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Positive spectral Hilbert scale: duality and interpolation
Statement
Assume AC and let be self-adjoint on a nonzero complex Hilbert space . Complete in to obtain for every real . For this is ; the pivot pairing identifies isometrically with the antidual of , where the antidual consists of bounded conjugate-linear scalar functionals and the inner product is linear in the first variable. The map is isometric and onto for all real . For , isometrically, using bounded continuous sum-valued strip functions holomorphic inside with endpoint-continuous boundary values vanishing at imaginary infinity, and the infimum of the maximum endpoint supremum norm.
Let be self-adjoint on another nonzero complex Hilbert space . If a consistent complex-linear map is bounded , , with bounds , then it is bounded between the interpolated indices with norm at most . This also holds for target , ; in particular interpolation of these target spaces is isometric to .
The unitary group extends consistently to every scale level and commutes with all scale powers. For a real form realization on , complex conjugation is an isometric real-linear involution at every level. Precisely, let be nonempty and open, , and let be a dense complex linear subspace invariant under . Let be sesquilinear, linear in its first variable, with , , and complete for . Suppose . Here is the unique self-adjoint operator represented by : its domain consists exactly of for which some satisfies for every , and then . In particular .
The real-coefficient Dirichlet energy forms intended here are defined on , the closure of , by The coefficients are real measurable essentially bounded, almost everywhere, and for some satisfy for all almost everywhere; is real essentially bounded with almost everywhere. These forms satisfy the preceding hypotheses, including conjugation invariance, on every such open set. Taking and gives the shifted Dirichlet energy for , including the exterior-domain realization.
Here the Dirichlet Laplacian is defined by on , where is the unique self-adjoint operator represented by the unshifted form on . Explicitly, consists of those for which some satisfies for every , and then . For and , the represented shifted operator satisfies and , so .
Facts & Assumptions
The cutoff-core lemma constructs the compatible completed scales, their onto unitary identifications and all scale powers Spectral cutoff cores and unitary identifications of completed scales.
Exact complex interpolation of scales and its endpoint operator bound are proved by analytic profiles and cutoff dual tests Exact scale interpolation and endpoint operator transport.
The pointwise lifted PVM gives the exact L2-in-time scale identity, without replacing equality of norms by equivalence Lifted spectral measure and isometric Bochner scale interpolation.
Under countable choice, Hilbert-space Riesz representation is onto and isometric; use it for the pivot antidual after conjugating the functional Riesz representation for Hilbert spaces.
This physics-namespace supplier has domain mathematics and mathematical premises: for a self-adjoint generator its spectral exponential is a strongly continuous unitary group and commutes with its bounded spectral calculus Flow calculus of a self-adjoint generator: commutation, invariance and differentiability.
Uniqueness of the regular spectral PVM for a self-adjoint operator identifies conjugated spectral projections Spectral theorem for unbounded self-adjoint operators (PVM form).
The Borel functional calculus supplies the exact domains and norm identities for real powers, products and bounded unitary multipliers Unbounded Borel functional calculus: domains, products, spectral mapping.
Full AC is assumed exactly for the spectral suppliers and hence for their transitive choice requirements, including countable choice for Riesz and Bochner completeness The Axiom of Choice.
Closed semibounded symmetric forms use the first-variable-linear pairing and the positive associated-operator convention Closed semibounded symmetric forms and their associated operators. Under AC, a densely defined symmetric form bounded below and complete in its shifted form norm has a unique self-adjoint representing operator, with exactly the domain characterization stated above Semibounded closed-form representation and perturbation. Both suppliers have domain mathematics.
Complex weak Sobolev derivatives use the bilinear test identity, and is the closure of the test functions Integer-order Sobolev spaces and their norms Zero-boundary Sobolev space as a norm closure. Under countable choice and its closed subspace are Hilbert spaces with squared norm The Sobolev space H¹ is a Hilbert space. On every open set the complex test functions, hence , are dense in complex Smooth compactly supported functions of an open set are dense in L².
Proof
Given: The data and AC in the statement.
Goal: All asserted identifications and bounds, with the stated exact norms.
The cutoff-core construction identifies with the completed spectral domain by the onto map , gives the claimed positive-index domain equality, and extends as an onto isometry. For and core vectors , the product rule gives . Thus define the pivot pairing for all by . It extends the pivot pairing on the dense core, is linear in and conjugate-linear in , and has norm bound . Its functional norm equals by taking to be the normalized when nonzero. Conversely, for a bounded conjugate-linear functional on , Riesz applied to gives with . Taking proves onto antidual identification and the exact norm identity. This is the pivot antidual, with no identification with an unrestricted distribution space.
The exact scale interpolation lemma applies to the compatible embeddings from the first fact for arbitrary real , including reversed or equal endpoints. Its proof constructs admissible spectral profiles for the upper bound and tests arbitrary profiles against spectral-cutoff dual vectors for the lower bound, so the equality here is isometric in the stated strip convention. Apply its operator transport argument to the consistent endpoint map and the two scale couples to obtain , including zero endpoint bounds. For the time-dependent target use the lifted-PVM lemma on , which identifies all completed scale levels with the indicated Bochner spaces with exactly their integral norms. The same strip composition proof then gives the asserted time-target bound.
The Borel calculus makes self-adjoint. The mathematical flow supplier, with generator , gives the strongly continuous unitary group on . The pushforward of by represents , as one checks first on real simple multipliers and then by truncation; spectral uniqueness therefore gives . Its multipliers have modulus one and commute with the spectral powers of on their domains: truncate to , use bounded multiplication there, and pass to the exact domain norm using spectral convergence. In particular preserves the core and . Extension and the inverse make it unitary at every level. On the dense core the group law, consistency of the embeddings, and commutation with each hold; bounded extension between the indicated levels gives them everywhere. Also on the core and hence on the whole scale, so strong continuity follows from strong continuity on .
First check the specified Dirichlet energies. The bounded coefficients and the inequality show that every integrand is integrable for , so is well defined on Sobolev classes; it is sesquilinear, and symmetry follows by conjugating and exchanging . Write with real weak Sobolev components. The real symmetric matrix gives because its imaginary cross terms cancel. Ellipticity therefore gives , where and . With , the reverse bound is . Consequently is bounded below by and above by . Completeness of and these two inequalities prove closedness in the required form norm. Its density in is [F10]. For a weak derivative, conjugate its bilinear test identity with test function to obtain ; this also shows . Conjugating test-function approximants proves . Conjugating the energy integrand, using the real coefficients, proves . Thus [F9] constructs the unique representing self-adjoint , with the stated domain characterization; on , , hence . This verifies every form hypothesis without requiring a bounded domain or a boundary trace theorem.
For the specialization and , consider the unshifted form in the statement on the same . It is well defined, symmetric and nonnegative, and . By [F10], is dense in and complete in this form norm. Thus [F9], with lower bound zero and the assumed AC, gives its unique nonnegative self-adjoint representing operator and exactly the stated characterization of and . This defines on . The shifted form is . If , then for all , so the domain characterization for gives and . Conversely, if , then for every , giving and . Therefore and , as operators with this common domain. The argument applies to every nonempty open , hence also to the exterior domains in the statement.
Now take any real form realization in the statement, including those just constructed. The map is a conjugate-linear isometric involution on . By [F9], with exactly when and for every . For such , the real-form identity and give , so and ; applying twice proves . The regular PVM is complex-linear projection-valued: the two conjugate-linear factors cancel, orthogonality and countable additivity are preserved by the isometry, and its scalar measures obey , so regularity is preserved. For real simple spectral multipliers, conjugation transports their spectral integrals by ; truncation gives the same assertion for the identity multiplier with its exact square-integrability domain. Hence represents . Spectral uniqueness gives . Applying the same real-multiplier and truncation argument to every real power shows that commutes with that power on its domain and preserves the core. Thus on the core. The unique continuous extension to each completion is real-linear and isometric, and has square the identity by density. Together with the preceding steps this proves all the assertions.
Source notes
This is a locally authored proof composed from the three direct spectral-scale helpers and the declared library inputs. The interpolation and Bochner identities retain their exact norms. The form representation theorem is reused with its actual mathematical hypotheses; the stated real Dirichlet energies and their conjugation invariance are checked locally. The physics-namespace inputs have domain mathematics and contribute no physical premise. This proposal claims neither independent review nor an original-article defect.
Depends on
- Spectral cutoff cores and unitary identifications of completed scales
- Exact scale interpolation and endpoint operator transport
- Lifted spectral measure and isometric Bochner scale interpolation
- Riesz representation for Hilbert spaces
- Flow calculus of a self-adjoint generator: commutation, invariance and differentiability
- Spectral theorem for unbounded self-adjoint operators (PVM form)
- Unbounded Borel functional calculus: domains, products, spectral mapping
- The Axiom of Choice
- Closed semibounded symmetric forms and their associated operators
- Semibounded closed-form representation and perturbation
- Integer-order Sobolev spaces and their norms
- Zero-boundary Sobolev space as a norm closure
- The Sobolev space H¹ is a Hilbert space
- Smooth compactly supported functions of an open set are dense in L²
Used by · 26
- Dirichlet spectral Sobolev scale and duality
- Scale isometries and free Schrödinger evolution
- Resolvent frequencies, cutoff signs and higher compatibility
- Regularized lower-order observation remainder
- Localized free-flow bounds and compactness mechanism
- Spectral interpolation and lower-order absorption
- Lemma 3.3: observability modulo a compact remainder
- Local observation has a lower initial regularity cost
- Integer resolvent commutator and localized first-order bounds
- Finite dimensionality of invisible spaces
- Scale Riesz map and free HUM operator
- Negative resolvent bounds and the retarded Fourier argument
- Resolvent-regularized adjoint and its forcing
- Lemma 4.2: smoothing of the regularized adjoint
- Lemma 4.3: perturbed observability modulo a remainder
- Lemma 4.4: compactness for regularized perturbed trajectories
- Coercivity and bounded trajectory control operator
- Exterior spectral domains and the critical trace index
- Endpoint multiplier bounds extended to negative spectral orders
- Imported homogeneous and retarded exterior smoothing
- Exterior Strichartz estimates with precise loss
- Resolvent adjoint transport to order minus two
- Energy dispersive bounds under bounded trajectory perturbations
- Whole-space interpolation of one extension–restriction operator
- Restriction-quotient interpolation from a common endpoint retraction
- Localized smooth coordinate changes and cutoffs on Fourier Hʳ
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