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A C2 map C1-close to F has a unique inverse branch for its first component, with O(ε) derivative bounds

Statement

Fix a≥100 and put R:=a+3, so that R≥13. Let 0<ε<1, let U⊆R2 be open with [−R−1,R+1]2⊆U, and let G=(A,B):U→R2 be of class C2 (Ck Euclidean maps and diffeomorphisms) whose components satisfy, on the closed square S:=[−R−1,R+1]2,

∣A(x,y)−y∣≤ε,∣∂xA(x,y)∣≤ε,∣∂yA(x,y)−1∣≤ε,

∣B(x,y)−(y2−a−x)∣≤ε,∣∂xB(x,y)+1∣≤ε,∣∂yB(x,y)−2y∣≤ε.

Then:

  1. for every (q,q′)∈[−R,R]2 the equation A(q,v)=q′ has exactly one solution v=V(q,q′)∈[−R−1,R+1], and this defines a map V:[−R,R]2→[−R−1,R+1];
  2. V is of class C1 on [−R,R]2 (Ck Euclidean maps and diffeomorphisms), with

∂qV(q,q′)=−∂xA(q,V)Ay(q,V),∂q′V(q,q′)=1∂yA(q,V);

  1. V satisfies the uniform estimates

∣V(q,q′)−q′∣≤ε,∣∂qV(q,q′)∣≤ε1−ε,∣∂q′V(q,q′)−1∣≤ε1−ε

for every (q,q′)∈[−R,R]2.

Facts & Assumptions

Given: The parameter a≥100, R=a+3, the open set U, the map G=(A,B) with its closeness bounds on S, and a point (q,q′)∈[−R,R]2.

[F1]

First-component closeness (given, Ck Euclidean maps and diffeomorphisms, The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case): for every v∈[−R−1,R+1] one has ∣A(q,v)−v∣≤ε and ∣∂yA(q,v)−1∣≤ε. The function f(v):=A(q,v)−v is continuous on [−R−1,R+1] and differentiable on its interior, since A is C2 on the open set U. For any distinct v,w in this closed interval, the scalar mean value theorem (The mean value theorem, as the case g(x)=x of Cauchy's: for f continuous on [a,b] with a<b and differentiable on (a,b) there is c∈(a,b) with f(b)−f(a)=f′(c)(b−a)) on [min⁡(v,w),max⁡(v,w)] gives f(v)−f(w)=f′(ξ)(v−w) for an interior ξ. The derivative is ∂yA(q,ξ)−1, of absolute value at most ε; equal endpoints give zero. Thus, including both boundary endpoints,

∣(A(q,v)−v)−(A(q,w)−w)∣≤ε ∣v−w∣(v,w∈[−R−1,R+1]);

equivalently, for Φ(v):=q′+v−A(q,v) one has ∣Φ(v)−q′∣≤ε and ∣Φ(v)−Φ(w)∣≤ε∣v−w∣ on the interval, with ε<1.

[F3]

Implicit differentiation (The Euclidean implicit function theorem with derivative formula, Ck Euclidean maps and diffeomorphisms): A is C1 on the open set U; if ∂yA(q0,v0)≠0 and A(q0,v0)=q0′, then near (q0′,q0) the equation A(q,v)=q′ has a unique C1 solution v=φ(q,q′) with ∂qφ=−∂xA/∂yA and ∂q′φ=1/∂yA.

[F4]

Absolute value and order (Absolute value in an ordered field, Basic properties of the absolute value, The triangle inequality): ∣u+w∣≤∣u∣+∣w∣, ∣uv∣=∣u∣∣v∣, and R≥13 so that [−R,R]⊆[−R−1,R+1] and q′+[−1,1]⊆[−R−1,R+1] for q′∈[−R,R].

Proof

technique · direct; solve the equation by the contraction $v\mapsto q'+v-A(q,v)$ for each fixed $(q,q')$, then use the implicit function theorem for regularity and differentiate the defining identity for the bounds
1.1givenF1F2F4algebra

Location of the root: fix (q,q′)∈[−R,R]2 and define Φ(v):=q′+v−A(q,v) on [−R−1,R+1]. For every such v, Φ(v)−q′=v−A(q,v) so ∣Φ(v)−q′∣≤ε≤1 by [F1]; hence Φ(v)∈[−R−1,R+1] by [F4] (because q′∈[−R,R] gives q′+[−1,1]⊆[−R−1,R+1]). Also ∣Φ(v)−Φ(w)∣=∣(v−w)−(A(q,v)−A(q,w))∣≤sup⁡ξ∣1−∂yA(q,ξ)∣ ∣v−w∣≤ε∣v−w∣ by [F1] and the mean value inequality. Thus Φ maps the complete interval into itself and is a contraction with constant ε<1.

2.1step 1.1F2algebra

Unique root: by [F2], Φ has exactly one fixed point v∈[−R−1,R+1]; the identity Φ(v)=v is equivalent to A(q,v)=q′. This proves clause 1 and defines V.

3.1step 2.1F3F5algebra

Regularity: at a root (q,q′) with v=V(q,q′), the partial derivative ∂yA(q,v) satisfies ∣∂yA(q,v)∣≥1−ε>0 by the closeness bound, so Ay(q,v)≠0. The implicit function theorem [F3] gives a C1 solution φ near (q,q′) with the displayed derivatives, and by clause 1 this local solution coincides with V; since (q,q′)∈[−R,R]2 was arbitrary, V is C1 on the square with the displayed formulas.

4.1step 1.1step 2.1step 3.1F1F3givenalgebra

Regularity needed by the half-tail construction: choose 0<δ<1−ε. For (q,q′)∈(−R−δ,R+δ)2, both parameters lie in [−R−1,R+1], and every (q,v) with v∈[−R−1,R+1] lies in S. Thus the given bounds apply and ∂yA(q,v)≥1−ε>0. The contraction Φ(v)=q′+v−A(q,v) has constant ε; moreover ∣Φ(v)−q′∣≤ε, so Φ(v)∈[−R−1,R+1] because ∣q′∣<R+δ and δ+ε<1. Its unique fixed point therefore defines V on this open parameter rectangle, extending the original branch by uniqueness. The implicit function theorem gives a local C1 branch at each point; uniqueness makes these local branches agree with the contraction-defined extension. Since A is C2, the formulas in step 3.1 make its first partial derivatives C1 compositions and quotients with nonvanishing denominator. Consequently this extension is C2 on the open rectangle, as needed by the later root and weighted-tail constructions; clause 2's C1 conclusion remains valid.

4.2step 3.1step 2.1F4algebra

Estimates: from A(q,V(q,q′))=q′ and the closeness ∣A(q,v)−v∣≤ε evaluated at v=V(q,q′), clause 3's first inequality follows: ∣V(q,q′)−q′∣=∣V−A(q,V)∣≤ε by [F4]. For the derivatives, by step 3.1 ∣∂qV∣=∣∂xA(q,V)∣∣∂yA(q,V)∣≤ε1−ε,∣∂q′V−1∣=∣∂yA(q,V)−1∣∣∂yA(q,V)∣≤ε1−ε, using ∣∂xA∣≤ε and ∣∂yA−1∣≤ε from the hypotheses and ∣∂yA∣≥1−ε from step 3.1.

5.1step 2.1step 3.1step 4.2∎

Conclusion: steps 2.1, 3.1 and 4.2 prove clauses 1, 2 and 3 respectively.

Remarks

  • The proof uses only two properties of the model map (x,y)↦(y,y2−a−x): its first component is the second variable, so that solving A(q,v)=q′ in v is a near-identity equation, and its second component is a quadratic in v. The quadratic structure enters quantitatively in the split ε between the two components in Root bounds and C1 dependence for the perturbed scalar recurrence v2−a−u−w+e(u,v,w)=0.

  • The estimates are uniform on the square and show that V is a small C1 perturbation of the projection (q,q′)↦q′.

Depends on

Dependency tree · 2 levels

Sources