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Lemma 4.2: smoothing of the regularized adjoint

PDF p. 18: Lemma 4.2

Statement

Assume the Axiom of Choice and hypotheses (H) and (W): n≥2, Ω=Rn∖Θ is the connected exterior of a nonempty compact smooth nontrapping obstacle, T>0, and the reference trajectory w has the regularity and solves the equation specified in Reference trajectory hypothesis W. Let ΔD be the Dirichlet Laplacian, HDs(Ω) the spectral scale of I−ΔD, R=(I−ΔD)−1, and U(t) the real-linear adjoint evolution specified in Resolvent-regularized adjoint and its forcing.

For every real η∈Cc∞(Rn) and θ∈[0,1], there is C>0, depending on the fixed geometry, trajectory, T, cutoff and order but not on the datum, such that every v0∈HDθ−2(Ω) gives y(t)=RU(t)v0 and y0=Rv0 satisfying

∫0T∥ηy(t)∥HDθ+1/2(Ω)2 dt≤C∥y0∥HDθ(Ω)2.

The left side is the squared Bochner L2 norm; in particular the asserted higher-regularity representative exists almost everywhere in time.

Facts & Assumptions

[F1]
[F2]

Put H=HDθ, Y=HDθ+1/2 and W(t)=eitΔD. The flow is a strongly continuous unitary group on H Scale isometries and free Schrödinger evolution, and Y embeds continuously and injectively into H Positive spectral Hilbert scale: duality and interpolation. Multiplication by η is bounded on H Endpoint multiplier bounds extended to negative spectral orders.

[F3]

The homogeneous estimate Homogeneous half-derivative local smoothing gives ∥ηW(⋅)h∥L2(0,T;Y)≤Cs∥h∥H for every h∈H. The same bound applies on every interval (0,T−r) by restriction.

[F4]

The regularized-adjoint construction Resolvent-regularized adjoint and its forcing supplies f∈C([0,T];H) and y(t)=W(t)y0+i∫0tW(t−r)f(r) dr, with sup⁡r∥f(r)∥H≤Cf∥y0∥H. The integral is in H.

[F5]

Finite-exponent Bochner spaces are complete, and time translation is continuous in their norms, by Bochner Lp is complete for a Banach value space and Time translations and mollification in Bochner Lp, applied to realifications as in Realification preserves a complex norm and its metric. The compatible-pair construction and its coordinate-integral identification are supplied by Compatible Banach pairs and their integrals. Bochner integrability, the norm inequality, and commutation with bounded linear maps are Bochner integrability criterion, Bochner integral norm inequality and Bounded linear maps commute with Bochner integration.

Proof

[F1] The geometry, nontrapping convention, trajectory, spectral scale and Bochner norms are those of Exterior and truncated obstacle domains, Non-trapping obstacle, Reference trajectory hypothesis W, Dirichlet spectral Sobolev scale and duality and Continuous and mixed time-space function spaces. Choice is assumed as in The Axiom of Choice.

[F2] Put H=HDθ, Y=HDθ+1/2 and W(t)=eitΔD. The flow is a strongly continuous unitary group on H Scale isometries and free Schrödinger evolution, and Y embeds continuously and injectively into H Positive spectral Hilbert scale: duality and interpolation. Multiplication by η is bounded on H Endpoint multiplier bounds extended to negative spectral orders.

[F3] The homogeneous estimate Homogeneous half-derivative local smoothing gives ∥ηW(⋅)h∥L2(0,T;Y)≤Cs∥h∥H for every h∈H. The same bound applies on every interval (0,T−r) by restriction.

[F4] The regularized-adjoint construction Resolvent-regularized adjoint and its forcing supplies f∈C([0,T];H) and y(t)=W(t)y0+i∫0tW(t−r)f(r) dr, with sup⁡r∥f(r)∥H≤Cf∥y0∥H. The integral is in H.

[F5] Finite-exponent Bochner spaces are complete, and time translation is continuous in their norms, by Bochner Lp is complete for a Banach value space and Time translations and mollification in Bochner Lp, applied to realifications as in Realification preserves a complex norm and its metric. The compatible-pair construction and its coordinate-integral identification are supplied by Compatible Banach pairs and their integrals. Bochner integrability, the norm inequality, and commutation with bounded linear maps are Bochner integrability criterion, Bochner integral norm inequality and Bounded linear maps commute with Bochner integration.

Given: The geometry, trajectory, cutoff, order and initial datum in the statement.

Goal: Prove the displayed localized smoothing estimate for the regularized adjoint.

1.1F2F3given

For r∈[0,T] and h∈H, define the time row Qrh(t)=1{r<t<T}ηW(t−r)h. Its L1(0,T;H) norm is at most T∥η∥H→H∥h∥H, by unitarity and the multiplier bound. Its L2(0,T;Y) norm is at most Cs∥h∥H: after changing variables it is the homogeneous norm on (0,T−r). Both values represent the same H-valued time class under Y↪H.

2.1F2F4F5step 1.1

For fixed h, the row is continuous in r in L1(0,T;H) by strong continuity of W, the bounded multiplier, and the vanishing measure of the moving interval. It is continuous in L2(0,T;Y) because it is the restriction of a translate of the zero extension of ηW(⋅)h on (0,T); use the finite-exponent translation theorem on a larger finite interval. The two time spaces embed continuously into L1(0,T;H), so their compatible-pair space is Banach. Consequently r↦Qrf(r) is strongly measurable in that pair: approximate the continuous f uniformly by finite-valued functions and use row continuity. Its pair norm is bounded by a constant times ∥f(r)∥H, hence it is Bochner integrable.

3.1F2F4F5step 1.1step 2.1

Integrating the rows in the compatible-pair space and using the Bochner norm inequality in its L2(0,T;Y) coordinate gives a class q with ∥q∥L2Y≤Cs∫0T∥f(r)∥H dr. To identify it, first take a continuous piecewise-linear approximation to f and Riemann sums in the parameter: boundedness of η, the group law and the H-valued Bochner integral identify the L1(0,T;H) coordinate with t↦η∫0tW(t−r)f(r) dr. The identification extends to the given continuous f by uniform approximation, the row bound and the Bochner norm inequality. Compatibility therefore identifies q with this localized Duhamel term as an H-valued time class.

4.1F3F4step 3.1∎

Apply homogeneous smoothing to y0 and combine it with step 3.1 and the Duhamel identity. The triangle inequality gives ∥ηy∥L2Y≤Cs∥y0∥H+Cs∫0T∥f(r)∥H dr≤Cs(1+TCf)∥y0∥H. Squaring proves the displayed estimate. The compatible embedding also establishes the claimed almost-everywhere higher-regularity representative.

Source notes

The original article is cited for attribution of Lemma 4.2 and its regularized Duhamel formulation. The proof above uses the stated mathematical suppliers and spells out the localized retarded integration argument.

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