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Aubin–Lions compactness with exact time exponent
Statement
Assume the Axiom of Choice. Let be a Banach evolution triple with compact inclusion and continuous canonical inclusion . Let , , and . Suppose have distributional derivatives and Then is relatively compact in . If also , each subsequence converging in converges, after the same subsequence, in every with .
Facts & Assumptions
Given: The Axiom of Choice, the Banach evolution triple, compact and continuous embeddings, , , , and the stated uniform bounds.
Compact embedding means every bounded sequence in has an -convergent subsequence; the canonical map is continuous and (Compactly embedded normed spaces, Banach evolution triples and weak time derivatives).
In this theorem, means for every and . This is the scalar-test convention of Banach evolution triples and weak time derivatives, here extended to the stated independent exponent ; membership in is not required. Both integrals exist by the finite-interval bounds from [F3]. In particular, has scalar weak derivative .
Hölder and Minkowski control scalar pairings, integrals and finite Bochner sums (Holder's inequality for integrals, including the endpoint cases, Minkowski's inequality for integrals, including ).
A scalar class, , has an absolutely continuous representative on (One-dimensional functions have unique absolutely continuous representatives).
The Bochner space is complete (Bochner Lp is complete for a Banach value space).
The Axiom of Choice supplies Countable and Dependent Choice for sequential extraction and countable dense-set selections (The Axiom of Choice, AC supplies the countable and dependent choices used in Banach integration, The Axiom of Countable Choice (), The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain).
Proof
Fix . Compactness in [F1] makes the image in of the unit ball totally bounded. Take a finite -net in for this image; since the range is dense in by [F1], approximate each net point within by a point of . Let be the span of these finitely many points. The -orthogonal projection is the best approximation from , so After orthonormalizing a basis, write with .
For each , put . Its weak derivative is by [F2]. The uniform bounds and the continuous inclusion give uniform bounds on and uniform bounds on their derivatives. Since , each coefficient is in and its derivative is in ; hence it is in scalar and [F4] gives an absolutely continuous representative. For any such representative, some has ; otherwise its norm would exceed that bound. Its total variation is at most (with for ). Thus all coefficients are uniformly bounded, and Hölder gives the common modulus for , with for .
The finitely many coefficient functions of are uniformly bounded and share the modulus from step 1.2. Choose a finite time grid so the modulus between adjacent grid points is below , and finite -nets for their bounded coefficient vectors at each grid point. The piecewise-linear interpolants of the finitely many rounded grid values form a finite family; each coefficient vector is within of its corresponding interpolant in the uniform norm, by the common modulus and the grid-point rounding error. Hence is totally bounded in .
By step 1.1, For each desired accuracy, choose small and use step 2.1 to approximate the projected family by a finite net. The displayed remainder then shows that the full family is totally bounded in .
From total boundedness, [A1] selects a Cauchy subsequence; [F5] makes it convergent in . This proves relative compactness. If the bound is , pairwise differences have norm at most . For , finite-interval Hölder gives convergence in ; for , Completeness in each then gives convergence for every finite . These limits equal the limit since both convergences imply convergence in measure, whose limit is unique up to almost-everywhere equality.
Depends on
- Banach evolution triples and weak time derivatives
- Compactly embedded normed spaces
- The axiom of dependent choice: a relation in which every element is related to something admits an $\mathbb{N}$-indexed chain
- The Axiom of Countable Choice ($\mathrm{AC}_\omega$)
- Holder's inequality for integrals, including the endpoint cases
- Minkowski's inequality for integrals, including $p = \infty$
- Bochner Lp is complete for a Banach value space
- One-dimensional $W^{1,p}$ functions have unique absolutely continuous representatives
- The Axiom of Choice
- AC supplies the countable and dependent choices used in Banach integration
Used by
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Sources
- Tomáš Roubíček, Nonlinear Partial Differential Equations with Applications, 2nd ed., Birkhäuser, 2005 (standard reference, not scraped)
- Marvin Fritz, Monotone Operators in Nonlinear PDEs, JKU lecture notes, WS 2023/2024 (standard reference, not scraped)