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Laguerre bound energy exhaustion

Statement

Assume the Axiom of Countable Choice and the Axiom of Choice (The Axiom of Countable Choice (ACω), The Axiom of Choice). Let γ>0, and for every l≥0 let Al be the radial operator of Transported radial endpoint realization; let C=−Δ−γ/∣⋅∣ on D(C)=H2(R3;C) be the self-adjoint operator of Coulomb infinitesimal kinetic bound (c), with essential spectrum [0,∞) (Coulomb essential spectrum), and let U be the polar unitary of Transported radial endpoint realization (d). Then:

(a) if k>0 and j:=γ/(2k)−l−1∉N0, then the regular solution ureg of Kummer recurrence and termination is not square-integrable on (0,∞), and −k2 is not an eigenvalue of Al;

(b) the negative eigenvalues of Al are exactly the numbers −γ24n2,n≥l+1, each with one-dimensional eigenspace spanned by the corresponding regular solution ureg; in particular every negative eigenvalue of Al is simple;

(c) the negative eigenvalues of C are exactly the numbers −γ2/(4n2) with n≥1;

(d) every eigenfunction of C with negative eigenvalue lies in the closed span of the transported regular solutions: if Cψ=Eψ with E<0 and Uψ=(ulm), then E=−γ2/(4n2) for some n≥1, and each nonzero ulm is a scalar multiple of the regular solution of Al at that energy.

This exhausts the negative spectrum of Al and of C by the terminating Laguerre solutions; no claim is made here about completeness of these eigenfunctions in the negative spectral subspace, about the multiplicity of the levels of C, or about any physical interpretation.

Facts & Assumptions

Given: the exact hypotheses and operators of the Statement; l,m are the integer angular labels of U and n is an integer bound-family label; j=γ/(2k)−l−1 and the regular solution normalized by ureg(r)/rl+1→1.

[F1]

Kummer recurrence and termination supplies the convergent series v(x)=∑i≥0vixi, v0=1, vi+1=(i−j)vi/((i+1)(i+2l+2)), with ureg=rl+1e−krv(2kr). It terminates precisely for j∈N0 and is then proportional to Lj(2l+1). Its second solution is constructed only on a zero-free neighborhood of zero and continued across nodes by regular initial-value uniqueness. It has u2(r)∼−r−l/(2l+1), and every solution is c1ureg+c2u2.

[F2]

Transported radial endpoint realization gives the form al on Vl, the exact form-identity definition of D(Al), self-adjointness of Al, the block/domain identity UCU∗=⨁l,mAl, and boundedness of u(r)/r near zero for every radial eigenfunction. Compactly supported smooth tests are dense in Vl, and al is bounded there.

[F3]

Coulomb infinitesimal kinetic bound gives self-adjointness of C on exactly H2(R3). Coulomb essential spectrum gives that every negative spectral point of C is an isolated finite-multiplicity eigenvalue and that its negative spectral subspace is the closed span of its negative eigenspaces.

[F4]

The spectral PVM and exact-domain calculus of Spectral theorem for unbounded self-adjoint operators (PVM form), Unbounded Borel functional calculus: domains, products, spectral mapping, Projection valued measure give: a reducing block carries the restricted PVM; the projection at {λ} is the projection onto the λ-eigenspace; and a bounded Borel multiplier b with bounded λb(λ) maps into the operator domain and realizes the indicated inverse equations. These AC-bearing suppliers are used explicitly in step 5.1; the current public AC hypothesis is retained.

Proof

1.1F1givenalgebra

[The nonterminating tail] Suppose j∉N0. Every vi is real and nonzero. Choose ε∈(0,1/2) and an integer I>max⁡(j,0) large enough that (i−j)/(i+2l+2)≥1−ε for all i≥I. All coefficients from I onward have one sign and ∣vi+1∣≥(1−ε)∣vi∣/(i+1); induction gives ∣vi∣≥c(1−ε)i/i! for i≥I, where c=∣vI∣I!(1−ε)−I>0. Since the series is absolutely convergent, on x≥0 the absolute value of its same-sign tail is its sum of absolute values. The reverse triangle inequality gives ∣v(x)∣≥ce(1−ε)x−P(x), where one may take the nonnegative polynomial P(x)=∑i<I∣vi∣xi+c∑i<I(1−ε)ixi/i!. Thus for sufficiently large r, ∣ureg(r)∣≥(c/2)rl+1ek(1−2ε)r. Its squared integral diverges, since the exponent is positive; hence ureg∉L2(0,∞).

1.2F1F2givenconstructalgebra

[Terminating solutions belong to the form domain] Suppose j∈N0 and write u=rl+1e−krv(2kr). Near zero, u=O(rl+1), u′=O(rl) and u/r=O(rl); at infinity each decays exponentially times a polynomial. Therefore u,u′,u/r∈L2, and the trace at zero is zero. To verify u∈Vl directly, choose a smooth cutoff χδ that vanishes below δ, equals one above 2δ and has ∣χδ′∣≤C/δ. The additional derivative term obeys ∥χδ′u∥22≤4C2∫δ2δ∣u/r∣2dr→0. The other omitted terms tend to zero by integrability; cutting off the exponential tail and then smoothing on compact subsets of (0,∞) gives compact smooth approximants in the Vl norm. This is membership in the specified endpoint realization, rather than membership inferred from L2 alone.

2.1F1F2step 1.1algebra

[The actual origin condition excludes the second solution] If u∈D(Al) and Alu=−k2u, then u solves the classical radial equation by [F2]. By [F1] it is c1ureg+c2u2. The regular quotient ureg/r=O(rl) is bounded, whereas u2/r∼−r−l−1/(2l+1). If c2≠0, the reverse triangle inequality therefore makes ∣u(r)∣/r→∞, contrary to [F2]. Consequently u=c1ureg, and every negative eigenspace has dimension at most one. Together with step 1.1 this proves (a).

2.2step 1.2F1F2F3algebra

[The form identity gives the operator domain and H2 transport] The substitution of [F1] shows that u solves −u′′+(l(l+1)/r2−γ/r)u=−k2u on (0,∞). Against w∈Cc∞(0,∞), integration by parts gives al(u,w)=∫(u′w′‾+l(l+1)uw‾/r2−γuw‾/r)dr=−k2⟨u,w⟩. The equality between the kinetic forms follows by integrating (uw‾/r)′, with no boundary term because w is compactly supported away from zero. Boundedness of al and density in [F2] extend the identity to every w∈Vl. The actual definition of D(Al) now gives u∈D(Al) and Alu=−k2u. The vector with this one (l,m) component belongs to the direct-sum graph domain, so the exact block identity gives ψ=u(r)Ylm(Ω)/r∈D(C)=H2(R3) and Cψ=−k2ψ for every m. This argument uses no assertion that e−k∣x∣ is smooth at x=0.

3.1step 1.1step 2.1step 2.2algebra

[All radial negative eigenvalues] Termination means j=n−l−1∈N0, so n≥l+1 and k=γ/(2n). Step 2.2 supplies a nonzero eigenvector at each En=−γ2/(4n2), and step 2.1 shows its eigenspace is exactly Cureg. All other negative energies are excluded by steps 1.1 and 2.1. This proves (b), including every integer n≥l+1, with no finite truncation of the bound family.

4.1F2step 2.2step 3.1algebra

[All negative eigenvalues and eigenvectors of C] By the exact block/domain identity, Cψ=Eψ is equivalent to Alulm=Eulm in every component, where Uψ=(ulm). If ψ≠0, at least one component is nonzero. Step 3.1 therefore forces E=En for some n≥1, and all components with l≥n vanish; the remaining finitely many components are scalar multiples of the regular solutions at k=γ/(2n). Conversely each En is a C eigenvalue by taking the l=m=0 vector from step 2.2. Thus (c) and (d) hold. In fact every such eigenfunction is a finite linear combination of the transported regular solutions, which implies the asserted closed-span membership.

5.1F2F3F4step 3.1step 4.1constructalgebra

[Entire negative spectrum, including radial blocks] By [F3], every negative spectral point of C is an eigenvalue, so step 4.1 proves σ(C)∩(−∞,0)={En:n≥1}. Fix l and realize Al as the reducing (l,0) block of UCU∗. If λ<0 is outside σ(C), the restricted inverse of C−λ supplies a bounded inverse for Al−λ. If λ=En with n<l+1, choose an open interval J=(λ−δ,λ+δ) whose intersection with σ(C) is just {λ}, as allowed by [F3]. The restricted projection on J equals the restricted projection on {λ} by [F4]; this is zero, since step 3.1 excludes a radial eigenvector at this energy. The restricted PVM is consequently supported outside J. Define b(t)=(t−λ)−1 outside J and b(t)=0 inside J. Both b and tb are bounded. By the exact-domain calculus [F4], its block multiplier maps into D(Al) and gives both (Al−λ)b(Al)=I and b(Al)(Al−λ)=I on the respective exact domains. Thus λ∉σ(Al). The remaining negative points are eigenvalues from step 3.1, proving σ(Al)∩(−∞,0)={En:n≥l+1}. This establishes the final exhaustion sentence for both operators, including absence of additional continuous negative radial spectrum.

6.1step 2.1step 3.1step 4.1step 5.1∎

[Conclusion] Step 2.1 proves (a), step 3.1 proves (b), step 4.1 proves (c) and (d), and step 5.1 proves the stated exhaustion of the entire negative spectra.

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