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The well-ordering theorem
Statement
Assume the Axiom of Choice (The Axiom of Choice). Then every set can be well ordered: there is a relation on making it a well-ordered set (Well-order and well-ordered set).
The Axiom of Choice is used only inside Zorn's lemma, and nowhere else in the argument below.
Facts & Assumptions
Given: A set , the axioms of ZF, and the Axiom of Choice. Write for end extension: , the relation restricted to is , and is an initial segment of .
Every family of nonempty sets has a choice function (The Axiom of Choice).
Zorn's lemma: a nonempty poset in which every chain has an upper bound has a maximal element (Zorn's lemma).
A partial order is reflexive, antisymmetric and transitive, and its strict part is meaning with (Partial order and partially ordered set).
A chain is a subset any two of whose elements are comparable, and the empty set is a chain (Chain in a poset).
An upper bound of a subset is an element weakly above every member of it (Upper bound, least upper bound, and strict upper bound).
A maximal element has nothing strictly above it (Maximal element and greatest element).
A well-order is given in two interchangeable presentations, and the two determine each other (Well-order and well-ordered set): weakly, as a total order in which every nonempty subset has a least element; strictly, as a relation that is irreflexive, transitive and trichotomous and in which every nonempty subset has an element with no satisfying . This proof uses the strict presentation throughout, as does Initial segment of a well-order; the end-extension order on below is a separate relation and is weak, since Zorn's lemma is about partial orders.
An initial segment is a downward closed subset (Initial segment of a well-order).
Proof
Let be the collection of pairs with and a strict well-order of ; this is a set by Power Set and Separation applied to , and it is nonempty because .
Order by end extension; this relation is reflexive, transitive, and antisymmetric, since mutual end extension forces the underlying sets and relations to coincide, so is a poset.
The empty chain has an upper bound in , namely , so the hypothesis of Zorn's lemma is not vacuous at the bottom.
Let be a nonempty chain and put and .
is a strict total order on : any two elements of lie in members of one of which end extends the other, hence lie together in the larger member and are comparable there, and the comparisons made in different members agree, because along the chain each relation is the restriction of every larger one.
well-orders : given , choose a member of meeting and let be the -least element of ; if some satisfied then and would lie in a common member of , and either , giving , or , in which case is an initial segment of and again gives ; either way with , contradicting minimality of .
Hence , and it end extends every member of : the inclusions and restrictions are immediate, and is an initial segment of by the case analysis of step 5.1; so every nonempty chain has an upper bound.
Zorn's lemma applies to the nonempty poset , in which every chain has an upper bound, and yields a maximal element ; this is the one and only place the Axiom of Choice is spent, and it is spent inside Zorn's lemma.
: otherwise there is , and putting with gives a well-order of , because a nonempty has as least element the -least element of when that is nonempty and otherwise, while with contradicts the maximality of .
Therefore is a well-order of , and can be well ordered.
Remarks
Where the Axiom of Choice is. Only in step 7.1, and only through Zorn's lemma, whose proof spends it exactly once. Everything else here is plain ZF: forming is Power Set and Separation, and the chain bound is a union. The word "choose" in step 5.1 names one object whose existence has just been asserted, which is ordinary existential instantiation and not a choice principle; a choice principle is needed only when infinitely many such namings must be made at once. This bookkeeping is the reason Zorn is proved as a separate item rather than inlined.
End extension is doing real work. Ordering merely by " is the restriction of " is not enough. Without the requirement that be an initial segment of , a union of a chain of well-orders can fail to be a well-order, because a set could keep acquiring smaller elements as one moves up the chain and end with no least element. Step 5.1 is exactly the point where initial segments rule that out.
Maximal, not greatest. Zorn's lemma concludes that a maximal element exists, never that a greatest one does, and maximal does not imply greatest (FALSE: every maximal element is a greatest element). The argument is arranged so that maximality suffices: step 8.1 shows a maximal well-ordered piece cannot omit a point, because a point could always be appended on top.
The converse holds. Every set being well orderable implies the Axiom of Choice (The well-ordering theorem implies the Axiom of Choice), so the two are equivalent over ZF, as is Zorn's lemma (Choice, Zorn and well-ordering are equivalent). This equivalence is all that the present proof uses; independence from ZF is a later theorem requiring additional machinery.
Zermelo 1904. The original proof does not go through Zorn's lemma; it uses a choice function on directly and builds the well-order by transfinite recursion (Transfinite recursion), taking at each stage the chosen element of the set of points not yet used. That route is available here too, and it makes the use of choice even more visible: one choice function, consulted at every stage.
Depends on
Used by
- Assuming the Axiom of Choice: κ < κ^cf(κ) for every infinite cardinal κ, and cf(2^κ) > κ; in particular cf(2^ℵ₀) > ℵ₀ Corollary
- Choice, Zorn and well-ordering are equivalent Corollary
- Hereditary size exhausts V under Choice Corollary
- The basic Cohen model fails well-orderability and AC Corollary
- Cardinal (initial ordinal) and cardinality Definition
- Cardinal sum κ ⊕ λ, product κ ⊗ λ and exponentiation κ^λ, and why they are written apart from the ordinal operations Definition
- The sum ∑_i ∈ I κᵢ and the product ∏_i ∈ I κᵢ of an indexed family of cardinals, defined under the Axiom of Choice Definition
- Assuming the Axiom of Choice: ℵ₀^ℵ₀ = 2^ℵ₀ and | ℝ^ℝ | = 2^2^ℵ₀, computed from the exponent laws and Hessenberg Example
- Assuming the Axiom of Choice: ℶ₀ = ℵ₀, ℶ₁ = 2^ℵ₀ = | ℝ |, ℶ₂ = | P(ℝ) |, and ℶ_ω has cofinality ℵ₀ Example
- ℝ ≈ P(ℕ) in ZF, by the Cantor set for one injection and by the cuts {q ∈ ℚ : q < x} for the other; so | ℝ | = 2^ℵ₀ under the Axiom of Choice Example
- FALSE: transfinite induction and recursion need the Axiom of Choice False statement
- A set equinumerous with some ordinal has a least such ordinal, that ordinal is a cardinal, and equinumerous sets get the same one; no choice principle is used Lemma
- Commutativity, associativity, distributivity and monotonicity of ⊕ and ⊗, the unit laws, the two exponent laws, and κ ≤ λ if and only if κ injects into λ Lemma
- Disjoint union, cartesian product, function space and power set respect equinumerosity, and for ordinals α, β the sets α ⊔ β and α × β carry explicit well-orders, so their cardinalities exist in ZF Lemma
- Finite products preserve Knaster Lemma
- Normal trees have faithful sequence representations Lemma
- Skolem hulls are small elementary substructures Lemma
- Subgroups of free abelian groups are free Lemma
- The Good-Tree-Watson symmetric model is closed under omega-sequences from the full extension Lemma
- Under Choice, a submodule of an arbitrary-rank free module over a PID is free Lemma
- Under choice, c(X) is a well-defined cardinal Lemma
- Under choice, d(X) is a well-defined cardinal Lemma
- Under choice, every open cover of a metric space has a point-finite open refinement Lemma
- Under choice, L(X) is a well-defined cardinal Lemma
- Under choice, Ornstein's second construction turns a point-finite metric open cover into a locally finite open refinement Lemma
- Under choice, w(X) is a well-defined cardinal Lemma
- Under choice, χ(x,X) and χ(X) are well-defined cardinals Lemma
- The proved choice ledger: hypotheses, equivalences, and upper bounds Remark
- A submodule of an arbitrary-rank free module over a PID is free Theorem
- Assuming the Axiom of Choice, 2^κ = | P(κ) |, and Cantor's theorem in cardinal form: κ < 2^κ Theorem
- Assuming the Axiom of Choice, the Borel sigma-algebra on Rⁿ has cardinality continuum for n at least one Theorem
- Choice gives a Bernstein set with no perfect-set, Baire or measure regularity Theorem
- Choice produces an undetermined natural-number game Theorem
- Comparability of arbitrary sets, that any two sets admit an injection one way or the other, is equivalent to the Axiom of Choice Theorem
- Diamond constructs a normal splitting Suslin tree Theorem
- Every infinite cardinal is ℵ_α for exactly one ordinal α, in ZF; and, assuming the Axiom of Choice, every infinite set is equinumerous with exactly one aleph Theorem
- Finite specialization of an Aronszajn tree is ccc Theorem
- Finite-support products of Knaster posets are Knaster Theorem
- Generic extensions satisfy ZF and preserve ground-model Choice Theorem
- Higher Tor over the integers vanishes Theorem
…and 7 more results.
Dependency tree · two levels
12 results within two dependency steps of this one, each drawn at its shortest distance from it. An arrow runs from a result to what uses it, so the chart reads left to right and ends at this result, which carries a heavier outline. Every node is a link to that result. Click elsewhere on the chart to enlarge it.
Sources
- Well-ordering theorem (Wikipedia) (standard reference, not scraped)
- Zorn's lemma (Wikipedia) (standard reference, not scraped)
- The Well-Ordering Problem (Open Logic Project) (standard reference, not scraped)
- Formalization of the Axiom of Choice and its Equivalent Theorems (standard reference, not scraped)