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Explicit real and reciprocal Ewald potential, energy, and force tail bounds
Statement
Assume Countable Choice and the neutral finite configuration and full-rank cell of Neutral point sources and Fourier data on a three-dimensional torus. Fix . Let , choose real and reciprocal cutoffs , and put , . Let be the shell constant for and the shell constant for the angular reciprocal lattice. For the real-space cutoff, retain all with except . For the reciprocal cutoff, retain all with . Use the controller of Uniform lattice-shell counts and explicit Gaussian tail controllers. Then the omitted tails in the exact Ewald potential, energy, and particle force satisfy and For a certified finite value, replace each by the corresponding finite upper controller . The real force is evaluated only away from collisions; no field bound is asserted at a point source.
The exact force is the negative gradient of the renormalized energy. With and , it is The prime excludes only ; the absolutely convergent reciprocal sum is real by pairing and .
Facts & Assumptions
Given: Countable Choice, a neutral finite source configuration on , , , and the real/reciprocal Ewald formulas of The alpha-independent Ewald potential and renormalized energy.
Countable Choice is part of the Ewald formulas' Gaussian Poisson and periodic distribution prerequisites (The Axiom of Countable Choice ()).
Every translate of either lattice has at most points in the shell , and the resulting Gaussian-polynomial tail is bounded by or its finite controller (Uniform lattice-shell counts and explicit Gaussian tail controllers).
The reciprocal coefficient is and (The alpha-independent Ewald potential and renormalized energy).
The off-source potential and renormalized energy have the absolutely convergent Ewald formulas displayed in The alpha-independent Ewald potential and renormalized energy.
Continuously differentiable partial sums whose derivatives converge uniformly on a closed interval and whose values converge at one point have a differentiable limit with the termwise derivative (If continuously differentiable functions converge at one point and their derivatives converge uniformly on a closed interval, then the functions converge uniformly to a differentiable function whose derivative is the derivative limit).
Away from collisions, kernel and reciprocal summands are differentiable in the source coordinates by the chain rule and the sine/cosine derivatives (The chain rule, in one line from Carathéodory: if is differentiable at and is differentiable at , then is differentiable at with , The derivatives of sine and cosine are cosine and minus sine).
Uniform limits of continuous real functions are continuous, and a real map with continuous partial derivatives on a neighborhood is totally differentiable (The uniform limit of continuous real-valued functions on a metric space is continuous, If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative).
Proof
Fix a collision-free configuration and choose a small closed product of coordinate balls around its source positions, using local torus lifts, that remains collision-free. Finitely many nearby nonself images then stay a positive distance from the singularity. For large real-space shell index , [F1] bounds the kernel by a constant times and its first position derivatives by . [F2] bounds the shell count uniformly over every translate; since the source-difference vectors stay in a bounded set, forces the corresponding distance to infinity uniformly. Thus the real energy series and each first-derivative series converge uniformly on this product. Finite partial sums are continuously differentiable and their values converge at one point by [F4]. Under [A1], apply [F5] along each real coordinate line to justify termwise differentiation of the real energy.
For the reciprocal energy, [F3] gives and Gaussian decay of , while [F6] gives . The derivative of each summand is bounded by . All nonzero modes in shells therefore have a summable position-uniform majorant by [F2]; the remaining bounded ball contains finitely many modes because the reciprocal lattice is full rank. The energy summands themselves are bounded by , whose shell sum also converges by [F2]–[F3]. Thus the reciprocal energy and all its first-derivative series converge uniformly on the same product. Finite partial sums have values converging at one point by [F4], so [F5] gives their termwise derivatives along every coordinate line.
Under Countable Choice [A1], use the Ewald representation [F4]. For , the shell index is at least . By [F1], each omitted real potential term is at most . The shell count [F2] and bound the total image tail for one source by . Summing gives .
For a reciprocal mode in the omitted shell , with , [F3] gives the potential summand bound . Multiply by [F2], use , and sum to obtain . The energy summand is one half the coefficient times , so the same count yields .
Each coordinate derivative obtained in steps 1.1–1.2 is a locally uniform limit of continuous finite-sum derivatives, hence is continuous by [F7]. The open collision-free configuration set is a finite-dimensional Euclidean open set in local lifts. Applying the continuous-partials clause of [F7] shows the Ewald energy is totally differentiable there, with the termwise derivatives computed below as its gradient.
In a finite real-space partial sum truncated by the symmetric condition , differentiating terms with in the first position gives one half of . Terms with in the second position give . By [F6] and the chain rule, for , so this radial vector gradient is odd. Reindexing the second sum by preserves the finite truncation and the excluded self term, and makes it equal to the first half. Passing to the limit is justified by step 1.1, so the full real energy gradient is .
For each reciprocal mode, [F6] gives . In real and imaginary coordinates, , so differentiating a finite reciprocal partial energy gives . Step 1.2 justifies passage to the full sum. The constant self term has zero derivative. Negating the real gradient in step 2.2 and this reciprocal gradient gives the force formula in the Statement; opposite reciprocal modes are conjugate pairs, so their sum is real.
The real energy has the factor and charge-pair absolute sum at most , so the same shell estimate as in step 1.3 gives . The radial derivative bound [F1] and imply . The real force formula proved in step 2.2, the shell count [F2], and give exactly .
By the reciprocal force formula in step 3.1, each omitted reciprocal force mode has magnitude at most , using from [F6]. Since , this is at most . The shell count [F2] and sum over give .
The shell bounds are uniform in every translate, so no source-position dependence was introduced. Replacing by its finite upper controller preserves each inequality. Adding the real and reciprocal omitted terms by the triangle inequality gives the total Ewald cutoff error for potential, energy, and force.
Remarks
- The constants and depend on the cell shape through the two lattice bases. The estimate does not assume a cubic cell.
- If the reciprocal retained set is not the full ball , every additional omitted mode, including omitted Nyquist modes, must be included in the reciprocal remainder.
Depends on
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Neutral point sources and Fourier data on a three-dimensional torus
- Uniform lattice-shell counts and explicit Gaussian tail controllers
- Gaussian screened Coulomb kernel and its self limit
- The chain rule, in one line from Carathéodory: if $g$ is differentiable at $c$ and $f$ is differentiable at $g(c)$, then $f \circ g$ is differentiable at $c$ with $(f \circ g)'(c) = f'(g(c))\,g'(c)$
- If all partial derivatives exist on a neighbourhood and are continuous at a point, then the map is totally differentiable there with Jacobian derivative
- The alpha-independent Ewald potential and renormalized energy
- The derivatives of sine and cosine are cosine and minus sine
- If continuously differentiable functions converge at one point and their derivatives converge uniformly on a closed interval, then the functions converge uniformly to a differentiable function whose derivative is the derivative limit
- The uniform limit of continuous real-valued functions on a metric space is continuous
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Sources
- Hark Lee and Wei Cai, Ewald Summation for Coulomb Interactions in a Periodic Supercell (2009 lecture notes) (standard reference, not scraped)
- Cameron F. Abrams, Modern Molecular Simulations (CHE T580, 2021 lecture notes) (standard reference, not scraped)