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Every infinite cardinal is for exactly one ordinal , in ZF; and, assuming the Axiom of Choice, every infinite set is equinumerous with exactly one aleph
Statement
(a) In ZF. Every infinite cardinal (Cardinal (initial ordinal) and cardinality) equals (The successor cardinal , the alephs , the beths , successor and limit cardinals, and the identifications and ) for exactly one ordinal . So the alephs are not merely a supply of infinite cardinals: they are all of them, and the operation is a bijective enumeration of the infinite cardinals by the ordinals.
(b) Assuming the Axiom of Choice (The Axiom of Choice). Every infinite set is equinumerous (Equinumerous sets, and ) with exactly one aleph.
The two clauses say different things, and the difference is the whole content of the choice hypothesis. Clause (a) classifies cardinals, which are ordinals; clause (b) classifies sets, and needs to know first that an arbitrary set has a cardinality at all.
Facts & Assumptions
Given: ZF; the Axiom of Choice only in clause (b).
The operation is defined at every ordinal, takes infinite cardinal values, is strictly increasing, satisfies , , at limits, and satisfies (The clauses at , at a successor and at a limit determine exactly one operation , in ZF, and — assuming the Axiom of Choice — exactly one operation ; each value is an infinite cardinal, each is strictly increasing and continuous at limits, and , The successor cardinal , the alephs , the beths , successor and limit cardinals, and the identifications and ).
is the least cardinal strictly above the cardinal (For every set the Hartogs number is a cardinal, and for every cardinal it is the least cardinal strictly above ; this is a theorem of ZF).
Every nonempty set of ordinals has an -least element; ordinals satisfy trichotomy; iff or ; an ordinal is a transitive set (Trichotomy and well-ordering of the ordinals, Basic closure properties of ordinals, Ordinal (von Neumann)).
Every ordinal is exactly one of , a successor, or a limit (Successor and limit ordinals); is the least limit ordinal ( is the least limit ordinal).
A cardinal is finite when and infinite when , that is (Cardinal sum , product and exponentiation , and why they are written apart from the ordinal operations); and is a cardinal (claim (a) of Every natural number and are cardinals, every infinite cardinal is a limit ordinal, and on the natural numbers the cardinal operations are the published finite counting operations, with in the finite sense equal to in the cardinal sense, Cardinal (initial ordinal) and cardinality).
For a well-orderable , is the least ordinal equinumerous with , , it is a cardinal, and exactly when is a cardinal (A set equinumerous with some ordinal has a least such ordinal, that ordinal is a cardinal, and equinumerous sets get the same one; no choice principle is used).
Assuming the Axiom of Choice, every set carries a well-order (The well-ordering theorem, The Axiom of Choice).
A set is finite when it is equinumerous with a natural number (Finite, countably infinite, countable, uncountable).
Proof
Let be an infinite cardinal and put ; then , since and by [L1], so is a nonempty set of ordinals.
The enumeration is injective: if with then one of , holds by [L3], and strict increase in [L1] makes the two values distinct; so no infinite cardinal is an aleph at two different indices.
Let be the -least element of , which exists by [L3]; then , and for every , because puts in by transitivity, so and trichotomy leaves .
In each of the three cases of [L4] this forces : if then by [L5], so ; if then by step 2.1 and is a cardinal, so by [L2], while gives the reverse; and if is a limit then for every by step 2.1, so by [L1], again with the reverse inequality already in hand.
Claim (a) is step 3.1 with the uniqueness of step 1.2; and claim (b) follows: assuming the Axiom of Choice an infinite set is well-orderable by [L7], so exists by [L6] and is not a natural number, since would then make finite by [L8], whence is an infinite cardinal by [L5] and for exactly one , uniqueness holding because forces by [L6].
Remarks
What makes the enumeration exhaustive. Not the recursion, which only produces alephs, but the fact that : it guarantees that the alephs eventually overtake any given cardinal, so a least index with exists, and the three-case analysis then shows that "least" forces equality. Without the inequality the search would have no place to start.
Clause (b) is exactly as strong as the well-ordering theorem. If every infinite set were equinumerous with an aleph then every set would be well-orderable, since an aleph is an ordinal, and that is equivalent to the Axiom of Choice (Choice, Zorn and well-ordering are equivalent). So clause (b) is not a theorem of ZF, and it is stated with its hypothesis rather than proved.
What is enumerated and what is not. The alephs enumerate the infinite cardinals in increasing order. They do not enumerate the values of the power operation: assuming the Axiom of Choice, so that is a cardinal at all, it is an aleph by clause (a), but which one is not settled by the axioms in use here, and nothing on this page or its companion asserts a value.
Depends on
- The successor cardinal $\kappa^{+}$, the alephs $\aleph_\alpha$, the beths $\beth_\alpha$, successor and limit cardinals, and the identifications $\aleph_0 = \omega$ and $\aleph_1 = \omega_1$
- The clauses at $0$, at a successor and at a limit determine exactly one operation $\alpha \mapsto \aleph_\alpha$, in ZF, and — assuming the Axiom of Choice — exactly one operation $\alpha \mapsto \beth_\alpha$; each value is an infinite cardinal, each is strictly increasing and continuous at limits, and $\alpha \le \aleph_\alpha$
- For every set $A$ the Hartogs number $\aleph(A)$ is a cardinal, and for every cardinal $\kappa$ it is the least cardinal strictly above $\kappa$; this is a theorem of ZF
- Every natural number and $\omega$ are cardinals, every infinite cardinal is a limit ordinal, and on the natural numbers the cardinal operations are the published finite counting operations, with $\lvert A \rvert$ in the finite sense equal to $\lvert A \rvert$ in the cardinal sense
- Cardinal (initial ordinal) and cardinality
- Ordinal (von Neumann)
- Basic closure properties of ordinals
- Trichotomy and well-ordering of the ordinals
- $\omega$ is the least limit ordinal
- Successor and limit ordinals
- The well-ordering theorem
- The Axiom of Choice
- A set equinumerous with some ordinal has a least such ordinal, that ordinal is a cardinal, and equinumerous sets get the same one; no choice principle is used
- Finite, countably infinite, countable, uncountable
- Equinumerous sets, $A \approx B$ and $A \preceq B$
- Cardinal sum $\kappa \oplus \lambda$, product $\kappa \otimes \lambda$ and exponentiation $\kappa^{\lambda}$, and why they are written apart from the ordinal operations
Used by
- ℵ₁ ≤ 2^ℵ₀ under the Axiom of Choice, because 2^ℵ₀ is a cardinal strictly above ℵ₀ and ℵ₁ is the least such; so ω₁ injects into ℝ Example
- What each result on this page costs in choice, and where the continuum escapes what ZFC can decide Remark
- ℵ₀ is regular in ZF; assuming the Axiom of Choice every successor aleph ℵ_α+1 is regular; cf(ℵ_ω) = ℵ₀, so ℵ_ω is singular, and under choice it is the least singular infinite cardinal Theorem
Dependency tree · next 3 levels
Direct dependencies and their dependencies through the next three levels: 107 results over 31 levels. An arrow runs from a result to what uses it, and this result sits at the bottom with a heavier outline. Click the chart to enlarge it.
Sources
- P. Koellner, Set Theory: The Independence Phenomenon, Theorem 3.11 (standard reference, not scraped)
- Aleph number (Wikipedia) (standard reference, not scraped)
- T. Jech, Set Theory, 3rd millennium ed., Ch. 3 (Cardinal numbers) (standard reference, not scraped)