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Spectral cutoff cores and unitary identifications of completed scales

Statement

Assume AC. Let A≥I be self-adjoint on a nonzero complex Hilbert space H, with inner product linear in the first variable and spectral measure E. Write C=D(A∞)=⋂n≥1D(An), and let HAs be the Hilbert completion of C for ∥u∥s=∥As/2u∥H, for s∈R. Then EN=E([1,N]) has range in C and converges to the identity at every scale level. The map Jsu=As/2u extends to a unitary Js:HAs→H. For s≥0, the canonical embedding in H identifies HAs with D(As/2) with exactly this norm. The core powers extend to onto isometries A−r/2:HAs→HAs+r for every real r,s.

The scales have canonical compatible embeddings: if b≥a, the identity on C extends to a contractive injective map HAb→HAa. Under Ja this couple is exactly (H,D(A(b−a)/2)), with the second norm ∥A(b−a)/2v∥H. Any finite set of scale levels may therefore be placed in the common Hausdorff Hilbert space at their smallest index.

Facts & Assumptions

[F1]

The spectral theorem gives the PVM of a self-adjoint operator under AC Spectral theorem for unbounded self-adjoint operators (PVM form).

[F2]

The Borel calculus gives exact domains, closedness, products and the norm integral, including spectral truncation convergence Unbounded Borel functional calculus: domains, products, spectral mapping.

[F3]

AC is assumed for the spectral suppliers. Restricting AC to countable families supplies the countable-choice assumptions of the completion and extension suppliers The Axiom of Choice.

[F4]

For a self-adjoint operator with ⟨Au,u⟩≥c∥u∥2 on D(A), its spectral PVM is carried on [c,∞) math:lem-spectral-form-domain-and-core-of-a-semibounded-operator.

[F5]

A normed-space completion has a dense linear isometric embedding and is Banach; under countable choice such a completion exists with the compatible norm and vector-space structure Completion of a normed space The metric completion of a normed space carries a unique compatible Banach-space structure.

[F6]

Under countable choice, the norm completion of a real or complex inner-product space has a unique extending inner product inducing its completion norm and is Hilbert The norm completion of an inner-product space is a Hilbert space.

[F7]

Under countable choice, a bounded linear map from a dense normed subspace into a Banach space extends uniquely to the ambient normed space, with the same operator norm A bounded linear map from a dense normed subspace into a Banach space extends uniquely with the same norm.

Proof

Given: The data and AC in the statement.

Goal: All asserted identifications and bounds, with the stated exact norms.

1.1givenF1F2F3F4

Interpret A≥I as ⟨Au,u⟩≥∥u∥H2 for u∈D(A). Apply [F4] with c=1: E((−∞,1))=0. Thus all scalar spectral measures are carried on [1,∞). For every real t, define At by the Borel multiplier λt there, extended by 1 below 1; values below 1 do not affect the operator. For u∈C every such power is defined, since an integer m≥1 with 2m≥2t gives λ2t≤λ2m on this carrier.

2.1F1F2step 1.1

For u∈H and every positive integer k, the norm and product formulas give ∥AkENu∥H2=∫[1,N]λ2k dEu≤N2k∥u∥H2, so ENH⊂C. Also ∥(I−EN)u∥H2=Eu((N,∞))→0, proving density of C in H. For u∈C and real s, the integrable measure λs dEu has tails tending to zero, so ∥(I−EN)u∥s2=∫(N,∞)λs dEu→0. The same formulas give ∥ENu∥s≤∥u∥s.

3.1F2F3F5F6F7step 1.1step 2.1

The linear space C has the first-linear Hermitian pairing ⟨u,v⟩s=⟨As/2u,As/2v⟩H. It is positive definite: if its diagonal is zero, ∫[1,∞)λs dEu=0; positivity of λs implies Eu([1,∞))=0, hence u=0. Its norm is exactly ∥u∥s. Therefore [F5] and [F6], with countable choice from [F3], construct the Hilbert completion HAs with dense embedded core, which we identify with C. Apply [F7] to each core contraction EN:C→HAs. For x∈HAs and u∈C, the extension satisfies ∥(I−EN)x∥s≤2∥x−u∥s+∥(I−EN)u∥s. First approximate x by u, then use step 2.1; this proves strong convergence on every completed scale.

4.1F2F7step 1.1step 2.1step 3.1

The map Js:C→H, Jsu=As/2u, is linear and isometric. By [F7] it extends to HAs, and passage to limits preserves the norm and pairing. Its range is closed: if Jsxn converges in H, isometry makes xn Cauchy; completeness gives xn→x and its image converges to Jsx. Its range contains ENH: if v=ENv, then u=A−s/2v has spectral support in [1,N], lies in C, and Jsu=v by the product formula. Step 2.1 makes the union of these cutoff ranges dense in H, so Js is onto and unitary. The core identity JsEN=ENJs extends by continuity; since A−s/2ENH⊂C, it also identifies every completed cutoff range with core vectors.

4.2F2F7step 1.1step 3.1

For any real r and u∈C, A−r/2u belongs to C: for each integer k≥0, choose an integer m≥1 with 2m≥2k−r; then the relevant moment ∫[1,∞)λ2k−r dEu is bounded by ∫[1,∞)λ2m dEu<∞. The same argument with −r shows that Ar/2 preserves C, and the product formula makes these core maps inverse. Moreover, ∥A−r/2u∥s+r2=∫[1,∞)λs dEu=∥u∥s2. Extend both core maps using [F7] between the Hilbert completions. Norm equality passes to limits, and their compositions are identities by density and uniqueness of extension. They are thus inverse onto isometries at all real indices.

5.1F2F7step 1.1step 2.1step 4.1

For s≥0, A−s/2 is a bounded contraction on H and is injective, since its multiplier is strictly positive on the spectral carrier. The map ιs=A−s/2Js:HAs→H is therefore a contractive injection and equals the identity on C, so it is the canonical extension of that identity. The exact product-domain formula gives ran⁡A−s/2=D(As/2): every v∈H has A−s/2v∈D(As/2) and As/2A−s/2v=v, while every u∈D(As/2) satisfies u=A−s/2As/2u. Surjectivity of Js gives the asserted range of ιs, and ∥As/2ιsx∥H=∥Jsx∥H=∥x∥s. Spectral truncations converge in this exact domain norm by its integrable spectral tails, so no graph-norm factor is introduced.

6.1F2F7step 1.1step 3.1step 4.1step 5.1∎

If b≥a, then λa≤λb on [1,∞), so the identity on C extends by [F7] to a contraction ib,a:HAb→HAa. On the core, and hence on the completions, Jaib,a=A(a−b)/2Jb. The multiplier A(a−b)/2 is injective and has range D(A(b−a)/2) by the inverse-product argument of step 5.1. Therefore ib,a is injective, and for v=Jaib,ax one has ∥A(b−a)/2v∥H=∥Jbx∥H=∥x∥b. This proves precisely the claimed couple and its second norm. For c≥b≥a, ib,aic,b=ic,a because both maps agree on the dense core; consequently a finite collection embeds compatibly in the Hilbert space at its minimum index, which is Hausdorff.

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