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One handle changes relative homology in one degree only

Statement

Assume ACω and let F be a field.

(a) Let N be a smooth n-manifold with boundary and let N′=N∪φhk be obtained by attaching a rounded k-handle along an embedding φ:Sk−1×Dn−k→∂N (Attaching a smooth handle with corner rounding, K handle core cocore attaching region and belt sphere). Then Hi(N′,N;F)=0 for i≠k and Hk(N′,N;F)≅F; the relative class of the core disk Dk×{0} is a generator, and the connecting homomorphism δ:Hk(N′,N;F)→Hk−1(N;F) of the pair carries it to the class of the attaching sphere φ(Sk−1×{0}) (up to the fixed sign of the boundary operator).

(b) Let f be smooth on a boundaryless manifold and let a<b be regular values with f−1([a,b]) compact (Closed sublevel and level set of a smooth function). If every critical point in f−1([a,b]) is nondegenerate and all of them have one common value c∈(a,b), then for every i dim⁡FHi(Mb,Ma;F)=#{p∈f−1([a,b]):ind⁡(p)=i}, and the relative classes of the core disks of the attached handles form a basis.

Facts & Assumptions

Given: A field F, an ambient smooth situation as in (a) or (b), and the coefficients F in singular homology.

[F1]

Attaching a k-handle to a smooth n-manifold X with boundary means gluing Dk×Dn−k along the attaching region Sk−1×Dn−k by a smooth embedding that extends over a neighbourhood of the disk factor, with the framing part of the data; the result N′=N∪φhk is a smooth manifold with boundary (Attaching a smooth handle with corner rounding, K handle core cocore attaching region and belt sphere).

[F2]

If A is a nonempty closed subspace of X that is a deformation retract of an open neighbourhood, then the quotient map gives Hn(X,A;G)≅H~n(X/A;G) for every n (Good pairs and quotient reduced homology).

[F3]

The standard handle pair has Hi(Dk×Dn−k,Sk−1×Dn−k;G)≅G for i=k and zero otherwise, and the pair contracts the second disk factor by (u,v)↦(u,(1−t)v) with projection to and inclusion of (Dk,Sk−1) as inverse maps up to homotopy of pairs (Relative homology of the standard handle pair).

[F6]

Under the hypotheses of (b) with critical points p1,…,pm at one value, Mb is obtained from Ma, up to diffeomorphism and corner rounding, by attaching disjoint handles of indices ind⁡(pj); if m=0 no handles are attached and the regular band conclusion applies (Simultaneous attachment at a morse critical value).

[F7]

For a disjoint union X=⨆αXα, Hn(X;G)≅⨁αHn(Xα;G) for every n; the proof reads the singular chain complex of the disjoint union as the direct sum of the complexes of the pieces (The singular homology of a disjoint union is the direct sum).

[F8]

Excision applies when the closure of the excised set lies in the interior of the relative subspace (Excision for singular homology). Homotopies of pairs induce equal homology maps: the prism operator preserves subspace chains and therefore descends to quotient chains (The singular chain homotopy formula). Regular compact bands are normalized-flow products (Regular interval diffeomorphism).

[L1]

The connector of a pair sequence is fixed on cycles by δ[c]=[∂c] for a relative cycle c with ∂c∈Cn−1(A;G) (Relative connecting homomorphism on cycles, Relative singular homology).

Proof

technique · excision-and-good-pairs
1.1F1F3F7given

Work first with the collared gluing model Y=N∪AH, H=Dk×Dn−k, A=Sk−1×Dn−k; smoothing transports this model and its core. If k=0, then A=∅ and Y=N⊔Dn. The relative chains are exactly those of the disk by the simplex-by-component splitting [F7], so [F3] gives one copy of F in degree zero, represented by its centre, and zero otherwise. Its connector has zero target in degree −1.

2.1F1F2step 1.1construct

For k>0, N and A are nonempty. The open set V=N∪A{(x,y)∈H:∣x∣>1/2} contains all of N and strongly deformation retracts onto it: fix N and send x to ((1−s)+s/∣x∣)x in the handle collar. This agrees with the identity at ∣x∣=1 and remains in V. Thus (Y,N) is a good pair. The same radial homotopy makes (H,A) a good pair.

3.1F2step 2.1

By the pushout quotient topology, collapsing N in Y=N∪AH gives Y/N≅H/A: in either quotient all of N and A become one point and the rest of the handle is unchanged. This is a quotient-topology identification, not merely a bijection on complements. The inclusion of pairs (H,A)→(Y,N) induces this homeomorphism on quotients. By the natural quotient isomorphisms [F2], it therefore induces isomorphisms Hi(H,A;F)→Hi(Y,N;F).

4.1F3step 1.1step 3.1

The standard-pair result [F3] computes these groups and identifies the core pair (Dk,Sk−1) with (H,A) by projection and inclusion. Orient the core disk and represent its relative orientation class by a finite singular fundamental chain (for example map a triangulated disk into the core). It maps to a generator of Hk(Y,N;F). Reversing that orientation reverses the generator; no ambient orientation is required.

4.2F2F6F7F8step 1.1step 2.1step 3.1

For (b), use [F6] to obtain the disjoint handles. To compare pairs, retain a pushed-in lower sublevel below the support of the handle construction: all changes take place in boundary collars and the disjoint critical charts; collar compression retracts both compared lower spaces to this common copy, as in the lower-collar comparison of One critical point handle attachment. The same compression works simultaneously for the finitely many disjoint charts, and [F8] makes the resulting pair homotopies induce homology isomorphisms. Split off the zero-handles, which are disjoint disks, by [F7]. For the remaining positive-index handles the open collars of step 2.1 make both pairs (Y,N) and (⨆Hj,⨆Aj) good; their quotients are homeomorphic by the pushout description of step 3.1. Their relative homology is therefore the same by [F2], while the latter relative chain complex splits by component as in [F7]. Hence Hi(Mb,Ma;F)≅⨁jHi(Hj,Aj;F), including the zero-handle summands. If there are no positive handles the direct disk splitting alone suffices.

5.1L1step 4.1algebra

The boundary of the oriented core fundamental chain is its oriented boundary sphere in N; for k=1 this means the terminal point minus the initial point. It is a relative cycle, and the connector formula [L1] sends its relative class to this boundary class. For k=0 the boundary is empty and the connector is zero, as already checked.

6.1F3F8step 4.1step 4.2algebra∎

Each handle summand is F in its index and zero elsewhere, so the direct sum of step 4.2 has dimension equal to the number of critical points of that index, with their oriented core classes as a basis. If there are no critical points, [F8] identifies the band with a product; compressing that product onto the lower face and fixing the lower sublevel gives a deformation retraction, hence zero relative homology. Inclusion of the lower sublevel is a homotopy equivalence, rather than a diffeomorphism onto the upper space.

Remarks

  • No orientation. The computation uses only the good-pair quotient and the standard handle pair, so it holds for arbitrary coefficients and requires no orientation of N or of the attaching spheres; this is the form used in the handle chain complex of the Morse inequalities and in the cellular comparison.
  • The choice assumption. ACω enters only through the handle-attachment and corner-rounding suppliers [F1], [F6], [F8]; the homology computation itself is choice free.
  • Why the pairing with the belt sphere is not asserted here. The identification of the connecting map with an intersection number requires the intersection theory of the middle level and is proved separately.

Depends on

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