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Higher-order boundary regularity for Dirichlet problems

Statement

Assume Countable Choice. Let Ω⊂Rn be a bounded Ck+2 domain, n≥2, K∈{R,C}, let k≥0, let L,a be as in Uniformly elliptic divergence-form operators and their sesquilinear forms with aij∈Wk+1,∞(Ω), bi,c∈Wk,∞(Ω) and all coefficient derivatives bounded, and let f∈Hk(Ω). If u∈H01(Ω) is a weak solution of Lu=f with zero boundary values (Weak Dirichlet solutions for a divergence-form operator), then u∈Hk+2(Ω) and ∥u∥Hk+2(Ω)≤C(∥f∥Hk(Ω)+∥u∥L2(Ω)), with C depending only on n,k,Ω and the coefficient bounds. The derivative gain is exactly two orders; the boundary regularity required at order k is Ck+2, the coefficient regularity one order above the data order, and the companion page records the sharp two-derivative example. For k=0 the theorem is Global H2 Dirichlet regularity.

Facts & Assumptions

Given: Countable Choice; the bounded Ck+2 domain and its finite boundary atlas; the coefficients with bounds through order k; the datum f∈Hk(Ω); and the zero-trace weak solution u∈H01(Ω).

[F1]

Flat-boundary estimates: after flattening a chart, the localisation ζu is a compactly supported class in H01 of the half-space; the transformed coefficients are uniformly elliptic with the bounds of the flattening lemma; tangential difference quotients give the tangential second derivatives, and the equation recovers the normal one. (Tangential H2 estimate near a flat Dirichlet boundary, The normal second derivative is recovered from the equation)

[F2]

Differentiated equation: if u∈Hlocm+1 solves Lu=f with f∈Hlocm, then every weak derivative Dαu of order ∣α∣=m satisfies the compact-test identity of an equation with the same principal part and datum in Lloc2 given by the multi-index commutator formula of the supplier: it contains Dmf, principal-coefficient derivatives through order m+1, lower-order coefficient derivatives through order m, and derivatives of u through order at most m+1. The assumption u∈Hlocm+1 makes every term an Lloc2 function; on a flat half-space, tangential derivatives remain in H01 provided they exist in H1, as proved in step 3.1 below. This is not a claim about arbitrary derivatives of an arbitrary H01 class. Named local-solution status holds on bounded inner domains; on the half-space used below it follows from the separately established H1(H) membership. (The differentiated weak equation with coefficient commutators, The notation Hk and the reserved zero-boundary symbol)

[F3]

Interior higher-order regularity on the chart-interior region. (Nested-domain induction for interior elliptic derivatives)

[F4]

Base theorem: for k=0 the global H2 Dirichlet estimate holds with aij∈W1,∞, b,c∈L∞ and datum in L2. (Global H2 Dirichlet regularity)

[F5]

The boundary-chart lemma supplies localized Hm and Wm,∞ pullback bounds when the chart has bounded derivatives through order m; the cutoff lemma supplies the Wm,∞/Hm product formula. The quotient theorem supplies tangential strong L2(H) convergence. (Weak divergence-form equations are invariant under C2 boundary charts, The cutoff difference-quotient commutator estimate, The difference-quotient characterisation of W1,p for 1<p<∞)

Proof

technique · induction on $k$
1.1F2givenbase

The induction claim is Pj: under the hypotheses of the Statement with k=j, the solution satisfies u∈Hj+2(Ω) with ∥u∥Hj+2(Ω)≤Cj(∥f∥Hj(Ω)+∥u∥L2(Ω)), where Cj depends only on n,j,Ω, principal coefficient bounds through order j+1, and lower-order coefficient bounds through order j.

2.1F4step 1.1base

Base case j=0. This is [F4] verbatim.

3.1F1F4F5step 2.1ihalgebra

Assume Pj−1 with 1≤j≤k, so u∈Hj+1(Ω) with the induction bound. On each fixed ambient Cj+2 boundary patch, [F5] transports this regularity and the original equation to a half-patch. The formulas for the transformed matrix use the Jacobian and two first chart derivatives; differentiating them through order j+1 uses only original coefficient derivatives through order j+1 and chart/inverse derivatives through order j+2. Thus the transformed principal matrix is Wj+1,∞, the drift and reaction are Wj,∞, and the forcing is Hj with bounded norms. Choose a real ambient cutoff η vanishing near the artificial edges and equal to one on a smaller half-ball. For z=ηu^, the expanded localization formula has a datum g∈Hj with ∥g∥Hj≤C(∥f∥Hj(Ω)+∥u∥Hj+1(Ω)): its terms use derivatives of u^ through order j+1, principal coefficients through order j+1, and η through order j+2. The zero-trace transfer of the chart lemma gives z∈H01(H) after zero extension at artificial edges, and z∈Hj+1(H) by [F5]. Extend the coefficients to H using a larger ambient cutoff, equal to one near the support of z, and a constant positive identity matrix outside the patch, as in the base theorem; this preserves ellipticity and all stated Sobolev bounds and leaves Lz=g.

4.1F1F2F3F5step 3.1algebra

Zero-trace tangential derivatives and their estimates. If w∈H2(H)∩H01(H) and ℓ<n, then δhℓw∈H01(H) by the bounded fixed-h shift operations in [F1]. Applying the tangential strong convergence of [F5] to w and every Diw∈H1(H) gives δhℓw→Dℓw in H1(H); closedness of H01(H) therefore gives Dℓw∈H01(H). Iterating for z∈Hj+1(H) proves wα=Dtanαz∈H01(H) for ∣α∣=j. The differentiated equation [F2] and the multiplier rule give its datum hα∈L2(H) with ∥hα∥2≤C(∥g∥Hj(H)+∥z∥Hj+1(H)). After scaling the fixed supports into the outer half-ball, the tangential estimate in [F1] applies to wα, and the interior H2 theorem from [F3] supplies its Hloc2(H) regularity. The normal-recovery estimate in [F1] then yields its full H2 bound on the smaller half-ball. Varying α controls all order-j+2 derivatives of z with at most two normal factors.

5.1F1F2F3F5step 3.1step 4.1algebra

For the remaining derivatives, the interior estimate [F3] already gives z∈Hlocj+2(H), so differentiate the expanded strong equation −apqDpDqz−(Dpapq)Dqz+bpDpz+cz=g on compact interior subsets using the proved multiplier rule. For a multi-index γ of order j with γn=r−2, the sole term with r normal factors is −annDn2Dγz. Every other order-j+2 term has at most r−1 normal factors; terms where a derivative hits a coefficient use only derivatives of z through order j+1, principal coefficients through order j+1 and lower-order coefficients through order j. The forcing derivative Dγg is L2. Starting with the at-most-two-normal derivatives from step 4.1, induction on r and ∣ann∣≥θ0>0 bound every remaining derivative in L2 on the smaller boundary half-ball. The a.e. identities hold throughout it by a countable exhaustion of its interior; every compact test support lies in that interior, so these L2 fields represent the global weak derivatives on the open half-ball. No multiplication of an undefined distribution by a merely Lipschitz reciprocal is required.

6.1F1F2F3F4F5step 3.1step 4.1step 5.1

Completing the induction. Steps 3.1--5.1, using the boundary, differentiated-equation, interior, and base estimates of [F1]–[F4], bound every weak derivative of order j+2 on the chart-localised regions and the interior region; summing the finitely many local bounds and gluing with the partition of unity gives u∈Hj+2(Ω) with ∥u∥Hj+2(Ω)≤Cj(∥f∥Hj(Ω)+∥u∥L2(Ω)), which is Pj; by induction Pk holds.

7.1step 6.1discharge-induction∎

Conclusion. Under Ck+2 boundary regularity, coefficients of order k+1 for the principal part and order k for the lower-order terms, and data in Hk, the zero-trace Dirichlet solution lies in Hk+2(Ω) with the displayed two-derivative gain.

Source notes

Hunter's Theorem 4.31 (printed p. 116) and Laugesen's Theorem 5.11 (printed p. 113) state the higher-order boundary regularity; Simon's Lecture 9 (printed pp. 86-90) gives the induction, differentiating tangentially (which preserves the zero trace) and recovering the normal derivatives from the equation. That is exactly the two-case scheme of the induction steps above. The Ck+2 boundary hypothesis is what keeps the flattened coefficients in Wk+1,∞ at the level required by the differentiated equations.

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