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General linear frame spaces have the Stiefel cohomology gap

Statement

Assume the Axiom of Choice (The Axiom of Choice). Fix integers s≥1, ni≥1 and Ni≥ni+1 for 1≤i≤s, let k be a field, and put UN=∏i=1sInj⁡(Cni,CNi),rN=2min⁡i(Ni−ni), where Inj⁡(Cn,CN) is the open set of injective, equivalently full-rank, complex N×n matrices. Then:

  1. each Inj⁡(Cn,CN) is homotopy equivalent to the Stiefel space Vn(CN)={A∈CN×n:A∗A=In} of orthonormal frames (Stiefel spaces, Grassmannians, and tautological bundles);
  2. each Vn(CN) is a compact path-connected smooth manifold and is homeomorphic to a finite CW complex, and the map Vn(CN)→Vn−1(CN) forgetting the last column is a numerable locally trivial fiber bundle with fiber S2(N−n)+1, hence a Hurewicz and a Serre fibration;
  3. H0(UN;k)≅k and Hj(UN;k)=0 for 1≤j≤rN.

No claim is made about the cohomology of UN above degree rN, and no GL-equivariance of the retractions or trivializations below is asserted.

Facts & Assumptions

Given: Integers s,ni,Ni with ni≥1, Ni≥ni+1; the field k; the spaces UN, Inj⁡(Cn,CN) and Vn(CN) with the subspace and product topologies; the Axiom of Choice The Axiom of Choice.

[F1]

Stiefel spaces and Gram-Schmidt (Stiefel spaces, Grassmannians, and tautological bundles, Gram–Schmidt turns every finite independent list into an orthonormal list with the same successive spans): Vn(CN) is the space of ordered orthonormal n-frames in CN with the subspace topology of (CN)n; Gram-Schmidt sends a linearly independent list (v0,…,vn−1) to the orthonormal list (e0,…,en−1) spanning the same flags, by the displayed recursion.

[F2]

Submersions and regular level sets (Immersions, submersions, and constant-rank maps, A regular level set is locally a Ck graph of dimension m−n, Smooth manifolds and their smooth charts): a regular level set of a C∞ map between open subsets of Euclidean spaces is locally a C∞ graph over the kernel of the differential, hence a smooth submanifold of the ambient Euclidean space of the corresponding dimension.

[F3]

Compactness and triangulation (Assuming ACω and DC, compactness, sequential compactness, countable compactness, limit point compactness, completeness and total boundedness, pseudocompactness, closedness and boundedness, and the extreme-value property are equivalent for nonempty subsets of Rn with n≥1, Finite smooth triangulation of compact corners, relative to admissible boundary data, The geometric realization of an abstract simplicial complex, CW complex with closure finiteness and weak topology): a closed and bounded subset of a Euclidean space is compact; a compact smooth manifold, viewed as a manifold with corners with no corners, has a finite smooth triangulation, i.e. is homeomorphic to the realization of a finite abstract simplicial complex, and a finite simplicial complex is a finite CW complex whose cells are its open simplices.

[F4]

Bundles, paracompactness and fibrations (Locally trivial fiber bundle, Every compact space is paracompact, Under choice and dependent choice, every open cover of a compact Hausdorff space admits a finite subordinate partition of unity, Numerable fiber bundles are hurewicz fibrations): a compact Hausdorff space is paracompact, every open cover of a compact Hausdorff space admits a finite subordinate partition of unity, so a locally trivial bundle over a compact Hausdorff base is numerable, and every numerable fiber bundle with its ordinary product charts is a Hurewicz fibration, hence a Serre fibration; the pullback of a locally trivial bundle along a continuous map is a locally trivial bundle with the same fiber.

[F5]

The cohomological Serre spectral sequence (Cohomological Serre spectral sequence): for a Serre fibration p:E→B over a path-connected CW complex and a commutative unital ring R, there is a natural first-quadrant spectral sequence E2a,b≅Ha(B;Hb(p;R)), with differentials dr:Era,b→Era+r,b−r+1, strongly converging to Ha+b(E;R); H0(p;R) is the constant system R when the fibers are nonempty and connected.

[F6]

Cohomology of spheres (Homology of spheres, The universal coefficient theorem for cohomology over a PID): reduced homology of Sd is R in degree d and zero otherwise; over a field k the universal coefficient sequence gives H0(Sd;k)≅k, Hd(Sd;k)≅k and Hj(Sd;k)=0 for 1≤j≤d−1. Spheres of dimension at least one are path-connected (For n≥2, the sphere Sn−1 is path-connected and connected, Paths, path-connected spaces and path components).

[F7]

Constant-sheaf comparison (Locally contractible metric spaces have singular constant sheaf cohomology): on a metric space with a contractible-open neighbourhood basis, the cohomology of the constant k-sheaf agrees naturally with singular cohomology. Euclidean open subsets and smooth submanifolds have this property by their ball charts.

[F8]

A locally trivial bundle with nonempty path-connected fibre over a path-connected base has path-connected total space. Indeed, subdivide a base path into finitely many intervals lying in bundle charts, lift each interval using its product chart, and join the final lifted point to the desired point within the fibre. This follows directly from the product charts and path concatenation (Paths, path-connected spaces and path components, Locally trivial fiber bundle).

[A1]

AC supplies DC and countable choice by AC implies DC implies countable choice, meeting the explicit choice hypotheses in [F3] and [F4]. AC is used through the partition-of-unity, triangulation and Serre-spectral-sequence and constant-sheaf comparison suppliers of [F3]-[F7]; the Gram-Schmidt, level-set and degree bookkeeping arguments are choice-free (The Axiom of Choice).

Proof

1.1givenF1

The frame retraction. Fix n≤N and let A∈Inj⁡(Cn,CN) have columns v0,…,vn−1, a linearly independent list. Applying the Gram-Schmidt recursion of [F1] to (v0,…,vn−1) gives an orthonormal list (e0,…,en−1) with span⁡(e0,…,ek−1)=span⁡(v0,…,vk−1) for every k, so the upper triangular matrix R with Rjk=⟨vk,ej⟩ for j<k, Rkk=∥uk∥>0 and Rjk=0 for j>k satisfies A=QR with Q=(e0,…,en−1)∈Vn(CN). The Gram-Schmidt formulas are continuous rational expressions with positive denominators on the full-rank locus, so A↦(Q(A),R(A)) is continuous. Writing R=DU with D the diagonal part and U unit upper triangular, the family t↦Q(A)((1−t)D+tI)((1−t)U+tI) is continuous, has invertible upper triangular second factor with positive diagonal for every t∈[0,1], and connects A to Q(A) inside Inj⁡(Cn,CN); at t=1 it is Q(A), so A↦Q(A) is a deformation retraction onto Vn(CN). This proves claim 1 and shows that UN is homotopy equivalent to ∏iVni(CNi).

1.2givenF2F3

Compact smooth frame manifolds. Let f(A)=A∗A from the open full-rank locus of CN×n to the real vector space Herm⁡(n). Its differential is H↦A∗H+H∗A; for Hermitian B, taking H=12A(A∗A)−1B gives A∗H=H∗A=B/2, hence differential B. Thus In is a regular value and Vn=f−1(In) is a smooth submanifold by [F2]. It is closed in the ambient Euclidean space and bounded, since each frame column has norm one, so it is compact by [F3]. The subspace is Hausdorff and second countable, as required by the triangulation supplier. For n=0 it is a point.

2.1F1F4step 1.2

The forgetting bundle. Fix w∈Vn−1(CN) and an orthonormal basis c1,…,cN−n+1 of its orthogonal complement. For a nearby frame w′, put Pw′=I−w′w′∗. The vectors Pw′cj remain linearly independent near w, since their Gram determinant is continuous and equals one at w. Gram-Schmidt gives a continuously varying orthonormal basis cj(w′) of the complement of w′. The map (w′,z)↦(w′,∑jzjcj(w′)) for z∈S2(N−n)+1⊂CN−n+1 trivializes the forgetting map; its continuous inverse takes the inner products with cj(w′). This also covers n=1 over the point V0. By step 1.2 the base is compact Hausdorff, so [F4] supplies a finite subordinate partition of unity and makes the bundle numerable, hence Hurewicz and Serre.

3.1F3F6F8step 2.1

Finite CW model and path-connectedness. By the triangulation theorem of [F3] applied to the compact smooth manifold Vn(CN), there is a finite simplicial complex Kn and a homeomorphism ∣Kn∣→Vn(CN). A finite simplicial complex is a finite CW complex: its cells are the open simplices, the characteristic maps are the inclusions of the closed simplices, closure finiteness holds because there are finitely many simplices, and the weak topology agrees with the topology of the realization because the realization is the finite union of its closed simplices. Hence Vn(CN) is homeomorphic to a finite CW complex, as claimed in claim 2. For path-connectedness, induct on n. The space V0(CN) is a point. For n≥1 the map Vn(CN)→Vn−1(CN) is the locally trivial bundle of step 2.1 with fiber the nonempty path-connected sphere S2(N−n)+1 by [F6], and the base is path-connected by the induction hypothesis; the local connectedness argument of [F8] then makes Vn(CN) path-connected. This completes claim 2.

4.1F4F5F6step 2.1step 3.1

The gap for one factor. Induct on n, starting with V0 a point. For n≥1 put d=2(N−n)+1. The forgetting bundle of step 2.1 has fibre Sd and base homeomorphic to a path-connected finite CW complex by step 3.1. The induction hypothesis gives vanishing of the base cohomology in degrees 1 through 2(N−n+1)=d+1. In the Serre spectral sequence [F5], [F6] makes all fibre rows in degrees 1,…,d−1 zero; the degree-zero coefficient system is constant k, since the fibre is connected. Consequently all E2 terms of total degree 1,…,d−1 are zero, while E20,0=k. No differential can enter (0,0) or leave it in this first-quadrant sequence. Strong convergence therefore gives H0(Vn;k)=k and Hj(Vn;k)=0 for 1≤j≤d−1=2(N−n), completing the induction. No constancy of the top-degree fibre coefficient system is needed.

5.1F4F5step 1.1step 3.1step 4.1

The product. By step 1.1 it suffices to compute the cohomology of ∏i=1sVni(CNi), and we induct on s. For s=1 this is step 4.1. For s≥2 let P=∏i<sVni(CNi) and consider the projection P×Vns(CNs)→P, a trivial bundle with fiber Vns(CNs), hence numerable and a Serre fibration by [F4]. By step 3.1 each factor and, inductively, P is homeomorphic to a finite CW complex, and a finite product of finite CW complexes is again a finite CW complex: identify Da×Db with Da+b by radial rescaling between their unit balls; the product characteristic maps into the product space then give cells e×e′ and a finite cell decomposition, closure finiteness holds because there are finitely many cells, and the weak topology of the product cell structure agrees with the product topology for finite compact Hausdorff complexes, where the compactly generated product topology coincides with the ordinary one. So [F5] applies to the projection with constant coefficient system in fiber degree 0. If H0(P;k)≅k and Hj(P;k)=0 for 1≤j≤rs−1=min⁡i<s2(Ni−ni) by induction, and if H0(Vns;k)≅k, Hj(Vns;k)=0 for 1≤j≤2(Ns−ns) by step 4.1, then in total degree m≤rs=min⁡(rs−1,2(Ns−ns)) every nonzero E2a,b with a+b=m has b=0, for b≥1 would need fiber cohomology in degree b≤rs≤2(Ns−ns), which vanishes; the differential bookkeeping of step 4.1 then gives Hm(P×Vns;k)≅Hm(P;k), which is k for m=0 and 0 for 1≤m≤rs. This proves claim 3, H0(UN;k)≅k and Hj(UN;k)=0 for 1≤j≤rN, by the homotopy equivalence of step 1.1.

6.1F7step 1.1step 1.2step 4.1step 5.1

The cohomology convention. The full-rank spaces are Euclidean open subsets and the Stiefel spaces and their products are smooth metric manifolds with contractible-open chart bases. Thus [F7] identifies their constant-sheaf cohomology with the singular cohomology computed in steps 4.1 and 5.1; naturality carries the frame deformation retraction of step 1.1 to these comparisons. In particular the same gap holds for the constant-sheaf fibre cohomology used by the later derived pullback lemmas.

7.1givenA1step 1.1step 1.2step 2.1step 3.1step 4.1step 5.1step 6.1∎

Conclusion. Steps 1.1 and 5.1 give claims 1 and 3; steps 1.2, 2.1 and 3.1 give claim 2. AC is consumed only through the named compactness, triangulation, partition-of-unity, spectral-sequence and constant-sheaf comparison suppliers [F3]-[F7], as recorded in [A1].

Remarks

  • The statement is the cohomological input consumed by the equivariant Stiefel approximation lemma of this page; it asserts the gap Hj(UN;k)=0 for 1≤j≤rN and nothing above rN, where the characteristic classes of the bundle live.

  • The argument is a local finite-cell computation: the sphere bundle is a numerable bundle over a finite CW model, so the Serre spectral sequence has finite pages and the low-degree bookkeeping uses only the base degree with fiber degree zero.

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