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CM local codimension and Ext concentration over a regular local ring

Statement

Assume the Axiom of Choice and the Axiom of Dependent Choice, inherited from the resolution and Ext suppliers below (The Axiom of Choice, The axiom of dependent choice: a relation in which every element is related to something admits an N-indexed chain). Let (R,m) be a Noetherian Cohen--Macaulay local ring of dimension D.

(a) Codimension formula. For every prime p∈Spec⁡R,

D=dim⁡Rp+dim⁡R/p.

Consequently ht⁡p=D−dim⁡R/p, and for every ideal I⊆R with R/I≠0 one has ht⁡I=D−dim⁡R/I.

(b) Concentration over a regular base. Now assume in addition that R is regular, let I⊆R be an ideal with B:=R/I≠0, and assume that B is Cohen--Macaulay of dimension e. Put c:=D−e. Then

Ext⁡Rq(B,R)=0(q≠c),

and E:=Ext⁡Rc(B,R) is a nonzero finite B-module which is Cohen--Macaulay of dimension e (over B, equivalently over R) and has full support: Supp⁡B(E)=Supp⁡B(B)=V(I)⊆Spec⁡B. No hypothesis is made on the number of generators of I or on the characteristic.

(c) Localization. The assertions localize: for every prime p∈Spec⁡R the ring Rp is Cohen--Macaulay of dimension D−dim⁡R/p; and if R is regular and p⊇I, then Bp is a nonzero finite Cohen--Macaulay Rp-module of dimension ep:=dim⁡Rp(Bp), and Ext⁡Rpq(Bp,Rp)=0 for every q≠dim⁡Rp−ep.

Facts & Assumptions

Given: A Noetherian Cohen--Macaulay local ring (R,m) of dimension D, a prime p∈Spec⁡R, and in the regular case an ideal I⊆R, the nonzero quotient B=R/I, Cohen--Macaulay of dimension e, and c=D−e.

[F1]

Depth localization inequality. If M is a finite module over the Noetherian local ring R and p∈Spec⁡R, then depth⁡Rp(Mp)+dim⁡R/p≥depth⁡R(M). (Localization gives the stated depth inequality)

[F2]

Depth is bounded by dimension. A nonzero finite module M over a Noetherian local ring satisfies depth⁡R(M)≤dim⁡R(M). (A finite local module has depth at most its dimension)

[F3]

CM associated primes have full dimension. Every associated prime q of a nonzero finite Cohen--Macaulay module M of dimension d over a Noetherian local ring satisfies dim⁡R/q=d. (Associated primes of a Cohen--Macaulay module have full dimension)

[F4]

Prime avoidance for regular elements. Let R be Noetherian, M≠0 finite, and I an ideal with IM≠M. Then I contains an M-regular element if and only if I⊈q for every q∈Ass⁡R(M). (A regular element exists by prime avoidance)

[F5]

Regular sequences cut down CM local rings. If (A,m) is a nonzero Noetherian Cohen--Macaulay local ring of dimension h and f1,…,fi∈m is an A-regular sequence, then A/(f1,…,fi) is nonzero and Cohen--Macaulay of dimension h−i; in particular i≤h. (A regular sequence lowers dimension exactly in a Cohen-Macaulay local ring)

[F6]

Regular local rings and Auslander--Buchsbaum. A regular local ring is Cohen--Macaulay, its global dimension equals its dimension, and every finite module over it has finite projective dimension; for a nonzero finite module M of finite projective dimension over a nonzero Noetherian local ring, pd⁡RM+depth⁡RM=depth⁡R. (regular local rings are domains and cohen macaulay, auslander buchsbaum serre regularity criterion, auslander buchsbaum formula)

[F7]

Derived adjunction for a finite quotient. For a finite homomorphism A→C of Noetherian rings, derived coinduction gives RHom⁡C(M,RHom⁡A(C,G))≅RHom⁡A(M,G) for M∈Db(C) and G∈D+(A) (Derived adjunction for finite rings and closed immersions). If f is a nonzerodivisor in A and Aˉ=A/(f), the two-term free resolution 0→A→fA→Aˉ→0 gives RHom⁡A(Aˉ,A)≃Aˉ[−1]. Consequently, for an Aˉ-module M, derived adjunction gives RHom⁡A(M,A)≃RHom⁡Aˉ(M,Aˉ)[−1], equivalently Ext⁡Aq+1(M,A)≅Ext⁡Aˉq(M,Aˉ) for q≥0. This is Stacks Lemmas 47.13.1 (0A70) and 47.13.10 (0BZH); the displayed two-term resolution also proves the shift directly.

[F8]

Ambient biduality. Let A be a regular Noetherian ring of finite dimension n, L an invertible A-module and 0≠A/J a quotient. Then D:=RHom⁡A(A/J,L[n]) is a dualizing complex over A/J, and for every M∈Dfinb(A/J) the canonical evaluation M→RHom⁡A/J(RHom⁡A/J(M,D),D) is an isomorphism, and these assertions localize. (Dualizing complexes and coherent biduality for regular-ring quotients) The cohomological normalization is consistent with Stacks Lemma 47.16.7 (0B5A): a CM module of dimension e has its normalized dual concentrated in degree −e.

[F9]

Projective dimension controls Ext. In an abelian category with enough projectives and enough injectives, pd⁡(M)≤n if and only if Ext⁡k(M,N)=0 for every object N and every k>n; the projective and injective resolution data is supplied once and for all. (Projective dimension at most n iff higher Ext vanishes)

[F10]

Localization of CM depth and dimension. If M is a nonzero finite Cohen--Macaulay module over a Noetherian local ring R and p∈Supp⁡R(M), then depth⁡Rp(Mp)=dim⁡Rp(Mp). (Localization preserves the Cohen--Macaulay depth--dimension equality)

[F11]

Regularity localizes. Every prime localization of a regular local ring is regular. (localisations of regular local rings are regular)

[F12]

Localization of Hom. If M is a finitely presented R-module and S is multiplicative, then S−1Hom⁡R(M,N)≅Hom⁡S−1R(S−1M,S−1N). This applies in particular to the finite free terms of a resolution. (Localisation of Hom for finite and finitely presented modules)

Proof

1.1F1F2given

Upper bound for the codimension formula. Since R is Cohen--Macaulay, depth⁡R(R)=D. Applying [F1] to M=R gives depth⁡Rp(Rp)+dim⁡R/p≥D, and [F2] applied to the nonzero Rp-module Rp gives depth⁡Rp(Rp)≤dim⁡Rp. Hence D≤dim⁡Rp+dim⁡R/p.

1.2given

Lower bound for the codimension formula. Take a saturated chain of primes p0⊊⋯⊊ps=p with s=dim⁡Rp and a saturated chain p=q0⊊⋯⊊qt with t=dim⁡R/p. Concatenation gives a chain of primes of R from p0 to qt of length s+t, so dim⁡R≥dim⁡Rp+dim⁡R/p; both chains are finite because R is Noetherian.

1.3F6F9given

Projective dimension of B and vanishing above c. Now R is regular; by [F6] it is Cohen--Macaulay of depth D and every finite R-module has finite projective dimension. Since B is a nonzero finite R-module of depth e (it is Cohen--Macaulay of dimension e), the Auslander--Buchsbaum formula [F6] gives pd⁡RB=D−e=c. The forward vanishing implication in [F9] follows here directly: a projective resolution of length c computes Ext⁡Rq(B,R) by its dual complex, which has no terms in degrees q>c; thus these groups vanish.

2.1step 1.1step 1.2given

Codimension formula and heights. Steps 1.1 and 1.2 give D=dim⁡Rp+dim⁡R/p, and ht⁡p=dim⁡Rp by definition of height. For an ideal I with R/I≠0, the dimension dim⁡R/I is the maximum of dim⁡R/q over the minimal primes q of I; applying the formula to those finitely many primes gives ht⁡I=min⁡qht⁡q=D−dim⁡R/I.

3.1F6F3F4F5step 2.1

Inductive construction of a regular sequence in I. Maintain, for j=0,…,c, a tuple f1,…,fj∈I that is an R-regular sequence with Qj:=R/(f1,…,fj) Cohen--Macaulay of dimension D−j. For j=0 this is [F6] and the empty tuple. Let j<c and assume the tuple constructed. For q∈Ass⁡R(Qj), [F3] gives dim⁡R/q=dim⁡Qj=D−j, hence ht⁡q=j by step 2.1; since ht⁡I=c>j and I⊆q would force ht⁡I≤ht⁡q=j, we have I⊈q. Moreover IQj≠Qj, because Qj/IQj=R/((f1,…,fj)+I)=B≠0. Thus [F4] with M=Qj and the ideal I produces fj+1∈I that is Qj-regular. Then f1,…,fj+1 is an R-regular sequence with Qj+1=Qj/fj+1Qj, and [F5] applied to the nonzero Cohen--Macaulay local ring Qj of dimension D−j shows that Qj+1 is nonzero and Cohen--Macaulay of dimension D−j−1, completing the induction. In particular the case j=c gives a regular sequence f1,…,fc in I with Qc=R/(f1,…,fc) Cohen--Macaulay of dimension D−c=e.

4.1F7step 1.3step 3.1algebra

Derived adjunction along the regular sequence. For 0≤j<c, put Qj+1=Qj/(fj+1), where fj+1 is Qj-regular by step 3.1; the quotient Qj→Qj+1 is finite, and B is a Qj+1-module. The two-term resolution in [F7] gives RHom⁡Qj(Qj+1,Qj)≃Qj+1[−1]. Applying its finite-quotient derived adjunction to M=B gives RHom⁡Qj(B,Qj)≃RHom⁡Qj+1(B,Qj+1)[−1]. Iterating over j=0,…,c−1 yields RHom⁡R(B,R)≃RHom⁡Qc(B,Qc)[−c]. The unshifted complex RHom⁡Qc(B,Qc) has no negative cohomology, so Ext⁡Rq(B,R)=0 for q<c, and for q≥c it identifies with Ext⁡Qcq−c(B,Qc). With step 1.3 this proves the full concentration statement; when c=0 the iteration is the identity.

5.1F8step 1.3step 4.1

The canonical module is nonzero. Apply [F8] with A=R, L=R and n=D: the complex DB=RHom⁡R(B,R[D]) is a dualizing complex over B, with Hq(DB)=Ext⁡Rq+D(B,R), and biduality holds for B∈Dfinb(B). By steps 1.3 and 4.1, DB has cohomology only in degree c−D=−e, where it is E; hence DB≃E[e]. Biduality for M=B gives B≃RHom⁡B(E[e],E[e])≃RHom⁡B(E,E). Since B≠0, this complex is nonzero, so E≠0.

6.1step 1.3step 4.1step 5.1

A finite free resolution of E and its dimension. Choose a finite free resolution Fc→⋯→F0→B→0 of length c. Its dual complex F0∨→⋯→Fc∨ is a complex of finite free modules whose q-th cohomology is Ext⁡Rq(B,R); by step 4.1 the cohomology vanishes in degrees q<c, so the dual complex is exact except at its last term, and 0→F0∨→⋯→Fc∨→E→0 is a finite free resolution of E; hence pd⁡RE≤c. Since IE=0, the support of E over R lies in V(I), so dim⁡RE≤dim⁡V(I)=dim⁡R/I=e, and E is finite as the cokernel in this finite free resolution.

6.2F6F12F11F8step 5.1

Full support. Suppose that Ep=0 for some p∈Spec⁡B. By [F6], B has a finite free resolution over the regular local ring R; [F12] identifies its termwise localized dual with the dual of the localized resolution, so localizing computes the derived Hom over Rp∩R. Therefore the localization of DB≃E[e] is zero. Put q=p∩R and d=dim⁡Rq. By [F11], Rq is regular, and its dualizing complex for the quotient Bp is DBp:=RHom⁡Rq(Bp,Rq[d]). The localized complex (DB)p is DBp[D−d], so DBp=0. Applying [F8] over Rq to M=Bp, biduality would then give Bp≃RHom⁡Bp(0,0)=0, contradicting p∈Spec⁡B. Thus Ep≠0 for every prime of B, and Supp⁡B(E)=Spec⁡B=V(I)=Supp⁡B(B).

7.1F6F2step 5.1step 6.1

E is Cohen--Macaulay of dimension e. The module E is nonzero and finite with pd⁡RE≤c, so Auslander--Buchsbaum [F6] gives depth⁡RE=D−pd⁡RE≥D−c=e, while [F2] gives depth⁡RE≤dim⁡RE≤e by step 6.1. Hence depth⁡RE=dim⁡RE=e, that is, E is a Cohen--Macaulay R-module of dimension e; as IE=0 it is a B-module of dimension e with the same depth.

8.1F10F11step 1.3step 2.1step 3.1step 4.1∎

Localization of the statement. For a prime p, the ring Rp is local Noetherian, and depth⁡Rp(Rp)=dim⁡Rp=D−dim⁡R/p by [F10] applied to M=R and step 2.1, so Rp is Cohen--Macaulay. If R is regular and p⊇I, then Rp is regular by [F11], the module Bp is nonzero and finite, and [F10] applied to the Cohen--Macaulay R-module B gives depth⁡Rp(Bp)=dim⁡Rp(Bp)=ep; so Bp is Cohen--Macaulay over the regular local ring Rp of dimension dim⁡Rp. Apply the projective-dimension calculation of step 1.3 and the regular-sequence/change-of-rings argument of steps 3.1 and 4.1 with (R,I,B,e) replaced by (Rp,IRp,Bp,ep). They give Ext⁡Rpq(Bp,Rp)=0 for q≠dim⁡Rp−ep.

Remarks

  • Part (b) is the reason a canonical module can be transported along a regular ambient ring: the module E=Ext⁡Rc(B,R) depends on the presentation B=R/I of the Cohen--Macaulay quotient, but its Cohen--Macaulayness, dimension and support do not.
  • The regular sequence constructed in step 3.1 lies inside I but need not generate I; no complete-intersection hypothesis is imposed, and the localized biduality argument in step 6.2 handles non-radical I without identifying minimal primes of I with those of the regular-sequence ideal.
  • The Axiom of Dependent Choice enters only through [F9], the general Ext-vanishing criterion for finite projective dimension, and the Axiom of Choice through the commutative-algebra suppliers; no other choice is made.
  • The proof is choice-free apart from those inherited assumptions: the regular sequence is produced step by step by prime avoidance [F4] applied to concretely given associated primes, and no selection from an arbitrary family occurs.

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