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Choosing a smooth separating regular level from an average bound

Statement

Work in ZFC. Let (R,k) be a compact smooth three-dimensional manifold with boundary and smooth Riemannian metric k. Suppose ∂R=B−⊔B+, where B− and B+ are disjoint unions of boundary components. Let f:R→R be smooth up to the boundary, with f=c− on B− and f=c+ on B+, where c−<a<b<c+. No constancy on boundary neighborhoods is assumed.

Let A,ϵ∈R. On each component of R, let Hk,un2 be unnormalised Hausdorff measure for the intrinsic length metric, and set Hk2=(π/4)Hk,un2, summing over components. This is the normalized two-dimensional metric Hausdorff cut-area convention. If ∫abHk2({x∈R:f(x)=s}) ds<(A+ϵ)(b−a), then there is a regular value t∈(a,b) of f∣R∘ whose full level D={x∈R:f(x)=t} has area at most A+ϵ.

The level D is a compact smooth embedded surface without boundary, possibly empty or disconnected, and meets every continuous path in R from B− to B+. It is nonempty whenever such a path exists. The sublevel Ω={x∈R:f(x)≤t}, with its induced smooth structure, is a compact embedded three-dimensional submanifold with boundary ∂Ω=B−⊔D.

Facts & Assumptions

[A1]

Work in ZFC, including the axiom of choice. The Axiom of Choice

[F1]

Under countable choice, the critical values of a smooth map between smooth manifolds form a null set. Apply this to the boundaryless interior and target R. Morse-Sard for smooth manifolds

[F2]

A nonempty regular level of a smooth map is an embedded submanifold of the stated codimension. A regular level set is an embedded submanifold

[F3]

For a Lipschitz height constant near boundary parts exhausting the boundary, scalar coarea supplies a measurable normalized Hausdorff level-area function on intervening intervals. The supplier also shows, by bounding the gradient and integrating along curves, that a smooth function on a compact Riemannian region is Lipschitz for the intrinsic length distance on each component. Riemannian Lipschitz coarea on compact interior bands

[F4]
[F5]

At a submersion point, adapted coordinates put a smooth map in local projection form. Local normal form for submersions

[F6]

The metric is smooth and positive definite, boundary smoothness uses half-space charts with local smooth extensions, smooth maps are continuous and have coordinate representatives smooth in the local-extension sense, and an embedded submanifold with boundary has a smooth structure making its inclusion a smooth embedding. Riemannian metric and riemannian manifold Smooth charts, atlases, and structures with boundary Embedded smooth submanifolds with boundary Smooth maps between manifolds with boundary

[F7]

The axiom of choice implies countable choice, supplying the hypothesis of [F1]. AC implies DC implies countable choice

[F8]

Nonnegative integrals are monotone and positively homogeneous, and their restriction to a measurable null set vanishes. Monotonicity and nonnegative homogeneity of the nonnegative integral A nonnegative integral over a null set vanishes

[F9]

A regular value is a target point all of whose fibre points are submersion points; an empty fibre is allowed. A critical value is a target point that is not regular. Regular and critical points and values

[F10]

Unnormalised Hausdorff measure is the limit of infimal diameter-squared covering costs. The normalized cut-area convention here is Hk2=(π/4)Hk,un2 on each metric component, with component measures summed. The factor is the dimension-two specialization of the cited coarea source's ωr/2r normalization. Unnormalised Hausdorff measure Lipschitz height functions, cut measure and Jacobians

Proof

Given: The region, metric, boundary partition, smooth function, constants and strict average bound in the Statement, working in ZFC.

Goal: Choose the stated regular level and prove its area, separation and sublevel-boundary properties.

1.1givenA1F3F6F10chooseconstructalgebra

Choose α=(c−+a)/2 and β=(b+c+)/2, and define P(s)=min⁡{β,max⁡{α,s}} and v=P∘f. For r≤s, the three intervals cut out by α,β give 0≤P(s)−P(r)≤s−r; hence P is 1-Lipschitz. By compactness the smooth gradient of f is bounded, and integrating df along piecewise smooth curves proves the length-Lipschitz bound used in [F3]. Thus v is length-Lipschitz on each component. Continuity and the exact boundary values give neighborhoods of B− and B+ on which f<α and f>β, respectively. On these neighborhoods v=α and v=β. The full boundary is exhausted by these parts, so [F3] applies to v on (a,b). For every s∈(a,b), {v=s}={f=s}, and this set lies in R∘ because the only boundary values of f are c− and c+. Consequently the full level-area function in the hypothesis is measurable, with the normalization fixed in [F10] and the interior interpretation supplied by coarea.

2.1givenA1F1F7F8F9step 1.1choosealgebra

By [A1] and [F7], [F1] applies to f∣R∘:R∘→R. Its regular values in (a,b) therefore have full Lebesgue measure b−a. Put M=A+ϵ; the strict hypothesis and nonnegativity of area imply M>0. If every regular value in (a,b) had area greater than M, monotonicity on that full-measure set and the null-set rule in [F8] would give ∫abHk2({f=s}) ds≥M(b−a), contrary to the hypothesis. Hence choose a regular t∈(a,b) with level area at most M.

3.1givenF2F6F9step 2.1

Since ∂R=B−⊔B+ and c−<t<c+, D=f−1(t) misses all of ∂R. It is closed in compact R and hence compact. If nonempty, it is an embedded codimension-one submanifold of R∘ by [F2], so it is a smooth surface without boundary. If empty, the empty surface has all these properties. No connectedness is required.

3.2givenF4F6step 2.1

For any continuous path γ:[0,1]→R with γ(0)∈B− and γ(1)∈B+, the function f∘γ is continuous with endpoint values c− and c+. By [F4], it takes the value t, so the path meets D. In particular the existence of such a path implies D≠∅.

4.1givenF5F6F9step 2.1step 3.1∎

The sublevel Ω=f−1((−∞,t]) is closed in compact R, so it is compact. At a point with f<t it agrees locally with R, while points with f>t have a neighborhood disjoint from it. At every point of D⊂R∘, regularity and [F5] give a smooth transverse coordinate y1=f−t (compose the projection coordinate with the inverse target chart); thus Ω has the half-space chart y1≤0 and boundary y1=0. Near B− it agrees with R by continuity and c−<t, so its boundary there is exactly the original boundary part B−. Near B+ it is empty by c+>t. These exhaust the boundary cases. The charts are restrictions or smooth changes of the given charts, so they give the induced smooth structure and a smooth embedding into R. Therefore ∂Ω=B−⊔D, as asserted.

Depends on

Used by · 1

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External dependencies

Liviu I. Nicolaescu, The co-area formula (2021 revision) · Section 3, printed p. 8, opening definition of Hausdorff measures; equation (2.5), printed p. 7

The Hausdorff covering cost is multiplied by omega_r/2^r before taking the limit as the diameter bound tends to zero. For r=2 this factor is pi/4.

Hypotheses: A separable metric space and nonnegative dimension r. Here r=2 and the metric is the intrinsic Riemannian length metric on each component of the compact smooth region.

Reading limits: Read the opening definition in Section 3 and equation (2.5) for the unit-ball volume. Also checked Theorem 5.3 and the nonnegative-weight argument for Corollary 5.4 for compatibility with the existing coarea supplier; no reconstruction of their proofs is claimed.

Sources