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Regular centers have projective-bundle exceptional divisors

Statement

Assume the Axiom of Choice. Let i ⁣:Z→X be a regular immersion (so the conormal sheaf I/I2 is locally free, with I the ideal sheaf of Z), and let E be the exceptional divisor of the blowup of X along Z. Then E→Z is canonically isomorphic to the projective bundle PZ(I/I2)=Proj⁡ZSym⁡(I/I2) in the quotient convention. In particular, if p is a closed point of a regular surface S over a field k with dim⁡OS,p=2 (automatic for finite-type pure-dimensional surfaces), then I/I2=mp/mp2 is free of rank two over κ(p) and E is isomorphic to the projective line Pκ(p)1 over κ(p).

Facts & Assumptions

Given: The Axiom of Choice, a regular immersion i ⁣:Z→X with ideal sheaf I, the blowup of X along Z with exceptional divisor E, and, for the second claim, a closed point p of a regular surface S over a field k with two-dimensional local ring.

[A1]

Regular-immersion hypothesis, local form. The immersion i is regular: every point of Z has an affine open neighbourhood in X Spec⁡A on which Z is cut out by an A-regular sequence f1,…,fc∈A, and the conormal sheaf I/I2 is locally free there, with the classes of f1,…,fc as a basis over A/J, J=(f1,…,fc); the empty sequence c=0 is allowed.

[A2]

Choice. The Axiom of Choice is assumed, as in the statement, and the cited suppliers used below are stated under it.

[F1]

The exceptional divisor is the projectivized normal cone: Assume the Axiom of Choice. Let Z=V(I) be a closed subscheme of X cut out by a quasi-coherent ideal sheaf I of finite type and let E=π−1(Z) be the exceptional subscheme of the blowup. Then there is a canonical isomorphism of Z-schemes E→Proj⁡Z(gr⁡IOX)=Proj⁡Z(⨁n≥0In/In+1), the projectivized normal cone of Z in X.

[F2]

Associated graded algebra of an ideal generated by a regular sequence: Let R be a commutative ring and f1,…,fc an R-regular sequence, J=(f1,…,fc). The canonical graded homomorphism (R/J)[X1,…,Xc]→gr⁡JR, Xi↦fi modulo J2, is an isomorphism. In particular J/J2 is free on the classes of fi and Sym⁡R/J(J/J2)=gr⁡JR. No Noetherian or domain hypothesis is required.

[F3]

associated graded ring of a regular local ring: Assume the Axiom of Choice. If (R,m,k) is regular local of dimension d, any cotangent basis induces a graded isomorphism k[X1,…,Xd]≅gr⁡mR.

[F4]

embedding dimension and regular local ring: For a nonzero commutative Noetherian local ring (R,m,k), edim⁡R=dim⁡k(m/m2). The ring is regular local when edim⁡R=dim⁡R.

[F5]

embedding dimension is minimal maximal ideal generator number: Assume the Axiom of Choice. For a nonzero Noetherian local ring (R,m,k), edim⁡R is the least number of generators of m.

[F6]

Projective bundle in the quotient convention: Let E be a finite locally free OS-module of locally constant rank r≥0. The projective bundle of E over S is the relative Proj PS(E)=Proj⁡SSym⁡(E)→S, with the quotient convention: over an S-scheme g ⁣:T→S, an S-morphism T→PS(E) is the same as an isomorphism class of surjections g∗E→L with L invertible on T.

[F7]

regular local rings are domains and cohen macaulay, one dimensional regular local rings are dvrs: Regular parameters form a regular sequence; a one-dimensional regular local ring is a DVR.

Proof

1.1A1F2

Let Spec⁡A⊆X be an affine chart on which I is generated by an A-regular sequence f1,…,fc and put J=(f1,…,fc), so that J/J2 is free on the classes of the fi with Sym⁡A/J(J/J2)≅A/J[X1,…,Xc]. By [F2] the canonical graded homomorphism A/J[X1,…,Xc]→gr⁡JA, Xi↦fi+J2, is an isomorphism, so it is a canonical isomorphism Sym⁡A/J(J/J2)→gr⁡JA; for the empty sequence this reads Sym⁡(0)=A/J=gr⁡0A.

2.1A2F1F6step 1.1

Over this chart [F1] identifies the exceptional divisor E with Proj⁡Z(gr⁡IOX), that is, with Proj⁡Spec⁡A/J(gr⁡JA), canonically in Z; combining with step 1.1 gives a canonical isomorphism E≅Proj⁡A/JSym⁡(J/J2)=PSpec⁡A/J(J/J2) over the chart, the projective bundle in the quotient convention recorded in [F6]. In the degenerate case J=0 both sides of this display are empty and the identification is the empty isomorphism.

3.1F1F6step 2.1

These neighborhoods cover Z. Over X∖Z the inverse-image exceptional subscheme is empty, so no regular-sequence presentation of the unit ideal is required there. The chartwise isomorphisms of step 2.1 are canonical: on an overlap of two charts each is induced by the canonical graded multiplication map Sym⁡(I/I2)→gr⁡IOX, together with the canonical isomorphism of [F1], which involves no choices; hence they agree on overlaps and glue to a single canonical isomorphism of Z-schemes E→PZ(I/I2)=Proj⁡ZSym⁡(I/I2), the projective bundle of [F6] in the quotient convention.

4.1F4F7step 3.1

For the second claim let p have the stated two-dimensional regular local ring on S and let I be the ideal sheaf of Z={p}, so that I/I2=mp/mp2. The point immersion is regular: its regular parameters form a regular sequence at p, and this property and generation of the point ideal extend to a neighborhood by killing the finite coherent quotients and multiplication kernels whose stalks vanish at p. Thus step 3.1 gives a canonical isomorphism E→PZ(mp/mp2) of schemes over Spec⁡κ(p). By hypothesis OS,p is a regular local ring of dimension two with residue field κ(p), so [F4] gives edim⁡OS,p=dim⁡κ(p)(mp/mp2)=dim⁡OS,p=2; thus mp/mp2 is a free κ(p)-module of rank two.

5.1A2F3F5step 4.1

Let u,v be a κ(p)-basis of mp/mp2; it has exactly two elements by step 4.1, and by [F5] the lifted elements u,v minimally generate mp, so their initial classes generate gr⁡mpOS,p in degree one. Applying [F3] to the two-dimensional regular local ring OS,p with this cotangent basis gives a graded κ(p)-algebra isomorphism κ(p)[X,Y]→gr⁡mpOS,p with X↦u, Y↦v.

6.1F6step 3.1step 5.1∎

Finally PZ(mp/mp2)=Proj⁡κ(p)Sym⁡(mp/mp2) for the free rank-two module mp/mp2 is by [F6] exactly Proj⁡κ(p)κ(p)[X,Y]=Pκ(p)1, and step 5.1 identifies this graded algebra with gr⁡mpOS,p; hence, with the canonical isomorphism E→PZ(I/I2) of step 3.1, the exceptional divisor satisfies E≅Pκ(p)1 and I/I2 is free of rank two over κ(p), as claimed.

Remarks

For a general Noetherian regular surface a closed point can instead have local dimension one. Its point ideal is then locally Cartier (a DVR parameter near the point and the unit ideal elsewhere), and its principal regular chart algebra is A[(a)/a]=A, so its blowup is the identity and the exceptional fiber is Pκ(p)0=Spec⁡κ(p). No degree −1 on a point is asserted. The main regular-immersion statement covers this rank-one case as well.

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