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The local map generated by a first- or second-kind generating function is a canonical C2 local diffeomorphism

Statement

Let n≥1 and let S be a generating function of the first kind or of the second kind, with data Oq,OQ resp. Oq,OP and the local map C it generates (Generating functions of the first and second kind for a local canonical map). Then C is a C2 local diffeomorphism and it is canonical: on its domain,

C∗(∑i=1ndQi∧dPi)=∑i=1ndqi∧dpi.

Moreover ∣det⁡DC∣=1 wherever C is defined (A C1 map between phase domains preserves the standard two-form iff DCTJ DC=J, and a canonical diffeomorphism carries XH∘C to XH).

The words canonical and the finite-regularity form operations here use Finite-regularity differential forms, Hamiltonian fields and canonical maps in phase charts, with the displayed C2 maps; smoothness is not inferred.

Facts & Assumptions

Given: The first- or second-kind generating data S, the maps Ψ, Θ and C introduced in Generating functions of the first and second kind for a local canonical map, and a point (q∗,Q∗) resp. (q∗,P∗) as in that definition.

[F1]

Local diffeomorphism data (Generating functions of the first and second kind for a local canonical map, The Euclidean inverse function theorem): Ψ(q,Q)=(q,Sq(q,Q)) has invertible derivative because det⁡SqQ≠0 and, in the second-kind case, (q,P)↦(q,Sq(q,P)) has invertible derivative because det⁡SqP≠0; the generated map C is obtained by composing the C2 local inverse of that map with the C2 map (q,Q)↦(Q,−SQ(q,Q)) resp. (q,P)↦(SP(q,P),P), so C is a C2 map. Its derivative is shown invertible in the proof before the canonical-diffeomorphism test is applied.

[F2]

The Ψ-Θ conjugation: in the first-kind case, with W a suitable neighbourhood of (q∗,Q∗) and Ψ(q,Q)=(q,p), the map Θ(q,Q):=(Q,−SQ(q,Q)) satisfies C∘Ψ=Θ on W, because the inverse of Ψ maps (q,p) back to (q,Q) and C(q,p)=(Q,−SQ(q,Q)); in particular C∗τ=Ψ−⋆Θ∗τ for every two-form τ on the target. In the second-kind case the same holds with Ψ(q,P)=(q,p) and Θ(q,P)=(SP(q,P),P).

[F3]

Derivative computation (Directional derivatives and partial derivatives of a map U⊆Rm→Rn, The Jacobian matrix of partial derivatives and the gradient in the scalar-valued case, The Hessian of a C2 scalar field is symmetric): in the first-kind case, Ψ∗(dq∧dp)=∑i,j∂2S/∂qi∂Qj (q,Q) dqi∧dQj because dp=Sqqdq+SqQdQ on W; and Θ∗(dQ∧dP)=∑i,j∂2S/∂qi∂Qj dqi∧dQj because P=−SQ gives dP=−SQQdQ−SQqdq on W and the mixed partials ∂2S/∂Qj∂qi=∂2S/∂qi∂Qj agree. In the second-kind case, dp=Sqqdq+SqPdP gives Ψ∗(dq∧dp)=∑i,j∂2S/∂qi∂Pj dqi∧dPj, and dQ=d(SP)=SPqdq+SPPdP gives Θ∗(dQ∧dP)=∑i,j∂2S/∂Pj∂qi dqi∧dPj, the same formula.

[F4]

Finite-regularity coordinate calculus (Finite-regularity differential forms, Hamiltonian fields and canonical maps in phase charts, The Hessian of a C2 scalar field is symmetric): for the C3 function S, d(dS)=0 because the coefficients of this two-form are differences of equal mixed second partials. Pointwise pullbacks commute with sums and wedge products by their alternating multilinear definition, and with composition by the chain rule.

Proof

technique · direct; conjugate the generated map to the coordinate map $\Theta$ along the local diffeomorphism $\Psi$, and compare the pulled-back two-forms using $d^2S=0$ and the symmetry of mixed partials
1.1F1F2F4algebra

First-kind canonicity: by the recorded identity p dq−P dQ=dS of Generating functions of the first and second kind for a local canonical map and [F4], applying d gives dp∧dq−dP∧dQ=0 on the (q,Q)-space W, i.e. Ψ∗(dq∧dp)=Θ∗(dQ∧dP); by [F2] and [F4] this is Ψ∗(dq∧dp)=Ψ∗(C∗(dQ∧dP)). Since DΨ is invertible at every point of W by [F1] and hence Ψ∗ is injective on two-forms, C∗(dQ∧dP)=dq∧dp near (q∗,p∗).

1.2F1F2F4algebra

Second-kind canonicity: the recorded identity p dq+Q dP=dS gives, after applying d, dp∧dq+dQ∧dP=0 on the (q,P)-space, i.e. Ψ∗(dq∧dp)=Θ∗(dQ∧dP), and the same injectivity argument yields C∗(dQ∧dP)=dq∧dp.

2.1F3step 1.1step 1.2

Explicit form of the identities: [F3] exhibits both sides of the two equalities of steps 1.1 and 1.2 as the same coordinate combination ∑i,jSqiαjdqi∧dαj (with α=Q resp. P), which confirms that dS has the displayed derivative and that the two pullbacks agree.

3.1F1step 1.1step 1.2step 2.1∎

By steps 1.1, 1.2 and 2.1 the generated local map satisfies C∗(dQ∧dP)=dq∧dp, hence DCTJDC=J by the pointwise matrix test. If DCv=0, then for every w one has vTJw=(DCv)TJDCw=0; nondegeneracy of J gives v=0. Thus DC is invertible at each point. By the inverse function theorem shrink about the reference point so that C is a C2 diffeomorphism onto its open image; by A C1 map between phase domains preserves the standard two-form iff DCTJ DC=J, and a canonical diffeomorphism carries XH∘C to XH clause 2 it is a local canonical transformation with ∣det⁡DC∣=1, and by [F1] it is a C2 local diffeomorphism.

Remarks

  • The first-kind relations put the old and new positions in the generating function; the second-kind relations put the new momenta there. Both reduce the canonicity question to d2S=0, and the inverse function theorem supplies the local diffeomorphism; no global statement about S or about C is made.

Depends on

Dependency tree · 2 levels

Sources