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Hessenberg: for every infinite cardinal , proved in ZF from the canonical well-order of
Statement
Let be an infinite cardinal, that is a cardinal (Cardinal (initial ordinal) and cardinality) with . Then
This is a theorem of ZF and uses no choice principle. The well-order that carries the proof is written down from the ordinal order on ; nothing is selected anywhere. That matters for this page: Hessenberg's theorem is exactly the part of "an infinite set is the same size as its square" that survives without choice.
Facts & Assumptions
Given: An infinite cardinal , in ZF. No choice principle is assumed. For ordinals write for the -larger of the two, which exists by comparability.
For a well-orderable : , the value is a cardinal, equinumerous sets receive the same one, , and exactly when is a cardinal (A set equinumerous with some ordinal has a least such ordinal, that ordinal is a cardinal, and equinumerous sets get the same one; no choice principle is used).
respects , and carries an explicit well-order for ordinals (Disjoint union, cartesian product, function space and power set respect equinumerosity, and for ordinals the sets and carry explicit well-orders, so their cardinalities exist in ZF).
For cardinals, iff ; and with both well-orderable gives (claim (a) of Commutativity, associativity, distributivity and monotonicity of and , the unit laws, the two exponent laws, and if and only if injects into ).
is a cardinal, every natural number is a cardinal, every infinite cardinal is a limit ordinal, and for the value is again a natural number (Every natural number and are cardinals, every infinite cardinal is a limit ordinal, and on the natural numbers the cardinal operations are the published finite counting operations, with in the finite sense equal to in the cardinal sense, Successor and limit ordinals).
, that is (, Finite, countably infinite, countable, uncountable).
Every well-order is order isomorphic to exactly one ordinal, its order type; an order isomorphism is a bijection and carries the initial segment below a point onto the initial segment below its image (Every well-order has a unique order type, Order embedding and order isomorphism, Initial segment of a well-order).
If for a well-order satisfies " implies " for every , then (Transfinite induction).
Ordinals: elements of ordinals are ordinals, , iff or , trichotomy holds, every nonempty set of ordinals has an -least element, and every set of ordinals is well ordered by (Basic closure properties of ordinals, Trichotomy and well-ordering of the ordinals, Ordinal (von Neumann), Well-order and well-ordered set).
is the least limit ordinal and is an ordinal ( is the least limit ordinal); a bijection witnesses and a subset inclusion is an injection (Equinumerous sets, and , Injection, surjection, bijection).
Proof
For an ordinal define on to hold when , or the two maxima are equal and , or the two maxima are equal, and ; this is the lexicographic order on the triple of ordinals, hence irreflexive, transitive and trichotomous by [L8], and a nonempty has a -least element obtained by taking in turn the -least maximum occurring in , then the -least admissible , then the -least admissible , each of which is the least element of a nonempty set of ordinals and so is determined rather than chosen; therefore well-orders .
For put , the successor of the maximum; then every has , so , and the -initial segment of below is contained in .
Base value: by [L5], so by [L1] and [L4].
Lower bound: for any ordinal with the map is an injection , so by [L3], and when is a cardinal.
Now let be an infinite cardinal with , and assume the induction hypothesis that for every infinite cardinal ; for and as in step 1.2 we have , because is a limit ordinal by [L4] and , and moreover : if then by [L4], while if then satisfies by [L1] and [L3], so is an infinite cardinal in and by [L1] and [L2], whence .
Under the same hypothesis, the -initial segment of below any has order type in : by step 1.2 and is well ordered by the restriction of by step 1.1, so by [L3] and step 2.1; and if the order type of satisfied then by [L6] and [L9], giving by [L3], which contradicts .
Under the same hypothesis, : let be the order type of and the inverse of the collapsing isomorphism ([L6]); if then carries the initial segment of below , which is itself, onto the -initial segment below , whose order type would then be , contradicting step 3.1; so and by [L1], while step 1.4 gives .
Apply [L7] to the well-order of [L8] and to is not an infinite cardinal, or : a below which everything lies in is in , trivially if is not an infinite cardinal, by step 1.3 if , and by step 4.1 otherwise; hence , so and .
Remarks
Why the maximum comes first. Under the plain lexicographic order of Disjoint union, cartesian product, function space and power set respect equinumerosity, and for ordinals the sets and carry explicit well-orders, so their cardinalities exist in ZF, the initial segment below in is the whole of , which is already infinite; the order type of is then , far above . Ordering by the maximum first bounds every initial segment inside a square with , and the induction hypothesis then says that square is small. The whole proof is that one change of order.
No choice, and it is worth saying why. Every place that invites a selection avoids it: the -least element of a nonempty set is found by three successive minimisations, the order type of a well-order is unique, and the bijection is used only through Disjoint union, cartesian product, function space and power set respect equinumerosity, and for ordinals the sets and carry explicit well-orders, so their cardinalities exist in ZF, which quantifies over existing bijections rather than picking one for each at once.
What the theorem does not say. It is about cardinals, that is about well-orderable sets. "Every infinite set satisfies " is a strictly stronger statement, and Tarski: the Axiom of Choice is equivalent to the statement that for every infinite set , so extending Hessenberg's theorem from the alephs to arbitrary sets is exactly as strong as choice shows it is equivalent to the Axiom of Choice. So Hessenberg's theorem is not a weaker version of Tarski's with a cheaper proof; it is the exact fragment that ZF proves.
Depends on
- Cardinal sum $\kappa \oplus \lambda$, product $\kappa \otimes \lambda$ and exponentiation $\kappa^{\lambda}$, and why they are written apart from the ordinal operations
- Commutativity, associativity, distributivity and monotonicity of $\oplus$ and $\otimes$, the unit laws, the two exponent laws, and $\kappa \le \lambda$ if and only if $\kappa$ injects into $\lambda$
- A set equinumerous with some ordinal has a least such ordinal, that ordinal is a cardinal, and equinumerous sets get the same one; no choice principle is used
- Disjoint union, cartesian product, function space and power set respect equinumerosity, and for ordinals $\alpha, \beta$ the sets $\alpha \sqcup \beta$ and $\alpha \times \beta$ carry explicit well-orders, so their cardinalities exist in ZF
- Every natural number and $\omega$ are cardinals, every infinite cardinal is a limit ordinal, and on the natural numbers the cardinal operations are the published finite counting operations, with $\lvert A \rvert$ in the finite sense equal to $\lvert A \rvert$ in the cardinal sense
- Cardinal (initial ordinal) and cardinality
- Ordinal (von Neumann)
- Basic closure properties of ordinals
- Trichotomy and well-ordering of the ordinals
- Well-order and well-ordered set
- Transfinite induction
- Every well-order has a unique order type
- Order embedding and order isomorphism
- Initial segment of a well-order
- $\omega$ is the least limit ordinal
- Successor and limit ordinals
- Equinumerous sets, $A \approx B$ and $A \preceq B$
- Injection, surjection, bijection
- $\mathbb{N} \times \mathbb{N} \approx \mathbb{N}$
- Finite, countably infinite, countable, uncountable
Used by
- Absorption: for cardinals κ, λ with κ infinite and λ ≤ κ, κ ⊕ λ = κ, and κ ⊗ λ = κ when λ ≠ 0 Corollary
- Assuming the Axiom of Choice: κ < κ^cf(κ) for every infinite cardinal κ, and cf(2^κ) > κ; in particular cf(2^ℵ₀) > ℵ₀ Corollary
- Assuming the Axiom of Choice: ℵ₀^ℵ₀ = 2^ℵ₀ and | ℝ^ℝ | = 2^2^ℵ₀, computed from the exponent laws and Hessenberg Example
- ℵ₀ ⊕ ℵ₀ = ℵ₀ ⊗ ℵ₀ = ℵ₀, ℵ₁ ⊕ ℵ₀ = ℵ₁ and 5 ⊕ ℵ₀ = ℵ₀, computed from absorption and, in the countable cases, independently from the published bijection ω × ω ≈ ω Example
- FALSE: κ < λ implies κ^μ < λ^μ False statement
- What each result on this page costs in choice, and where the continuum escapes what ZFC can decide Remark
- Tarski: the Axiom of Choice is equivalent to the statement that A × A ≈ A for every infinite set A, so extending Hessenberg's theorem from the alephs to arbitrary sets is exactly as strong as choice Theorem
- ℵ₀ is regular in ZF; assuming the Axiom of Choice every successor aleph ℵ_α+1 is regular; cf(ℵ_ω) = ℵ₀, so ℵ_ω is singular, and under choice it is the least singular infinite cardinal Theorem
Dependency tree · next 3 levels
Direct dependencies and their dependencies through the next three levels: 108 results over 34 levels. An arrow runs from a result to what uses it, and this result sits at the bottom with a heavier outline. Click the chart to enlarge it.
Sources
- P. Koellner, Set Theory: The Independence Phenomenon, Theorem 3.15 (standard reference, not scraped)
- Cardinal number — cardinal arithmetic (Wikipedia) (standard reference, not scraped)
- Aleph number (Wikipedia) (standard reference, not scraped)
- T. Jech, Set Theory, 3rd millennium ed., Ch. 3 (Cardinal numbers) (standard reference, not scraped)