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Modular resolvent invariance and commutant equality

Statement

Assume the Axiom of Choice and the standard modular data of a concrete von Neumann algebra M⊆B(H) with unit cyclic-separating vector Ω. Let F=S∗, where S is the closure of S0(xΩ)=x∗Ω, and let F0(x′Ω)=x′∗Ω on M′Ω. For every λ∈C with ∣λ∣=1 and λ≠−1, (Δ+λ)−1M′Ω⊆MΩ. The modular conjugation and operator satisfy JMJ=M′,ΔitMΔ−it=M(t∈R),F0‾=F=S∗.

Facts & Assumptions

Given: The Axiom of Choice, the standard modular data (M,H,Ω,S,J,Δ), and the trace-class quotient predual of M.

[A1]
[F1]

The standard modular data fix a concrete von Neumann algebra M, its commutant, the linear-first inner-product convention, the unit cyclic-separating vector Ω, the closure S, and the nonsingular positive operator Δ (Tomita graph and standard modular data).

[F2]

The Tomita operator is an involution; F=S∗, F=JΔ−1/2=Δ1/2J, J2=I, JΔJ=Δ−1, and JΔitJ=Δit (Involution and polar identities for the Tomita operator).

[F3]

The trace-class quotient Q is a predual of M, diagonal vector functionals are normal, and the dual unit ball is weak-star compact under Choice (Trace-class quotient predual and normal functionals); rank-one trace pairing makes every matrix coefficient normal (Trace-class duality and finite-rank density).

[F4]

Under the ultrafilter lemma the closed dual unit ball of every normed space is weak-star compact (Banach–Alaoglu).

[F5]

A real linear functional dominated by a real sublinear functional on a subspace extends to the whole real vector space with the same domination, under Choice (Hahn-Banach dominated extension theorem for real vector spaces).

[F6]

The continuous functional calculus of a bounded self-adjoint operator is a norm-isometric unital star-homomorphism whose range is the generated C∗-algebra (Continuous functional calculus for bounded self adjoint operators).

[F7]

The unbounded Borel calculus supplies the resolvent and spectral cutoffs of the positive self-adjoint operator Δ on their exact domains (Unbounded Borel functional calculus: domains, products, spectral mapping).

[F8]

For a scalar meromorphic function on an open set and an admissible null-homologous cycle, the contour integral is the finite residue sum (The residue theorem for a null-homologous cycle).

[F9]

If g∈L1(R) and g^∈L1(R), Fourier inversion recovers g almost everywhere; in particular, g^=0 implies g=0 almost everywhere (L1 Fourier inversion with an integrable transform, The Axiom of Countable Choice (ACω)).

[F10]

The unitary group t↦Δit is strongly continuous on every vector (Strong continuity of positive modular unitary powers).

[F11]

Dominated convergence justifies holomorphy of the exponentially weighted vector Laplace transform on compact substrips (Dominated convergence).

Proof

technique · prove the resolvent core by compact-convex separation, then use spectral cutoffs, a scalar residue contour and Fourier uniqueness

Given: [A1], [F1]–[F9], and the standard modular data.

1.1A1F1F7given

Fix ∣λ∣=1 with λ≠−1. Write λ=eiθ with −π<θ<π, set α=(1+λ)−1, and note α+αˉ=1. Because Δ is positive, its spectrum lies in [0,∞); −λ∉[0,∞), so (Δ+λ)−1 is a bounded spectral multiplier.

1.2F3F4F6givenalgebra

First let x′∈M′ be a positive contraction. In the linear-second notation (u∣v)=⟨v,u⟩, define ψ(y)=(x′Ω∣yΩ)=ω(x′y) and ψx(y)=ω(αxy+αˉyx) for y∈M and x=x∗∈M. Since x′ commutes with M, 0≤ψ≤ω, and ψ is normal by its rank-one trace-class representation. Each ψx is self-adjoint. For fixed y, both x↦ω(xy) and x↦ω(yx) are normal matrix-coefficient functionals, so x↦ψx is continuous from the weak-star topology of Msa to the pointwise topology of M∗sa. The self-adjoint unit ball of M is weak-star closed; [F3]–[F4] make it compact. Hence V={ψx:x=x∗, ∥x∥≤1} is compact and convex.

1.3A1F5givenconstruct

Suppose ψ∉V. The pointwise topology on M∗sa has a base of finite evaluation conditions, so there are self-adjoint a1,…,am∈M for which q=(ψ(aj))j=1m is outside the compact convex set K={(ϕ(aj))j=1m:ϕ∈V}⊂Rm. Choose 0<r<dist⁡(q,K), put U=K+B(0,r), choose u0∈U, and set C=U−u0. The open convex neighborhood C of 0 is absorbing; its gauge p(v)=inf⁡{s>0:v∈sC} is finite and sublinear, and convexity and openness give C={v:p(v)<1}. With v0=q−u0∉C, p(v0)≥1. On the line Rv0 define f(tv0)=t p(v0). Positive homogeneity gives f≤p for t≥0; for t<0 the inequality p(v0)+p(−v0)≥0 gives the same domination. By [F5], extend f to a real linear L on Rm with L≤p. Then L(k−u0)<1≤L(q−u0) for every k∈K. Writing L(z)=∑jcjzj and y0=∑jcjaj∈Msa gives ψ(y0)>sup⁡∥x∥≤1, x=x∗ψx(y0).

1.4A1F1F7F8F10givenconstruct

Fix ∣λ∣=1, λ=eiθ, −π<θ<π. For n≥1 let En=1[1/n,n](Δ). On EnH, Δ and its inverse are bounded. Apply [F8] to each scalar matrix coefficient of fn(z)=eiθzsin⁡(πz)Δ−zEnxEnΔz around the rectangle −1/2≤Re⁡z≤1/2, ∣Im⁡z∣≤R. On EnH, log⁡Δ is bounded, so fn is norm-meromorphic with simple poles at integers; the rectangle encloses only 0, with residue EnxEn/π. On the horizontal sides, the norm is at most 2e∣θ∣Rn2∥x∥/(eπR−e−πR), which tends to zero. On the right vertical side, z=it+1/2 gives sin⁡(πz)=cosh⁡(πt), eiθz=e−θteiθ/2, and Δ−zEnxEnΔz=Δ−1/2Δ−itEnxEnΔitΔ1/2. On the left side, z=it−1/2 gives sin⁡(πz)=−cosh⁡(πt) and the corresponding factors Δ1/2Δ−itEnxEnΔitΔ−1/2 and e−θte−iθ/2. Substitution in the oriented contour formula therefore gives EnxEn=Δ1/2Enx~EnΔ−1/2+λΔ−1/2Enx~EnΔ1/2,x~=e−iθ/2∫Re−θteπt+e−πtΔ−itxΔit dt. The scalar weight is integrable because ∣θ∣<π. For fixed ξ∈H, the orbit t↦Δ−itxΔitξ is norm-continuous: writing Ut=Δ−it, ∥UtxUt∗ξ−UsxUs∗ξ∥≤∥x∥∥(Ut∗−Us∗)ξ∥+∥(Ut−Us)xUs∗ξ∥, and each term tends to zero as t→s by [F10]. Its norm is at most ∥x∥∥ξ∥. Define the integral as the norm limit of ordinary vector integrals over finite intervals; the integrable scalar weight makes the tails Cauchy. The resulting linear map has norm at most ∥x∥ times the weight's L1 norm, so it is a bounded operator. This contour identity has the normalization fixed by the residue EnxEn/π.

2.1F3F6step 1.3algebra

The last strict inequality is impossible. Positivity and 0≤ψ≤ω imply ψ(y0)≤ψ(∣y0∣)≤ω(∣y0∣). For n≥1, let xn=fn(y0) by [F6], where fn(s)=s/(∣s∣+1/n). Each xn is self-adjoint with ∥xn∥≤1 and commutes with y0. The positive functions gn(s)=s2/(∣s∣+1/n) increase to ∣s∣, so xny0=y0xn=gn(y0)↑∣y0∣. Normality gives ψxn(y0)=ω(gn(y0))↑ω(∣y0∣), contradicting the strict separator. Therefore ψ=ψx for some self-adjoint contraction x.

2.2F1F7F8F10step 1.4algebra

Apply the same residue calculation to gn(z)=eiθzΔ−zEn/sin⁡(πz), whose residue at 0 is En/π. On the right vertical side its multiplier is 2e−θteiθ/2Δ−1/2Δ−itEn/(eπt+e−πt); on the left it is −2e−θte−iθ/2Δ1/2Δ−itEn/(eπt+e−πt). Including the opposite orientations of the two vertical sides and using λ=eiθ yields Δ1/2(Δ+λ)−1En=e−iθ/2(∫Re−θteπt+e−πtΔ−it dt)En. This follows by factoring Δ−1/2(Δ+λ)=Δ1/2+λΔ−1/2 from the vertical-side integral. Define the strong integral vectorwise as in step 1.4. The bounded spectral multiplier on the left and the integrable weight on the right allow n→∞ strongly, so the identity holds with En omitted. In particular the scalar factor has no additional i: at λ=1 and Δ=I both sides equal 1/2.

3.1F1F2step 1.1step 1.2step 2.1algebra

For every y∈M, ψ=ψx and α+αˉ=1 give (x′Ω−αˉxΩ∣yΩ)=ω(x′y)−αω(xy)=αˉ ω(yx)=(S0yΩ∣αˉxΩ). The antilinear-adjoint definition therefore puts αˉxΩ in D(F) and gives F(αˉxΩ)=x′Ω−αˉxΩ. Since αˉ≠0 and D(F) is linear, xΩ∈D(F) and antilinearity gives αF(xΩ)=x′Ω−αˉxΩ. Since x=x∗, SxΩ=xΩ; the polar identity Δ=S∗S=FS then gives xΩ∈D(Δ) and F(xΩ)=ΔxΩ. Thus x′Ω=(αΔ+αˉ)xΩ=(Δ+λ)xΩ/(1+λ). Replacing x by x/(1+λ) proves (Δ+λ)−1x′Ω∈MΩ. For a general x′∈M′, write x′=h1+ih2 with hj=hj∗. If c≥max⁡(1,∥h1∥,∥h2∥), each (I±hj/c)/2 is a positive contraction, so x′ is a complex linear combination of positive contractions. Linearity extends the inclusion to all of M′Ω. Uniqueness follows because Δ+λ is injective and Ω is separating.

4.1F1F2step 3.1algebra

Let x′∈M′ and x∈M satisfy x′Ω=(Δ+λ)xΩ. For y1,y2∈M, commutation, Δ=FS, S(yΩ)=y∗Ω, and S=JΔ1/2=Δ−1/2J give (y1Ω∣x′y2Ω)=(y2∗y1Ω∣x′Ω)=(SxΩ∣S(y2∗y1Ω))+λ(y1Ω∣y2xΩ)=(y1x∗Ω∣y2Ω)+λ(y1Ω∣S(x∗S(y2Ω)))=(Δ−1/2JxJΔ1/2y1Ω∣y2Ω)+λ(y1Ω∣Δ−1/2Jx∗JΔ1/2y2Ω). If y1Ω,y2Ω∈(Δ+1)−1M′Ω, then both lie in D(Δ1/2)∩D(Δ−1/2). Since JxJ is bounded with adjoint Jx∗J, (Δ−1/2JxJΔ1/2y1Ω∣y2Ω)=(JxJΔ1/2y1Ω∣Δ−1/2y2Ω)=(Δ1/2y1Ω∣Jx∗JΔ−1/2y2Ω), and self-adjointness of Δ−1/2 gives (y1Ω∣Δ−1/2Jx∗JΔ1/2y2Ω)=(Δ−1/2y1Ω∣Jx∗JΔ1/2y2Ω). Therefore (y1Ω∣x′y2Ω)=(Δ1/2y1Ω∣Jx∗JΔ−1/2y2Ω)+λ(Δ−1/2y1Ω∣Jx∗JΔ1/2y2Ω).

5.1A1F1F2F7step 3.1step 4.1constructalgebra

The space Δ−1/2M′Ω is dense: F(y′Ω)=y′∗Ω and F=JΔ−1/2 give Δ−1/2M′Ω=JM′Ω, which is dense by cyclicity of Ω for M′. In particular each y′Ω belongs to D(Δ−1/2). Fix ξ∈D(Δ1/2)∩D(Δ−1/2) and put η=(Δ1/2+Δ−1/2)ξ∈H. Choose yn′∈M′ so that ηn:=Δ−1/2yn′Ω→η in H. Step 3.1 at λ=1 supplies yn∈M with ynΩ=(Δ+1)−1yn′Ω. The spectral calculus gives ynΩ=q(Δ)ηn,Δ1/2ynΩ=a(Δ)ηn,Δ−1/2ynΩ=b(Δ)ηn, where q(λ)=λ/(1+λ), a(λ)=λ/(1+λ) and b(λ)=1/(1+λ) for λ>0. These three multipliers are bounded. The identities follow by multiplying their scalar functions on the domain of Δ−1/2; moreover λ1/2q(λ)=a(λ) and λ−1/2q(λ)=b(λ) are bounded, so q(Δ)ηn belongs to both required domains. Applied to η, the same identities give q(Δ)η=ξ, a(Δ)η=Δ1/2ξ and b(Δ)η=Δ−1/2ξ. Thus convergence of ηn in H implies ynΩ→ξ and Δ±1/2ynΩ→Δ±1/2ξ. This proves density of the core from step 4.1 in the joint graph norm, without treating Δ−1/2 as a bounded operator.

6.1step 4.1step 5.1algebra

Both sides of the identity in step 4.1 are continuous in those graph norms: the left side is bounded by ∥x′∥∥ξ1∥∥ξ2∥, and the right side by ∥x∥ times the products of the indicated Δ±1/2 norms. Passing to the approximating sequences of step 5.1 proves the displayed form identity for every ξ1,ξ2∈D(Δ1/2)∩D(Δ−1/2).

7.1F1F6F7F8step 6.1step 1.4algebra

Fix x′∈M′ and x∈M as in step 3.1, so x′Ω=(Δ+λ)xΩ. Put B:=Jx∗J and let C:=x′~ be the bounded operator defined by the integral in step 1.4 with input x′. The form identity in step 6.1 says that x′ and B satisfy x′=Δ1/2BΔ−1/2+λΔ−1/2BΔ1/2 in matrix coefficients on D(Δ1/2)∩D(Δ−1/2); step 1.4 gives the same identity with C in place of B. Thus, on EnH, vn:=En(B−C)En satisfies Δnvn+λvnΔn=0, where Δn=Δ∣EnH, by multiplying the difference on the left and right by Δn1/2. If EnH={0} then vn=0; otherwise the spectra of Δn and −λΔn are disjoint compact sets because σ(Δn)⊂[1/n,n] and −λ is not positive real. Choose a positively oriented contour Γ enclosing σ(Δn) and excluding σ(−λΔn). For z∈Γ, multiplying the Sylvester equation by (z−Δn)−1 on the left and (z+λΔn)−1 on the right gives (z−Δn)−1vn=vn(z+λΔn)−1. By the continuous functional calculus, the two contour integrals are the operators associated to the scalar functions s↦(2πi)−1∫Γ(z−s)−1 dz and s↦(2πi)−1∫Γ(z+λs)−1 dz on σ(Δn). Uniform convergence of the contour Riemann sums permits this functional-calculus interchange. The scalar residue theorem gives the constant functions 1 and 0, respectively, so (2πi)−1∫Γ(z−Δn)−1 dz=I and (2πi)−1∫Γ(z+λΔn)−1 dz=0. Integrating the resolvent identity yields vn=0.

8.1F1F2step 6.1step 1.4step 7.1algebra

The projections En increase strongly to I because ker⁡Δ=0. Step 7.1 gives En(B−C)En=0 for all n. For any ξ,η∈H, ⟨(B−C)ξ,η⟩=lim⁡n→∞⟨En(B−C)Enξ,η⟩=0, since Enξ→ξ and Enη→η and B−C is bounded. Thus B=C, which is the resolvent-core formula Jx∗J=e−iθ/2∫Re−θteπt+e−πtΔ−itx′Δit dt. The scalar kernel has integral 1/2 at θ=0, matching the normalization checked in step 2.2.

9.1F1F2F9F10F11step 1.4step 3.1step 8.1step 2.2algebra

Fix x′,y′∈M′, let λ=eiθ with −π<θ<π, and use step 3.1 to choose x∈M with x′Ω=(Δ+λ)xΩ. Since (Δ+λ)−1x′Ω=xΩ, step 2.2 gives y′JΔ1/2(Δ+λ)−1x′Ω=eiθ/2∫Re−θteπt+e−πty′JΔ−itx′Ω dt. The left side is y′JΔ1/2xΩ=y′x∗Ω=x∗y′Ω, because SxΩ=x∗Ω and S=JΔ1/2. Conjugating the operator identity of step 8.1 by the antiunitary J gives x∗y′Ω=eiθ/2∫Re−θteπt+e−πtJΔ−itx′ΔitJy′Ω dt. Equating these expressions and cancelling their common nonzero scalar gives, for each −π<θ<π, ∫Re−θteπt+e−πt(JΔ−itx′ΔitJy′Ω−y′JΔ−itx′Ω) dt=0. The first summand is bounded by ∥x′∥∥y′∥ and norm-continuous by the conjugation-orbit estimate in step 1.4 applied to x′ and Jy′Ω; the second is bounded by the same constant and norm-continuous by [F10] applied to x′Ω, followed by the fixed bounded maps J and y′. For any η∈H, let c(t) be its scalar coefficient. If ∣Re⁡z∣≤r<π, then ∣c(t)e−zt/(eπt+e−πt)∣≤Ce−(π−r)∣t∣ for a fixed C. For difference quotients with ∣h∣≤δ<π−r, the integral formula for e−ht−1 gives the integrable bound C∣t∣e−(π−r−δ)∣t∣. By [F11], dominated convergence differentiates the integral in z on every such compact substrip, so its Laplace transform is holomorphic on ∣Re⁡z∣<π. It vanishes on the real interval (−π,π). A scalar holomorphic function with zeros accumulating at an interior point is identically zero: its Taylor series at that point either has a first nonzero coefficient, which would make the zero isolated, or all coefficients vanish and it is zero in a neighborhood; the set of points with a zero neighborhood is then open and closed in the connected strip. Evaluating at z=is shows the Fourier transform of that L1 coefficient is zero for every s∈R.

10.1F1F2F9step 9.1algebra

By [F9] the scalar coefficient in step 9.1 vanishes almost everywhere; continuity makes it vanish everywhere. Since this holds for every η∈H, JΔ−itx′ΔitJy′Ω=y′JΔ−itx′Ω(t∈R). For fixed t,x′, apply this identity with y2′ and then with y1′y2′. It gives (y1′JΔ−itx′ΔitJ)y2′Ω=y1′y2′JΔ−itx′Ω=(JΔ−itx′ΔitJ)y1′y2′Ω. The vectors M′Ω are dense, so JΔ−itx′ΔitJ commutes with every y1′∈M′. Thus it lies in M′′=M. At t=0, JM′J⊆M, hence M′⊆JMJ.

11.1F1F2step 10.1algebra

To prove the reverse inclusion, fix x,y∈M and x′∈M′. Step 10.1 gives Jx′J∈M. Using commutation of x′ and y, the identities F=S∗=JSJ, S(xΩ)=x∗Ω, and (JxJ)∗=Jx∗J, we obtain (x′∗Ω∣yJxΩ)=(y∗Ω∣x′JxΩ)=(y∗Ω∣J(Jx′J)xΩ)=(y∗Ω∣JS(x∗Jx′∗JΩ))=(y∗Ω∣F(Jx∗Jx′∗Ω))=(Jx∗Jx′∗Ω∣Sy∗Ω)=(x′∗Ω∣JxJyΩ). Since x′∗Ω ranges over the dense subspace M′Ω, this implies yJxΩ=JxJyΩ. For y1,y2∈M, it follows that y1JxJy2Ω=y1y2JxΩ=JxJy1y2Ω. Density of MΩ then gives JxJ∈M′. Therefore JMJ⊆M′, and step 10.1 yields JMJ=M′.

12.1F1F2step 10.1step 11.1algebra

The inclusions JΔ−itM′ΔitJ⊆M from step 10.1 and JMJ=M′ from step 11.1 imply Δ−itM′Δit⊆M′ for every t. Replacing t by −t and conjugating gives equality. Taking commutants and using M′′=M gives ΔitMΔ−it=M.

13.1F1F2step 3.1step 11.1step 12.1algebra∎

For x′∈M′, write x′=JxJ with x∈M by step 11.1. Since JΩ=Ω and S0(xΩ)=x∗Ω, direct substitution gives JS0J(x′Ω)=x′∗Ω=F0(x′Ω). Thus F0=JS0J, so graph closure gives F0‾=JSJ=F=S∗. Steps 3.1, 11.1–12.1, and this closure identity establish all stated conclusions.

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