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Weak del Pezzo generation and the smooth degree-one pencil
Statement
Assume AC. Let be a smooth connected projective complex surface and a nef and big Cartier line bundle, the pullback of an ample Cartier line bundle under a birational contraction to a normal surface. Suppose and put . Then . If , is globally generated. If , is a pencil without a fixed component, with a single reduced base point outside the contraction's exceptional locus; its general member is a smooth connected curve of genus one, disjoint from the exceptional locus. In this degree-one case every with integer is globally generated.
Facts & Assumptions
Given: Exactly the smooth surface and nef-big pullback line bundle in the Statement. Degree-zero effective curves are contracted by the stipulated birational contraction and have negative-definite intersection matrix by Hodge. Stability against rank-one subsheaves is defined using L-intersection, although L need not be ample.
Grothendieck-Riemann-Roch for projective morphisms and Riemann-Roch for smooth projective surfaces give the bundle and line Euler formulas. Serre duality for locally free sheaves on a smooth projective variety gives the bundle dualities. The Hodge index theorem for smooth projective surfaces gives the negative-definite orthogonal space and degree/square inequalities.
Log adjoint and nef big vanishing on smooth projective varieties gives the empty-boundary nef-big adjoint vanishing used for O and L. Bertini smoothness away from the base locus supplies smooth general members once generation has actually been established. Riemann-Roch for curves: the Euler-characteristic form and Serre duality for finite locally free sheaves on a smooth proper curve give the smooth-fibre and P1 Euler calculations.
auslander buchsbaum formula and auslander buchsbaum serre regularity criterion make reflexive modules on a regular surface locally free. This is used for a saturated rank-one kernel. At a base point of , the point-Serre extension has determinant : its extension class is the kernel of the dual evaluation map for , and its nonzero local class gives a locally free middle term. No Reider, Bogomolov or surface classification is imported.
The Axiom of Choice is inherited from these suppliers.
Proof
Empty-boundary nef-big adjoint vanishing applied to gives for , and to gives for . Write . Surface RR gives h0(L)=d+1, χ(N)=1+(N²+LN)/2
for every line bundle N. In particular N²+LN is even. The pullback degree-zero curves form the negative-definite exceptional locus. The minimal-resolution operation is the direct projective (−1)-curve contraction described in the companion nef-K3 note.
Assume and evaluation of fails at a point . Apply to . By Serre duality and , ; the map is dual to evaluation , hence is zero. Thus . Choose a nonzero class. Its restriction to the regular local ring at is the nonzero class in , whose middle module is free of rank two; away from the quotient is a line bundle and the extension is locally free. We obtain , with a rank-two vector bundle, and .
Suppose is -slope-stable, where for a torsion-free sheaf , and stability tests every rank-one subsheaf. Then , and twisting by preserves stability while changing this slope to . Any nonscalar endomorphism of has, after subtracting a constant eigenvalue, a nonzero rank-one map ; its rank-one kernel and image would both have slope , contradicting additivity of -degree. Hence . A nonzero map cannot have generic rank two, since its determinant would be a nonzero section of , impossible because is nef and . If it has rank one, its kernel has slope , so its image has slope , contradicting stability of , whose rank-one subsheaves have slope . Thus by Serre duality. Riemann--Roch gives , whereas and imply . This contradiction proves that is not -slope-stable.
A saturated rank-one destabilizing subsheaf is a line bundle and satisfies . Its projection into is nonzero: otherwise a nonzero map would give an effective divisor of -degree , contrary to nefness. Consequently has a nonzero section vanishing at , so is a nonzero effective divisor containing . Put and . Then ; writing the torsion-free rank-one quotient by as , Chern additivity gives , hence . Hodge index gives , and surface Riemann--Roch gives even.
If , then is supported on the contracted curves, so negative definiteness gives ; together with this forces , contradicting the evenness of . If , then , so . But then and , impossible. There is no base point. Hence the anticanonical pullback , and therefore on , is globally generated for every .
Now and h0(L)=2. Write |L|=B+|P| with B fixed and |P| a nonzero movable pencil. Since L is nef, . The value is impossible: the class P would lie in the negative-definite exceptional subspace although . Thus and ; B is exceptional. The identity gives or1.
The value is impossible. To see this without assuming irreducibility of a possibly composed moving divisor, take the connected-fibre morphism associated to its basepoint-free movable part after blowing up any base points. Since , two general members have intersection zero, so the original pencil already has no base point. Its connected generic fibre F is a smooth integral curve, , and LF is a positive integer. Since and . Adjunction with would give 2g(F)−2=F²−LF=−1, impossible. Hence .
Then B²=(L−P)²=1−2+1=0. Negative definiteness forces . Thus |L| is a pencil without a fixed component. Two independent sections have total intersection one, so their common zero scheme consists of a single point q of length one. In regular local parameters, length one means that their linear terms are independent. Every general member is therefore smooth at q, and ordinary Bertini makes it smooth elsewhere.
This base point cannot lie on an exceptional irreducible curve E: L|E is trivial (E is a rational (−2)-curve by and adjunction), so vanishing of every section at q∈E would force E to be a fixed component. A general member contains no exceptional curve and has zero intersection with each, hence is disjoint from the exceptional locus. Every nonexceptional component has positive integral L-degree, while the total member has L-degree one; there is exactly one such component and no exceptional component. The smooth member is therefore connected and integral. Its image on S is smooth, and adjunction gives genus one. For every integer , the line bundle kL restricts to degree k on this smooth genus-one curve and is generated there: curve RR and Serre duality give h0(kL|C)−h0(kL|C(−x))=1 at every x, since both relevant positive degrees have H1 zero. The restriction map H0(kL)→H0(C,kL|C) is onto because H1((k−1)L)=0 by nef-big adjoint vanishing. Thus a kL section does not vanish at the single base point q of L. Away from q, powers of generated L sections suffice. Therefore every kL with is globally generated.
Remarks
Research-only source candidate; no production admission or mathematical-acceptance claim. The separate canonical-surface resolution and fundamental-section restriction arguments are required to apply this smooth-surface statement to a singular cut. Full Mella9705012v1 was read for the overall problem; no full Saint-Donat or del-Pezzo classification source was read or invoked.
Depends on
Grothendieck-Riemann-Roch for projective morphisms
Riemann-Roch for smooth projective surfaces
Serre duality for locally free sheaves on a smooth projective variety
The Hodge index theorem for smooth projective surfaces
Log adjoint and nef big vanishing on smooth projective varieties
Bertini smoothness away from the base locus
Riemann-Roch for curves: the Euler-characteristic form
Serre duality for finite locally free sheaves on a smooth proper curve
auslander buchsbaum formula
auslander buchsbaum serre regularity criterion
The Axiom of Choice