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Tomita modular automorphisms and the upper-strip KMS condition

Statement

Assume the Axiom of Choice. Let M⊆B(H) be a concrete von Neumann algebra and Ω a unit cyclic-separating vector with standard modular data (J,Δ,σt) and vector state ω(x)=⟨xΩ,Ω⟩. Then σt(x)=ΔitxΔ−it restricts to a one-parameter group of normal ∗-automorphisms of M that is point-ultraweakly continuous, and JMJ=M′. The vector state ω is faithful and normal and is an upper-strip (α,1) KMS state, in the definition of the preceding item, for αt=σ−t. This is a dimensionless W*-algebra KMS assertion; it does not assert norm continuity of σt on all of M.

Facts & Assumptions

Given: The Axiom of Choice, standard modular data for M and Ω, the vector functional ω, and the quotient-trace-class predual of M.

[A1]

Assume the Axiom of Choice (The Axiom of Choice).

[F1]

A concrete von Neumann algebra, its commutant, and its unit cyclic-separating vector are defined in Concrete von Neumann algebra and faithful vector. The standard modular data define σt(x)=ΔitxΔ−it, give ΔitΩ=Ω, and fix ω(x)=⟨xΩ,Ω⟩ (Tomita graph and standard modular data, Involution and polar identities for the Tomita operator).

[F2]

The modular resolvent-core lemma proves JMJ=M′ and ΔitMΔ−it=M for every real t (Modular resolvent invariance and commutant equality).

[F3]

For every x∈M, xΩ∈D(Δ1/2) and Δ1/2xΩ=Jx∗Ω, because S=JΔ1/2 extends S0 (Tomita graph and standard modular data, Involution and polar identities for the Tomita operator).

[F4]

For ξ∈D(Δ1/2), z↦Δ−iz/2ξ is bounded and continuous on 0≤Im⁡z≤1 and norm-holomorphic inside (Spectral analyticity on the modular strip).

[F5]

The trace-class quotient Q is a predual of M, and vector functionals are normal (Trace-class quotient predual and normal functionals).

[F6]

Finite-rank operators are dense in trace norm, and rank-one trace pairing gives every matrix coefficient as an ultraweakly continuous functional (Trace-class duality and finite-rank density).

[F7]

The upper-strip (α,β) KMS condition uses F(t)=ω(Aαt(B)) and F(t+iβ)=ω(αt(B)A) (Upper-strip KMS condition for von Neumann algebras).

[F8]

For every ξ∈H, t↦Δitξ is norm-continuous (Strong continuity of positive modular unitary powers).

Proof

technique · modular invariance and a spectral vector function give the two KMS boundaries

Given: [A1], [F1]–[F8], M, Ω, and ω.

1.1A1F1F2F7algebra

By [F2], σt(M)=M. Each σt is conjugation by the unitary Δit, so it is complex-linear, multiplicative, adjoint-preserving and bijective, with inverse σ−t. The spectral calculus gives Δi(s+t)=ΔisΔit, hence σsσt=σs+t and σ0=I. To check normality, let 0≤ai↑a be a bounded increasing net in M. Unitary conjugation is an order isomorphism of B(H): if b bounds every ΔitaiΔ−it, then Δ−itbΔit bounds every ai, so a≤Δ−itbΔit and ΔitaΔ−it≤b. Thus ΔitaiΔ−it↑ΔitaΔ−it in B(H). By [F2] the limit is in M, hence is also the supremum in M. By the definition in [F7], each restriction is a normal ∗-automorphism.

1.2F1F3F4given

For A,B∈M, both A∗Ω and BΩ lie in D(Δ1/2), because SxΩ=x∗Ω for x∈M and ∥SxΩ∥=∥Δ1/2xΩ∥. Define FA,B(z)=(Δiz‾/2A∗Ω ∣ Δ−iz/2BΩ), where (u∣v)=⟨v,u⟩ is linear in its second argument. By [F3], both vectors A∗Ω and BΩ belong to D(Δ1/2); [F4] then makes each vector factor bounded and continuous on the closed strip. The first is anti-holomorphic as a vector-valued function of z and enters the first, conjugate-linear slot, while the second is holomorphic in the second slot. Hence FA,B is bounded and continuous on the strip and holomorphic inside.

2.1F1F5F6F8step 1.1algebra

By [F8], t↦Δitξ is norm-continuous for every ξ∈H. For fixed x∈M and ξ,η∈H, the coefficient ⟨σt(x)ξ,η⟩ is therefore continuous. If T is finite rank, Tr⁡(Tσt(x)) is a finite sum of such continuous coefficients. For arbitrary trace-class T, choose finite-rank Tn→T in trace norm by [F6]; uniformly in t, ∣Tr⁡((T−Tn)σt(x))∣≤∥T−Tn∥1∥x∥. Thus every element of the predual Q evaluates continuously on σt(x), which is point-ultraweak continuity.

2.2F1F5step 1.1algebra

Since ΔitΩ=Ω and Δit is unitary, ω(σt(x))=⟨ΔitxΩ,Ω⟩=⟨xΩ,Δ−itΩ⟩=ω(x). So ω is invariant under σt and under αt=σ−t. Also ω(I)=∥Ω∥2=1 and ω(x∗x)=∥xΩ∥2≥0, so ω is a state; because Ω is separating for M, this same identity shows that ω is faithful. By [F5], ω is a normal vector functional on M. Hence it is a faithful normal state as asserted.

2.3F1F7step 1.2algebra

For real t, unitarity of Δit/2 and the identity Δ−itBΩ=σ−t(B)Ω give FA,B(t)=(A∗Ω∣Δ−itBΩ)=(Ω∣AΔ−itBΩ)=ω(Aαt(B)). This is the lower boundary in [F7].

3.1F1F2F7step 2.2step 1.2algebra

At z=t+i, Δiz‾/2A∗Ω=Δit/2JAΩ and Δ−iz/2BΩ=Δ−it/2JB∗Ω, because SxΩ=x∗Ω and S=JΔ1/2. By [F2], J commutes with Δit/2; antiunitarity gives (Ju∣Jv)=(v∣u). Therefore FA,B(t+i)=(Δ−it/2B∗Ω∣Δit/2AΩ)=(B∗Ω∣ΔitAΩ)=ω(Bσt(A)). Invariance from step 2.2 changes the last expression to ω(σ−t(B)A)=ω(αt(B)A), the upper boundary in [F7].

4.1F2F7step 1.1step 1.2step 2.2step 2.3step 3.1∎

Steps 2.2–3.1 provide the bounded continuous strip function with both required boundary values for each A,B∈M. By [F7], ω is upper-strip (α,1) KMS. Step 1.1 gives the asserted point-ultraweakly continuous automorphism group, and [F2] gives JMJ=M′. No norm-continuity assertion on all of M is made.

Depends on

Dependency tree · 2 levels

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