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Uniqueness, weak Neron property, etale base change and local nature of Neron models

Statement

Assume AC. Let S be a Dedekind scheme with function field K (Locally Noetherian and Noetherian schemes) and let X be a Neron model of the smooth separated finite-type K-scheme XK (Neron models, the Neron mapping property and weak Neron models). Then:

(a) X is unique up to a unique S-isomorphism inducing the identity on the generic fibre;

(b) X is a weak Neron model of XK: it satisfies the extension property for etale points at every closed point of S;

(c) for every etale morphism S′→S (Étale morphism of schemes) with function field K′, the base change XS′ is a Neron model of XK′;

(d) X is a Neron model over S if and only if X×SSpec⁡OS,s is a Neron model over Spec⁡OS,s for every closed point s∈S; thus the notion is local on the base;

(e) if XK is a K-group scheme, then its multiplication, inverse and unit extend uniquely to X, making X an S-group scheme.

The arguments apply the mapping property directly. No converse from the weak Neron property to the full mapping property is asserted for an arbitrary scheme or for a model whose generic fibre alone carries a group law.

Facts & Assumptions

Given: AC, a Dedekind scheme S with function field K, a smooth separated finite-type K-scheme XK, and a Neron model X of XK with its Neron mapping property.

[F1]

The Neron mapping property: for every smooth S-scheme Y and every K-morphism YK→XK there is a unique S-morphism Y→X extending it; the weak Neron model is defined by the extension property for etale points (Neron models, the Neron mapping property and weak Neron models).

[F2]

Etale morphisms are smooth; smooth and flat morphisms are stable under base change and composition, and etale morphisms are stable under base change (Étale morphism of schemes, Smooth morphism of schemes, Flatness is stable under arbitrary base change, Smoothness survives base change and composition).

[F3]

Two morphisms from a reduced scheme to a separated scheme that agree on a schematically dense open subscheme are equal (Agreement on a schematically dense open, assuming AC). For the generic fibre, which need not be open, the agreement assertion holds for a flat source over the integral base S: the equalizer is closed by separatedness; on affine base and source charts its ideal becomes zero after tensoring with K. Every element of that ideal is therefore killed by a nonzero base element, while flatness makes the source coordinate ring torsion-free, so the ideal is zero. In particular this applies to every smooth source and its overlaps (Separated morphism of schemes, Scheme-theoretic fibre, Smooth morphism of schemes).

[F4]

Morphisms between finitely presented schemes descend along filtered limits of affine base schemes, and equality descends after a later stage. In particular, Spec⁡OS,s is the filtered limit of open neighbourhoods of s (Finite-stage descent of finitely presented schemes and their morphisms). Smooth morphisms are locally standard smooth, so their finite-presentation presentations and invertible Jacobian minors descend to smooth neighbourhoods after shrinking (Locally standard smooth iff flat with geometrically regular fibres).

Proof

technique · direct; each assertion is an application of the mapping property to a suitable smooth source
1.1F1givenalgebra

Let X′ be another Neron model of XK. Applying the mapping property of X to the identity K-morphism XK′→XK gives u:X′→X over S, and applying the mapping property of X′ to the identity XK→XK′ gives v:X→X′; the composites uv and vu extend the identity K-morphisms and both sides are S-morphisms, so by the uniqueness clause they are identities. This proves (a).

1.2F1F2F4givenconstruct

Let s∈S be closed and R′ an etale local OS,s-algebra with fraction field K′. It is a filtered limit of pointed etale neighbourhoods Vi→Ui with Ui⊆S open and containing s. The given K′-point of XK descends to the generic fibre of one such neighbourhood after passing to a later stage, by [F4]. Each Vi→Ui→S is smooth, so the Neron property extends that stage point to Vi→X; base change along the limit gives the required R′-point of X. Thus the extension property for etale points holds at every closed point and X is a weak Neron model, proving (b).

1.3F1F2algebra

For (c), let S′→S be etale with function field K′ and let Y′ be a smooth S′-scheme with a K′-morphism uK′:YK′′→XK′. The composite Y′→S′→S is smooth by [F2], and uK′ composed with the projection XK′=XK×KK′→XK is a K-morphism YK′→XK; by the mapping property it extends uniquely to an S-morphism Y′→X. Combining this with the structure morphism Y′→S′ gives an S′-morphism Y′→X×SS′=XS′ extending uK′, and uniqueness follows from the uniqueness in the S-mapping property. Since XS′ is smooth separated of finite type over S′ by [F2] and has generic fibre XK′, it is a Neron model of XK′.

1.4F1F4algebraconstruct

For (d), first suppose X is a Neron model over S. Cover a smooth Spec⁡OS,s-scheme by affine standard-smooth charts. Their finite-presentation presentations and invertible Jacobian minors descend along the filtered limit of open neighbourhoods of s to smooth charts over some neighbourhood, by [F4]; the generic-fibre morphism to XK descends at a later stage by the same finite-presentation lemma. Apply the Neron property over S to each descended smooth neighbourhood and pass to the limit. These local extensions agree on overlaps by uniqueness, so they glue to an extension over Spec⁡OS,s. Uniqueness follows from separatedness and density of the generic fibre.

1.5F1F3F4algebraconstruct

Conversely, suppose each localization XOS,s is a Neron model. First take a smooth finite-type S-scheme Y and a K-morphism uK:YK→XK. For each closed s, the local property gives YOS,s→XOS,s. Since Y and X are of finite presentation over the noetherian base, [F4] descends this map to YU→XU for some open neighbourhood U of s, with generic restriction uK after a further shrinking if needed. These neighbourhoods cover the closed points of S, and together with the generic point cover S. The descended maps agree on overlaps because they agree on YK, which is schematically dense in the flat scheme Y, and X is separated. They therefore glue to an extension Y→X. For an arbitrary smooth Y/S, cover it by finite-type open subschemes, apply this argument on each, and glue by uniqueness. This proves the converse and the locality assertion.

2.1F1F3step 1.4algebra∎

For (e), assume XK is a K-group scheme with multiplication mK, inverse iK and unit eK. Apply the mapping property to the smooth S-schemes X×SX, X and S and the K-morphisms mK, iK and eK: this yields S-morphisms m:X×SX→X, i:X→X and e:S→X extending them uniquely. Each group identity, for example associativity, is an identity between S-morphisms from the reduced smooth S-scheme X×SX×SX to the separated S-scheme X; it holds after restriction to the generic fibre, which is schematically dense by [F3], so it holds everywhere. Thus X is an S-group scheme.

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