: maps that invert S factor uniquely through S−1R).

[L8]

For a domain D the field of fractions is Frac⁡(D)=(D∖{0})−1D, with elements fractions a/b for a,b∈D, b≠0 (The field of fractions Frac⁡(D)=(D∖{0})−1D of an integral domain).

[L9]

If M is a multiplicative subset of a commutative ring A and A→C is a ring map, then (M−1A)⊗AC is canonically isomorphic to the localization of C at the image of M (Presentations and localization under base extension).

Proof

technique · direct
1.1

Let T be an intermediate R-subalgebra, so that the given map factors as R→T→S, and let r=q∩T. By [L2] the R-algebra S is generated by finitely many elements s1,…,sn∈S; these same elements generate S as a T-algebra, so T→S is of finite type by [L2]. Moreover r is a prime of T and p=r∩R, since p=q∩R=(q∩T)∩R.

givenL2
1.2

Now assume in addition that T is of finite type over R, that u∈T∖q, and that Tu=Su; set r=q∩T, so that u∉r and p=r∩R. Both Tr and Sq are localisations of the common ring A:=Tu=Su: the former is A localised at the multiplicative subset generated by the image of T∖r, the latter at the multiplicative subset generated by the image of S∖q, and every element of Su is a fraction a/uk with a∈T by [L3].

givenL3
1.3

Now let R→R′ be a ring map, put S′=S⊗RR′ and let q′∈Spec⁡(S′) lie over q; set p′=q′∩R′, so that p′∩R=q′∩R=q∩R=p. By [L2] write S=R[s1,…,sn]; then S′ is generated as an R′-algebra by the images of s1,…,sn, because S is a quotient of a polynomial ring R[x1,…,xn] and tensoring the quotient presentation with R′ over R gives a quotient presentation of S′ over R′ by [L5]. In particular R′→S′ is of finite type by [L2].

givenL2L5
1.4

Put E=Sq/pSq. By hypothesis and [L1], E is finite-dimensional over κ(p); choose a basis x1,…,xd.

givenL1
1.5

Finally let J⊆q be an ideal of S, put Sˉ=S/J and let qˉ=q/J. By [L6] the ideal qˉ is a prime of Sˉ with qˉ∩R=p; Sˉ is a quotient of the finite-type R-algebra S, hence of finite type over R by [L2]. By [L4] there is a canonical isomorphism Sˉqˉ≅Sq/JSq identifying the extensions of p, so Sˉqˉ/pSˉqˉ≅Sq/(pSq+JSq) is a quotient of Sq/pSq.

givenL2L4L6
2.1

The inclusion p⊆r gives pSq⊆rSq, so the quotient map Sq/pSq→Sq/rSq is a surjective κ(p)-algebra homomorphism. By hypothesis and [L1] the algebra Sq/pSq is finite over κ(p), hence so is its quotient Sq/rSq.

givenstep 1.1L1
2.2

The homomorphism Tr→Sq induced by the inclusion T⊆S is injective. Indeed, let a∈T and s∈T∖r with a/s mapping to 0 in Sq; by [L3] there is σ∈S∖q with σa=0 in S. By [L3] again write σ=t/uk with t∈T, k≥0. If t lay in q, then σ=t/uk would lie in the prime qSu of Su, contradicting σ∉q; hence t∉q, so t∈T∖r. The vanishing σa=0 in Su means umta=0 in S for some m≥0 by [L3]; this element lies in T, and umt∈T∖r is inverted in Tr, so a/s=0.

givenstep 1.2L3
2.3

The composite S→S′→Sq′′ inverts every element of S∖q, because such an element lies outside q′∩S=q and hence outside q′. It also kills p in the quotient by p′Sq′′. Thus the map factors through a κ(p)-algebra homomorphism E→E′:=Sq′′/p′Sq′′, and the residue-field map κ(p)→κ(p′) is induced by R→R′.

givenstep 1.3step 1.4L1L7
2.4

The quotient of step 1.5 is therefore finite over κ(p)=κ(qˉ∩R) by hypothesis and [L1], so R→Sˉ is quasi-finite at qˉ by [L1]. Contrapositively, if J⊆q and the quotient map R→S/J fails to be quasi-finite at q/J, then R→S is not quasi-finite at q.

step 1.5L1
3.1

The ring T/r is a domain and the composite T/r→Sq/rSq is injective: an element of T has vanishing image in Sq/rSq exactly when it lies in q, and q∩T=r. Every class t+r with t∈T∖r lies outside q, hence is a unit of Sq and therefore a unit of the quotient Sq/rSq; by [L7] and [L8] the field of fractions κ(r)=Frac⁡(T/r) therefore embeds in Sq/rSq as a subring containing the image of κ(p).

givenstep 1.1step 2.1L7L8
3.2

The homomorphism Tr→Sq of step 2.2 is also surjective. An element of Sq is a fraction σ/τ with σ,τ∈S and τ∉q; since Su=Tu as subrings of Su, and u∉q, we may write σ=t/uk and τ=t′/ul with t,t′∈T by [L3]. Then t′∉q, hence t′∈T∖r, and σ/τ=tul/(t′uk) with numerator tul∈T and denominator t′uk∈T∖r, so σ/τ is the image of an element of Tr.

givenstep 1.2L3
3.3

Let F=S⊗Rκ(p) and let qˉ be the prime of this fiber induced by q, so E≅Fqˉ. The prime q′ induces a prime qˉ′ of F⊗κ(p)κ(p′) lying over qˉ. By [L9], localization commutes with this scalar extension; localizing further at qˉ′ gives the canonical isomorphism E′≅(E⊗κ(p)κ(p′))q~′, where q~′ is the corresponding prime after the first localization.

givenstep 2.3L9
4.1

Since κ(r) is a κ(p)-subspace of the finite-dimensional κ(p)-vector space Sq/rSq of step 2.1, the field extension κ(r)/κ(p) is finite. The algebra Sq/rSq of step 2.1 is a module over the field κ(r) by step 3.1, and a κ(r)-linearly independent subset of it is κ(p)-linearly independent, so Sq/rSq is finite-dimensional over κ(r); by [L1] the map T→S is quasi-finite at q, which is assertion (1).

step 2.1step 3.1L1
4.2

By steps 2.2 and 3.2 the inclusion induces an isomorphism Tr≅Sq; it carries pTr onto pSq because it is an isomorphism of R-algebras. Hence Tr/pTr≅Sq/pSq is finite over κ(p) by hypothesis and [L1], and since p=r∩R this says by [L1] that R→T is quasi-finite at r, which is assertion (2).

givenstep 2.2step 3.2L1
4.3

The algebra E⊗κ(p)κ(p′) is finite-dimensional over κ(p′), since the images of the basis in step 1.4 span it. Any localization Ar of a finite-dimensional algebra A over a field at a prime r is finite-dimensional: for s∉r, the descending chain of vector subspaces (sn)⊆A stabilizes, so for some N≥0 and a∈A one has sN=sN+1a; in Ar this gives 1=sa, so the inverse of every denominator is already in the image of A. Hence A→Ar is surjective and its target is finite-dimensional. Applying this to the localization in step 3.3 shows E′ is finite-dimensional over κ(p′).

step 1.4step 3.3algebra
5.1

Thus the κ(p′)-algebra Sq′′/p′Sq′′ is generated as a κ(p′)-module by y1,…,yd, hence is finite over κ(p′) by [L1]; that is, R′→S′ is quasi-finite at q′ by [L1], which is assertion (3).

step 2.3step 4.3L1
6.1

Assertion (1) is step 4.1, assertion (2) is step 4.2, assertion (3) is step 5.1 and assertion (4) with its contrapositive form is step 2.4; all four reduce to the single finite-dimensionality condition of [L1] at the relevant prime, and no Noetherian hypothesis and no form of the Axiom of Choice was used. ∎

step 4.1step 4.2step 5.1step 2.4L1
LemmaStatement: Literature-sourcedProof: AI-adaptedaudited 2026-09-27Open item page →

Finite algebras over a strongly transcendental variable are nowhere quasi-finite

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let R⊆S be an inclusion of reduced commutative rings (The nilradical and reduced rings), let x∈S be strongly transcendental over R (Strong transcendence over a subring), and suppose that S is module-finite over the R-subalgebra R[x]⊆S generated by x (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras). Then R→S is a ring map of finite type that is quasi-finite (Quasi-finiteness at a prime of a finite-type algebra) at no prime of S.

The hypotheses are exactly those of the one-variable case of Zariski's main theorem with the roles of the variable and the finite extension separated: x contributes a transcendental direction, and the finiteness of S over R[x] prevents a local fibre from being finite-dimensional over its base residue field. A local fibre can nevertheless have Krull dimension zero: for R=k, S=k[x] and q=(0) it is k(x), which has infinite dimension over k. In the normal-domain part of the proof, finite residue degree forces a strict prime chain in the local fibre; normalization and minimal-prime descent then give the general result. The Axiom of Choice is used exactly through going down, lying over, the minimal-prime descent of strong transcendence and the existence of a minimal prime below a given prime.

Facts & Assumptions

Given: The Axiom of Choice; an inclusion of reduced commutative rings R⊆S; an element x∈S strongly transcendental over R; and the hypothesis that S is module-finite over R[x].

[L1]

The map R→S is quasi-finite at q∈Spec⁡(S) when Sq/pSq is finite over κ(p) for p=q∩R, that is, finitely generated as a κ(p)-module, equivalently finite-dimensional over κ(p) (Quasi-finiteness at a prime of a finite-type algebra).

[L2]

An R-algebra A is of finite type over R when A=R[a1,…,an] for some n≥0 and some ai∈A, and A is module-finite over R when A is finitely generated as an R-module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).

[L3]

For a prime p of a commutative ring A there is a canonical field isomorphism Ap/pAp≅Frac⁡(A/p); this quotient is the residue field of the local ring Ap (Rp/pRp≅Frac⁡(R/p) is the residue field at p).

[L4]

For a commutative ring A and an ideal P⊴A, the quotient A/P is an integral domain if and only if P is a prime ideal (R/P is an integral domain if and only if P is a prime ideal).

[L5]

For R⊆S and x∈S, strong transcendence of x over R is the annihilator-sensitive condition that u(a0+a1x+⋯+akxk)=0 with u∈S and ai∈R implies uai=0 for all i; when S is a domain this is the same as saying that x is transcendental over the fraction field of R (Strong transcendence over a subring).

[L6]

The evaluation homomorphism ev⁡φ,s:R[x]→S extending a unital ring homomorphism φ:R→S and sending x to s is unique; in particular the evaluation of a polynomial of R[x] at the indeterminate x is that same polynomial (Universal property of R[x]: a coefficient homomorphism and the image of x determine a unique ring homomorphism).

[L7]

If R is an integral domain then R[x] is an integral domain (A polynomial ring over an integral domain is an integral domain).

[L8]

For an integrally closed domain R, the polynomial ring R[x] is integrally closed, with no Noetherian hypothesis (Polynomial rings over normal domains are normal).

[L9]

For a domain A and a homomorphism A→B, the integral closure of A in B is the set of elements of B integral over A; and A is integrally closed when every element of Frac⁡(A) integral over A already lies in A. The integral closure of a domain in a field extension of its fraction field is itself an integrally closed domain (Integral closure in an extension ring and integrally closed domains, The integral closure of a domain in a field extension is integrally closed).

[L10]

Let A⊆B be commutative rings with A≠0 and b∈B. Then b is integral over A if and only if A[b] is finitely generated as an A-module; in particular a module-finite extension is integral (Integrality and finite-module characterizations for one element).

[L11]

Assume the Axiom of Choice. Let A⊆B be an integral extension of domains with A integrally closed; if p0⊆p1 are primes of A and q1 is a prime of B with q1∩A=p1, then there is a prime q0⊆q1 of B with q0∩A=p0 (Going down holds for integral extensions over integrally closed domains).

[L12]

If f:A→B is a unital homomorphism and f(t) is a unit of B for every t∈T, then there is a unique unital homomorphism T−1A→B with f~∘λT=f; in particular an injection of domains extends canonically to their fraction fields (Universal property of localisation: maps that invert S factor uniquely through S−1R).

[L13]

For a unital ring map R→S, the set Int⁡R(S) of elements of S integral over the map is a subring of S containing the image of R, hence an R-subalgebra (Integral elements subalgebra of an arbitrary ring map).

[L14]

Let A⊆B be commutative rings and let b1,…,bn∈B be integral over A; then the A-subalgebra A[b1,…,bn] is module-finite over A (A subalgebra generated by finitely many integral elements is module-finite).

[L17]

Assume the Axiom of Choice. Let f:A→B be an integral ring map and let p∈Spec⁡(A) with ker⁡f⊆p. Then there is q∈Spec⁡(B) with f−1(q)=p (Lying over for integral ring maps).

[L18]

Contraction along A→A/I is an inclusion-preserving bijection from Spec⁡(A/I) onto the primes of A containing I, with inverse p↦p/I (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).

[L19]

For a unital ring A, a right A-module M and a left A-module N, the tensor product M⊗AN is the quotient of the free abelian group on M×N by the balanced relations, with elementary tensors m⊗n (The tensor product M⊗RN from the additive group underlying the free Z-module on M×N, elementary tensors, and finite tensor sums).

[L20]

Quasi-finiteness transfers: for a finite-type map R→S quasi-finite at q and any ring map R→R′, the base-changed map R′→S⊗RR′ is quasi-finite at every prime of S⊗RR′ lying over q; and for an ideal J⊆q the quotient map R→S/J is quasi-finite at the image of q (Quasi-finite local fibres transfer through quotients and intermediate rings).

[L21]

Assume the Axiom of Choice. If R⊆S are reduced rings, x∈S is strongly transcendental over R, q is a minimal prime of S and p=R∩q, then the image of x in S/q is strongly transcendental over R/p (Strong transcendence descends to reduced minimal-prime quotients).

[L22]

Contraction along A→Ap induces an inclusion-preserving bijection from Spec⁡(Ap) onto the set of primes q⊆p of A (Primes of a localization at a prime).

[L23]

Assume the Axiom of Choice. For a commutative ring A and a proper ideal I⊴A there is a prime ideal of A containing I that is minimal among the primes containing I (Minimal primes over a proper ideal exist).

[L24]

For a multiplicative subset T of a commutative ring A and r∈A one has r/s=0 in T−1A if and only if ur=0 for some u∈T; moreover T−1A is the zero ring if and only if 0∈T (Equality, vanishing, and the kernel of the localisation map).

[L25]

For a prime p of A the localisation is Ap=(A∖p)−1A, with elements fractions r/s for s∉p (Localisation at a prime ideal: Rp=(R∖p)−1R).

[L26]

The Axiom of Choice is the assertion that every family of nonempty sets has a choice function; it is assumed here and used exactly through [L11], [L17], [L21] and [L23] (The Axiom of Choice).

Proof

technique · direct
1.1

By the hypothesis of module-finiteness there are t1,…,tm∈S with S=R[x]t1+⋯+R[x]tm. Hence S=R[x,t1,…,tm] is generated as an R-algebra by the finitely many elements x,t1,…,tm and is of finite type over R by [L2]; consequently the notion of quasi-finiteness of [L1] is defined for R→S, and it remains to show that no prime of S satisfies it.

givenL2
1.2

We first treat the case in which R and S are domains; here, by [L5], the strong transcendence of x over R says exactly that x is transcendental over K=Frac⁡(R). Let q∈Spec⁡(S), put p=q∩R and r=q∩R[x], and suppose for contradiction that R→S is quasi-finite at q.

givenL5
1.3

Now let R⊆S be reduced and let q∈Spec⁡(S). By [L25] the localisation Sq=(S∖q)−1S is nonzero, because 0∈q excludes 0∈S∖q and Sq=0 would force 0∈S∖q by [L24]; so the zero ideal is a proper ideal of Sq, and by [L23] there is a prime P of Sq minimal over (0). By [L22] every prime of Sq is the extension of a prime of S contained in q, so P=q0Sq for the prime q0=P∩S⊆q, and the inclusion-preserving bijection shows that q0 is a minimal prime of S.

givenL22L23L24L25
2.1

First consider the normal-domain case, so assume here that R is a domain and integrally closed in K=Frac⁡(R). Then R[x] is an integral domain by [L7] and is integrally closed by [L8] and [L9]. Moreover R[x]⊆S is an integral extension: every element of the module-finite R[x]-algebra S is integral over R[x] by [L10].

givenstep 1.1L7L8L9L10
2.2

By [L1] the algebra Sq/pSq is finite over κ(p), and by [L3] the residue field κ(q) is Sq/qSq, which is a quotient of Sq/pSq because p⊆q. Hence κ(q) is finite over κ(p).

givenstep 1.2L1L3
2.3

For the general domain case drop the normality of R: let R‾ be the integral closure of R in K=Frac⁡(R) as in [L9], which is a subring of K by [L13] and is integrally closed by [L9]; put L=Frac⁡(S) and let S‾=R‾[S] be the subring of L generated by R‾ and S, a domain because it is a subring of the field L.

givenstep 1.2L9L13
2.4

By [L21] the image xˉ of x in S/q0 is strongly transcendental over R/p0, where p0=q0∩R. Both R/p0 and S/q0 are domains by [L4], so by [L5] the element xˉ is transcendental over κ(p0)=Frac⁡(R/p0).

givenstep 1.3L4L5L21
2.5

The quotient S/q0 is module-finite over (R/p0)[xˉ]: it is the image of the module-finite R[x]-algebra S under the quotient map, and the image of R[x] is the subalgebra generated by xˉ over R/p0.

givenstep 1.1step 1.3
3.1

The kernel of R[x]→S/q is exactly r, so R[x]/r is a subring of the domain S/q by [L4]; by [L3] the residue fields are κ(r)=Frac⁡(R[x]/r) and κ(q)=Frac⁡(S/q), and by [L12] the inclusion of domains extends to an injection κ(r)→κ(q) of fields carrying the image of κ(p) onto a subfield contained in κ(r). Since a κ(p)-linearly independent subset of κ(r) is also κ(p)-linearly independent in κ(q), step 2.2 shows that κ(r) is finite over κ(p).

givenstep 1.2step 2.2L3L4L12
3.2

Since R⊆R‾⊆K and K=Frac⁡(R), their fraction fields satisfy K⊆Frac⁡(R‾)⊆K, hence Frac⁡(R‾)=K. The element x is transcendental over K by [L5]: if a nonzero polynomial over K vanished at x, clearing its finitely many denominators would give a nonzero h∈R[X] with h(x)=0, and strong transcendence with multiplier 1 would force every coefficient of h to be zero, a contradiction. Hence x is transcendental over Frac⁡(R‾) as well.

givenstep 2.3L5algebra
3.3

The algebra S‾ is integral over S: by [L13] the set Int⁡S(S‾) is a subring of S‾ containing S, and it contains every element of R‾, which is integral over R by [L9] and hence over S by the same monic equation; being a subring containing S and R‾, it contains the subring they generate, namely S‾, so S‾=Int⁡S(S‾) is integral over S.

givenstep 2.3L9L13algebra
3.4

The algebra S‾ is module-finite over R‾[x]: from S=R[x]t1+⋯+R[x]tm of step 1.1 we get S‾=R‾[x][t1,…,tm], and each tj is integral over R[x] by module-finiteness and [L10], hence over R‾[x]⊇R[x] by the same monic equation, so [L14] makes S‾ module-finite over R‾[x].

givenstep 1.1step 2.1step 2.3L14algebra
4.1

Consequently r≠pR[x]: if equality held, then R[x]/r=(R/p)[x] and κ(r)=κ(p)(xˉ) where xˉ is the class of x. Then xˉ is transcendental over κ(p): if 0≠h∈κ(p)[X] satisfied h(xˉ)=0, then writing h=d−1g with 0≠d∈R/p and g∈(R/p)[X] would give g(xˉ)=0, that is g=0 because evaluation at the indeterminate is the identity by [L6], contradicting g≠0 in the domain (R/p)[x] by [L7]. But then the powers 1,xˉ,…,xˉd for d=dim⁡κ(p)κ(r)<∞ would be κ(p)-linearly dependent, yielding a nonzero polynomial relation over κ(p) of degree ≤d satisfied by xˉ, a contradiction.

givenstep 3.1L6L7
5.1

Since pR[x]⊊r and q lies over r along the integral extension R[x]⊆S of step 2.1, going down [L11] provides a prime q′⊆q of S with q′∩R[x]=pR[x]; then q′≠q, and q′∩R=(q′∩R[x])∩R=pR[x]∩R=p.

givenstep 2.1step 4.1L11
6.1

The prime ideals q′Sq⊆qSq of Sq are distinct and both contain pSq by step 5.1, so A:=Sq/pSq carries a strict chain of primes; A is finite-dimensional over κ(p) by [L1]. But every prime P of a finite-dimensional algebra A over a field κ(p) is maximal: A/P is a domain by [L4], finite-dimensional over κ(p), so for 0≠u∈A/P the κ(p)-linear map a↦ua is injective by [L4] and hence surjective by finite dimension, which makes u a unit and A/P a field. This contradiction shows that, when R,S are domains and R is integrally closed, R→S is quasi-finite at no prime of S, and then also when R,S are any domains, as the next steps show.

givenstep 5.1L1L4
7.1

Applying the result of step 6.1 to the domains R‾⊆S‾, where R‾ is integrally closed by step 2.3 and x is transcendental over Frac⁡(R‾) by step 3.2 while S‾ is module-finite over R‾[x] by step 3.4, we obtain: R‾→S‾ is quasi-finite at no prime of S‾.

step 6.1step 2.3step 3.2step 3.4
8.1

Now suppose that R→S is quasi-finite at a prime q∈Spec⁡(S). By [L17] applied to the integral extension S⊆S‾ of step 3.3 there is q‾∈Spec⁡(S‾) with q‾∩S=q. The R-algebra homomorphism S⊗RR‾→S‾ of [L19] sending s⊗r to sr is surjective because its image is a subring of S‾ containing the images of S and of R‾; with J its kernel we have S‾≅(S⊗RR‾)/J, and by [L18] the prime q‾ corresponds to a prime q~ of S⊗RR‾ mapping to q in S. By [L20] the base change R‾→S⊗RR‾ is quasi-finite at q~, and by [L20] again, applied to the quotient S‾, the map R‾→S‾ is quasi-finite at q‾, contradicting step 7.1. Hence in the domain case R→S is quasi-finite at no prime of S.

givenstep 3.3step 7.1L17L18L19L20
9.1

By step 8.1 applied to the domains R/p0⊆S/q0 with the element xˉ of step 2.4, the map R/p0→S/q0 is quasi-finite at no prime of S/q0; in particular it is not quasi-finite at the prime q/q0 of S/q0, which exists by [L18] because q0⊆q and q0 is prime.

givenstep 8.1step 2.4step 2.5L18
10.1

If R→S were quasi-finite at q, then by [L20] applied to the ideal q0⊆q the quotient map R→S/q0 would be quasi-finite at q/q0, contradicting step 9.1: the actions factor through R/p0, and κ(p/p0)=κ(p), so these two base-ring descriptions give the same local fibre. Hence R→S is not quasi-finite at q; since q∈Spec⁡(S) was arbitrary, R→S is quasi-finite at no prime of S.

givenstep 9.1L20
11.1

Steps 1.1 and 10.1 prove the Statement: R→S is of finite type whenever S is module-finite over R[x], and it is quasi-finite at no prime of S for reduced R⊆S and strongly transcendental x. The Axiom of Choice was assumed in the Statement and used exactly through [L11] in step 5.1, [L17] in step 8.1, [L21] in step 2.4 and [L23] in step 1.3; all other steps are choice-free. ∎

step 1.1step 10.1L11L17L21L23L26
LemmaStatement: Literature-sourcedProof: AI-adaptedaudited 2026-09-27Open item page →

A quasi-finite one-generator quotient is locally its integral closure

Statement

Let R be a commutative ring, let I⊴R[x] be an ideal, put S=R[x]/I and let q∈Spec⁡(S). Assume that R→S is quasi-finite at q (Quasi-finiteness at a prime of a finite-type algebra) and let S′⊆S be the integral closure of the image of R in S (Integral elements subalgebra of an arbitrary ring map). Then there is an element g∈S′∖q such that the canonical homomorphism Sg′→Sg of localisations at g (Multiplicative subsets and the localisation S−1R as equivalence classes of fractions) is an isomorphism.

Thus, at a quasi-finite prime, a one-generator quotient R[x]/I already agrees with its relative integral closure after inverting a single element of that closure. No regularity, Noetherian or finiteness hypothesis beyond the finite type built into R[x]/I is used, and R→S need not be injective.

Facts & Assumptions

Given: A commutative ring R, an ideal I⊴R[x], the quotient S=R[x]/I with quotient map φ:R[x]→S, a prime q∈Spec⁡(S) with p=q∩R, the hypothesis that R→S is quasi-finite at q, and the relative integral closure S′=Int⁡R(S)⊆S of the image of R in S.

[L1]

The map R→S is quasi-finite at q when Sq/pSq is finite over κ(p), equivalently finite-dimensional over κ(p) (Quasi-finiteness at a prime of a finite-type algebra).

[L2]

S=R[x]/I is generated as an R-algebra by the class of x, hence is of finite type over R; a quotient of a polynomial ring by an ideal is of finite type by definition (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).

[L3]

For a multiplicative subset T of a commutative ring A, the localisation T−1A consists of fractions a/t with the usual arithmetic, every t∈T becoming a unit; for an element g∈A the notation Ag means the localisation at the multiplicative set generated by g (Multiplicative subsets and the localisation S−1R as equivalence classes of fractions).

[L4]

For a unital ring map R→S, the set Int⁡R(S) of elements of S integral over the map is a subring of S containing the image of R (Integral elements subalgebra of an arbitrary ring map).

[L5]

If t∈S satisfies a relation a0+a1t+⋯+antn=0 with aj in a ring A⊆S, then ant is integral over A, even when an is a zero divisor (The leading coefficient times a root is integral).

[L6]

If A→B and B→C are integral ring maps, then the composite A→C is integral (Integral extensions are transitive).

[L7]

For an ideal J of a commutative ring A and a multiplicative subset T⊆A there is a canonical isomorphism (T−1A)/(T−1J)≅Tˉ−1(A/J), where Tˉ is the image of T in A/J (Localisation commutes with quotient rings: S−1R/S−1I≅Sˉ−1(R/I)).

[L8]

For an ideal J of a commutative ring A, the kernel of the canonical map A[x]→(A/J)[x] is the ideal JA[x] of polynomials with coefficients in J, so A[x]/JA[x]≅(A/J)[x] (First isomorphism theorem for rings: R/ker⁡f≅im⁡f).

[L9]

The evaluation homomorphism R[x]→S extending a fixed unital map on constants and sending x to a prescribed element is unique; in particular, evaluation of a polynomial of A[x] at the indeterminate is that same polynomial, so a polynomial of A[x] all of whose coefficients lie in an additive subgroup vanishes as an element of A[x] only if all its coefficients do (Universal property of R[x]: a coefficient homomorphism and the image of x determine a unique ring homomorphism).

[L10]

If D is an integral domain then D[x] is an integral domain (A polynomial ring over an integral domain is an integral domain).

[L11]

For a multiplicative subset T of a commutative ring A one has a/t=0 in T−1A if and only if ua=0 for some u∈T, and a/t=a′/t′ if and only if u(at′−a′t)=0 for some u∈T; consequently the localisation map is injective on a domain (Equality, vanishing, and the kernel of the localisation map).

Proof

technique · direct
1.1

We first produce a relation over S′ of positive degree with a coefficient outside q. Suppose that every element of I had all its coefficients in p, that is I⊆pR[x]. Then by [L8] the quotient S/pS≅R[x]/(I+pR[x])=R[x]/pR[x]≅(R/p)[x] is a polynomial ring over the domain R/p; writing qˉ for the image of q in S/pS and using [L7] with T=S∖q, we get Sq/pSq≅(S/pS)qˉ, a localisation of (R/p)[x].

givenL2L7L8
1.2

Such a localisation is infinite-dimensional over κ(p)=Frac⁡(R/p). Indeed the powers 1,xˉ,xˉ2,… of the class of x in (R/p)[x] are κ(p)-linearly independent: a relation ∑icixˉi=0 with ci∈κ(p) becomes, after multiplying by a common nonzero denominator d∈R/p, a relation ∑i(dci)xˉi=0 with coefficients in the domain R/p and not all zero, which by [L9] is a nonzero polynomial of (R/p)[x] equal to zero — impossible by [L10] unless all coefficients vanish; and this linear independence is preserved in the localisation because the localisation map is injective on the domain (R/p)[x] by [L11].

givenL9L10L11
2.1

Therefore I⊈pR[x]: otherwise steps 1.1 and 1.2 would exhibit Sq/pSq as an infinite-dimensional κ(p)-algebra, contradicting the quasi-finiteness hypothesis through [L1]. So there are n≥0 and a0,…,an∈R with f=∑jajxj∈I and aj∉p for at least one j; applying φ and writing bj=φ(aj) (the element of the relative integral closure S′ given by the image of R) gives a relation ∑j=0nbjφ(x)j=0 in S with some bj∉q, because aj∈p if and only if φ(aj)∈q.

givenstep 1.1step 1.2L1L4
3.1

Among all relations ∑j=0mbjφ(x)j=0 in S with all bj∈S′ and at least one bj∉q, choose one of minimal degree m, which exists by step 2.1; then m≥1, because a relation of degree 0 reads b0=0 with b0∈S′, and b0∉q would be impossible. We show that its leading coefficient satisfies bm∉q.

givenstep 2.1
4.1

Assume first that bm∉q. By [L5] applied to the relation of step 3.1 with A=S′ and t=φ(x), the element bmφ(x) is integral over S′; hence the inclusion S′→S′[bmφ(x)] is an integral ring map, and since S′=Int⁡R(S) consists of elements integral over R by [L4], the composite R→S′[bmφ(x)] is integral by [L6]. So bmφ(x) is integral over R, that is bmφ(x)∈Int⁡R(S)=S′.

givenstep 3.1L4L5L6
5.1

Assume instead that bm∈q. The argument of step 4.1 still gives bmφ(x)∈S′. Set bm−1′=bmφ(x)+bm−1∈S′. Then ∑j=0m−2bjφ(x)j+bm−1′φ(x)m−1=0 by step 3.1, and bm−1′−bm−1=bmφ(x)∈q because bm∈q; so bm−1′∉q if bm−1∉q, and otherwise one of bm−2,…,b0 lies outside q by step 3.1. Either way we have a relation of degree m−1 with all coefficients in S′ and at least one coefficient outside q, contradicting the choice of the minimal degree m. Hence the case bm∈q cannot occur.

givenstep 3.1step 4.1
6.1

By steps 3.1 and 5.1 the minimal relation of step 3.1 has bm∈S′∖q, and bmφ(x)∈S′ by step 4.1. Put g=bm. In the localisation Sg′ the element g is a unit by [L3], so φ(x)=(bmφ(x))/bm∈Sg′; since S is generated as an S′-algebra by φ(x) by [L2], the subring Sg′⊆Sg already contains a generating set of Sg over Sg′ and hence equals Sg.

givenstep 4.1step 5.1L2L3
7.1

The canonical homomorphism Sg′→Sg is injective, so it is an isomorphism: if a fraction a/gk with a∈S′ maps to zero in Sg, then by [L11] there is l≥0 with gla=0 in S; since a,g∈S′, the product gla lies in S′, and [L11] again gives a/gk=0 in Sg′.

givenstep 6.1L11
8.1

Steps 2.1, 6.1 and 7.1 produce g∈S′∖q with Sg′→Sg an isomorphism, which is the assertion. The argument is choice-free: the only selection is that of a relation of minimal degree in step 3.1, and the minimal-degree argument uses only that degrees are natural numbers. ∎

step 2.1step 6.1step 7.1
LemmaStatement: Literature-sourcedProof: AI-adaptedaudited 2026-09-27Open item page →

Conductor radical detects every polynomial coefficient

Statement

Let φ:R[x]→S be a unital ring map of commutative rings that is finite, that is, S is finitely generated as an R[x]-module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras), and let J={g∈S:gS⊆Im⁡(φ)} be the conductor of the image of φ. Assume the following integral-image condition: every element of S integral over the ring map R→S in the sense of Integral elements subalgebra of an arbitrary ring map lies in Im⁡(φ).

Then J is an ideal of S (The radical of an ideal) and the following hold, for u∈S and P=a0+a1x+⋯+akxk∈R[x] with k≥0 (The polynomial ring over a commutative ring as finitely supported coefficient sequences with convolution):

  1. if u φ(P)∈J, then u φ(ak)m∈J for some integer m≥0;
  2. if u φ(P)∈J, then u φ(ai)∈J for every i∈{0,…,k}.

No hypothesis is imposed on the leading coefficient: it may be zero, a zero divisor or a nilpotent, and φ need not be injective.

Facts & Assumptions

Given: A finite unital ring map φ:R[x]→S such that every element of S integral over R lies in Im⁡(φ), the conductor J={g∈S:gS⊆Im⁡(φ)}, an element u∈S and a polynomial P=a0+a1x+⋯+akxk∈R[x] with k≥0.

[L1]

For a unital ring map R[x]→S the set of elements of S integral over the map is a subring of S containing the image of R[x]; an element of S integral over R is in particular integral over the ring map R[x]→S, and the separate integral-image condition in the Statement places each R-integral element in Im⁡(φ) (Integral elements subalgebra of an arbitrary ring map).

[L2]

A commutative algebra is module-finite over its base ring when it is finitely generated as a module; in particular the finite map φ exhibits S as generated by finitely many elements t1,…,tn as an R[x]-module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).

[L3]

Let A⊆B be commutative rings with A≠0 and b∈B. Then b is integral over A if and only if A[b] is finitely generated as an A-module; for that reason every element of a module-finite A-algebra B is integral over A (Integrality and finite-module characterizations for one element).

[L4]

Let φ:R[x]→S be a unital ring map, let t∈S be integral over φ(R[x]) and let p∈R[x], p=c0+⋯+ckxk, satisfy tφ(p)∈Im⁡(φ). Then there are q∈R[x] and n≥0 with φ(ck)nt−φ(q) integral over R (One-variable integral correction after leading-coefficient localization).

[L5]

For an ideal I of a commutative ring the radical is I={x:xn∈I for some n≥1}, and I is an ideal containing I (The radical of an ideal, The radical of an ideal is an ideal).

[L6]

Let R be a commutative ring and f,g∈R[x] nonzero. Then the coefficient of xdeg⁡f+deg⁡g in fg is lc⁡(f)lc⁡(g), and the coefficients of a product of polynomials are polynomial expressions in the coefficients of the factors (Degree inequalities for sums and products over a commutative ring).

Proof

technique · direct
1.1

The conductor J is an ideal of S. It contains 0 because 0⋅S=0⊆Im⁡(φ); it is closed under addition, since (g+g′)S⊆gS+g′S⊆Im⁡(φ) for g,g′∈J; and it is closed under multiplication by S, since (sg)S=g(sS)⊆gS⊆Im⁡(φ) for g∈J and s∈S. If S=0, then J=S={0} and both assertions of the Statement hold trivially; hence we may assume from now on that S≠0 and, by [L2], that S=R[x]t1+⋯+R[x]tn for finitely many tj∈S.

givenL2
2.1

For g∈S one has g∈J if and only if gtj∈Im⁡(φ) for all j: one direction is immediate from tj∈S, and conversely gS⊆∑jgR[x]tj⊆Im⁡(φ) because gtj∈Im⁡(φ) for the finitely many module generators tj of [L2] and Im⁡(φ) is closed under multiplication by elements of φ(R[x]).

givenstep 1.1L2
3.1

Assume now that uφ(P)∈J with u∈S and P=∑i=0kaixi. For each j the element utj∈S is integral over R[x] by [L3], because S is module-finite over R[x] by [L2]; and uφ(P)tj∈Im⁡(φ) by step 2.1. Applying [L4] with t=utj and p=P provides qj∈R[x] and an integer nj≥0 such that φ(ak)njutj−φ(qj) is integral over R; this element lies in Im⁡(φ) by the integral-image condition of the Statement. Hence φ(ak)njutj∈Im⁡(φ) for every j.

givenstep 1.1step 2.1L1L2L3L4
4.1

Put m=max⁡jnj≥0. For every j, uφ(ak)mtj=φ(ak)m−nj(φ(ak)njutj)∈Im⁡(φ), because Im⁡(φ) is closed under multiplication by elements of φ(R[x]) and m−nj≥0. By the criterion of step 2.1 this says uφ(ak)m∈J, which is assertion 1.

givenstep 2.1step 3.1L2
5.1

Now assume uφ(P)∈J. By [L5] there is N≥1 with (uφ(P))N∈J. Since φ is a ring homomorphism, (uφ(P))N=uNφ(PN). The coefficient of xNk in PN is akN by polynomial multiplication, even if this coefficient is zero and the degree is less than Nk. Applying assertion 1 in the form of step 4.1 to uN and PN gives m≥0 with uNφ(ak)Nm∈J. If m≥1, multiply by uN(m−1) to get (uφ(ak))Nm∈J; if m=0, multiply uN∈J by φ(ak)N to get (uφ(ak))N∈J. In either case a positive power of uφ(ak) lies in J, so uφ(ak)∈J by [L5].

givenstep 4.1L5L6
6.1

Since J is an ideal of S by [L5], the element uφ(akxk)=uφ(ak)φ(x)k lies in J, and therefore uφ(P−akxk)=uφ(P)−uφ(akxk)∈J; here P−akxk=a0+a1x+⋯+ak−1xk−1 has degree ≤k−1. Induction on k≥0 now gives uφ(ai)∈J for every i∈{0,…,k}: the case k=0 is the hypothesis itself, and the induction step is the reduction just performed together with step 5.1.

givenstep 5.1L5
7.1

Steps 4.1 and 6.1 prove assertions 1 and 2 for every u∈S and every P∈R[x]; the proof uses only finite choice (the finitely many module generators tj and the finite maximum m) and is therefore choice-free. ∎

step 4.1step 6.1
TheoremStatement: Literature-sourcedProof: AI-adaptedaudited 2026-09-27Open item page →

Algebraic Zariski Main localization at a quasi-finite prime

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let R→S be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras), let S′⊆S be the integral closure of the image of R in S (Integral elements subalgebra of an arbitrary ring map), and let q∈Spec⁡(S) be a prime at which R→S is quasi-finite (Quasi-finiteness at a prime of a finite-type algebra). Then there exists g∈S′ with g∉q such that the inclusion S′→S induces an isomorphism Sg′→ ≅ Sg of localisations at g (Multiplicative subsets and the localisation S−1R as equivalence classes of fractions).

This is the local form of Zariski's main theorem: at a quasi-finite prime a finite-type algebra is, after inverting one element of its relative integral closure, a principal localisation of that closure. The proof is an induction on the least number of elements over which S becomes module-finite over a polynomial extension of R, and its one-variable step is the conductor argument supplied by Conductor radical detects every polynomial coefficient. The Axiom of Choice is used exactly once, in the nowhere-quasi-finiteness lemma Finite algebras over a strongly transcendental variable are nowhere quasi-finite (going down and lying over); all other steps make finitely many choices only.

Facts & Assumptions

Given: A unital ring map R→S of finite type that is quasi-finite at a prime q∈Spec⁡(S), with contraction p=q∩R, together with the relative integral closure S′=Int⁡R(S)⊆S of the image of R in S; the Axiom of Choice is assumed throughout.

[L1]

A finite type map R→S is quasi-finite at q when the κ(p)-algebra Sq/pSq is finite over κ(p), that is finitely generated as a module, equivalently finite-dimensional over κ(p) (Quasi-finiteness at a prime of a finite-type algebra).

[L2]

For a unital ring map R→S the relative integral closure Int⁡R(S) is the set of elements of S integral over the map; it is a subring of S containing the image of R, hence an R-subalgebra, and it is exactly the integral closure of the image of R in S (Integral elements subalgebra of an arbitrary ring map).

[L3]

An R-algebra A is of finite type over R when A=R[a1,…,an] for finitely many ai∈A, equivalently when A is isomorphic to a quotient R[x1,…,xn]/a; it is module-finite over R when it is finitely generated as an R-module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).

[L4]

Let R→S be of finite type and quasi-finite at q. Then (1) for every intermediate R-subalgebra T, Im⁡(R)⊆T⊆S, the map T→S is of finite type and quasi-finite at q; (2) if such a T is of finite type over R, if u∈T∖q and Tu=Su as subrings of Su, then R→T is quasi-finite at q∩T; and (4) for an ideal J⊆q the quotient R→S/J is of finite type and quasi-finite at q/J (Quasi-finite local fibres transfer through quotients and intermediate rings).

[L5]

Let φ:R[x]→S be a finite ring map such that every element of S integral over R lies in Im⁡(φ), and put J={g∈S:gS⊆Im⁡(φ)}. Then J is an ideal of S, and for all u∈S and P=a0+a1x+⋯+akxk∈R[x]: if uφ(P)∈J then uφ(ak)m∈J for some m≥0, and if uφ(P)∈J then uφ(ai)∈J for every i (Conductor radical detects every polynomial coefficient).

[L6]

Assume the Axiom of Choice. If R⊆S are reduced rings, x∈S is strongly transcendental over R and S is module-finite over R[x], then R→S is a finite type ring map that is quasi-finite at no prime of S (Finite algebras over a strongly transcendental variable are nowhere quasi-finite).

[L7]

Let R be a commutative ring, I⊴R[x] an ideal, S=R[x]/I, q∈Spec⁡(S), and assume that R→S is quasi-finite at q. Then the integral closure S′ of the image of R in S contains an element g∉q with Sg′→Sg an isomorphism (A quasi-finite one-generator quotient is locally its integral closure).

[L8]

For an inclusion R⊆S and x∈S, the element x is strongly transcendental over R when u(a0+a1x+⋯+akxk)=0 with u∈S and ai∈R implies uai=0 for every i (Strong transcendence over a subring).

[L9]

If A→B and B→C are integral ring maps then the composite A→C is integral (Integral extensions are transitive).

[L10]

Let A⊆B be commutative rings with A≠0 and b∈B: b is integral over A if and only if A[b] is finitely generated as an A-module; in particular a module-finite extension is integral (Integrality and finite-module characterizations for one element).

[L11]

If b1,…,bn∈B are integral over a subring A⊆B, then the A-subalgebra A[b1,…,bn] is module-finite over A (A subalgebra generated by finitely many integral elements is module-finite).

[L12]

The Axiom of Choice is the statement that every family of nonempty sets has a choice function (The Axiom of Choice).

[L13]

An injective module homomorphism remains injective after localisation: the induced map on localised modules is injective (Injective module maps remain injective after localisation).

[L14]

For multiplicative subsets S,T⊆R with image Tˉ in S−1R and U the multiplicative subset generated by S∪T there is a unique R-algebra isomorphism Tˉ−1(S−1R)≅U−1R; in particular (Rf)g≅Rfg for f,g∈R (Localising twice is localising once at the multiplicative set generated by both denominator sets).

[L15]

For f in a commutative ring R the principal localisation is Rf=Sf−1R with Sf={1,f,f2,…}; in particular R1 is canonically isomorphic to R (Principal localisation Rf={1,f,f2,…}−1R).

[L16]

A proper ideal P⊊R is prime when ab∈P implies a∈P or b∈P (Prime ideals and maximal ideals in a commutative ring).

[L17]

For an ideal I⊴R the radical is I={x∈R:xn∈I for some integer n≥1} (The radical of an ideal).

[L18]

I is an ideal of R containing I (The radical of an ideal is an ideal).

[L19]

The ring R is reduced when the only nilpotent element of R is 0, that is when Nil⁡(R)=(0) for the radical of the zero ideal (The nilradical and reduced rings).

[L20]

For an ideal I⊴R contraction along the quotient map R→R/I is an inclusion-preserving bijection Spec⁡(R/I)→V(I), whose inverse sends p⊇I to p/I (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal).

[L21]

For a prime ideal p⊂R the localisation of R at p is Rp=(R∖p)−1R, with elements fractions r/s where s∉p (Localisation at a prime ideal: Rp=(R∖p)−1R).

Proof

technique · direct
1.1

We assume the Axiom of Choice throughout; it is recorded in [L12] and will be used exactly once below, through [L6] in the nowhere-quasi-finiteness argument. By [L3] the finite type R-algebra S has the form S=R[x1,…,xn] for some n≥0 and some x1,…,xn∈S; for these elements S is module-finite over R[x1,…,xn]=S, generated as a module over itself by 1. We prove by induction on n≥0 the statement P(n): for every unital ring map A→B of finite type that is quasi-finite at a prime qB∈Spec⁡(B) in the sense of [L1], and every y1,…,yn∈B such that B is module-finite over the subalgebra A[y1,…,yn] of [L3], there exists g in the relative integral closure B′ of the image of A in B with g∉qB and Bg′→Bg an isomorphism. The Theorem is the case A=R, B=S, qB=q and yi=xi, and it is exactly the assertion to be proved.

givenL1L3L12
1.2

We begin with the case n=0 of P(0): here B is module-finite over A[y1,…,y0]=A, so every element of B is integral over A by [L10]; hence B⊆B′, while B′⊆B by [L2], so that B′=B. Take g=1: the prime qB is proper by [L16], so 1∉qB, and B1′=B′=B=B1 by [L15], an isomorphism of localisations. Thus P(0) holds.

givenL2L10L15L16
2.1

Now suppose n=1, write y=y1 and put T:=B′, the integral closure of the image of A in B, which is an intermediate A-subalgebra by [L2]; also B is module-finite over T[y] because A[y]⊆T[y]. By [L4] the map T→B is of finite type and quasi-finite at qB, and T is integrally closed in B: if b∈B is integral over T, then b is integral over A by [L9], since every element of T is integral over A by [L2], so b∈B′=T. Consequently, for P(1) it suffices to prove the following special case. (†) If R is a ring integrally closed in a ring S, if R→S is of finite type and quasi-finite at q∈Spec⁡(S), and if S is module-finite over R[x] for one element x∈S, then there is g∈R∖q with the canonical map Rg→Sg an isomorphism. Indeed, applying (†) to T→B with the element y and the prime qB produces g∈T∖qB=B′∖qB with Tg≅Bg, which is the conclusion of P(1) because T=B′.

givenstep 1.1L2L4L9
2.2

Now let n≥2 and assume P(m) for all m<n; suppose S is module-finite over R[x1,…,xn] and R→S is of finite type and quasi-finite at q. Put R′:=Int⁡R[x1,…,xn−1](S), the integral closure of R[x1,…,xn−1] in S by [L2], an intermediate R-subalgebra containing x1,…,xn−1. By [L4] the map R′→S is of finite type and quasi-finite at q, and S is module-finite over R′[xn] because R[x1,…,xn]⊆R′[xn].

givenstep 1.1L2L4
3.1

We now prove (†), so we assume R=S′=Int⁡R(S), that R→S is of finite type and quasi-finite at q, and that S is module-finite over R[x] for some x∈S. Let φ:R[x]→S be the R-algebra homomorphism with φ(x)=x, put I=ker⁡φ and A=Im⁡(φ)=R[x]/I, so that R=φ(R)⊆A⊆S; the map φ is finite, that is, S is a finitely generated R[x]-module. Let J={g∈S:gS⊆A} be the conductor of A in S. Every element of S integral over R lies in R⊆A because R=S′, so the hypothesis of [L5] is satisfied and J is an ideal of S.

givenstep 2.1L2L5
3.2

The ring R′ is integrally closed in S: if s∈S is integral over R′, then s is integral over R[x1,…,xn−1] by [L9], because every element of R′ is integral over R[x1,…,xn−1] by [L2]; hence s∈R′.

givenstep 2.2L2L9
4.1

The quotient Sˉ:=S/J is reduced, and so is its subring Rˉ:=R/(R∩J): if s∈S has nilpotent image in Sˉ, say sm∈J for some m≥1, then by [L17] there is k≥1 with smk=(sm)k∈J, so s∈J by [L17] again, that is, the image of s in Sˉ is zero; thus Sˉ has no nonzero nilpotent and is reduced by [L19].

givenstep 3.1L17L19
5.1

The image xˉ of x in Sˉ is strongly transcendental over Rˉ in the sense of [L8], and Sˉ is module-finite over Rˉ[xˉ]. For the first assertion, let uˉ∈Sˉ and Pˉ=∑iaˉizi∈Rˉ[z] satisfy uˉPˉ(xˉ)=0, and lift uˉ, Pˉ to u∈S, P=∑iaizi∈R[z]; then uφ(P)∈J, so [L5] gives uφ(ai)∈J for every i, which says uˉaˉi=0 in Sˉ for every i, exactly the condition of [L8]. Here Rˉ→Sˉ is injective, since an element of R lies in R∩J precisely when its image in Sˉ vanishes. For the second assertion, the image of R[x] in Sˉ is Rˉ[xˉ] and the images of finitely many R[x]-module generators of S generate Sˉ over that subring, so Sˉ is module-finite over Rˉ[xˉ] by [L3].

givenstep 3.1step 4.1L3L5L8
6.1

By [L6], whose hypothesis is exactly the combination of steps 4.1 and 5.1, the map Rˉ→Sˉ is of finite type and quasi-finite at no prime of Sˉ. This is the only step of the proof that uses the Axiom of Choice, through the going down and lying over arguments inside [L6].

givenstep 4.1step 5.1L6L12
7.1

We deduce that J⊈q. Suppose instead that J⊆q; then qˉ:=q/J is a prime of Sˉ, and [L4] applied to the finite type map R→S and the ideal J⊆q shows that R→Sˉ is of finite type and quasi-finite at qˉ. Applying [L4] once more with the intermediate R-subalgebra Rˉ=Im⁡(R→Sˉ)⊆Sˉ gives that Rˉ→Sˉ is quasi-finite at qˉ, contradicting step 6.1. Since the primes containing J are precisely those containing J, by [L18], the assumption J⊆q is therefore impossible, and we may choose s∈J∖q.

givenstep 6.1L4L18
8.1

Because J={g∈S:gS⊆A}⊆A, the element s lies in A=Im⁡(φ), so s=φ(f) for some f∈R[x]; and f∉q0:=φ−1(q) because φ(f)=s∉q. Put q′:=q0/I. By [L20] the ideal q′ is a prime of A=R[x]/I with q′∩R=q0∩R=p, and q′=q∩A.

givenstep 3.1step 7.1L20
9.1

The canonical R-algebra homomorphism Af→Ss is an isomorphism: it is injective as the localisation of the injective map A→S by [L13], and it is surjective because sS⊆A. Indeed, for σ∈S the element sσ lies in A, say sσ=φ(r) with r∈R[x], so σ/1=(sσ)/s=φ(r)/s is the image of φ(r)/f (note φ(f)=s).

givenstep 3.1step 7.1step 8.1L13
10.1

The map R→A is quasi-finite at q′ by [L4]: the ring A is an intermediate R-subalgebra of S that is of finite type over R as a quotient of R[x] by [L3]; the element f lies in A∖q′ because φ(f)=s∉q; and step 9.1 says that Af=Sf as subrings of Sf, with q′=q∩A by step 8.1.

givenstep 8.1step 9.1L3L4
11.1

The integral closure of the image of R in A is R itself: every element of A that is integral over R is an element of S integral over R, hence lies in S′=R because R is integrally closed in S; and R⊆A. Since A=R[x]/I and R→A is quasi-finite at q′ by step 10.1, [L7] provides h∈R∖q′ such that the canonical map Rh→Ah is an isomorphism.

givenstep 10.1L2L7
12.1

Inside Ah=Rh the element f∈A has the form f=r/hk for some r∈R and some k≥0. We claim r∉q. Otherwise r∈q∩A=q′; localising A at the prime q′ by [L21], the equation fhk=r would exhibit fhk as an element of the maximal ideal q′Aq′, although f∉q′ and h∉q′ make fhk a unit of Aq′.

givenstep 8.1step 10.1step 11.1L21
13.1

Set g:=rh∈R; then g∉q because r∉q, h∉q and q is prime by [L16]. We show that the canonical map Rg→Sg is an isomorphism. First Afh≅Ssh: localising the isomorphism Af≅Ss of step 9.1 at the common element h gives (Af)h≅(Ss)h, and (Af)h≅Afh, (Ss)h≅Ssh by [L14]. Second Afh≅Rrh=Rg: by step 11.1 we have Ah≅Rh, so Afh≅(Rh)f by [L14], and inside Rh the elements f and r differ by the unit h−k, so (Rh)f≅(Rh)r≅Rhr by [L14]. Third Ssh≅Srh=Sg: the relation fhk=r holds in Ah and hence in Sh, and applying the R-algebra map φ gives shk=φ(fhk)=φ(r)=r there; so s and r also differ by the unit h−k in Sh, whence (Sh)s≅(Sh)r, that is Ssh≅Srh=Sg by [L14]. Composing these isomorphisms gives an isomorphism Rg→Sg; every map in the chain is the canonical localisation of one of the inclusions R⊆A⊆S, so the composite is the map induced by the inclusion R⊆S. This proves (†).

givenstep 9.1step 11.1step 12.1L14L16
14.1

Steps 3.1 to 13.1 prove (†), and step 2.1 reduces P(1) to (†). Hence P(1) holds: for a finite type map A→B quasi-finite at qB with B module-finite over A[y1], there is g∈B′∖qB with Bg′≅Bg.

step 2.1step 13.1
14.2

By (†), that is by step 13.1 applied under the hypotheses verified in steps 2.2 and 3.2, there is g′∈R′∖q with (R′)g′≅Sg′ via the inclusion.

step 13.1step 2.2step 3.2
15.1

The localisation Sg′ is a finitely generated R-algebra: S is generated as an R-algebra by finitely many elements by [L3], and adjoining 1/g′ exhibits Sg′ as generated by those elements together with 1/g′ by [L3]. Choose z1,…,zM∈Sg′ generating Sg′ over R; by step 14.2 each zj lies in (R′)g′, so zj=yj/(g′)nj for some yj∈R′ and nj≥0. Put R′′:=R[x1,…,xn−1,y1,…,yM,g′]⊆R′, an R-subalgebra that is of finite type over R by [L3]. Then (R′′)g′=Sg′: the inclusion (R′′)g′⊆(R′)g′=Sg′ is clear, while each zj=yj/(g′)nj lies in (R′′)g′, so Sg′=R[z1,…,zM]⊆(R′′)g′.

givenstep 14.2L3
16.1

The algebra R′′ is module-finite over R[x1,…,xn−1]: each of y1,…,yM,g′ lies in R′ and is therefore integral over R[x1,…,xn−1] by [L2], so [L11] applies to R′′=R[x1,…,xn−1][y1,…,yM,g′].

givenstep 15.1L2L11
17.1

By [L4] applied to the intermediate subalgebra R′′, the element g′∈R′′∖q and the equality (R′′)g′=Sg′ of step 15.1, the map R→R′′ is quasi-finite at q′′:=q∩R′′; it is of finite type by step 15.1. Since R′′ is module-finite over R[x1,…,xn−1] by step 16.1, the induction hypothesis P(n−1) applies to the map R→R′′, the prime q′′ and the elements x1,…,xn−1∈R′′: there is g′′∈R′′′∖q′′ with (R′′′)g′′≅(R′′)g′′ via the inclusion, where R′′′=Int⁡R(R′′)⊆S′ is the integral closure of the image of R in R′′.

givenstep 15.1step 16.1step 14.1L2L4
18.1

The image of g′ in (R′′)g′′=(R′′′)g′′ has the form g′′′/(g′′)m for some g′′′∈R′′′ and some m≥0, since the elements of that localisation are fractions with numerator in R′′′ by [L21]. If g′′′∈q, then g′′′/(g′′)m would lie in the prime q(R′′′)g′′ of (R′′′)g′′, because g′′∉q; but this element is the image of g′∈R′′∖q under R′′→(R′′)g′′, and g′′∉q′′=q∩R′′ forces that image to lie outside q(R′′)g′′. Hence g′′′∉q, and since also g′′∉q and q is prime by [L16], the product g:=g′′g′′′∈R′′′⊆S′ satisfies g∉q.

givenstep 17.1L16L21
19.1

Finally (R′′′)g≅Sg. By [L14], (R′′′)g=((R′′′)g′′)g′′′≅((R′′)g′′)g′′′, and inside (R′′)g′′ the element g′′′ differs from g′ by the unit (g′′)−m: indeed step 18.1 says that the image of g′ equals g′′′/(g′′)m, that is g′′′=g′(g′′)m. Hence inverting g′′′ is the same as inverting g′, and ((R′′)g′′)g′′′≅((R′′)g′′)g′=(R′′)g′′g′ by [L14]. By step 15.1, (R′′)g′=Sg′, so (R′′)g′′g′=(Sg′)g′′=Sg′′g′ by [L14]. The same relation g′=g′′′/(g′′)m, read in Sg′′ through the injective map R′′→S and its localisation, shows that g′ and g′′′ differ by a unit of Sg′′, so also Sg′′g′≅Sg′′g′′′=Sg by [L14]. Thus (R′′′)g≅Sg via the canonical maps. As R′′′⊆S′⊆S, the inclusion S′→S becomes an isomorphism after inverting g, since Sg′ lies between the subrings (R′′′)g and Sg, which coincide. This is the conclusion of P(n).

givenstep 15.1step 18.1L14
20.1

Steps 1.2, 14.1 and 15.1 to 19.1 establish P(m) for every m≥0 by induction. Applying P(n) to the originally given map R→S, the prime q and the elements x1,…,xn of step 1.1 produces g∈S′∖q such that S′→S induces an isomorphism Sg′≅Sg, which is the assertion of the Theorem. The Axiom of Choice was used only in step 6.1 through [L6]; every other step selected only finitely many elements (the generators xi, the element s, the finite lists yj and zj, the elements r and g), so no use of the axiom is hidden elsewhere. ∎

step 1.1step 1.2step 14.1step 19.1L12
CorollaryStatement: Literature-sourcedProof: AI-adaptedaudited 2026-09-27Open item page →

The quasi-finite locus of a finite-type algebra is open

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let R→S be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras). Then the set of primes

U={q∈Spec⁡(S):R→S is quasi-finite at q}

is open in Spec⁡(S) (Quasi-finiteness at a prime of a finite-type algebra, Principal distinguished subsets of the prime spectrum, The vanishing sets define the Zariski topology on the prime spectrum).

At every point of U the local theorem Algebraic Zariski Main localization at a quasi-finite prime supplies an element of the relative integral closure at which the algebra becomes a principal localisation of that closure. Because the algebra is of finite type, the closure may be replaced there by the finite subalgebra it generates, and such a finite algebra is quasi-finite over the base at every one of its primes; this is the content of the proof below, which is where the Axiom of Choice enters, through the local theorem.

Facts & Assumptions

Given: A unital ring map R→S of finite type, the relative integral closure S′=Int⁡R(S)⊆S of the image of R in S, and the Axiom of Choice, assumed throughout.

[L1]

The map R→S is quasi-finite at q when the κ(p)-algebra Sq/pSq is finite over κ(p), that is, finitely generated as a κ(p)-module, equivalently finite-dimensional over κ(p) (Quasi-finiteness at a prime of a finite-type algebra).

[L2]

An R-algebra A is of finite type over R when A=R[a1,…,an] for finitely many elements, equivalently a quotient of a polynomial ring, and it is module-finite over R when it is finitely generated as an R-module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).

[L3]

Assume the Axiom of Choice. For a finite type map R→S that is quasi-finite at q∈Spec⁡(S) there is g∈S′∖q, where S′ is the integral closure of the image of R in S, such that the inclusion induces an isomorphism Sg′≅Sg of localisations (Algebraic Zariski Main localization at a quasi-finite prime).

[L4]

For a unital ring map R→S the relative integral closure Int⁡R(S) is the set of elements of S integral over the map; it is a subring of S containing the image of R, hence an R-subalgebra, and it is exactly the integral closure of the image of R in S (Integral elements subalgebra of an arbitrary ring map).

[L5]

If A⊆B is a subring and b1,…,bn∈B are integral over A, then the A-subalgebra A[b1,…,bn] is module-finite over A (A subalgebra generated by finitely many integral elements is module-finite).

[L6]

For multiplicative subsets S,T⊆R with image Tˉ in S−1R and U the multiplicative subset generated by S∪T there is a unique R-algebra isomorphism Tˉ−1(S−1R)≅U−1R; in particular (Rf)g≅Rfg (Localising twice is localising once at the multiplicative set generated by both denominator sets).

[L7]

For an ideal I of a commutative ring R and a multiplicative subset S⊆R with image Sˉ in R/I there is a canonical isomorphism (S−1R)/(S−1I)≅Sˉ−1(R/I) (Localisation commutes with quotient rings: S−1R/S−1I≅Sˉ−1(R/I)).

[L8]

The localisation S−1R consists of the classes r/s with r∈R, s∈S, and every s∈S maps to a unit, with (s/1)−1=1/s (Multiplicative subsets and the localisation S−1R as equivalence classes of fractions).

[L9]

For a prime ideal p of a commutative ring R there is a canonical field isomorphism Rp/pRp≅Frac⁡(R/p), the residue field κ(p) (Rp/pRp≅Frac⁡(R/p) is the residue field at p).

[L10]

The Axiom of Choice (AC) is the statement that every family of nonempty sets has a choice function (The Axiom of Choice).

[L11]

For a multiplicative subset S⊆R contraction along the localisation map induces an inclusion-preserving bijection Spec⁡(S−1R)→{p∈Spec⁡(R):p∩S=∅}, with inverse p↦S−1p (Prime ideals of a localization are exactly the primes disjoint from the denominator set).

[L12]

For f in a commutative ring R the principal localisation is Rf=Sf−1R with Sf={1,f,f2,…}, and its elements may be written r/fn; in particular R1 is canonically isomorphic to R (Principal localisation Rf={1,f,f2,…}−1R).

[L13]

For f∈R the principal distinguished subset is D(f)={p∈Spec⁡(R):f∉p}, the complement of V((f)) inside Spec⁡(R) (Principal distinguished subsets of the prime spectrum).

[L14]

The subsets V(I), as I ranges over the ideals of R, contain Spec⁡(R) and ∅, are closed under arbitrary intersections and finite unions, and define a topology on Spec⁡(R) (The vanishing sets define the Zariski topology on the prime spectrum).

Proof

technique · direct
1.1

We assume the Axiom of Choice as recorded in [L10]. By [L2] the finite type R-algebra S has the form S=R[s1,…,sn] for some n≥0 and elements si∈S, and S′=Int⁡R(S) is an R-subalgebra of S containing the image of R by [L4]. We must show that the set U of primes q at which R→S is quasi-finite, in the sense of [L1], is open in the topology of [L14].

givenL1L2L4L10L14
1.2

We record a general fact about module-finite algebras. Let B be module-finite over a ring C and let p∈Spec⁡(C); choose b1,…,bm∈B generating B as a C-module. Then the images of b1,…,bm generate B/pB as a C/p-module, and therefore generate the C/p-algebra (B/pB)⊗C/pκ(p) as a module over κ(p)=Frac⁡(C/p) by [L9]: localising a module at a multiplicative set multiplies its generating set by scalars and never enlarges it. Hence (B/pB)⊗C/pκ(p) is a finite-dimensional κ(p)-algebra.

givenL2L9
1.3

We also record a general fact about localising finite-dimensional algebras. Let C be a finite-dimensional algebra over a field K and let W⊆C be a multiplicative subset. For every u∈W the ideals (u)⊇(u2)⊇(u3)⊇⋯ of C are K-subspaces of the finite-dimensional K-vector space C, so the chain stabilises: there is N≥1 with (uN)=(uN+1), hence uN=uN+1x for some x∈C and therefore uN(1−ux)=0 in C. Since u is a unit of W−1C with inverse 1/u by [L8], the image of uN is invertible in W−1C, so the image of 1−ux is zero there, that is x=1/u in W−1C. Consequently every element of W−1C is of the form c⋅x with c∈C and hence lies in the image of the localisation map C→W−1C, which is therefore surjective as a K-linear map; so dim⁡KW−1C≤dim⁡KC and W−1C is finite-dimensional over K.

givenL8
2.1

Let q∈U and put p=q∩R. By [L3] there is g∈S′∖q such that the inclusion S′→S induces an isomorphism Sg′→Sg of localisations; we fix such a g and view Sg′=Sg as subrings of the common ring Sg.

givenstep 1.1L3
2.2

The localisation Sg is a finitely generated R-algebra: its elements are the fractions with numerator in S and denominator a power of g by [L12], so the images of s1,…,sn together with 1/g generate Sg over R by [L2]. Hence there are finitely many elements z1,…,zN∈Sg generating Sg as an R-algebra; taking them to be the explicit generators just listed.

givenstep 1.1L2L12
3.1

Each zj lies in Sg′=Sg, so by [L12] and [L8] it can be written zj=yj/gmj with yj∈S′ and some exponent mj≥0. Put T:=R[g,y1,…,yN]⊆S′. Then Tg=Sg: the inclusion T⊆S′ gives Tg⊆Sg′=Sg, while each generator zj=yj/gmj of Sg over R lies in Tg, so Sg⊆Tg. Also T is an R-subalgebra of S containing the image of R.

givenstep 2.1step 2.2L2L8L12
4.1

Every generator g,y1,…,yN of T lies in S′ and is therefore integral over R by [L4]. Writing A for the image of R in S, the elements g,y1,…,yN are integral over the subring A⊆S, so [L5] shows that T=A[g,y1,…,yN] is module-finite over A; the same finite list generates T as an R-module, so T is module-finite over R, and T is of finite type over R by [L2].

givenstep 3.1L2L4L5
4.2

Now let q′∈Spec⁡(S) with g∉q′, and put q′′:=q′∩T, p′:=q′∩R=q′′∩R and Tg-prime q′′Tg⊆Tg, q′Sg⊆Sg. The primes q′′Tg and q′Sg correspond under the R-algebra isomorphism Tg≅Sg of step 3.1, because contraction along T→Tg and S→Sg recovers q′′ and q′ by [L11] and q′∩T=q′′.

givenstep 3.1L11
5.1

Consequently, for the module-finite R-algebra T of step 4.1 and any prime r∈Spec⁡(T) with contraction p=r∩R, the algebra Tr/pTr is finite-dimensional over κ(p). Indeed, pT⊆r, so [L7] gives Tr/pTr≅(T/pT)rˉ for the prime rˉ=r/pT; put C:=(T/pT)⊗R/pκ(p), which is finite-dimensional over κ(p) by step 1.2, and let S0 be the image of (R/p)∖{0} in T/pT and Uˉ the image of (T/pT)∖rˉ. Since rˉ∩(R/p)=0, we have S0⊆(T/pT)∖rˉ; applying [L6] to the multiplicative subsets S0 and (T/pT)∖rˉ of the ring T/pT shows that (T/pT)rˉ≅Uˉ−1C, a localisation of the finite-dimensional κ(p)-algebra C at a multiplicative subset, which is finite-dimensional over κ(p) by step 1.3.

givenstep 4.1step 1.2step 1.3L6L7L9
5.2

Hence the canonical R-algebra homomorphism Tq′′→Sq′ is an isomorphism: both rings are localisations of the common ring Tg=Sg at the primes q′′Tg and q′Sg of step 4.2, and [L6] exhibits each of them as a localisation at the multiplicative subset of the common ring generated by {gn} together with the elements outside that prime.

givenstep 4.2L6L12
6.1

Therefore Tq′′/p′Tq′′≅Sq′/p′Sq′ is finite-dimensional over κ(p′) by step 5.1, and since S is of finite type over R by step 1.1 and p′=q′∩R, the map R→S is quasi-finite at q′ by [L1]. Thus DS(g)⊆U.

givenstep 5.1step 5.2L1
7.1

It remains to draw the topological conclusion. By [L13] and [L14] each set DS(g)=Spec⁡(S)∖V((g)) is the complement of a closed subset, hence open in the topology of [L14]. Step 2.1 attaches to every q∈U an element g∈S with q∈DS(g), and step 6.1 shows DS(g)⊆U; thus every point of U has an open neighbourhood contained in U, which is the defining property of an open subset, so U is open (no selection from infinitely many points is needed, the argument being applied to one prime at a time).

givenstep 2.1step 6.1L13L14
8.1

The proof used the Axiom of Choice only in step 2.1, through [L3]; every other step selected finitely many elements (the generators si, the generators zj, the numerators yj, the module generators bi, the exponent N and the elements u,x of step 1.3). ∎

givenstep 1.1step 2.1L10
TheoremStatement: Literature-sourcedProof: AI-adaptedaudited 2026-09-27Open item page →

A quasi-finite algebra factors openly through a finite algebra

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let R→S be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras) that is quasi-finite at every prime of S (Quasi-finiteness at a prime of a finite-type algebra), and let S′⊆S be the integral closure of the image of R in S (Integral elements subalgebra of an arbitrary ring map). Then the following hold.

  1. There are a finite R-subalgebra T⊆S′ that is module-finite over R and finitely many elements g1,…,gn∈T such that U:=DT(g1)∪⋯∪DT(gn) is an open subset of Spec⁡(T) (Principal distinguished subsets of the prime spectrum), the contraction map Spec⁡(S)→Spec⁡(T) (The prime-spectrum construction is a contravariant functor to topological spaces) is a homeomorphism onto U, and the inclusion T→S induces an isomorphism Tgi→Sgi of principal localisations (Principal localisation Rf={1,f,f2,…}−1R) for every i.

  2. For every g∈T with DT(g)⊆U the inclusion induces an isomorphism Tg→Sg.

Thus a quasi-finite finite-type algebra is, after replacing the base by a finite subalgebra of the relative integral closure, an open piece of that finite algebra: locally on the source it is a principal localisation of a finite algebra, and globally on the source the map is a homeomorphism onto an open subset. The proof is a finite-principal-open patching, with the Axiom of Choice used for the compactness of the spectrum and for turning a finite open cover by distinguished opens into a unit-ideal expression; the published Stacks proof of the finite-algebra part is the phrase "Details omitted", which is spelled out here.

Facts & Assumptions

Given: A ring map R→S of finite type that is quasi-finite at every prime of S, the relative integral closure S′=Int⁡R(S)⊆S of the image of R in S, and the Axiom of Choice, assumed throughout.

[L1]

The map R→S is quasi-finite at q when the κ(p)-algebra Sq/pSq is finite over κ(p), and R→S is quasi-finite when it is of finite type and quasi-finite at every prime of S (Quasi-finiteness at a prime of a finite-type algebra).

[L2]

An R-algebra A is of finite type over R when A=R[a1,…,an] for finitely many elements, equivalently a quotient of a polynomial ring, and module-finite over R when it is finitely generated as an R-module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).

[L3]

Assume the Axiom of Choice. For a finite type map R→S quasi-finite at q∈Spec⁡(S) there is g∈S′∖q with S′→S inducing an isomorphism Sg′≅Sg (Algebraic Zariski Main localization at a quasi-finite prime).

[L4]

For a unital ring map R→S the relative integral closure Int⁡R(S) is the set of elements of S integral over the map, an R-subalgebra of S containing the image of R and equal to the integral closure of that image (Integral elements subalgebra of an arbitrary ring map).

[L5]

If A⊆B is a subring and b1,…,bn∈B are integral over A, then A[b1,…,bn] is module-finite over A (A subalgebra generated by finitely many integral elements is module-finite).

[L6]

For multiplicative subsets S,T⊆R with image Tˉ in S−1R and U generated by S∪T there is a unique R-algebra isomorphism Tˉ−1(S−1R)≅U−1R; in particular (Rf)g≅Rfg (Localising twice is localising once at the multiplicative set generated by both denominator sets).

[L7]

Assume the Axiom of Choice. For every commutative ring R the space Spec⁡(R) is compact (The prime spectrum is compact in the library's non-Hausdorff sense).

[L8]

Assume the Axiom of Choice. If a family of elements fλ of R satisfies Spec⁡(R)=⋃λD(fλ), then the ideal generated by the family is the unit ideal R (A distinguished-open cover of the spectrum forces the covering ideal to be the unit ideal).

[L9]

For a multiplicative subset S⊆R the contraction map along R→S−1R is a homeomorphism from Spec⁡(S−1R) onto {p∈Spec⁡(R):p∩S=∅} (The spectrum of a localisation is the subspace of primes disjoint from the denominator set).

[L10]

For f∈R the principal distinguished subset is D(f)={p:f∉p}, the complement of V((f)) (Principal distinguished subsets of the prime spectrum).

[L11]

The subsets V(I) of Spec⁡(R), as I ranges over the ideals of R, contain Spec⁡(R) and ∅, are closed under arbitrary intersections and finite unions, and define a topology on Spec⁡(R) (The vanishing sets define the Zariski topology on the prime spectrum).

[L12]

For every ring homomorphism φ:R→A contraction defines a continuous map Spec⁡(A)→Spec⁡(R), and these maps compose contravariantly (The prime-spectrum construction is a contravariant functor to topological spaces).

[L13]

For a multiplicative subset S⊆R contraction along R→S−1R is an inclusion-preserving bijection onto the primes disjoint from S, with inverse p↦S−1p (Prime ideals of a localization are exactly the primes disjoint from the denominator set).

[L14]

For f in a commutative ring R the principal localisation is Rf=Sf−1R with Sf={1,f,f2,…}, and its elements may be written r/fn (Principal localisation Rf={1,f,f2,…}−1R).

[L15]

Localisation preserves injectivity: if f:M′→M is an injective R-module homomorphism and S⊆R is multiplicative, then S−1f:S−1M′→S−1M is injective (Injective module maps remain injective after localisation).

[L16]

The Axiom of Choice (AC) is the statement that every family of nonempty sets has a choice function (The Axiom of Choice).

Proof

technique · direct
1.1

We assume the Axiom of Choice as recorded in [L16]. By [L2] the finite type R-algebra S has the form S=R[s1,…,sm], and S′=Int⁡R(S) is an R-subalgebra of S containing the image of R by [L4]. The hypothesis is that R→S is quasi-finite at every prime of S in the sense of [L1].

givenL1L2L4L16
2.1

For each prime q∈Spec⁡(S) the local theorem [L3] applies and produces an element gq∈S′∖q such that the inclusion S′→S induces an isomorphism Sgq′→Sgq. Since q∈DS(gq)={r:gq∉r}, and each DS(gq) is open in the topology of [L11] because it is the complement of V((gq)) by [L10], the family {DS(gq)}q is an open cover of Spec⁡(S).

givenstep 1.1L3L10L11
3.1

By compactness [L7] there are finitely many elements g1,…,gn∈S′ with Spec⁡(S)=DS(g1)∪⋯∪DS(gn), and then the ideal generated by g1,…,gn is the unit ideal of S by [L8].

givenstep 2.1L7L8
3.2

For each i the localisation Sgi is a finitely generated R-algebra: by [L2] the images of s1,…,sm together with the inverse of (the image of) gi generate it over R, and 1/gi is an element of Sgi by [L14]. Hence for each i there are finitely many elements zi1,…,ziNi∈Sgi generating Sgi as an R-algebra; using the isomorphism Sgi′≅Sgi of step 2.1 and [L14] we may write zij=yij/gimijwith yij∈S′, mij≥0. Put T:=R[ g1,…,gn, yij (1≤i≤n, 1≤j≤Ni) ]⊆S′. Then Tgi=Sgi for every i: the inclusion T⊆S′ gives Tgi⊆Sgi′=Sgi, while every generator zij=yij/gimij of Sgi over R lies in Tgi, so Sgi⊆Tgi.

givenstep 2.1L2L14
4.1

Every generator gi, yij of T lies in S′ and hence is integral over R by [L4]. Writing A for the image of R in S, [L5] shows that T=A[gi,yij] is module-finite over A, and the same finite list generates T as an R-module, so T is module-finite over R; in particular T is of finite type over R by [L2], and it is a subalgebra of S′ by step 3.2.

givenstep 3.2L2L4L5
4.2

Let φ:Spec⁡(S)→Spec⁡(T) be the contraction map along the inclusion T⊆S, which is continuous by [L12]. For h∈T⊆S one has φ−1(DT(h))=DS(h), because a prime r∈Spec⁡(S) contracts to a prime containing h exactly when r itself contains h. Consequently φ−1(U)=⋃iφ−1(DT(gi))=⋃iDS(gi)=Spec⁡(S) for U:=DT(g1)∪⋯∪DT(gn), so φ maps Spec⁡(S) into U; and U is open in Spec⁡(T) by [L10] and [L11].

givenstep 3.1L10L11L12
4.3

For each i the restriction of φ to DS(gi) is a homeomorphism onto DT(gi). Indeed [L9] identifies DS(gi) with Spec⁡(Sgi) and DT(gi) with Spec⁡(Tgi) through the contraction maps of the localisations, and the ring isomorphism Tgi≅Sgi of step 3.2 induces a homeomorphism Spec⁡(Sgi)→Spec⁡(Tgi); by [L13] the inverse of each of these identifications is the extension of a prime, and contracting a localised prime back to T recovers the contraction of the original prime, so the composite is exactly the restriction of φ.

givenstep 3.2L9L12L13
4.4

For every i the inclusion induces an isomorphism Tggi→Sggi: localising the isomorphism Tgi→Sgi of step 3.2 at the element g, and rewriting (Tgi)g≅Tgig and (Sgi)g≅Sgig by [L6], gives the claim.

givenstep 3.2L6
5.1

Now let g∈T with DT(g)⊆U, where the subalgebra T, the elements g1,…,gn and the open set U are the ones constructed in steps 3.2 and 4.2, and first record that the images of g1,…,gn generate the unit ideal of Tg. By [L9] applied to the principal localisation T→Tg the spectrum Spec⁡(Tg) is identified with DT(g), and under this identification the subset DTg(gi/1) corresponds to DT(g)∩DT(gi): a prime p∈DT(g) contains gi exactly when the corresponding prime of Tg contains gi/1 by [L13] and [L14]. Hence the inclusion DT(g)⊆⋃iDT(gi) gives Spec⁡(Tg)=⋃iDTg(gi/1), and [L8] applied to the ring Tg and the finite family gi/1 shows that the ideal generated by the images of g1,…,gn in Tg is the unit ideal, say 1=∑iai(gi/1) with ai∈Tg.

givenstep 3.2step 4.2L8L9L13L14
5.2

The map φ is injective and has image U. For injectivity, let q1,q2∈Spec⁡(S) with φ(q1)=φ(q2)=:p∈U; choose i with p∈DT(gi). Since gi∈T and gi∉p=qj∩T, we get gi∉qj for j=1,2, so both primes lie in DS(gi), where φ is injective by step 4.3. For surjectivity onto U, let p∈U and choose i with p∈DT(gi); the prime p corresponds under [L9] to a prime of Tgi, which we transport across the isomorphism Tgi≅Sgi of step 3.2 to a prime of Sgi, and its contraction to S by [L9] is a prime q∈DS(gi) with φ(q)=p by step 4.3.

givenstep 4.2step 4.3L9
6.1

The map Tg→Sg induced by the inclusion is an isomorphism. It is injective: T→S is injective with S viewed as a T-module, so [L15] applies to the multiplicative subset {1,g,g2,…} of T. For surjectivity let s∈Sg. By step 4.4 the localisation (Tg)gi→(Sg)gi is an isomorphism for every i, so for each i there are mi≥0 and ti∈Tg with gimis=ti. Put M:=m1+⋯+mn and expand 1=(∑iai(gi/1))M from step 5.1: every monomial in the expansion has the form (product of a’s)⋅∏igiνi with ν1+⋯+νn=M, hence some νi≥mi and the monomial is divisible by gimi; consequently 1∈(g1m1,…,gnmn) in Tg, say 1=∑icigimi with ci∈Tg. Then s=∑icigimis=∑iciti lies in Tg. Hence Tg→Sg is bijective, and being a ring homomorphism induced by the inclusion it is an isomorphism.

givenstep 5.1step 4.4L6L15
6.2

The restricted map φ:Spec⁡(S)→U is a homeomorphism. It is continuous by step 4.2 and bijective by step 5.2. To see that it is open, let W⊆Spec⁡(S) be open and write W=⋃i(W∩DS(gi)) using that the DS(gi) cover Spec⁡(S) by step 3.1; each W∩DS(gi) is open in DS(gi) and therefore has image φ(W∩DS(gi)) open in DT(gi) by step 4.3, hence open in U because DT(gi)⊆U is open in Spec⁡(T). Thus φ(W)=⋃iφ(W∩DS(gi)) is a union of subsets open in U and is open in U. A continuous, open bijection onto U is a homeomorphism.

givenstep 3.1step 4.2step 4.3step 5.2
7.1

Part 1 is now established by the objects constructed above: T is a finite R-subalgebra of S′ by step 4.1, the set U=DT(g1)∪⋯∪DT(gn) is open by step 4.2, the contraction map φ:Spec⁡(S)→Spec⁡(T) is a homeomorphism onto U by step 6.2, and Tgi≅Sgi for every i by step 3.2. Part 2 is step 6.1.

givenstep 3.2step 4.1step 4.2step 6.2step 6.1
8.1

The Axiom of Choice was used in step 2.1 through [L3], in step 3.1 through the compactness of Spec⁡(S) [L7] and the cover-to-unit-ideal statement [L8], and in step 5.1 through [L8] again. Every other selection was finite: the generators si of step 1.1, the finitely many gi of step 3.1, the generators zij and numerators yij of step 3.2, the index i in steps 5.2 and 5.1 and the exponents mi of step 6.1. ∎

givenstep 2.1step 3.1step 5.1L3L7L8L16
CorollaryStatement: Literature-sourcedProof: AI-adaptedaudited 2026-09-27Open item page →

Quasi-finite algebras are source locally localizations of finite algebras

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let R→S be a ring map of finite type (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras) that is quasi-finite at every prime of S (Quasi-finiteness at a prime of a finite-type algebra), and let S′⊆S be the integral closure of the image of R in S (Integral elements subalgebra of an arbitrary ring map). Then for every prime q∈Spec⁡(S) there are a finite R-subalgebra T⊆S′, module-finite over R, and an element g∈T with g∉q such that the inclusion T→S induces an isomorphism Tg→ ≅ Sg of principal localisations (Principal localisation Rf={1,f,f2,…}−1R).

In other words, on the source every point of a quasi-finite finite-type algebra has an open neighbourhood, the principal open DS(g), on which the algebra is a principal localisation of a finite algebra, and this already happens inside the relative integral closure. The element g lies in the finite intermediate algebra T and need not be the image of an element of R: the corollary is a statement about the source, and it makes no base-principal or globally finite claim. The Axiom of Choice is inherited from the factorization theorem A quasi-finite algebra factors openly through a finite algebra used in the proof, whose finite cover it reuses.

Facts & Assumptions

Given: A ring map R→S of finite type that is quasi-finite at every prime of S, the relative integral closure S′=Int⁡R(S)⊆S of the image of R in S, a prime q∈Spec⁡(S), and the Axiom of Choice.

[L1]

The map R→S is quasi-finite when it is of finite type and quasi-finite at every prime of S, where quasi-finiteness at q is finiteness of Sq/pSq over κ(p) (Quasi-finiteness at a prime of a finite-type algebra).

[L2]

An R-algebra A is of finite type over R when A=R[a1,…,an] for finitely many elements, and module-finite over R when it is finitely generated as an R-module (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).

[L3]

For a unital ring map R→S the relative integral closure Int⁡R(S) is an R-subalgebra of S containing the image of R, namely the set of elements integral over the map (Integral elements subalgebra of an arbitrary ring map).

[L4]

Assume the Axiom of Choice. If R→S is of finite type and quasi-finite at every prime of S and S′ is the integral closure of the image of R in S, then there are a finite R-subalgebra T⊆S′, module-finite over R, and finitely many elements g1,…,gn∈T such that U=DT(g1)∪⋯∪DT(gn) is open in Spec⁡(T), the contraction map Spec⁡(S)→Spec⁡(T) is a homeomorphism onto U, Tgi≅Sgi for every i, and for every g∈T with DT(g)⊆U the inclusion induces an isomorphism Tg→Sg (A quasi-finite algebra factors openly through a finite algebra).

[L5]

For f in a commutative ring R the principal localisation is Rf=Sf−1R with Sf={1,f,f2,…}, and its elements may be written r/fn (Principal localisation Rf={1,f,f2,…}−1R).

[L6]

The Axiom of Choice (AC) is the statement that every family of nonempty sets has a choice function (The Axiom of Choice).

Proof

technique · direct
1.1

We assume the Axiom of Choice as recorded in [L6]. The hypothesis on R→S together with [L2] says that S is a finitely generated R-algebra and that the quasi-finiteness condition of [L1] holds at every prime of S, so the factorization theorem [L4] applies; the relative integral closure S′ is an R-subalgebra of S by [L3].

givenL1L2L3L4L6
2.1

Fix q∈Spec⁡(S). By step 1.1 and [L4] there are a finite R-subalgebra T⊆S′, module-finite over R, and finitely many elements g1,…,gn∈T such that U=DT(g1)∪⋯∪DT(gn) is an open subset of Spec⁡(T) onto which the contraction map Spec⁡(S)→Spec⁡(T) is a homeomorphism, and Tgi≅Sgi for every i.

givenstep 1.1L4
3.1

The image p:=q∩T of q under the contraction map lies in the image of that homeomorphism, namely U; hence p∈DT(gi) for some index i, that is gi∉p=q∩T. Since gi∈T⊆S, this means gi∉q.

givenstep 2.1L4
4.1

For this index i the inclusion T⊆S induces an isomorphism Tgi→Sgi. Indeed DT(gi)⊆U because U is the union of the DT(gj), and Tgi≅Sgi is also one of the conclusions of step 2.1; either form of the factorization theorem gives the isomorphism, the first by its local form and the second by its cover statement.

givenstep 2.1step 3.1L4
5.1

Taking g:=gi∈T we have produced a finite R-subalgebra T⊆S′ that is module-finite over R and an element g∈T with g∉q such that Tg≅Sg; by [L5] these are principal localisations, so the source principal open DS(g) has algebra Sg≅Tg over R. No step uses that g lies in the image of R, and none asserts finiteness of S or of Tg over R beyond the module-finiteness of T, so no base-principal or globally finite statement is claimed.

givenstep 1.1step 3.1step 4.1L5
6.1

The Axiom of Choice was used only in step 2.1, through the factorization theorem [L4]; the only other selections are the single index i of step 3.1 and the single element g of step 5.1. This proves the corollary. ∎

givenstep 2.1step 5.1L4L6

5 · Examples, counterexamples and false statements

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