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The Neron-Ogg-Shafarevich criterion in residue characteristic prime to l

Statement

Assume AC and DC as inherited from the stated suppliers. Let R be a discrete valuation ring with fraction field K and residue field k, let A/K be an abelian variety of dimension g with finite-type Neron model N/R (Existence of Neron models for abelian varieties over a discrete valuation ring, Neron models, the Neron mapping property and weak Neron models), and let ℓ≠char⁡k be a prime. Then the following are equivalent:

(a) A has good reduction over R, i.e. there is an abelian scheme over R with generic fibre A (Good reduction of an abelian variety over a Dedekind scheme);

(b) the Neron model N is an abelian scheme over R;

(c) all the torsion groups A[ℓν](Ksep), ν≥1, are fixed pointwise by the inertia group I⊆Gal⁡(Ksep/K);

(d) the Tate module TℓA is unramified at R (Prime-to-residue-characteristic Tate modules and inertia).

Facts & Assumptions

Given: AC and DC, a discrete valuation ring R with fraction field K, residue field k and strict henselization Rsh, an abelian variety A/K of dimension g, its finite-type Neron model N/R, and a prime ℓ≠char⁡k.

[F1]

An abelian scheme over R with generic fibre A is a Neron model of A, and Neron models of smooth separated finite-type K-schemes are unique up to a unique R-isomorphism inducing the identity on generic fibres (An abelian scheme is the Neron model of its generic fibre, Uniqueness, weak Neron property, etale base change and local nature of Neron models).

[F2]

For an abelian scheme B/R of relative dimension g and ℓ≠char⁡k, each B[ℓν] is finite etale over R of rank ℓ2gν, and over Rsh specialization identifies its geometric generic points with its special separable points; the inertia group acts trivially on B[ℓν] and on the Tate module (Abelian scheme torsion specialization is unramified, Prime to characteristic multiplication is etale).

[F3]

For a field F and ℓ≠char⁡F, A[ℓν](Fsep)≅(Z/ℓν)2g and Tℓ(A) is free of rank 2g; an automorphism of Fsep over F acts trivially on Tℓ(A) if and only if it acts trivially on every A[ℓν](Fsep) (Field prime to characteristic torsion and Tate module, Prime-to-residue-characteristic Tate modules and inertia).

[F4]

Over a strictly henselian local ring with separably closed residue field, a separated etale finite-type scheme H satisfies H(R)≅H(k) by reduction. A Neron model has the extension property for etale local points; for Rsh this follows by finite-stage approximation, and separatedness makes N(Rsh)→A(Ksh) bijective (Strict henselian etale sections, Uniqueness, weak Neron property, etale base change and local nature of Neron models, Neron models, the Neron mapping property and weak Neron models).

[F5]

If G is a smooth commutative finite-type group scheme of dimension g over a field of characteristic ≠ℓ with ∣G[ℓν](kˉ)∣=ℓ2gν for every ν≥1, then G0 is an abelian variety; a smooth separated finite-type quasi-projective R-scheme with abelian generic fibre and proper geometrically connected special fibre is proper over R and an abelian scheme on its identity component; a smooth group scheme over a discrete valuation ring has an open identity component with connected generic and special fibres (Special fibre torsion growth detects properness, Connected smooth quasiprojective model with proper special fibre is proper, Divisor ampleness and quasi-projectivity of group models, The identity model of a smooth group with abelian generic fibre).

[F6]

The Neron group scheme N is commutative: its generic group law is commutative, and the two multiplication morphisms N×RN→N agree on the schematically dense generic fibre because N is separated (Agreement on a schematically dense open). For a smooth commutative R-group scheme, if n is a unit then [n]:N→N is etale: its differential at the identity is multiplication by n on the locally free Lie module, and translations identify the differential at every point; apply the equal-relative-dimension criterion (Group schemes over a base scheme, Differentials of a smooth morphism, Dilatations and defect computation). Its kernel is therefore a separated etale finite-type R-scheme, though it need not be finite.

Proof

technique · direct: reduce good reduction to the Neron model, identify special-fibre torsion through etale sections over the strict henselization, and detect properness of the identity component by prime-to-characteristic torsion growth
1.1F1givenalgebra

(a)⇔(b). If A has good reduction with abelian scheme model B, then B is a Neron model of A by [F1], so B≅N by uniqueness and N is an abelian scheme. Conversely if N is an abelian scheme over R with generic fibre NK≅A, then N is an abelian scheme model of A, i.e. (a) holds.

1.2F3givenalgebra

(c)⇔(d). By definition of the inertia group and of the unramified Tate module [F3], I acts trivially on TℓA=lim←⁡νA[ℓν](Ksep) if and only if it acts trivially on every finite quotient A[ℓν](Ksep), which is precisely (c).

1.3F3F4F6construct

(c)⇒(b). Assume all ℓν-torsion is inertia-fixed. By [F6], multiplication by ℓν on the smooth group scheme N is etale, so its kernel N[ℓν] is a separated etale finite-type R-scheme. We do not need this kernel to be finite: over Rsh, [F4] gives the reduction bijection N[ℓν](Rsh)→∼Nk[ℓν](ksep). The weak Neron property and separatedness identify N(Rsh) with A(Ksh), compatibly with the group laws. Therefore Nk[ℓν](ksep)≅A(Ksh)[ℓν]=A[ℓν](Ksep)I=A[ℓν](Ksep), where Ksh=(Ksep)I and the last equality is hypothesis (c). By [F3], this set has cardinality ℓ2gν. Now apply [F5] to the smooth commutative finite-type special fibre Nk of dimension g: its identity component Nk0 is an abelian variety, hence proper.

2.1F2step 1.1algebra

(b)⇒(c). If N is an abelian scheme, [F2] gives that each N[ℓν] is finite etale of rank ℓ2gν over R and that inertia acts trivially on the geometric torsion points; under the identification A[ℓν](Ksep)=N[ℓν](Ksep) this is exactly the pointwise invariance of (c).

2.2F1F5step 1.3algebra

The identity component N0 is an open smooth separated finite-type R-subgroup scheme with generic fibre A and geometrically connected special fibre Nk0 [F5]. It is quasi-projective by [F5], so the connected-model properness criterion makes it proper over R; a smooth proper R-group scheme with abelian generic fibre of dimension g is an abelian scheme. By [F1], this abelian scheme N0 is a Neron model of A. Both N and N0 are now Neron models of the same generic fibre, so uniqueness [F1] identifies them; hence N is an abelian scheme, proving (b).

3.1step 1.1step 2.1step 1.2step 2.2algebra∎

The implications (a)⇔(b) (step 1.1), (b)⇒(c) (step 2.1), (c)⇔(d) (step 1.2) and (c)⇒(b) (steps 1.3 and 2.2) close the cycle, proving the equivalence of (a)–(d).

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