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Modular resolvent invariance and commutant equality
Statement
Assume the Axiom of Choice and the standard modular data of a concrete von Neumann algebra with unit cyclic-separating vector . Let , where is the closure of , and let on . For every with and , The modular conjugation and operator satisfy
Statement references
Tomita graph and standard modular data
Involution and polar identities for the Tomita operator
Strong continuity of positive modular unitary powers
Trace-class quotient predual and normal functionals
Trace-class duality and finite-rank density
Hahn-Banach dominated extension theorem for real vector spaces
Continuous functional calculus for bounded self adjoint operators
Unbounded Borel functional calculus: domains, products, spectral mapping
Facts & Assumptions
Given: The Axiom of Choice, the standard modular data , and the trace-class quotient predual of .
Assume the Axiom of Choice; it supplies the ultrafilter lemma and Countable Choice through the stated implication (The Axiom of Choice, AC implies DC implies countable choice, The Axiom of Countable Choice (), The ultrafilter lemma, from the Axiom of Choice: every filter extends to an ultrafilter).
The standard modular data fix a concrete von Neumann algebra , its commutant, the linear-first inner-product convention, the unit cyclic-separating vector , the closure , and the nonsingular positive operator (Tomita graph and standard modular data).
The Tomita operator is an involution; , , , , and (Involution and polar identities for the Tomita operator).
The trace-class quotient is a predual of , diagonal vector functionals are normal, and the dual unit ball is weak-star compact under Choice (Trace-class quotient predual and normal functionals); rank-one trace pairing makes every matrix coefficient normal (Trace-class duality and finite-rank density).
Under the ultrafilter lemma the closed dual unit ball of every normed space is weak-star compact (Banach–Alaoglu).
A real linear functional dominated by a real sublinear functional on a subspace extends to the whole real vector space with the same domination, under Choice (Hahn-Banach dominated extension theorem for real vector spaces).
The continuous functional calculus of a bounded self-adjoint operator is a norm-isometric unital star-homomorphism whose range is the generated -algebra (Continuous functional calculus for bounded self adjoint operators).
The unbounded Borel calculus supplies the resolvent and spectral cutoffs of the positive self-adjoint operator on their exact domains (Unbounded Borel functional calculus: domains, products, spectral mapping).
For a scalar meromorphic function on an open set and an admissible null-homologous cycle, the contour integral is the finite residue sum (The residue theorem for a null-homologous cycle).
If and , Fourier inversion recovers almost everywhere; in particular, implies almost everywhere (L1 Fourier inversion with an integrable transform, The Axiom of Countable Choice ()).
The unitary group is strongly continuous on every vector (Strong continuity of positive modular unitary powers).
Dominated convergence justifies holomorphy of the exponentially weighted vector Laplace transform on compact substrips (Dominated convergence).
Proof
Given: [A1], [F1]–[F9], and the standard modular data.
Fix with . Write with , set , and note . Because is positive, its spectrum lies in ; , so is a bounded spectral multiplier.
First let be a positive contraction. In the linear-second notation , define and for and . Since commutes with , , and is normal by its rank-one trace-class representation. Each is self-adjoint. For fixed , both and are normal matrix-coefficient functionals, so is continuous from the weak-star topology of to the pointwise topology of . The self-adjoint unit ball of is weak-star closed; [F3]–[F4] make it compact. Hence is compact and convex.
Suppose . The pointwise topology on has a base of finite evaluation conditions, so there are self-adjoint for which is outside the compact convex set . Choose , put , choose , and set . The open convex neighborhood of is absorbing; its gauge is finite and sublinear, and convexity and openness give . With , . On the line define . Positive homogeneity gives for ; for the inequality gives the same domination. By [F5], extend to a real linear on with . Then for every . Writing and gives .
Fix , , . For let . On , and its inverse are bounded. Apply [F8] to each scalar matrix coefficient of around the rectangle , . On , is bounded, so is norm-meromorphic with simple poles at integers; the rectangle encloses only , with residue . On the horizontal sides, the norm is at most , which tends to zero. On the right vertical side, gives , , and . On the left side, gives and the corresponding factors and . Substitution in the oriented contour formula therefore gives The scalar weight is integrable because . For fixed , the orbit is norm-continuous: writing , and each term tends to zero as by [F10]. Its norm is at most . Define the integral as the norm limit of ordinary vector integrals over finite intervals; the integrable scalar weight makes the tails Cauchy. The resulting linear map has norm at most times the weight's norm, so it is a bounded operator. This contour identity has the normalization fixed by the residue .
The last strict inequality is impossible. Positivity and imply . For , let by [F6], where . Each is self-adjoint with and commutes with . The positive functions increase to , so . Normality gives , contradicting the strict separator. Therefore for some self-adjoint contraction .
Apply the same residue calculation to , whose residue at is . On the right vertical side its multiplier is ; on the left it is . Including the opposite orientations of the two vertical sides and using yields This follows by factoring from the vertical-side integral. Define the strong integral vectorwise as in step 1.4. The bounded spectral multiplier on the left and the integrable weight on the right allow strongly, so the identity holds with omitted. In particular the scalar factor has no additional : at and both sides equal .
For every , and give The antilinear-adjoint definition therefore puts in and gives . Since and is linear, and antilinearity gives . Since , ; the polar identity then gives and . Thus . Replacing by proves . For a general , write with . If , each is a positive contraction, so is a complex linear combination of positive contractions. Linearity extends the inclusion to all of . Uniqueness follows because is injective and is separating.
Let and satisfy . For , commutation, , , and give If , then both lie in . Since is bounded with adjoint , and self-adjointness of gives Therefore
The space is dense: and give , which is dense by cyclicity of for . In particular each belongs to . Fix and put . Choose so that in . Step 3.1 at supplies with . The spectral calculus gives where , and for . These three multipliers are bounded. The identities follow by multiplying their scalar functions on the domain of ; moreover and are bounded, so belongs to both required domains. Applied to , the same identities give , and . Thus convergence of in implies and . This proves density of the core from step 4.1 in the joint graph norm, without treating as a bounded operator.
Both sides of the identity in step 4.1 are continuous in those graph norms: the left side is bounded by , and the right side by times the products of the indicated norms. Passing to the approximating sequences of step 5.1 proves the displayed form identity for every .
Fix and as in step 3.1, so . Put and let be the bounded operator defined by the integral in step 1.4 with input . The form identity in step 6.1 says that and satisfy in matrix coefficients on ; step 1.4 gives the same identity with in place of . Thus, on , satisfies , where , by multiplying the difference on the left and right by . If then ; otherwise the spectra of and are disjoint compact sets because and is not positive real. Choose a positively oriented contour enclosing and excluding . For , multiplying the Sylvester equation by on the left and on the right gives By the continuous functional calculus, the two contour integrals are the operators associated to the scalar functions and on . Uniform convergence of the contour Riemann sums permits this functional-calculus interchange. The scalar residue theorem gives the constant functions and , respectively, so and . Integrating the resolvent identity yields .
The projections increase strongly to because . Step 7.1 gives for all . For any , since and and is bounded. Thus , which is the resolvent-core formula The scalar kernel has integral at , matching the normalization checked in step 2.2.
Fix , let with , and use step 3.1 to choose with . Since , step 2.2 gives The left side is , because and . Conjugating the operator identity of step 8.1 by the antiunitary gives Equating these expressions and cancelling their common nonzero scalar gives, for each , The first summand is bounded by and norm-continuous by the conjugation-orbit estimate in step 1.4 applied to and ; the second is bounded by the same constant and norm-continuous by [F10] applied to , followed by the fixed bounded maps and . For any , let be its scalar coefficient. If , then for a fixed . For difference quotients with , the integral formula for gives the integrable bound . By [F11], dominated convergence differentiates the integral in on every such compact substrip, so its Laplace transform is holomorphic on . It vanishes on the real interval . A scalar holomorphic function with zeros accumulating at an interior point is identically zero: its Taylor series at that point either has a first nonzero coefficient, which would make the zero isolated, or all coefficients vanish and it is zero in a neighborhood; the set of points with a zero neighborhood is then open and closed in the connected strip. Evaluating at shows the Fourier transform of that coefficient is zero for every .
By [F9] the scalar coefficient in step 9.1 vanishes almost everywhere; continuity makes it vanish everywhere. Since this holds for every , For fixed , apply this identity with and then with . It gives The vectors are dense, so commutes with every . Thus it lies in . At , , hence .
To prove the reverse inclusion, fix and . Step 10.1 gives . Using commutation of and , the identities , , and , we obtain Since ranges over the dense subspace , this implies . For , it follows that . Density of then gives . Therefore , and step 10.1 yields .
The inclusions from step 10.1 and from step 11.1 imply for every . Replacing by and conjugating gives equality. Taking commutants and using gives .
For , write with by step 11.1. Since and , direct substitution gives . Thus , so graph closure gives . Steps 3.1, 11.1–12.1, and this closure identity establish all stated conclusions.
Depends on
Tomita graph and standard modular data
Involution and polar identities for the Tomita operator
Strong continuity of positive modular unitary powers
Trace-class quotient predual and normal functionals
Trace-class duality and finite-rank density
The Axiom of Choice
AC implies DC implies countable choice
The Axiom of Countable Choice ()
The ultrafilter lemma, from the Axiom of Choice: every filter extends to an ultrafilter
Banach–Alaoglu
Hahn-Banach dominated extension theorem for real vector spaces
Continuous functional calculus for bounded self adjoint operators
Unbounded Borel functional calculus: domains, products, spectral mapping
Dominated convergence
The residue theorem for a null-homologous cycle
L1 Fourier inversion with an integrable transform