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Modular Traces and Brauer-Character Independence

1 · Prerequisites

2 · Summary

Traces of simple modules are separated by explicitly prescribed endomorphisms. The argument then passes from modular traces to lifted traces on elements of order prime to the characteristic, using unique root lifting in a complete discrete valuation ring. Scaling and reduction prove linear independence of irreducible Brauer characters. The construction fixes its lifting convention and treats extensions of the value field separately.

3 · Logical flowchart

4 · Definitions, theorems and proofs

LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-5.6-terra)audited 2026-09-09Open item page →

A finite-dimensional algebra separates its split simple modules

Statement

Let A be a finite-dimensional unital k-algebra and (Si)iI a family of pairwise nonisomorphic simple left A-modules satisfying EndA(Si)=kidSi. Then I is finite, every Si is finite-dimensional, and the action map AiIEndk(Si) is surjective. The empty product is the zero algebra.

Facts & Assumptions

Given: A,k,Si as stated; simple modules are nonzero.

[F1]

A nonzero map between simple modules is an isomorphism (Schur's lemma for simple modules).

[F2]

Finite direct sums have componentwise actions; the empty sum is zero (The direct sum of an indexed family of modules).

Proof

1.1

Every submodule N of a finite sum W of simple modules has a complement that is a sum of simple modules of the listed types. Here is the induction proving this assertion. For W=0, take complement 0. Write W=ST, with S simple, and suppose the assertion proved for T. If SN, then N=S(NT); a complement of NT in T complements N. Otherwise NS=0, and projection to T identifies N with a submodule N of T. Write T=NC by the induction hypothesis. There is an A-linear map f:NS with N={(f(t),t):tN}. Every (s,t+c) equals (f(t),t)+(sf(t),c), uniquely, so W=N(SC). These cases exhaust the possibilities since NS is a submodule of S.

F2givenalgebra
1.2

For each member of a finite selection of the Si, choose 0siSi. Simplicity gives Asi=Si. Images of a finite basis of A span Si. Scanning that list and retaining a vector precisely when it is outside the previous span gives an independent spanning list ei1,,eidi, with 1didimkA. Only finitely many selections have been made.

F3F4given
2.1

For this finite selection put W=iSidi and v=(eij). If AvW, step 1.1 supplies a nonzero simple summand of a complement, isomorphic to some Sl, and projection onto it gives a nonzero A-linear F:WSl with F(Av)=0. Its restrictions to copies of Si vanish for il by Schur, and on the copies of Sl are scalars cj. Since 1v=v, we have 0=F(v)=jcjelj. Independence gives cj=0 for all j, so F=0, a contradiction. Therefore Av=W.

F1F3step 1.1step 1.2algebra
3.1

Given any tuple of k-endomorphisms ui, step 2.1 supplies aA with av=(ui(eij)). Then aeij=ui(eij) for every basis vector, so a induces ui on all of Si. Thus the action map for every finite selection is surjective. Lifting a vector-space basis of the target gives an independent list in A (apply the map to any relation). Consequently idi2dimkA, in particular the size of the selection is at most dimkA.

F3F4step 2.1algebra
4.1

If I had more than dimkA members, finite induction would select dimkA+1 distinct indices, contradicting step 3.1. Thus I is finite and that step proves the asserted surjectivity. If I is empty, the unique map onto zero is surjective; if A=0, no nonzero unital simple module exists and this is the only case.

step 3.1F2given

Remarks

The finite simultaneous-density argument supplies the surjectivity used in Yanqi Lake Theorem 11.2.2 without importing its radical or general density machinery.

LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-5.6-terra)audited 2026-09-09Open item page →

Trace functionals of split simple modules are independent

Statement

For A and Si as in the separation lemma, the functions τi:Ak, τi(a)=tr(aSi), are linearly independent. If A=kG for a finite group, their restrictions to G are linearly independent.

Facts & Assumptions

Given: The finite-dimensional algebra and distinct split simple modules in the Statement.

[F1]

The action map onto the product of the endomorphism algebras is surjective (A finite-dimensional algebra separates its split simple modules).

Proof

1.1

In a basis of the nonzero Si, the matrix E11 has trace 1, including when the characteristic divides dimSi. By surjectivity choose ai acting as E11 on Si and as zero on every other Sj. Hence τj(ai)=δij.

F1given
2.1

If jcjτj=0, evaluation at ai gives ci=0 for every i. For kG, a relation vanishing on G vanishes on a=gagg since jcjτj(a)=gagjcjτj(g)=0. It is therefore the zero relation by the first assertion. An empty family has only the empty relation.

step 1.1algebra
LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-5.6-terra)audited 2026-09-09Open item page →

Modular trace depends only on the p-regular part

Statement

Let G be finite, k have characteristic p>0, and V be a finite-dimensional representation. Each gG has commuting factors g=su, with s of order prime to p and u of p-power order, and tr(gV)=tr(sV).

Facts & Assumptions

Proof

1.1

Write g=mpa with pm. Choose e,fZ with em+fpa=1, and set u=gem, s=gfpa. Their product is g and they commute; upa=sm=1. This also covers g=1 and a=0.

F2given
2.1

Put N=ρ(u)I. The commuting binomial identity in characteristic p, iterated a times, gives Npa=ρ(u)paI=0. Since ρ(s)N=Nρ(s), the map T=ρ(s)N satisfies Tpa=ρ(s)paNpa=0. Moreover ρ(g)ρ(s)=T.

F1step 1.1algebra
3.1

A nilpotent map T has trace zero over k itself. To see this, extend an independent list successively along 0=kerT0kerTkerTpa=V. At each stage, if the current list does not span that kernel, append a vector outside its span. The dimension bound forces this finite procedure to terminate. Since T(kerTj)kerTj1, its matrix in the resulting basis has zero diagonal. The trace is independent of basis: tr(AB)=i,jAijBji=tr(BA), so tr(P1TP)=tr(T).

F3F4step 2.1algebra
4.1

By additivity of the diagonal sum, tr(ρ(g))tr(ρ(s))=tr(T)=0. For V=0 both sums are empty and zero. No assertion that ρ(u)=I is needed.

step 2.1step 3.1algebra
LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-5.6-terra)audited 2026-09-09Open item page →

Prime-to-p roots lift uniquely in a complete DVR

Statement

Let O be a complete DVR with residue field k of characteristic p, and m1 with pm. Reduction is a group isomorphism μm(O)μm(k). Write λ^ for its inverse. Lifts for different exponents agree whenever both are defined.

Facts & Assumptions

Given: O,k,m as stated; completeness and separation are for the maximal-ideal topology.

[F1]

The ring consists of elements of nonnegative discrete valuation (Discrete valuation rings).

Proof

1.1

Normalize the valuation by v(π)=1. An element is a unit exactly when its value is zero: if v(x)=0, then v(x1)=0; if both x,x1 are integral, their nonnegative values sum to zero. Thus the maximal ideal is (π). For λm=1 choose one representative x0; it is a unit, as is f(x0)=mx0m1 for f(X)=Xm1.

F1givenalgebra
2.1

Define deterministically xn+1=xnf(xn)/f(xn). Taylor expansion f(x+h)=f(x)+f(x)h+h2R with RO shows v(f(xn+1))2v(f(xn)). All xn retain residue λ, so every derivative is a unit. Starting with v(f(x0))1, we get v(xn+1xn)2n (a zero error stays zero). The sequence converges by completeness to xλ; continuity of the finite polynomial operations and separation give f(x)=0. This is the simple-root Newton construction used in the Stacks complete-local-ring lifting proof specialized to a DVR.

step 1.1givenalgebra
2.2

If xm=ym=1 and xˉ=yˉ=λ, then 0=(xy)j=0m1xm1jyj. The sum has residue mλm10, hence is a unit by step 1.1. Thus x=y, the Stacks simple-root uniqueness argument.

step 1.1algebra
3.1

Products and inverses of lifted roots are roots lifting the corresponding products and inverses. Uniqueness therefore gives λν^=λ^ν^, 1^=1, and λ1^=(λ^)1. If two exponents occur, both lifts are roots for their least common multiple, still prime to p, so uniqueness there identifies them. When m=1 both groups are {1}.

step 2.1step 2.2algebra
DefinitionDefinition: Literature-sourcedProof: AI-adaptedjudge pass (gpt-5.6-terra)audited 2026-09-09Open item page →

Lifted modular trace on p-regular elements

Definition

Fix a splitting p-modular system (K,O,k) for a finite group G. For a finite-dimensional kG-module V and gG of order m prime to p, let λ1,,λd be the eigenvalues of g with multiplicities. Its lifted modular trace (Brauer character for this system) is φV(g)=j=1dλj^O. This defines a class function on the p-regular elements.

Facts & Assumptions

Given: The fixed splitting system, V and p-regular g in the Definition.

[F1]

Prime-to-p root reduction has a unique multiplicative inverse (Prime-to-p roots lift uniquely in a complete DVR).

Proof

1.1

The polynomial Xm1 splits in k. Indeed, for any monic irreducible factor h, the field k[X]/(h) is a simple module for kg; multiplication by its elements gives module endomorphisms. The scalar-endomorphism condition forces this field to equal k, so degh=1. Since the derivative mXm1 has no common root with Xm1, the roots are distinct.

F2givenalgebra
2.1

For each root λ put Pλ(X)=νλ(Xν)/(λν). Polynomial interpolation gives λPλ(X)=1 and (Xλ)Pλ(X)=0 modulo Xm1. Applying these identities to ρ(g) expresses V as the direct sum of its eigenspaces: the sum spans, and application of Pλ(ρ(g)) isolates each summand. Thus all displayed eigenvalues lie in k and have mth power one.

step 1.1algebra
3.1

The unique lifts exist in O, and their multiset depends only on the characteristic polynomial. A change of basis or conjugation of g conjugates its matrix and preserves that polynomial, hence preserves the sum. For V=0 the sum is zero; at g=1 it is d1O. These prove the stated well-definedness.

F1step 2.1algebra
LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-5.6-terra)audited 2026-09-09Open item page →

Reduction of lifted traces recovers modular traces

Statement

In the fixed splitting system, φV(g)=tr(gV) for every finite-dimensional V and every p-regular g.

Facts & Assumptions

Given: V,g and the splitting system in the Statement.

[F1]

The lifted trace is the sum of the unique lifts of the eigenvalues with multiplicity (Lifted modular trace on p-regular elements).

Proof

1.1

Reduction Ok is a ring homomorphism. Therefore φV(g)=j=1dimVλj^=jλj. This uses additivity of reduction, not additivity of root lifting.

F1algebra
2.1

In an eigenbasis of the p-regular operator the diagonal entries are precisely the λj, so their sum is its trace. The definition supplies that eigenbasis decomposition. If V=0 both sides are zero; if g=1, both reduce to (dimV)1k.

F1step 1.1algebra
TheoremStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-5.6-terra)audited 2026-09-09Open item page →

Irreducible Brauer characters are independent on p-regular elements

Statement

Fix a splitting p-modular system (K,O,k) for a finite group G. Brauer characters of pairwise nonisomorphic simple kG-modules are linearly independent over K as functions on the p-regular elements, and remain so over every field extension of K. Their values also give independent complex functions under any fixed embedding of their cyclotomic value field into C.

Facts & Assumptions

Given: The splitting system and simple kG-modules in the Statement.

[F1]

The modular trace functions of distinct split simple modules are independent on G (Trace functionals of split simple modules are independent).

[F2]

Modular trace at g equals modular trace at its p-regular part (Modular trace depends only on the p-regular part).

[F3]

Reduction of each lifted trace gives the modular trace on p-regular elements (Reduction of lifted traces recovers modular traces).

[F4]

Integral coefficients have nonnegative discrete valuation (Discrete valuation rings).

Proof

1.1

Consider any finite relation i=1rciφi=0 over K. If some coefficient is nonzero, let b=minci0v(ci) and replace every ci by πbci. Then all coefficients lie in O and at least one has valuation zero, hence has nonzero residue.

F4givenalgebra
2.1

Reduce the relation at every p-regular element. It becomes icˉitr(sSi)=0. For arbitrary g, replace each trace by its trace at the same p-regular part s of g. Thus icˉitr(gSi)=0 for every gG.

F2F3step 1.1algebra
3.1

Since k splits G, modular trace independence forces every cˉi=0, contradicting step 1.1. Hence the original relation has all coefficients zero. This includes the empty family.

F1step 1.1step 2.1algebra
4.1

For any finite family the matrix of values on the finite p-regular set has independent columns. Successive elimination using nonzero pivots therefore supplies a square minor of full column size with nonzero determinant. That determinant remains nonzero under any field embedding, proving independence after extension. All entries lie in the subfield EK generated over Q by the finitely many lifted roots used here; these are roots of unity, so E is cyclotomic. The same minor lies in E and remains nonzero under a fixed embedding EC. No embedding of all of K into C is assumed.

step 3.1algebra

5 · Examples, counterexamples and false statements

None yet.

Sources