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Normal push-off zeros are the self-intersection points

Statement

Assume ACω. Let M be an oriented boundaryless smooth n-manifold, Aa⊆M a compact boundaryless oriented embedded submanifold with 2a=n, φ:D(νA)→M a normalized tubular embedding with identity normal differential and s:A→νA a small smooth section, transverse to the zero section, with push-off As=φ(s(A)) as in The self-intersection number of a complementary-dimensional oriented submanifold. Then, as sets, A∩As=φ(Z(s)),Z(s)={x∈A:s(x)=0}, and the intersection is transverse at each of these points. Moreover the local oriented intersection sign of The local oriented intersection sign at φ(x) equals the local zero index of s at x: in oriented local coordinates of the tube in which M is written as TxA⊕νA,x (tangent first) and the vertical derivative of s at x is the square matrix J=∂νsx, one has ε(A,As)(φ(x))=sign⁡det⁡J, with the determinant sign computed in the orientations of A and of νA fixed in The self-intersection number of a complementary-dimensional oriented submanifold. Orient As by its parametrization from A. For a=0 the sign means the comparison of the supplied determinant rays: it equals the ambient point sign, not necessarily the unsigned empty-matrix determinant +1. The set and transversality conclusions also hold without orientations. Here the local zero index of a transverse section means the determinant-ray sign of its vertical differential. In particular the self-intersection points are precisely the transverse zeros of the push-off section, with signs as displayed.

Facts & Assumptions

Given: ACω, the oriented boundaryless M, the closed oriented embedded A with 2a=n, the tubular embedding φ:D(νA)→M, the small smooth section s transverse to the zero section and the push-off As=φ(s(A)).

[F1]

If a smooth section of a vector bundle has surjective vertical differential at every zero, then its zero set is an embedded submanifold whose normal direction is the vertical direction and whose codimension is the rank (A vector bundle section with surjective vertical differential at every zero has a submanifold zero set, A smooth section transverse to the zero section has a submanifold zero set).

[F2]

Two embedded submanifolds are transverse when their tangent spaces sum to the ambient tangent space at every intersection point; for the inclusion maps this is the transverse-embedded-submanifold condition (Transverse embedded submanifolds).

[F3]

The local oriented intersection sign of an ordered pair (A,As) is the sign of the determinant comparing the product orientation of TpA⊕TpAs with the ambient orientation, first factor first (The local oriented intersection sign).

[F4]

The tube identifies the disc bundle diffeomorphically with a neighbourhood of A and a section with its graph; a slice chart writes the total space as the ordered product of the tangent and normal directions (The tubular neighbourhood theorem in a smooth ambient manifold, Embedded submanifolds and slice charts, The differential of a smooth map).

Proof

technique · the tube identifies the push-off graph with a section graph, and the intersection sign is a determinant
1.1F1F2F4given

The sets. Because s is small, s(A) lies in the interior of the disc bundle, and φ is injective on the disc bundle. For p,q∈A, φ(p)=φ(s(q)) holds iff p=s(q) as points of the total space (with p viewed as the zero vector over p), which forces p=q and s(p)=0. Hence A∩As=φ(Z(s)); transversality of s to the zero section is exactly the statement that the vertical differential is surjective at each zero [F1], so the graph As meets A transversely there [F2] and by [F4] the tube is a slice chart in which the two submanifolds are the zero section and the graph of the local expression of s.

1.2F3F4algebra

Local model. At x∈Z(s) choose a slice chart of the tube with domain coordinates (u,v)∈Ra⊕Ra in which A={v=0}, φ is the identity chart, and the orientation of M is the ordered product of the tangent orientation of A and the normal orientation of νA; this is the tangent-first convention of this pair (An oriented transverse normal bundle orients an embedded submanifold). In these coordinates As is the graph of Ju+O(∣u∣2), where J=∂νsx is the vertical derivative. The tangent space of As at x is spanned by the vectors ej+∑kJkjea+k; the map TxA⊕TxAs→TxM written in the ordered ambient basis has matrix (IaIa0J), whose determinant is det⁡J (the matrix is square because 2a=n). By [F3] the sign ε(A,As)(φ(x)) is the sign of this determinant, proving the displayed identity, including the factor order (first A, then As).

2.1F3step 1.1algebra

For a=0, each point of As=A carries the transported point sign ϵA. The local ordered intersection sign is ϵA2ϵM=ϵM. The tangent-first normal orientation is ϵν=ϵMϵA, so the vertical map has ray sign ϵAϵν=ϵM as well. The set and transversality arguments in step 1.1 need no orientations.

3.1F1step 1.1step 1.2step 2.1algebra∎

Global statement. Adding the finitely many points of Z(s) (finite because A is compact and the zeros of a transverse section are isolated) gives I(A,As)=∑x∈Z(s)sign⁡det⁡∂νsx, which is the self-intersection number of The self-intersection number of a complementary-dimensional oriented submanifold. The definition of A⋅A uses only transverse push-off sections, so no perturbation of a non-transverse section is needed here.

Remarks

Independence of the count from the choice of small transverse section is established in The self-intersection number is the Euler number of the normal bundle, using this local calculation.

Depends on

Used by

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