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Analytic susceptibility and dispersion restrictions

Physical scope

Conditional frequency response of the finite homogeneous Lorentz oscillator model in its material rest frame. Upper-half-plane analyticity holds for all declared nonnegative damping rates; the unsubtracted Hilbert-transform relation is asserted only for strictly positive damping, under the exact integrable causal-response hypotheses. Undamped real poles have no pointwise response or pointwise dispersion formula. No universal group-velocity bound or empirical material claim is asserted.

Statement

Use the finite Lorentz oscillator closure in its homogeneous material rest frame. Let N≥1 be finite, with ε∞>0 in F m−1, aℓ>0 in F m−1 s−2, ωℓ>0 in s−1 and γℓ≥0 in s−1 as in that model. Assume Countable Choice; for the strictly damped integrable-kernel dispersion clause also assume Dependent Choice, as required by the causal-response supplier. For the time convention e−iωt, let z denote complex angular frequency in s−1 and define the absolute oscillator susceptibility, with units F m−1, by

χabs(z):=∑ℓ=1Naℓωℓ2−z2−iγℓz,ε(z):=ε∞+χabs(z).

The dimensionless transfer function in the causal-response theorem is χnorm(z):=χabs(z)/ε0, so that it has the theorem's convention P=ε0χnormE for harmonic histories.

The function χabs is analytic for Im⁡z>0 for every γℓ≥0. For real angular frequency ω>0 in s−1 away from undamped poles, χabs(ω) is the scalar multiplier for a harmonic particular solution: if E(t)=Re⁡(ee−iωt) and Pℓ(t)=Re⁡(pℓe−iωt), then pℓ=aℓe/(ωℓ2−ω2−iγℓω) and p=∑ℓpℓ=χabs(ω)e. This coefficient calculation is not by itself a zero-past response to an eternal harmonic input. In the undamped branch the retarded onset solution is specified by initial data and the real poles are excluded; when every γℓ>0, the separately stated integrable retarded kernels realize the same harmonic multiplier.

Im⁡ε(ω)=∑ℓ=1Naℓγℓω(ωℓ2−ω2)2+γℓ2ω2≥0.

When every γℓ>0, each causal impulse-response kernel is exponentially decaying, satisfies the integrable-kernel hypotheses of the causal-response theorem, and ε−ε∞ obeys its unsubtracted Hilbert-transform relations. When γℓ=0, that oscillator's poles lie at z=±ωℓ on the real boundary; the transfer function has no pointwise value at those poles, and no pointwise dispersion formula there is asserted. The theorem makes no universal group-velocity bound.

Facts & Assumptions

Given: The finite homogeneous Lorentz oscillator model with real parameters ε∞,aℓ,ωℓ>0, γℓ≥0, real electric fields, and the temporal Fourier convention e−iωt. For the Hilbert-transform conclusion, also assume the Countable and Dependent Choice hypotheses carried by the integrable branch of the causal-response supplier.

[A1]

At each material point, the polarization solves Pℓ,tt+γℓPℓ,t+ωℓ2Pℓ=aℓE with initial oscillator state specified; the medium is homogeneous and spatially local, and the time-domain model is adopted, not derived (Finite Lorentz oscillator closure).

[L1]

For the declared memory branch, an integrable real causal kernel K gives normalized response P(t)=ε0∫0∞K(s)E(t−s) ds; when K is locally absolutely continuous with K,K′∈L1 and sK∈L1, the transfer χ(z)=∫0∞K(s)eizsds is holomorphic on Im⁡z>0, has the stated real-boundary regularity, and obeys the unsubtracted principal-value dispersion relations (Specified causal material response: transfer function, dispersion relations and the passivity condition, clauses (a)–(b)).

[F1]

Countable Choice is assumed for the smooth comparison route, and Dependent Choice is assumed in the integrable-kernel branch used for the causal convolution and dispersion result (The Axiom of Countable Choice (ACω), The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain, Specified causal material response: transfer function, dispersion relations and the passivity condition).

[F3]

Every nonnegative real has its unique nonnegative square root; for x→+∞ and λ>0, x/exp⁡(λx)→0 (Square roots exist: a unique a≥0 with (a)2=a; the positives are {x2:x≠0}, The exponential dominates every fixed nonnegative integer power at +∞).

[F4]

If an integrand is differentiable in a parameter and its derivative has a common integrable majorant, differentiation passes through the integral (Differentiation under the integral sign).

Proof

technique · solve the harmonic oscillator algebraically, locate its characteristic roots, construct its retarded Green kernel under positive damping, and apply the exact integrable causal-response theorem only in that branch
1.1givenA1F2algebra

The affine differentiation needed here follows directly from difference quotients: if f is real differentiable on an open real domain, or complex differentiable on an open complex domain, and b,d are fixed scalars in that field with bt+d in the domain, then for real h≠0 and b≠0, f(b(t+h)+d)−f(bt+d)h=bf(bt+d+bh)−f(bt+d)bh→bf′(bt+d) as h→0; for b=0 the function is constant. Apply this to the exponential in [F2] with b=−iω, d=0, and repeat to obtain (e−iωt)′=−iωe−iωt and (e−iωt)′′=−ω2e−iωt. For a real harmonic history E(t)=Re⁡(ee−iωt), extend the real coefficients of [A1] complex-linearly and substitute P~ℓ(t)=pℓe−iωt. The complex amplitude equation is (ωℓ2−ω2−iγℓω)pℓ=aℓe. Taking real parts commutes with real difference quotients and limits, so this gives a real harmonic particular solution of [A1]. Wherever the scalar denominator is nonzero, the amplitude is uniquely pℓ=aℓωℓ2−ω2−iγℓωe, including when e=0. Summing gives the stated harmonic particular-solution multiplier without dividing by the vector amplitude. This does not identify the undamped coefficient with a retarded zero-past response.

1.2givenA1F3algebra

The roots of ωℓ2−z2−iγℓz=0 are z=−iγℓ/2±ωℓ2−γℓ2/4. If 0≤γℓ<2ωℓ, the square root is real and both roots have imaginary part −γℓ/2≤0; at γℓ=0 they are the real values ±ωℓ. If γℓ=2ωℓ, the repeated root is −iωℓ. If γℓ>2ωℓ, write β=γℓ2/4−ωℓ2; then 0<β<γℓ/2 and the roots −i(γℓ/2∓β) both have strictly negative imaginary part. Hence no denominator vanishes in the open upper half-plane, proving analyticity there; the undamped real poles are exactly the stated boundary exceptions.

2.1step 1.1givenA1F2F3algebra

Fix one oscillator, denote its parameters by a,ω0,γ, assume γ>0, and set g(t)=0 for t<0. For t≥0, define the retarded kernel by g(t)=e−γt/2sin⁡(αt)/α if 0<γ<2ω0, g(t)=te−ω0t if γ=2ω0, and g(t)=(e−(γ/2−β)t−e−(γ/2+β)t)/(2β) if γ>2ω0, where α=ω02−γ2/4 and β=γ2/4−ω02 in their respective cases. Differentiating with [F2] and the affine rule proved in step 1.1 gives g(0)=0, g′(0+)=1 and g′′+γg′+ω02g=0 for t>0. The underdamped g,g′ decay at rate γ/2; the critical formula and derivative are bounded by Ce−ω0t/2; the overdamped formula and derivative are bounded by Ce−(γ/2−β)t, with γ/2−β>0. Hence g,g′∈L1(0,∞). For each positive decay rate λ, te−λt is integrable by integration by parts on [0,T] and [F3] as T→∞, so also tg∈L1(0,∞).

2.2givenA1step 1.1algebra

For real ω>0, put Aℓ=ωℓ2−ω2 and Bℓ=γℓω. Away from an undamped pole, Aℓ−iBℓ≠0 and aℓAℓ−iBℓ=aℓ(Aℓ+iBℓ)Aℓ2+Bℓ2, so Im⁡(aℓ/(Aℓ−iBℓ))=aℓγℓω/(Aℓ2+γℓ2ω2)≥0. Since ε∞ is real, summing these expressions proves the displayed nonnegative imaginary part of ε. At γℓ=0 and ω=ωℓ the denominator vanishes, so this pointwise computation and pointwise formula do not apply.

3.1step 1.1F4step 2.1algebra

For each real vector history E∈C2(R;R3) with E,E′,E′′ bounded, set P(t)=a∫0∞g(s)E(t−s) ds. Apply [F4] componentwise: the derivative integrands are measurable and bounded, uniformly in t, by ∥E′∥∞∣g∣ and ∥E′′∥∞∣g∣, which are integrable by step 2.1. Thus Ptt+γPt+ω02P=a∫0∞[g(s)E′′(t−s)+γg(s)E′(t−s)+ω02g(s)E(t−s)] ds.

4.1step 1.1step 2.1step 3.1F2algebra

Using the affine rule of step 1.1 for the shifted histories, integrating by parts twice on [0,T] and taking T→∞ is valid because g,g′ decay by step 2.1, g′′=−γg′−ω02g∈L1, and E,E′ are bounded. The boundary values g(0)=0, g′(0+)=1 give ∫0∞g(s)E′′(t−s) ds=E(t)+∫0∞g′′(s)E(t−s) ds and ∫0∞g(s)E′(t−s) ds=∫0∞g′(s)E(t−s) ds. Substitution in step 3.1 cancels the integral by g′′+γg′+ω02g=0, leaving Ptt+γPt+ω02P=aE.

5.1step 1.1A1step 2.1step 4.1F1L1algebra

The normalized kernel K=(a/ε0)g is real, causal and locally absolutely continuous; step 2.1 gives K,K′∈L1 and sK∈L1. For Im⁡z>0, step 1.1 differentiates eizs, and exponential decay makes the boundary terms vanish in integration by parts, so ∫0∞g′(s)eizsds=−izG(z) and ∫0∞g′′(s)eizsds=−1−z2G(z), where G(z)=∫0∞g(s)eizsds. The Green equation gives (ω02−z2−iγz)G(z)=1, hence the normalized transfer is (a/ε0)/(ω02−z2−iγz). Summing the finite kernels gives χnorm=χabs/ε0; with [F1], this kernel satisfies every hypothesis of [L1], which yields causality, upper-half-plane analyticity and the unsubtracted Hilbert relations for the strictly damped branch. Multiplication by ε0 gives the same relations for ε−ε∞=χabs.

6.1step 1.1step 1.2step 2.2step 5.1∎

Steps 1.1–5.1 establish the rational susceptibility, its upper-half-plane analyticity, the nonnegative loss for every real positive frequency where the pointwise response exists, and the unsubtracted dispersion relation exactly in the strictly damped integrable-kernel branch. The undamped poles and their pointwise exclusions remain as stated; no assertion about a universal group-velocity bound follows from these calculations.

Depends on

Dependency tree · 2 levels

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