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Morse homology is naturally isomorphic to singular homology

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let M be a closed smooth manifold and Λ=Z/2 or Z. For every Morse--Smale pair (f,X) on M the composite HMk(f,X;Λ)→ Θ Hkcell(M;Λ)→ ≅ Hk(M;Λ) of the chain isomorphism Θ of The Morse complex is chain isomorphic to the handle cellular complex with the cellular--singular comparison theorem Cellular homology computes singular homology applied to the finite CW complex of the Morse--Smale decomposition (Compactified unstable manifolds give the Morse--Smale CW decomposition, Cellular homology) is an isomorphism θ(f,X):HMk(f,X;Λ)→ ≅ Hk(M;Λ). The isomorphism is independent of the auxiliary choices used to build the CW decomposition and (over Z) of the orientation lines, and it identifies the canonical Morse homology Canonical Morse homology of a closed manifold with singular homology: HM∗(M;Λ)≅H∗(M;Λ). Here the word naturally expresses that the isomorphism is independent of the Morse--Smale pair, the CW auxiliary choices and the orientation lines, as proved below; no functoriality with respect to smooth maps is asserted. Orientation independence is understood under the corresponding diagonal generator identifications.

Facts & Assumptions

Given: The Axiom of Choice, the closed manifold and the actual metric or field-version Morse--Smale pairs of the stated CW comparison, with a field represented by an actual metric for continuation. The two coefficient rings are Z and Z/2.

[F1]

The compactified unstable disks give the intrinsic unstable-cell CW structure and continuous characteristic maps; the same theorem applied to (−f,−X) gives the stable-cell CW structure. Its boundary cells have larger original index (Compactified unstable manifolds give the Morse--Smale CW decomposition, Global stable and unstable manifolds are immersed Euclidean spaces).

[F2]

The critical-cell generator identification is a chain isomorphism with the stated orientation conventions; their precise local incidence calculation gives dimension signs +1 (The Morse complex is chain isomorphic to the handle cellular complex, Cellular boundary coefficients are the signed trajectory counts).

[F3]

Relative pair sequences, excision, sphere homology and homotopy invariance are natural. Consecutive CW relative groups are concentrated in the cell dimension; cellular homology comparison is constructed from these pair sequences (Long exact sequence of a pair, Excision for singular homology, Homology of spheres, Relative homology of consecutive CW skeleta, Cellular homology computes singular homology, Homotopic maps induce the same map on singular homology).

[F4]

Closed embedded smooth submanifolds have tubular neighbourhoods, with variable radius permitted (The tubular neighbourhood theorem in a smooth ambient manifold).

[F5]

Finite-window continuation is transverse endpoint matching, negative index difference forbids solutions, and its signs are the source-unstable versus target-stable-normal determinant signs. Its evolution diffeomorphism is isotopic to the identity (A regular continuation datum between Morse--Smale pairs, Orientation lines orient the continuation moduli spaces compatibly with gluing, Time-dependent vector fields have local smooth evolution operators, The continuation chain map).

Proof

technique · direct, by the dual stable-cell filtration and finite intersection coefficients
1.1F1F5givenconstruct

Fix a target pair and write Xj for its unstable j-skeleton. By [F1], Y>j=⋃ind⁡(q)>jWs(q) is the (n−j−1)-skeleton of the stable CW structure, hence is closed. Put Uj=M∖Y>j, with U−1=∅ and Un=M. Then Uj is open, Uj−1⊂Uj, and Uj∖Uj−1 is the finite disjoint union of the stable manifolds of index j. Each such stable manifold is closed embedded in Uj: its compactified stable disk has boundary only in the removed higher-index stable cells, and its interior is its usual smooth immersed Euclidean manifold. The disk characteristic map therefore identifies its intrinsic and subspace topologies there. Also Xj⊂Uj, because a nonconstant intersection Wu(p)∩Ws(q) requires ind⁡(p)>ind⁡(q).

2.1F1F3F4step 1.1construct

Orient the normal quotient of each index-j stable cell by its unstable critical ray. For a zero-dimensional stable cell take τ=0 and its critical normal frame. Otherwise, in an invariant-axis hyperbolic chart its stable axis has strictly decreasing norm. Choose a small stable sphere within that chart and a fixed positive buffer time. Outside the sphere, its unique forward hitting time is smooth by transversality, and hitting time plus buffer places the point inside the chart. In an inner annular collar the same signed hitting-time formula remains smooth and positive after adding the buffer; multiply it by a smooth cutoff which is one near the sphere and zero on a smaller stable disk. This defines a smooth finite time τ(x)≥0 on the entire stable cell, zero near q, with ϕτ(x)x always in the stable chart. Transport the local constant unstable normal basis at that point backwards by the normal quotient of Dϕ−τ(x). It is a smooth full-rank global normal frame, equal to the critical frame near q; no asymptotic rescaling or equality of eigenvalues is used. The stable cell is contractible by [F1]: its compactified disk interior is homeomorphic to an open Euclidean disk. Choose disjoint tubular neighbourhoods of these finitely many closed stable cells in Uj using [F4], with variable fibre radius. For a compatible metric d on the stable base let r(x)≤1 be the supremum of the allowable fibre radii inside the tube domain and a prescribed disjoint open neighbourhood. This function is positive and lower semicontinuous, by compact smaller fibre balls and openness. Then r0(x)=inf⁡y(r(y)/2+d(x,y)) is positive, continuous and at most r(x)/2: a positive local lower bound for r and the distance bound outside that neighbourhood prove positivity. Use radius r0 and precompose the tube map with the inverse of its normal-quotient derivative. Excision in [F3] identifies Hℓ(Uj,Uj−1;Λ) with the direct sum of these tube pairs punctured along their zero sections. The frame and radius identify each with the product of its contractible stable base and (Rj,Rj∖{0}), so its homology is Λ in degree j and zero otherwise. Use the chosen normal-ray fibre class vq as generator. In rank zero this is the chosen signed point unit, including a negative zero-dimensional ray.

2.2F1F5step 1.1construct

Now let F=ΨS,−S be evolution for a regular continuation from a source pair to the target pair. Every point of a source unstable cell of index at most j lies at time −S on a negative-end trajectory from its critical centre. Its evolved point has a target forward critical limit. If that target critical index exceeded j, it would be a continuation solution of negative index difference, forbidden by [F5]. Thus F(X−j)⊂Uj+, and similarly F(X−j−1)⊂Uj−1+. It is an actual filtration-preserving map from the source unstable CW filtration to the target open stable-complement filtration. The final map is the diffeomorphism F:M→M, isotopic to the identity by its smooth partial-time evolution.

3.1F1F3F5step 1.1step 2.1algebra

Inclusion of the unstable skeletal pair (Xj,Xj−1) into (Uj,Uj−1) sends its oriented generator ep to vp. Indeed an index-j unstable cell meets the index-j stable cells only at its own critical centre, and the normal map there is the identity on the unstable Hessian space, with the same chosen ray. Every other same-index intersection is excluded by the positive index-drop argument of [F5]. In degree zero the chosen signed vertex class and normal signed point unit agree. Thus the inclusion is an isomorphism on every consecutive relative group by [F3] and step 2.1, with identity matrix in the critical bases. Naturality of the pair connecting maps makes these relative-group isomorphisms commute with the connecting-defined boundaries.

4.1F3step 2.1step 3.1algebra

Record the finite-filtration comparison, so no extra naturality is assumed. For a finite filtration V−1=∅⊂V0⊂⋯⊂Vn=V with consecutive relative groups concentrated in degree j, set Cj=Hj(Vj,Vj−1) and dj=ij−1∂j. Exactness gives ∂j−1ij−1=0, hence dj−1dj=0. Pair exactness also gives Hℓ(Vj)=0 for ℓ>j by induction, and ij:Hj(Vj)→Cj is injective with image ker⁡dj, since ij−1 is injective as well. The pair (Vj+1,Vj) identifies ker⁡dj/im⁡dj+1 with Hj(Vj+1). Later inclusions preserve that degree because their relative groups vanish there, hence this is Hj(V). For j=0 use i0 as the identity; for the final degree there is no next relative group. Every map used is an inclusion, quotient or connector, so the comparison commutes with every filtration-preserving map. This is the finite part of the cellular proof in [F3], and applies to the open Uj filtration as well. Step 3.1 and final inclusion Xn=M=Un therefore identify its comparison with the usual cellular–singular one, without choosing a retraction of Uj.

4.2F1F2F3F5step 2.1step 3.1step 2.2algebra

Compute its relative degree-j matrix. An oriented source characteristic disk for p meets the target index-j stable cells precisely at the finitely many rigid continuation solutions C(p,q); its boundary avoids those stable cells by step 2.2. Excision at these finitely many interior preimages sends its relative fundamental class to the sum of its local orientation classes. On each small neighbourhood the map into the normal-derivative-normalized target tube is the unstable source-to-stable-normal map of [F5]; its local degree is exactly τ(u). Projection to each fibre generator vq therefore gives ∑u∈C(p,q)τ(u), or its mod-two count. This conclusion uses only local smooth coordinates on the interior unstable cell; an auxiliary topological disk parametrization contributes degree +1 because it agrees with the critical ray on a fixed inner cap. Hence the filtered map of step 2.2 has exactly the continuation matrix in the critical bases of step 3.1.

5.1F2F3step 3.1step 4.1step 2.2step 4.2algebra

Apply the natural finite-filtration comparison of step 4.1 to this map. By step 4.2 its chain map is the continuation count, and by [F2] its source and target generator maps are the Morse–cellular comparisons. The final singular map is F∗ ⁣=id⁡ by the isotopy in step 2.2 and [F3]. Thus θ+Φ∗=θ− exactly, proving the missing continuation-versus-comparison compatibility. For a fixed pair the skeleta are the intrinsic unions of its unstable cells; different critical heights, charts, bottle parametrizations or tube choices do not change them or their oriented relative generators. The pair-sequence construction therefore gives the same θ. Reversing a critical ray changes its Morse and relative cellular generators together, leaving the represented singular class unchanged. This proves auxiliary and orientation independence rather than merely existence of unrelated isomorphisms.

6.1F1F5F6step 5.1construct∎

Choose any actual metric Morse--Smale representative for the canonical homology of [F6]. The CW comparison of [F1] applies directly to it. Transition from any other representative is canonical by [F6], and step 5.1 makes the resulting singular identification independent of the representative. For a field-version pair choose a metric realizing g(X,⋅)=−df, as in the disk construction of [F1]. Two such realizations have the same complex: their convex metric interpolation still satisfies this identity and hence has the same autonomous equation. Its transverse endpoint sequence gives the identity count, with the same critical rays. Thus metric realization adds no ambiguity. Composition, inverse and datum independence in [F6] complete HM∗(M;Λ)≅H∗(M;Λ) with exactly the choice-independence meaning of naturality in the statement.

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