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Flat maps with geometrically regular fibres have standard smooth local presentations

Statement

Assume the Axiom of Choice (The Axiom of Choice). Let R→S be a ring map of finite presentation. Choose a presentation S≅P/I with P=R[x1,…,xn] and I=(f1,…,fm), and let q′⊆P be the preimage of q∈Spec⁡S; put p=q∩R, κ=κ(p) and F:=S⊗Rκ,Iκ:=Iκ[x1,…,xn]. Assume

  1. the local ring homomorphism Rp→Sq is flat, and
  2. the fibre F is geometrically regular at q (Geometrically regular algebras and geometrically regular fibres): for every field extension K/κ and every prime of F⊗κK lying over the prime of F corresponding to q, the local ring there is regular.

Then there are an integer 0≤c≤n, elements f1,…,fc selected from the chosen generating list for I, a polynomial u∈P∖q′, and a c×c Jacobian minor of these fj whose image is a unit in (P/(f1,…,fc))u, such that, writing uˉ for the image of u in S, there is an R-algebra isomorphism Suˉ≅(R[x1,…,xn]/(f1,…,fc))u. Thus Suˉ is standard smooth over R and witnesses that R→S is standard smooth at q (Standard smooth presentations and locally standard smooth maps). This is the converse direction of the equivalence between local standard smoothness and flatness with geometrically regular fibres.

Facts & Assumptions

Given: A ring map R→S of finite presentation, a presentation S≅R[x1,…,xn]/I with I=(f1,…,fm), a prime q⊆S with p=q∩R, the primes q′⊆R[x1,…,xn] and qˉ⊆F lying over q, the fibre F=S⊗Rκ(p), flatness of Rp→Sq, geometric regularity of F at q, and the Axiom of Choice.

[F1]

Geometrically regular algebras and geometrically regular fibres: for a finitely presented R-algebra S and q∈Spec⁡S over p∈Spec⁡R, the fibre S⊗Rκ(p) is geometrically regular at q when for every field extension K/κ(p) every local ring of (S⊗Rκ(p))⊗κ(p)K at a prime lying over the prime corresponding to q is a regular local ring; the fibre is S⊗Rκ(p), and κ(p)=Rp/pRp.

[F2]

Standard smooth presentations and locally standard smooth maps: a standard smooth R-presentation is a presentation S≅(R[x1,…,xn]/(f1,…,fc))g with n≥c≥0 in which some c×c minor of the Jacobian matrix (∂fj/∂xi) has image a unit of S; the invertible minor may be taken to be the leading one, in the first c columns, and n−c is the relative dimension.

[F3]

Differentials of a polynomial quotient and the Jacobian cokernel: for P=A[x1,…,xn] the module ΩP/A is free on dx1,…,dxn, the partial derivatives are computed on the monomial basis and extended A-linearly, df=∑i∂if dxi, and the Jacobian matrix (∂ifj) governs ΩP/I/A.

[F4]

Jacobian criterion and openness of the regular locus over a perfect field: under the Axiom of Choice, for a perfect field k, P=k[x1,…,xn], A=P/I and a maximal ideal m⊆A whose residue field is a finite separable extension of k, the local ring Am is regular if and only if rank⁡κJ(m)=n−dim⁡Am, where J(m) is the Jacobian matrix of a generating set of I evaluated at m.

[F5]

regular local regular quotient ideal is parameter generated: under the Axiom of Choice, for a regular local ring (R,m,k) of dimension d and an ideal I⊆m, the following are equivalent: R/I is regular; I is generated by an initial part of a regular system of parameters; and dim⁡k((I+m2)/m2)=d−dim⁡(R/I).

[F6]

Assuming the Axiom of Choice, Nakayama's lemma: under the Axiom of Choice, if R is a commutative ring, I⊆J(R) and M is a finitely generated R-module with IM=M, then M=0.

[F7]

Assuming Choice, every field has an algebraic closure, An algebraic closure of a field and Fields of characteristic zero, finite fields, and algebraically closed fields are perfect: under the Axiom of Choice every field has an algebraic closure; an algebraic closure of a field is an algebraically closed algebraic extension; and every algebraically closed field is perfect.

[F8]

Height plus quotient dimension equals ambient dimension in an affine domain and A polynomial ring in n variables over a field has dimension n: under the Axiom of Choice, for a field k, a finite-type k-domain A and p∈Spec⁡A one has ht⁡(p)+dim⁡(A/p)=dim⁡A, and dim⁡k[x1,…,xn]=n.

[F9]

Flatness is equivalent to preserving injections and to the ideal and finitely generated ideal tests and The long exact Tor sequence in the left-module variable: M is flat over R exactly when I⊗RM→M is injective for every ideal I; and under the Axiom of Dependent Choice, a short exact sequence 0→M′→M→M′′→0 of left R-modules and a right module N give the long exact sequence ⋯→Tor⁡1(N,M)→Tor⁡1(N,M′′)→N⊗RM′→N⊗RM→⋯; in particular Tor⁡1R(R/I,M)=ker⁡(I⊗RM→M) for flat M.

[F10]

Localisation of modules is extension of scalars and Tensoring is right exact: localisation of modules is given by tensoring with the localised ring, so localising commutes with base change of scalars, and −⊗RN is right exact, so a surjection stays surjective and (M/L)⊗RN=(M⊗RN)/(L⊗RN).

[F11]

Equality, vanishing, and the kernel of the localisation map and Universal property of localisation: maps that invert S factor uniquely through S−1R: in S−1R a fraction r/s is zero exactly when ur=0 for some u∈S. If a module M is finitely generated, then Mq=0 exactly when some g∉q annihilates M: choose an annihilator outside q for each of its finitely many generators and take their product. For a ring map carrying a multiplicative set into the units there is a unique extension to the localisation, so elements of the multiplicative set become units.

[F12]

The height of a prime ideal and Rp is local with unique maximal ideal pRp: ht⁡(p)=dim⁡(Rp), and for a prime p the localisation Rp is a local ring with maximal ideal pRp.

[F13]

The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain: the Axiom of Dependent Choice, used only through the Tor long exact sequence of [F9]; it is a consequence of the Axiom of Choice assumed in the statement.

[F14]

localisation and polynomial extension of regular rings: under the Axiom of Choice, finite polynomial extensions and localizations of a commutative regular Noetherian ring are regular. In particular, a finite polynomial ring over a field and its localization at any prime are regular local at that prime.

Proof

1.1

Set-up. Write P:=R[x1,…,xn], S=P/I, Pκ:=κ[x1,…,xn] and Iκ=IPκ, so that F=Pκ/Iκ and the primes q′⊆P, qˉ⊆F correspond to one another and contract to q; in the fibre, qˉ corresponds to the prime qˉ′:=q′Pκ+Iκ⊆Pκ and F/qˉ=(S/q)⊗Rκ has fraction field κ(q) because S/q is a domain.

F1F10given
2.1

The fibre is regular at its own residue field, so the fibre ideal has c generators. Taking for K the identity extension κ/κ in [F1], the local ring A′:=Pκ,qˉ′ is regular local by [F14], since the field κ is regular Noetherian, and has dimension ht⁡(qˉ′) by [F12], and its quotient Fqˉ=A′/IκA′ is a regular local ring by the hypothesis. Since Iκ=(f1,…,fm) and every fj lies in qˉ′, [F5] applies and shows that IκA′ is generated by an initial part of a regular system of parameters of A′; put c:=ht⁡(qˉ′)−dim⁡Fqˉ, so that IκA′ is generated by c elements whose classes in IκA′/qˉ′(IκA′) are κ(q)-independent. The classes of the images of f1,…,fm span that κ(q)-vector space of dimension c, so after renumbering, the images of f1,…,fc form a basis and generate IκA′ by [F6] applied to the finitely generated A′-module IκA′.

F3F5F6F12F14step 1.1given
2.2

The K-rational point of the fibre and the rank computation. By [F7] choose an algebraic closure K/κ(q)⊇κ; it is perfect by [F7]. The composite F⊗κK→κ(q)⊗κK→K, a⊗b↦ab, obtained from the algebraic closure κ(q)⊆K, is a surjective K-algebra homomorphism (it is K-linear and hits K), and restricting it to F recovers the quotient map F→F/qˉ↪κ(q); hence its kernel Q is a maximal ideal of FK:=F⊗κK with FK/Q≅K, so Q lies over qˉ and its preimage nˉ⊆K[x1,…,xn] is maximal with K[x]/nˉ≅K. By [F1] applied to K/κ the local ring (FK)Q is regular local; put d:=dim⁡(FK)Q.

F1F7step 1.1given
3.1

The chosen equations also generate the ideal of the K-fibre. Put K[x]:=K[x1,…,xn] and IK:=I K[x]=IκK[x], so FK=K[x]/IK. Since the images of f1,…,fc generate IκA′ by step 2.1, the cokernel IκA′/(f1,…,fc)A′ is zero, so IKK[x]nˉ=(f1,…,fc)K[x]nˉ by [F10] (right exactness of base change of scalars, and localisation commuting with it). Hence TK:=K[x]/(f1,…,fc) satisfies (TK)nˉ=K[x]nˉ/IKK[x]nˉ=(FK)Q, which is regular local of dimension d. Now nˉ is a maximal ideal of the finite-type K-domain K[x], so ht⁡(nˉ)+dim⁡(K[x]/nˉ)=dim⁡K[x]=n by [F8], that is, ht⁡(nˉ)=n.

F8F10step 2.1step 2.2
3.2

The remaining relations die after inverting. Put T:=R[x1,…,xn]/(f1,…,fc) and J:=ker⁡(T→S)=I/(f1,…,fc); the ideal J is finitely generated because I is. Since f1,…,fc generate IκPκ,qˉ′ by step 2.1, the map Tq′⊗Rpκ⟶Sq⊗Rpκ,κ[x]qˉ′/(fˉ1,…,fˉc)⟶κ[x]qˉ′/Iκ, is an isomorphism. The ring Sq is flat over Rp by hypothesis, so [F9] gives Tor⁡1Rp(κ,Sq)=0; the Tor long exact sequence of [F9] applied to 0→Jq′→Tq′→Sq→0 therefore makes Jq′⊗Rpκ→Tq′⊗Rpκ injective, while its composite with the isomorphism above is zero; hence Jq′⊗Rpκ=0, that is, Jq′=pJq′. The Axiom of Dependent Choice assumed through [F9] is a consequence of the Axiom of Choice assumed in the statement, and is used only here.

F9F13step 2.1given
4.1

The rank and the minor. Apply [F4] with k:=K (perfect), P:=K[x], I:=(f1,…,fc) — a generating set of that ideal, with the fj now viewed in K[x] — A:=TK and m:=nˉ/(f1,…,fc)⊆A: this maximal ideal has residue field A/m=K, a finite separable extension of K, and Am=(TK)nˉ=(FK)Q is regular local of dimension d by step 3.1. The criterion gives rank⁡KJ(m)=n−dim⁡Am=n−d=:μK, where J is the c×n Jacobian matrix of f1,…,fc. Moreover μK=dim⁡K(IKK[x]nˉ/nˉIKK[x]nˉ)=dim⁡K((IκA′/qˉ′IκA′)⊗κ(q)K)≥dim⁡κ(q)(IκA′/qˉ′IκA′)=c, where the middle identification is base change of scalars by [F10] applied to the quotient IκA′/(f1,…,fc)A′=0 of step 2.1 and the last inequality is that the dimension of a vector space cannot drop under a field extension. Therefore rank⁡KJ(m)=c, so some c×c minor h of the Jacobian matrix (∂fj/∂xi) has nonzero image in K[x]/nˉ=K.

F4F10step 2.2step 3.1algebra
5.1

The minor descends to q. By the monomial formula of [F3], partial differentiation is linear over the coefficient ring, so the image in K[x] of the minor h∈R[x1,…,xn] is the corresponding minor of the images of f1,…,fc; since its image in K[x]/nˉ is nonzero we get h∉nˉ, hence h∉nˉ∩R[x]=q′ because nˉ lies over q′, and hence h∉q.

F3step 4.1given
6.1

Conclusion. The ring Tq′ is local with maximal ideal q′Tq′, which contains pTq′ because p⊆q′, and Jq′ is a finitely generated Tq′-module; so Jq′=pJq′ forces Jq′=0 by [F6]. By [F11] there is g∈P∖q′, with Jg=0, that is Tg≅Sgˉ as R-algebras, where gˉ is the image of g in S. Since h∉q′ by step 5.1, put u:=gh∈P∖q′ and write uˉ for its image in S. The image of h is a unit in Suˉ because u=gh is inverted, and Ju=0 because Jg=0; hence Suˉ≅Tu=(R[x1,…,xn]/(f1,…,fc))u with the c×c Jacobian minor h a unit, a standard smooth presentation of relative dimension n−c by [F2]. Since u∉q′, its image uˉ∉q, so this chart witnesses that R→S is standard smooth at q.

F2F6F11step 5.1step 3.2∎

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