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Every natural number and are cardinals, every infinite cardinal is a limit ordinal, and on the natural numbers the cardinal operations are the published finite counting operations, with in the finite sense equal to in the cardinal sense
Statement
Work in ZF; no choice principle is used. Let be the von Neumann naturals (The natural numbers (von Neumann)), and let , and be the natural-number operations (Exponentiation of natural numbers, , and its agreement with the integer power in for the power). Then:
(a) Every natural number is a cardinal (Cardinal (initial ordinal) and cardinality), and is a cardinal.
(b) Every infinite cardinal is a limit ordinal (Successor and limit ordinals).
(c) One notation, one meaning. If is finite (Finite, countably infinite, countable, uncountable) then is well-orderable and the natural number of The cardinality of a finite set is the cardinal of A set equinumerous with some ordinal has a least such ordinal, that ordinal is a cardinal, and equinumerous sets get the same one; no choice principle is used.
(d) One arithmetic. For , read as cardinals,
the natural-number power being that of Exponentiation of natural numbers, , and its agreement with the integer power in and the cardinal exponential being defined in ZF here because the function set it counts is finite. Moreover and are also the ordinal sum and product of and (On the ordinal and are the Peano operations: is closed under ordinal , and exponentiation, and for naturals the ordinal and are the natural-number sum and product). No agreement is claimed between the cardinal power and the ordinal power; On the ordinal and are the Peano operations: is closed under ordinal , and exponentiation, and for naturals the ordinal and are the natural-number sum and product itself claims none for exponentiation, and none is needed below.
Facts & Assumptions
Given: The von Neumann naturals , the finite counting operations of The cardinality of a finite set, and the cardinal operations of Cardinal sum , product and exponentiation , and why they are written apart from the ordinal operations, in ZF.
If with then (claim 3 of The pigeonhole principle on ); and for every (claim 4).
is a transitive set and if and only if , so (On the order is membership: ).
Every natural number is an ordinal, and is an ordinal ( is the least limit ordinal claim (ii), Ordinal (von Neumann)).
Every element of an ordinal is an ordinal, , iff or , and ordinals satisfy trichotomy (Basic closure properties of ordinals, Trichotomy and well-ordering of the ordinals).
For a well-orderable , is the least ordinal equinumerous with , and equinumerous sets receive the same one (A set equinumerous with some ordinal has a least such ordinal, that ordinal is a cardinal, and equinumerous sets get the same one; no choice principle is used).
For finite there is exactly one with , written ; ; and when (The cardinality of a finite set, Finite, countably infinite, countable, uncountable).
For finite disjoint : is finite with (The sum rule: a finite disjoint union is finite with and , and a sum over a finite index set splits along a partition, claim 1). For finite : is finite with (The product rule: , and , claim 1). For finite : the set of functions is finite with cardinality (The set of functions between finite sets is finite, with , Exponentiation of natural numbers, , and its agreement with the integer power in ).
is inductive, so it is closed under ; is injective and never ; and every nonzero natural number is a successor (The natural numbers (von Neumann), The von Neumann naturals form a Peano system, Every nonzero natural number is a successor).
, , (Cardinal sum , product and exponentiation , and why they are written apart from the ordinal operations); a bijection witnesses and compositions of bijections are bijections (Equinumerous sets, and , Injection, surjection, bijection).
On the ordinal sum and product are the Peano ones (On the ordinal and are the Peano operations: is closed under ordinal , and exponentiation, and for naturals the ordinal and are the natural-number sum and product, claim (b)).
Proof
Let and suppose with ; then by [L2], so by [L1], giving , which [L4] forbids; so is a cardinal.
Suppose with ; then and , which [L1] forbids; so is a cardinal, and claim (a) holds.
Let be an infinite cardinal, so ; then , and if for an ordinal then is impossible, since by [L8] would give against [L4], so by [L4]; the map sending to , each to , and each with to itself is then a bijection , its three pieces having the pairwise disjoint images , and by [L8]; so with , contradicting that is a cardinal, and is therefore a limit ordinal, which is claim (b).
For the sets and are finite and disjoint with and by [L6], so [L7] gives that , and are all finite, with finite cardinalities , and respectively.
Claim (c): let be finite and in the sense of [L6], so and is well-orderable; if with then by [L2] and by [L9], so by [L1], contradicting [L4]; hence is the least ordinal equinumerous with and equals the cardinal of [L5].
Claim (d): each of , and is finite by step 1.4, hence well-orderable, so its cardinal cardinality is defined in ZF and equals its finite cardinality by step 2.1; reading this through [L9] gives , and (cardinal) (Exponentiation of natural numbers, , and its agreement with the integer power in ), and [L10] identifies the first two with the ordinal sum and product.
Claims (a), (b), (c) and (d) all hold, in ZF.
Remarks
Why this theorem is not optional. Two published items already write : The cardinality of a finite set, where the value is a natural number and the definition applies to finite sets only, and Cardinal (initial ordinal) and cardinality, where the value is an initial ordinal. On a finite set both apply. Without claim (c) the same symbol would carry two meanings and every finite computation on this page would be ambiguous; with it there is one meaning, and a natural number may be read as a cardinal without comment.
The same holds for on , twice over. Claim (d) closes the second half of a dictionary whose first half is On the ordinal and are the Peano operations: is closed under ordinal , and exponentiation, and for naturals the ordinal and are the natural-number sum and product: the Peano sum, the ordinal sum and the cardinal sum of two natural numbers are one natural number. The three operations diverge immediately above , and that divergence is the reason Cardinal sum , product and exponentiation , and why they are written apart from the ordinal operations writes and rather than and .
What claim (b) is for. It is used wherever an argument needs to take suprema below an infinite cardinal, or to know that stays below when . The proof is the shift bijection that Cardinal (initial ordinal) and cardinality already describes for , carried out at an arbitrary infinite cardinal: prepending or removing one point does not change the size of an infinite well-ordered set, so a successor ordinal above is never an initial ordinal.
Depends on
- Cardinal sum $\kappa \oplus \lambda$, product $\kappa \otimes \lambda$ and exponentiation $\kappa^{\lambda}$, and why they are written apart from the ordinal operations
- A set equinumerous with some ordinal has a least such ordinal, that ordinal is a cardinal, and equinumerous sets get the same one; no choice principle is used
- The cardinality $\lvert A\rvert$ of a finite set
- The sum rule: a finite disjoint union is finite with $\lvert A \cup B\rvert = \lvert A\rvert + \lvert B\rvert$ and $\lvert\bigcup_{i \in I} A_i\rvert = \sum_{i \in I}\lvert A_i\rvert$, and a sum over a finite index set splits along a partition
- The product rule: $\lvert A \times B\rvert = \lvert A\rvert\,\lvert B\rvert$, and $\big\lvert\prod_{i<m} A_i\big\rvert = \prod_{i<m}\lvert A_i\rvert$
- The set $A^{B}$ of functions $B \to A$ between finite sets is finite, with $\lvert A^{B}\rvert = \lvert A\rvert^{\lvert B\rvert}$
- Exponentiation of natural numbers, $m^{n}$, and its agreement with the integer power in $\mathbb{R}$
- The pigeonhole principle on $\mathbb{N}$
- Cardinal (initial ordinal) and cardinality
- $\omega$ is the least limit ordinal
- On $\omega$ the ordinal $+$ and $\cdot$ are the Peano operations: $\omega$ is closed under ordinal $+$, $\cdot$ and exponentiation, and for naturals $m, n$ the ordinal $m + n$ and $m \cdot n$ are the natural-number sum and product
- Finite, countably infinite, countable, uncountable
- The natural numbers $\mathbb{N}$ (von Neumann)
- On $\mathbb{N}$ the order is membership: $m < n \iff m \in n$
- Every nonzero natural number is a successor
- The von Neumann naturals form a Peano system
- Basic closure properties of ordinals
- Trichotomy and well-ordering of the ordinals
- Successor and limit ordinals
- Ordinal (von Neumann)
- Equinumerous sets, $A \approx B$ and $A \preceq B$
- Injection, surjection, bijection
Used by
- Absorption: for cardinals κ, λ with κ infinite and λ ≤ κ, κ ⊕ λ = κ, and κ ⊗ λ = κ when λ ≠ 0 Corollary
- Assuming the Axiom of Choice: κ < κ^cf(κ) for every infinite cardinal κ, and cf(2^κ) > κ; in particular cf(2^ℵ₀) > ℵ₀ Corollary
- The clauses at 0, at a successor and at a limit determine exactly one operation α ↦ ℵ_α, in ZF, and — assuming the Axiom of Choice — exactly one operation α ↦ ℶ_α; each value is an infinite cardinal, each is strictly increasing and continuous at limits, and α ≤ ℵ_α Corollary
- An ordinal α with ℵ_α = α, built as the supremum of the tower ℵ₀, ℵ_ℵ₀, ℵ_ℵ_ℵ₀, …, and its cofinality is ℵ₀ Example
- Assuming countable choice, cf(ℵ_ω₁) = ℵ₁, so singular does not mean of countable cofinality Example
- Assuming the Axiom of Choice: ℵ₀^ℵ₀ = 2^ℵ₀ and | ℝ^ℝ | = 2^2^ℵ₀, computed from the exponent laws and Hessenberg Example
- Assuming the Axiom of Choice: ℶ₀ = ℵ₀, ℶ₁ = 2^ℵ₀ = | ℝ |, ℶ₂ = | P(ℝ) |, and ℶ_ω has cofinality ℵ₀ Example
- cf(ℵ_ω) = ℵ₀, computed from the cofinal map n ↦ ℵₙ Example
- ℵ₀ ⊕ ℵ₀ = ℵ₀ ⊗ ℵ₀ = ℵ₀, ℵ₁ ⊕ ℵ₀ = ℵ₁ and 5 ⊕ ℵ₀ = ℵ₀, computed from absorption and, in the countable cases, independently from the published bijection ω × ω ≈ ω Example
- FALSE: κ < λ implies κ^μ < λ^μ False statement
- FALSE: κ ⊕ μ = λ ⊕ μ implies κ = λ False statement
- What each result on this page costs in choice, and where the continuum escapes what ZFC can decide Remark
- Every infinite cardinal is ℵ_α for exactly one ordinal α, in ZF; and, assuming the Axiom of Choice, every infinite set is equinumerous with exactly one aleph Theorem
- Hessenberg: κ ⊗ κ = κ for every infinite cardinal κ, proved in ZF from the canonical well-order of κ × κ Theorem
- Tarski: the Axiom of Choice is equivalent to the statement that A × A ≈ A for every infinite set A, so extending Hessenberg's theorem from the alephs to arbitrary sets is exactly as strong as choice Theorem
- ℵ₀ is regular in ZF; assuming the Axiom of Choice every successor aleph ℵ_α+1 is regular; cf(ℵ_ω) = ℵ₀, so ℵ_ω is singular, and under choice it is the least singular infinite cardinal Theorem
Dependency tree · next 3 levels
Direct dependencies and their dependencies through the next three levels: 117 results over 33 levels. An arrow runs from a result to what uses it, and this result sits at the bottom with a heavier outline. Click the chart to enlarge it.
Sources
- K. Kearnes, Cardinal Arithmetic (Fall 2025 course handout) (standard reference, not scraped)
- Cardinal number (Wikipedia) (standard reference, not scraped)
- Finite set (Wikipedia) (standard reference, not scraped)