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Handle boundary coefficients are attaching-belt intersection numbers

Statement

Assume ACω and let F be a field. Let M be a closed smooth oriented n-manifold with an index-ordered handle presentation in which every attaching sphere Ai of a (k+1)-handle meets every belt sphere Bj of a k-handle transversely in the middle level Nk=∂+Wk, for 0≤k≤n−1; the endpoint conventions for k=0 and k=n−1 are those of the geometric cancelling-pair definition (Geometrically cancelling adjacent handle pair): for k=0 the belt sphere of a 0-handle is its whole boundary sphere and the attaching sphere of a 1-handle is a 0-sphere; dually for k=n−1. Orient each core disk, orient its attaching sphere by the boundary rule, and orient its belt sphere so that the core-coordinate normal orientation followed by the belt orientation is the boundary orientation of Nk. Then, with these compatible orientations (Induced boundary orientation), the matrix of the handle-chain boundary ∂k+1:Ck+1→Ck in the bases of the core classes of the (k+1)-handles and of the k-handles is given by the attaching-belt intersection entries (I(Ai,Bj)) (with entries mapped from Z to the coefficient field) as in the named matrix definition when the outgoing boundary before the k-handles is connected and 1≤k≤n−2 (Attaching-belt intersection matrix of adjacent-index handles), and the same entry formula at the endpoints: the coefficient of ∂k+1ei at fj is the oriented intersection number of Ai with Bj in Nk. Without orientations the same identity holds over Z/2 with mod-two intersection numbers, and over a field of characteristic different from two the oriented identity holds.

Facts & Assumptions

Given: A closed oriented smooth n-manifold M with an index-ordered handle presentation with stages W0⊆⋯⊆Wn=M, transversality of all attaching and belt spheres in the middle levels, and the handles ej of index k, gi of index k+1 with attaching spheres Ai, belt spheres Bj and core disks Dj≅Dk, Di≅Dk+1.

[F1]

The handle chain complex has Ck=Hk(Wk,Wk−1;F) with the relative core classes as a basis and ∂k+1 equal to the boundary homomorphism of the triple Wk+1⊇Wk⊇Wk−1 (The handle chain complex computes singular homology, K handle core cocore attaching region and belt sphere).

[F2]

The triple boundary factors as the pair connecting map followed by the relative quotient map (Long exact sequence of a triple in singular homology), and the pair connector carries the relative core class of a handle to the class of its attaching sphere (One handle changes relative homology in one degree only, part (a)).

[F3]

When the outgoing boundary before the k-handles is connected and 1≤k≤n−2, the named attaching-belt intersection matrix is (I(Ai,Bj)), with oriented entries when M is oriented and the spheres carry the induced orientations, and mod-two entries otherwise; for 1≤k≤n−2 the two families have complementary dimensions k and n−k−1 in Nk (Attaching-belt intersection matrix of adjacent-index handles), the endpoint cases being fixed by the cancelling-pair conventions (Geometrically cancelling adjacent handle pair).

[F4]

For a good pair with nonempty subspace, relative homology is naturally the reduced homology of its quotient (Good pairs and quotient reduced homology); maps of pairs commute with the connector (Naturality of the pair long exact sequence).

[F5]

For a continuous map of oriented k-spheres with k≥1 and finite fibre, its degree is the sum of the local degrees (Global sphere degree is the sum of local degrees). Local orientation generators are restrictions of the global orientation and finite-puncture excision splits them into one summand per point (Local sphere orientations and finite puncture excision).

[F7]

Transverse complementary-dimensional submanifolds have simultaneous product charts at each intersection point (Transverse submanifolds have product charts); the local oriented intersection sign compares the orientation of the attaching tangent followed by the belt tangent with that of the middle level (The local oriented intersection sign, The oriented intersection number), and the oriented intersection number reduces to the mod-two intersection number modulo two (The oriented intersection number reduces to the mod 2 number, The mod 2 intersection number).

Proof

technique · collapse-degree-identification
1.1F3F7given

In the middle level Nk=∂+Wk the attaching sphere Ai of the (k+1)-handle has dimension k and the belt sphere Bj of the k-handle has dimension n−k−1 (K handle core cocore attaching region and belt sphere); the two dimensions sum to dim⁡Nk=n−1, and by hypothesis the spheres are transverse, so Ai∩Bj is finite (compactness of Nk). The ambient orientation of Nk is the boundary orientation induced by that of Wk [F3, F7].

1.2F1F2given

By [F1] the handle boundary is ∂k+1=qk∘δk+1, where δk+1:Ck+1→Hk(Wk;F) is the connecting map of the pair (Wk+1,Wk) and qk:Hk(Wk;F)→Ck is the relative quotient map; by [F2] this composite is the triple boundary.

1.3F1F4givenconstruct

For k≥1, define pj:Wk→Dk/Sk−1≅Sk by pj(x,y)=[x] on the jth k-handle, and send Wk−1 and every other handle to the basepoint. On the attaching seam ∣x∣=1 the formula is the basepoint, so it glues continuously. Choose the sphere orientation so that the core quotient has degree +1. Then (pj)∗:Hk(Wk,Wk−1;F)→Hk(Sk,∗;F) sends the jth core generator to 1 and the other core generators to zero, by [F1] and the quotient identification [F4]. It therefore extracts the jth coefficient.

2.1F2F4step 1.2step 1.3

By [F2] the relative image of the attaching sphere Ai is ∂k+1 of the upper core class. Consequently its jth coefficient is the degree of pj∣Ai:Sk→Sk, interpreted in F. Indeed on positive-degree homology the natural map Hk(Sk;F)→Hk(Sk,∗;F) is an isomorphism, also for k=1 by the pair sequence and the isomorphism on H0.

3.1F7step 1.3step 2.1

The fibre of the interior value [0] of this map is exactly Ai∩Bj. On the outgoing region of the jth handle, pj(x,y)=[x] and Bj={0}×Sn−k−1; all other regions map to the basepoint. Near a fibre point the map is the core-coordinate projection. Transversality makes its restriction to Ai a local diffeomorphism. The specified belt orientation makes its local degree equal to the sign comparing TAi⊕TBj with TNk, which is the local intersection sign of [F7]. Thus the projection is onto the core coordinates, rather than the cocore.

4.1F3F5F7step 3.1algebra

The finite-fibre formula [F5] now gives deg⁡(pj∣Ai)=∑p∈Ai∩Bjsign⁡p(Ai,Bj)=I(Ai,Bj). This also includes an empty fibre. Therefore the integer coefficient, and its image in any field, is the claimed intersection number.

5.1F5F7step 4.1algebra

Without orientations the same local-excision computation uses coefficient-one generators over Z/2: every local diffeomorphism contributes 1, and the global class restricts to the diagonal of these generators as in [F5]. Thus the coefficient is the parity of Ai∩Bj. For oriented handles reducing the integer calculation modulo two agrees with [F7]. The positive-index proof includes k=n−1; the belt then has dimension zero, and the same local projection and orientation comparison apply.

6.1F1F2F3step 5.1algebra∎

For k=0 use the chain connector directly: the boundary of the oriented upper interval is its terminal point minus its initial point. The jth coefficient in H0(W0;F) is therefore +1 if its terminal point is on the jth disk boundary and −1 if its initial point is there, adding both if necessary. Orient that boundary circle or sphere as the belt of the positive zero-dimensional core; these are precisely the local intersection signs. Modulo two count the endpoints. This proves the endpoint formula independently of a sphere-degree assertion in dimension zero.

Remarks

  • Dual retraction. The dual handle retraction contracts the handle onto its cocore along the core disk factor and carries the outgoing region onto the belt sphere, while the complement of the belt sphere in the outgoing region deformation retracts onto the attaching boundary Sk−1×Sn−k−1 (The dual handle retraction onto the cocore, with the outgoing region carried onto the belt sphere, statements (b) and (c)).

  • Sign conventions. The belt orientation is fixed by the core-normal-first rule above; attaching spheres have the oriented core-boundary orientation. These explicit conventions make the projection degree agree with I(Ai,Bj), with the attaching sphere first. Other conventions can change rows or columns by signs. The mod-two statement is independent of all orientation choices.

  • Use. Together with the handle chain complex this identifies the degree-k excess mk−bk with the sum of ranks of the adjacent intersection matrices, which is the algebraic input to the vanishing-correction criterion for perfectness.

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